People v. Washic CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD243025
- Trial judge
- Peter L. Gallagher
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Patricia D. Benke (author), Judith L. Haller, McINTYRE
Analysis
The trial court initially determined that a lost transcript could not be replaced by a settled statement, but later ordered the filing of a corrected transcript after data was recovered from the court reporter's hard drive. The Court of Appeal affirmed the conviction, rejecting the defendant's argument that res judicata prevented the record correction and noting that the defendant raised no merits-based arguments on appeal.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's order determining that a settled statement was not possible to prepare due to lost transcript.“the trial court effectively vacated its earlier order determining that a settled statement was not possible; because the judgment in this case was not final at the time the trial court effectively vacated its earlier order, the doctrine of res judicata in no sense prevented the trial court from doing so.” | de novo | correct | agree with court agree with court |
Appellate court's inherent power to order correction and augmentation of the record on appeal.“in any event, it is axiomatic that we have inherent power to "direct the trial court to conduct proceedings necessary to supplement gaps in the record."” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Jones (1981) 125 Cal.App.3d 298 — In the absence of a complete reporter's transcript or a settled statement, a judgment of conviction should be reversed because counsel has no means of determining whether reversible error occurred.
- relied: City of Oakland v. Oakland Police & Fire Retirement System (2014) 224 Cal.App.4th 210 — Res judicata applies to final judgments.
- relied: Marks v. Superior Court (2002) 27 Cal.4th 176 — Appellate courts have inherent power to direct the trial court to conduct proceedings necessary to supplement gaps in the record.
- relied: People v. Kronemyer (1987) 189 Cal.App.3d 314 — A party may challenge errors or omissions in a certified reporter's transcript.
The appellate opinion: sound — The opinion correctly applies the principle that res judicata does not bar a trial court from correcting its own record before the judgment becomes final, and it accurately cites established authority regarding the appellate court's inherent power to supplement the record. The court properly notes that the defendant failed to raise any merits-based arguments, rendering the affirmance procedurally sound.
How this analysis was made · dispute it
unusual dispositionThe trial court entered a judgment of conviction on two DUI counts and one count of driving with a 0.08 percent or higher BAC, sentenced Washic to two years in prison, and, after the court reporter reported her notes lost, initially found that no settled statement could be prepared; it later recovered the data from the reporter's hard drive and filed a certified corrected transcript with the Court of Appeal. On appeal Washic argued only that res judicata barred the trial court and the appellate court from correcting the record with the retrieved transcript; the Court of Appeal rejected that argument, held the corrected transcript was properly part of the record, and affirmed because Washic raised no contentions on the merits.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's filing of the recovered, certified reporter's transcript, effectively vacating its earlier order that a settled statement was not possible, over Washic's res judicata objection“because the judgment in this case was not final at the time the trial court effectively vacated its earlier order, the doctrine of res judicata in no sense prevented the trial court from doing so.” | unclear | correct | agree with court Res judicata attaches only to final judgments; a trial court's interim order about the state of the appellate record, made while the judgment is pending on appeal, is not a final adjudication and does not bind the court from correcting the record once the transcript is recovered. The court also correctly noted that Washic had a remedy under Code of Civil Procedure section 273 and rule 8.155 to challenge any inaccuracies in the corrected transcript and did not use it, and that the appellate court independently has inherent power under Marks to order the record supplemented. The opinion did not state a standard of review, but the question is purely legal and the analysis is consistent with de novo treatment. |
Judgment of conviction on two counts of DUI (Veh. Code, § 23152, subd. (a)) and one count of driving with 0.08 percent or more BAC (Veh. Code, § 23152, subd. (b)), with two admitted priors under Vehicle Code section 23550.5 and a two-year prison sentence“As we indicated, Washic raises no contentions with respect to the merits of the judgment of conviction.” | unclear | not reached | agree with court Once the corrected transcript was deemed part of the record, Washic's only basis for reversal (the Jones argument that an unavailable record prevents meaningful review) fell away, and he advanced no substantive claims of trial error. An appellate court affirms where the appellant identifies no error, so affirmance without reaching the merits was the proper disposition. |
Authorities
- relied: City of Oakland v. Oakland Police & Fire Retirement System (2014) 224 Cal.App.4th 210 — Res judicata applies only to final judgments, so a nonfinal interim order of the trial court does not have preclusive effect.
- relied: Marks v. Superior Court (2002) 27 Cal.4th 176 — A reviewing court has inherent power to direct the trial court to conduct proceedings necessary to supplement gaps in the appellate record.
- relied: People v. Kronemyer (1987) 189 Cal.App.3d 314 — A certified reporter's transcript is presumptively correct, and a party who believes it contains errors or omissions must pursue the procedures for correcting the record rather than simply attack its use.
The appellate opinion: sound — The court answered the only argument raised with the correct authorities: res judicata does not apply to a nonfinal order, Washic had and failed to use the statutory and rule-based procedures to challenge the corrected transcript, and the appellate court has independent inherent power under Marks to order the record supplemented. The opinion is short and does not state a standard of review, but no argument or controlling authority appears to have been skipped.
Opinion
Filed 7/20/15 P. v. Washic CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D064514
Plaintiff and Respondent, v. (Super. Ct. No. SCD243025)
BRUCE CHARLES WASHIC,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Peter L.
