People v. Graham CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD250819
- Trial judge
- David M. Gill
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, Cynthia Aaron
Analysis
The trial court convicted Graham of residential robbery and denied his duress defense, granting probation. The Court of Appeal affirmed, finding substantial evidence supported the conviction and no prosecutorial misconduct occurred.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Sufficiency of evidence regarding the duress defense“We disagree and find the record amply demonstrates the absence of duress.” | substantial evidence | correct | agree with court agree with court |
Prosecutorial misconduct regarding the use of the term 'murder' in closing argument“We will also reject the challenge to the term murder. Here the parties were not discussing the various forms of homicide or the differences between murder and manslaughter.” | abuse of discretion | correct | agree with court agree with court |
Authorities
- relied: People v. Johnson (1980) 26 Cal.3d 557 — Standard of review for sufficiency of evidence is whether a reasonable jury could find guilt beyond a reasonable doubt.
- relied: People v. Guerra (2006) 37 Cal.4th 1067 — Standard of review for sufficiency of evidence.
- relied: People v. Anderson (2002) 28 Cal.4th 767 — Duress is a defense for all crimes except murder.
- relied: People v. Lo Cicero (1969) 71 Cal.2d 1186 — Duress requires threats of imminent violence.
- relied: People v. Saavedra (2007) 156 Cal.App.4th 561 — Elements of duress include belief that life would be endangered and a demand to commit criminal acts.
- relied: People v. Viera (2005) 35 Cal.4th 264 — Leadership role alone is not sufficient to establish duress in a two-participant case.
- relied: People v. Villegas (1938) 29 Cal.App.2d 658 — Leadership role alone is not sufficient to establish duress.
- relied: Boyde v. California (1990) 494 U.S. 370 — Jurors rely on commonsense understanding rather than technical hairsplitting of instructions.
- relied: People v. Frye (1998) 18 Cal.4th 894 — Standard for determining if prosecutorial comments caused prejudice.
The appellate opinion: sound — The opinion correctly applies the substantial evidence standard to the duress defense, noting the lack of direct evidence of threats to Graham. It properly analyzes the prosecutorial comment as a commonsense expression of a threat to kill rather than a legal misstatement of homicide degrees.
How this analysis was made · dispute it
unusual dispositionA jury convicted Craig Graham of residential robbery with vicarious-arming and tying/binding findings after rejecting his duress defense, and the trial court granted probation with 365 days in local custody and overruled a belated objection that the prosecutor misstated duress by saying Coops would have to threaten to 'murder' Graham. The Court of Appeal affirmed, holding substantial evidence supported the jury's rejection of duress and that the prosecutor's use of 'murder' rather than 'kill' was not misconduct under the Frye reasonable-likelihood test, so counsel's failure to object timely caused no prejudice.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Jury's implied finding (sustained by the judgment) that the prosecution proved the absence of duress beyond a reasonable doubt; sufficiency of the evidence challenge rejected“In short, there is substantial evidence to support the jury's rejection of the defense of duress.” | substantial evidence | correct | agree with court The court correctly stated the Johnson/Guerra substantial-evidence standard and the elements of duress under section 26 and Lo Cicero (imminent threat, belief life endangered, demand to commit the act). The only evidence of a threat to Graham was one officer's inconsistent note of Ferons's statement, which Ferons himself disavowed; Graham brought Coops to the apartment unannounced, searched for property, tied the victim, and left with Coops, all of which permit a rational jury to reject duress. The court's remark that no relationship with Ferons was shown is not a legal element of duress-for-another, but it was used only as a permissible inference about the plausibility of that theory, not as a rule of law. |
Trial court's rejection of the post-submission objection that the prosecutor misstated the law of duress by using the word 'murder'; prosecutorial misconduct claim rejected on the merits“The trial court dismissed the distinction as meaningless since the clear import was a threat to kill.” | de novo | correct | agree with court Section 26 and CALCRIM No. 3402 require a belief that the defendant's (or another's) life was in immediate danger, so framing the threat as one to 'murder' rather than 'kill' did not misstate the element in any way that mattered; the only threat at issue was Coops 'popping' someone with a loaded revolver. Applying Frye's reasonable-likelihood test and Boyde's commonsense-juror principle, and noting the jury was correctly instructed, the court reached the right result. The opinion does not articulate the general misconduct framework (deceptive or reprehensible methods) but the omission does not affect the outcome. |
Alternative claim of ineffective assistance of counsel for failing to timely object to the prosecutor's argument“In sum, Graham has failed to show any prosecutorial misconduct, thus the failure of counsel to timely object could not have conceivably caused him any prejudice.” | de novo | correct | agree with court Because the court bypassed forfeiture and found no misconduct on the merits, there was nothing a timely objection could have cured, so the prejudice prong of ineffective assistance necessarily fails. This disposition is logically sound and consistent with the rule that counsel is not ineffective for failing to make a meritless objection. |
Authorities
- relied: People v. Johnson (1980) 26 Cal.3d 557 — Sufficiency review requires examining the whole record in the light most favorable to the judgment for substantial evidence from which a reasonable trier of fact could find guilt beyond a reasonable doubt.