Gallagher, Judge. Affirmed.
Patrick Morgan Ford, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Barry Carlton and Christopher P.
Beesley, Deputy Attorneys General, for Plaintiff and Respondent.
In this driving under the influence (DUI) case, although initially the trial court determined the reporter's transcript had been lost and was not retrievable, in related posttrial proceedings the court reporter was able to retrieve her transcript of the trial, the corrected transcript was filed and we ordered that the parties brief their contentions on the record as corrected by the reporter's transcript. In his brief on appeal, defendant and appellant Bruce Charles Washic contends neither the trial court nor this court had the power to correct or augment the record on appeal with the reporter's retrieved transcript.
We reject this contention; the doctrine of res judicata did not prevent the trial court from correcting the record and, in any event, we have inherent power to order correction and augmentation of the record before us. Because defendant raises no alternative arguments on the merits of his conviction, we affirm.
SUMMARY
Within a two week period in September 2012, Washic was stopped twice while driving under the influence. At the scene of the first incident, a preliminary alcohol screening breath test indicated Washic's blood alcohol concentration (BAC) was 0.08 percent; a later breath test conducted at a jail showed that Washic's BAC was 0.06 percent. In the second incident, Washic's BAC at the scene of the stop was measured at 0.08 percent; a later breath test conducted at a jail showed that Washic's BAC was 0.08 percent.
A jury convicted Washic of two counts of DUI within the meaning of Vehicle Code section 23152, subdivision (a) and one count of driving while having a BAC of 0.08 percent or more (Veh. Code, § 23152, subd. (b)). Washic admitted two prior DUI's within the meaning of Vehicle Code section 23550.5, and the trial court sentenced him to 2 two years in prison. Washic filed a timely notice of appeal.
After Washic filed his notice of appeal, the court reporter filed an affidavit in which she stated she had lost four days of trial testimony because of damage to her computer. The trial court conducted a hearing to determine whether a settled statement could be prepared and determined it was not possible to do so. In his initial opening brief, Washic argued that in the absence of either a complete reporter's transcript or a settled statement, the judgment of conviction should be reversed because his counsel had no means of determining whether a reversible error had occurred. (See People v. Jones (1981) 125 Cal.App.3d 298, 300-301.)
While Washic's appeal was pending, we issued an order to show cause to the court reporter. In addition to requiring a response from the court reporter with respect to whether she should be sanctioned, we also directed that she produce her computer hard drive to the trial court for further inspection. She did so, and the trial court was able to recover data from the computer hard drive and thereafter the reporter was able to prepare a complete transcript of the trial. Each volume of the transcript contains an affidavit from the court reporter in which she attests that the transcript is a full, true and accurate record of proceedings conducted in the trial court.
The trial court filed the corrected and certified transcript with this court and notified the parties that the corrected and certified copies were available. The trial court also afforded the parties the opportunity to inspect the computer hard drive and documentation the reporter submitted with respect to her efforts to recover data from the hard drive.
3 By separate order, this court struck the five volumes of transcripts that had previously been submitted by the court reporter and that contained no record of proceedings, struck the briefs the parties had previously submitted and directed that they file briefs on the merits on the basis of the corrected record.
DISCUSSION
On appeal, Washic contends that under principles of res judicata, the trial court's initial order determining that a settled statement was not possible is binding on the parties, the trial court and this court.
There are a number of problems with Washic's contention. First, by way of its order directing that the court reporter file the corrected transcript with this court, the trial court effectively vacated its earlier order determining that a settled statement was not possible; because the judgment in this case was not final at the time the trial court effectively vacated its earlier order, the doctrine of res judicata in no sense prevented the trial court from doing so. (See City of Oakland v. Oakland Police & Fire Retirement System (2014) 224 Cal.App.4th 210, 227–228 [res judicata applies to final judgments].)
We are aware of no other limitation on the trial court's power over the record of proceedings before it that would undermine the trial court's power to provide us with a corrected transcript. Importantly we note that, although the court reporter's corrected transcript is presumptively correct, following the filing of the certified corrected reporter's transcript in this court, Washic could have challenged any errors or omissions he believed appeared in the corrected transcript. (See Code Civ. Proc., § 273, subd. (a);
Cal. Rules of Court, rule 8.155(b)(1) & (c); see also People v. Kronemyer (1987) 189 4 Cal.App.3d 314, 354-359.) Washic did not do so.
Second, in any event, it is axiomatic that we have inherent power to "direct the trial court to conduct proceedings necessary to supplement gaps in the record." (Marks v. Superior Court (2002) 27 Cal.4th 176, 197; see Cal. Rules of Court, rule 8.155(b)(1) & (c).)
In sum, the presumptively correct corrected reporter's transcript is a proper part of the record on appeal.
As we indicated, Washic raises no contentions with respect to the merits of the judgment of conviction.
DISPOSITION
The judgment of conviction is affirmed.
BENKE, Acting P. J.
WE CONCUR:
HALLER, J.
McINTYRE, J.
Cites, in this corpus
- City of Oakland v. Oakland Police & Fire Retirement System A136769 · 2014-02-28
- Marks v. Superior Court S085224 · 2002-01-28
- People v. Jones Crim. 20537 · 1981-11-05
- Grove v. Grove Valve & Regulator Co. Civ. 25668 · 1970-02-10