- relied: People v. Guerra (2006) 37 Cal.4th 1067 — Reviewing court does not reweigh evidence or resolve credibility; it asks whether substantial evidence supports the verdict.
- relied: People v. Anderson (2002) 28 Cal.4th 767 — Duress under Penal Code section 26 is a defense to all crimes except murder.
- relied: People v. Lo Cicero (1969) 71 Cal.2d 1186 — Duress requires that the defendant acted in response to threats of imminent violence; a future or non-imminent threat is insufficient.
- relied: People v. Saavedra (2007) 156 Cal.App.4th 561 — Duress requires a demand that the defendant commit the criminal act and a belief that his life would be endangered if he refused.
- relied: People v. Vieira (2005) 35 Cal.4th 264 — Evidence that a co-participant occupied a leadership or dominant role does not by itself establish duress.
- relied: People v. Villegas (1938) 29 Cal.App.2d 658 — A co-participant's dominance or leadership is not sufficient to establish duress absent an imminent threat to life.
- relied: Boyde v. California (1990) 494 U.S. 370 — Jurors apply commonsense understanding of instructions and argument in light of the whole trial rather than parsing for subtle shades of meaning.
- relied: People v. Frye (1998) 18 Cal.4th 894 — A prosecutorial misconduct claim based on remarks to the jury requires a reasonable likelihood the jury construed or applied the remarks in an objectionable or erroneous manner.
The appellate opinion: sound with gaps — The court correctly stated the substantial-evidence standard and the elements of duress, and the record it recounts (Graham brought the gunman, searched the apartment, tied the victim, and left with him) amply supports the jury's rejection of the defense; its treatment of the 'murder' versus 'kill' argument properly applies Frye and Boyde. The opinion is somewhat thin in not articulating the general prosecutorial-misconduct framework or an explicit standard of review for that claim, and its observation about the lack of a relationship with the victim is an inferential point rather than a legal element, but neither gap affects the result.
Opinion
Filed 7/23/15 P. v. Graham CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D066421
Plaintiff and Respondent, v. (Super. Ct. No. SCD250819)
CRAIG GRAHAM,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, David M.
Gill, Judge. Affirmed.
Jill Kent, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, A. Natasha Cortina, Kristen Kinnaird Chenelia and Michael Pulos, Deputy Attorneys General, for Plaintiff and Respondent. Craig Graham was convicted by a jury of one count of residential robbery (Pen.
Code,1 §§ 211, 212.5). The jury also found true allegations that Graham was vicariously armed with a firearm during the robbery (§ 12022, subd. (a)(1)), and that he tied, bound and confined the victim (§§ 1192.7, subd. (c), 1170.84).
The court granted Graham probation subject to 365 days in local custody.
Graham appeals contending the prosecution failed to prove he was not acting under duress at the time of the offense and that the prosecutor committed misconduct in comments during argument regarding the elements of the defense of duress.
We are satisfied there was virtually no evidence to support a claim of duress and thus we find substantial evidence supports the conviction. Our review of the record discloses no instance of prosecutorial misconduct. The jury was properly instructed on the elements of the defense of duress and the record clearly supports the jury's rejection of that defense.
STATEMENT OF FACTS
The facts surrounding the offense are not seriously disputed. Therefore we will set forth only a brief summary of the facts of the crime in this case. To the extent there are any disputed areas we will address them in the discussion which follows.
The victim in this case, Robert Ferons, was a marijuana dealer, with whom Graham had done business in the past. Prior to the robbery in this case, Graham told Ferons he wanted to buy $500-$600 worth of marijuana from Ferons.
1 All further statutory references are to the Penal Code unless otherwise specified.
2 Ferons and Graham made arrangements to meet in a public place to conduct the transaction, largely out of safety concerns by Ferons. On the day of the meet Graham was supposed to call when he got near the proposed meeting place. However, Graham came directly to Ferons's apartment accompanied by Gerard Coops, who was unknown to Ferons. The two entered the apartment through an open door without notice to Ferons.
Ferons took the two men into the kitchen to show them samples of the marijuana he had for sale. After about 10 minutes, Coops produced a .38 caliber revolver and pointed it at Ferons and said he was going to take all of the marijuana. When Coops produced the pistol, Graham said, "what are you doing?" in a mildly surprised tone.
Graham told Ferons several times to comply with Coops's demands as Coops was "crazy." Coops told Ferons that he would "pop" him if he did not comply. Coops then took Ferons's wallet containing over $500.
Coops told Graham to search the apartment for more money or marijuana.
Although Ferons apparently had substantial cash and more marijuana in a safe, Graham did not find it. He did return with a pillow case and some cord. The marijuana they did find was put into the pillow case and the cord was ultimately used by Graham to tie Ferons. After Ferons was tied, Coops and Graham again searched the apartment.
Ultimately Graham and Coops left the apartment and got into Coops's car and drove away. The pistol was found in some bushes between the apartment and the location of the car.
3 DISCUSSION
Graham argues that there is not substantial evidence to support the jury's implied finding that he did not act under duress. Under the court's instruction, the prosecution was required to prove the absence of duress beyond a reasonable doubt. Graham argues the burden of proof was not met in this case. We disagree and find the record amply demonstrates the absence of duress.
Although he was certainly not required to testify, the absence of any statements from Graham regarding alleged duress complicates our review. There were no statements to police offered and no statements during the crime as heard by witnesses that would demonstrate that Graham acted in fear of an imminent threat of violence to himself or another.
Graham also argues the prosecutor committed misconduct in discussing the law regarding duress. We will discuss these issues separately.
I
PROOF OF DURESS
A. Legal Principles When we review a claim of insufficient evidence to support a conviction, we review the entire record, drawing all reasonable inferences in favor of the decision. We do not make credibility decisions nor do we weigh the evidence. Our task is to determine whether there is sufficient substantial evidence from which a reasonable jury could find 4 the defendant guilty beyond a reasonable doubt. (People v. Johnson (1980) 26 Cal.3d 557, 578; People v. Guerra (2006) 37 Cal.4th 1067, 1129.)
The defense of duress is available for all crimes except murder. (§ 26; People v. Anderson (2002) 28 Cal.4th 767, 772-773.) In order to demonstrate duress the evidence must show that the defendant's decision to act was in response to threats of imminent violence. (People v. Lo Cicero (1969) 71 Cal.2d 1186, 1190.) The proof must also show that the defendant believed his life would have been endangered if he refused and there was a demand that the defendant commit the criminal acts. (People v. Saavedra (2007)
156 Cal.App.4th 561, 567.) Graham does not challenge the trial court's jury instructions which defined duress and placed the burden of proof on the prosecution.2 In order to show duress in a case with two participants, merely establishing that one was in a leadership role is not sufficient. (People v. Viera (2005) 35 Cal.4th 264, 290-291; People v. Villegas (1938) 29 Cal.App.2d 658, 662.)
B. Analysis As we have noted, there is no direct testimony or statements that Coops threatened Graham before or during the robbery. The closest to a possible threat cited by Graham is found in a dispute as to what Ferons told police. Ferons testified that Graham said that he needed to cooperate or Coops would "pop" Ferons. Ferons reported the threat to police.
One officer recorded the statement as a threat to "pop" Ferons. A different officer recorded it as a threat to "pop" Graham. Ferons was confronted with the inconsistency 2 CALCRIM No. 3402.
5 and maintained the threat was as to him. The jury was fully aware of that dispute. Other than the disputed "threat" there is no evidence that Coops ever threatened Graham.
Graham arrived at Ferons's apartment, unannounced, contrary to the plan, and he and Coops entered through an open door. Graham was the one who knew Ferons and brought Coops with him. Graham also left with Coops and they drove away in Coops's car, after they had dumped the firearm and the pillow case; hardly evidence of Graham acting under duress.
At trial, the principal focus of the duress defense was that Coops was the aggressor; that he produced the gun; he told Graham what to do and that according to one police report Ferons said Graham told him that Coops would "pop" Graham if Ferons did not cooperate. On appeal, Graham has shifted his focus substantially. He now points out that Graham could have acted under duress if he feared for the safety of another, specifically Ferons. Once again, there is no direct testimony to support such claim.
However, we recognize there is evidence that Graham told Ferons to cooperate or Coops might injure Ferons. Of course there is nothing that demonstrates Graham had any relationship with Ferons such that Graham would be so concerned for Ferons's safety that Graham would participate in an armed robbery to protect Ferons. The jury could easily reject an inference of duress in this case.
It was Graham who brought Coops unannounced to the apartment. The crime here was robbery, which involves the taking of property from the person of another by force or fear. The jury could reasonably reject any inference of duress and conclude that 6 Graham's statements to Ferons were part and parcel of the effort of Graham and his cohort to get Ferons to give up his property. The fact that Coops was threatening is far more consistent with robbery than some unstated pressure on Graham to protect Ferons.
In short, there is substantial evidence to support the jury's rejection of the defense of duress. On this record the jury could reasonably find there was no credible evidence that Graham was acting to prevent harm to himself or to Ferons. Thus we reject Graham's challenge to the sufficiency of the evidence.
II
PROSECUTORIAL MISCONDUCT
Graham contends the prosecutor committed misconduct in argument to the jury by "misstating" the law regarding duress. We disagree.
At the outset, the People urge us to apply the doctrine of forfeiture because the defense did not raise any objections to the prosecutor's comments until after the case had been submitted to the jury. Predictably, Graham argues that if we apply forfeiture he was denied effective assistance of counsel. Since there is nothing in the record to show misconduct we will address the argument on the merits and avoid forfeiture.
The focus of the defense, as we have discussed, was on Graham's fear for his own safety, not about any concerns for Ferons's safety. There the lawyers disputed the impact of the possible statement that Coops would "pop" Graham. Thus it was a threat to kill Graham that principally supported the duress claim. The prosecutor said that Graham would have had to believe that Coops would "murder" him. Defense counsel, in 7 argument, disputed the use of the term" murder," but appeared to agree the threat of violence was in the term "pop." After the jury departed, defense counsel objected to the term murder. The trial court dismissed the distinction as meaningless since the clear import was a threat to kill. We will also reject the challenge to the term murder. Here the parties were not discussing the various forms of homicide or the differences between murder and manslaughter. Rather the term murder was being used in a commonsense, albeit dramatic way to express the threat in this case, if there had been one, to kill Graham. Clearly the term "pop" was understood in the context of a person pointing a loaded revolver as a threat to kill. As the United States Supreme Court said: "Jurors do not sit in solitary isolation booths parsing instructions for subtle shades of meaning . . .
commonsense understanding of the instructions in the light of all that has taken place at trial [is] likely to prevail over technical hairsplitting." (Boyde v. California (1990) 494 U.S. 370, 380-381.)
The jury was properly instructed on the elements of the defense of duress. The dispute over the use of murder rather than kill fails to establish "a reasonable likelihood the jury understood or applied the complained-of comments in an improper or erroneous manner." (People v. Frye (1998) 18 Cal.4th 894, 970.)
In sum, Graham has failed to show any prosecutorial misconduct, thus the failure of counsel to timely object could not have conceivably caused him any prejudice.
8 DISPOSITION
The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
Cites, in this corpus
- People v. Saavedra D049187 · 2007-10-29
- People v. Guerra S036864 · 2006-03-02
- People v. Vieira S026040 · 2005-05-26
- People v. Anderson S094710 · 2002-07-29
- People v. Frye No. S007198 · 1998-07-30
- People v. Johnson Crim. 20710 · 1980-02-29
- People v. Lo Cicero Crim. 13343 · 1969-10-03
- People v. Villegas Crim. 3139 · 1938-12-15