People v. Boot CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD179209
- Trial judge
- Laura H. Parsky
- Outcome
- vacated — Sentence vacated and remanded for resentencing.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Gilbert Nares, Cynthia Aaron
Analysis
The trial court vacated the original sentence and imposed a mandatory five-year enhancement, resulting in a 17-year term, after the prosecution argued the court lacked discretion to adjust the original term. The Court of Appeal vacated the sentence and remanded for resentencing, finding that the trial court likely acted under a mistaken belief that it had no discretion to reduce the original term to offset the enhancement.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of a 17-year sentence (12 years original term plus 5-year consecutive enhancement) without exercising discretion to reduce the original term.“We conclude that the trial court here, like the trial courts in Sherrick, Ybarra, and Jeffries, did not know of its discretion to reevaluate Boot's sentence because the prosecution's sentencing memorandum misguided the trial court to believe that it had no discretion to do so” | abuse of discretion | error | agree with court The appellate court correctly applied the principle that a sentencing decision made under a mistaken belief regarding the scope of judicial discretion is not an exercise of informed discretion. The record supports the inference that the trial court relied on the prosecution's erroneous citation of Rule 4.452(3) and failed to correct the misstatement, thereby failing to exercise the broad discretion required by People v. Serrato and People v. Cabral. The remand is the appropriate remedy to allow the trial court to properly balance the enhancement against the original term. |
Authorities
- relied: People v. Serrato (1973) 9 Cal.3d 753 — The trial court has discretion to adjust the original sentence when correcting an unauthorized sentence to account for omitted enhancements.
- relied: People v. Cabral (1975) 51 Cal.App.3d 707 — When a case is remanded for correction of an unauthorized sentence, the trial court is allowed to review the entire sentence and impose a proper sentence considering all relevant factors.
- relied: People v. Ruiz (1975) 14 Cal.3d 163 — When a court makes a sentencing decision unaware of the true scope of court discretion, fundamental fairness requires that the defendant be afforded a new hearing.
- relied: People v. Belmontes (1983) 34 Cal.3d 335 — A court must exercise 'informed discretion' when sentencing a defendant.
- relied: People v. Pitmon (1985) 170 Cal.App.3d 38 — The trial court is allowed to review the entire sentence when correcting an unauthorized sentence.
- relied: People v. Sherrick (1993) 19 Cal.App.4th 657 — A trial court's failure to correct counsel's misstatement of the law regarding sentencing discretion can support a finding that the court did not know of its discretion.
- relied: People v. White Eagle (1996) 48 Cal.App.4th 1511 — The mere silence as to whether the court engaged in an exercise of discretion alone cannot sustain an appellant's burden of showing error.
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Referenced in the context of People v. Rodriguez regarding the requirement for remand where misunderstanding of discretion is affirmatively shown.
- relied: People v. Tang (1997) 54 Cal.App.4th 669 — Review of discretionary sentencing decisions proceeds from the assumption the trial court made a proper decision unless the appellant affirmatively demonstrates error.
- relied: People v. Rodriguez (1998) 17 Cal.4th 253 — Remand is required where a misunderstanding of sentencing discretion is affirmatively shown.
- relied: People v. Aubrey (1998) 65 Cal.App.4th 279 — An erroneous understanding by the trial court of its discretionary power is not a true exercise of discretion.
- relied: People v. Jeffries (2000) 83 Cal.App.4th 15 — A trial court's failure to correct counsel's misstatement of the law regarding sentencing discretion can support a finding that the court did not know of its discretion.
- relied: People v. Johnson (2004) 32 Cal.4th 260 — The authority of the court to resentence after a sentence is recalled is as broad as it was at the time the original sentence was imposed.
- relied: People v. Sullivan (2007) 151 Cal.App.4th 524 — Evidence Code section 664 presumes the trial court knew of and followed the applicable law, imposing the burden of proof on the party against whom it operates.
- relied: People v. Ybarra (2008) 166 Cal.App.4th 1069 — When counsel misstates the law regarding sentencing discretion and the trial court fails to correct it, a remand is required to ensure the court exercises its full discretion.
- relied: People v. Espanola (2014) 229 Cal.App.4th 1487 — The authority of the court to resentence after a sentence is recalled is as broad as it was at the time the original sentence was imposed.
The appellate opinion: sound — The opinion is sound because it correctly identifies that the trial court's reliance on the prosecution's erroneous legal argument deprived the defendant of a proper exercise of sentencing discretion. It appropriately distinguishes between a 'truly silent' record and one where the court fails to correct an affirmative misstatement of law by counsel, applying the correct standard of review and authorities.
How this analysis was made · dispute it
unusual dispositionTen years after the original 2004 sentencing, the trial court found Boot's 12-year sentence unauthorized because the mandatory five-year serious-felony enhancement (Pen. Code, § 667, subd. (a)) had been omitted, and it added five consecutive years for a total of 17 years without considering whether to restructure the rest of the sentence. The Court of Appeal vacated the sentence and remanded for resentencing, holding that the prosecution's memorandum affirmatively misadvised the court under rule 4.452(3) that it lacked discretion to adjust the original term and the record did not show the court understood otherwise.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Resentencing order adding a consecutive five-year section 667(a) enhancement to the original 12-year term without exercising discretion to reconsider the overall sentence“Thus, on this record we have no choice but to remand so that the trial court can fully exercise its sentencing discretion.” | abuse of discretion | error (discretion) | agree with court The parties agreed the court had full resentencing discretion once the sentence was found unauthorized (Serrato, Cabral, Johnson), and a sentence imposed under a misunderstanding of that discretion is not an informed exercise of discretion (Belmontes, Rodriguez). The court correctly recognized that a silent record alone cannot overcome the Evidence Code section 664 presumption (White Eagle), but it reasonably treated the prosecutor's affirmative misstatement in the written memorandum, uncorrected by the court that said it had reviewed the papers, as proof to the contrary. The inference from silence is somewhat in tension with the presumption and the opinion does not address forfeiture from defense counsel's failure to request the exercise of discretion or whether the record showed the court would have imposed the same sentence anyway, but the result is defensible and the remedy is limited to a new hearing with no direction on outcome. |
Finding that the original 2004 sentence omitting the mandatory five-year serious-felony enhancement was unauthorized“[TRIAL JUDGE] found the original sentence unauthorized and imposed an additional five years for the serious felony prior to run consecutive to the original term of 12 years, for a total term of 17 years.” | unclear | not reached | agree with court Boot did not challenge on appeal the determination that the omission of the mandatory enhancement rendered the sentence unauthorized and correctable at any time; the Court of Appeal accepted that premise and both parties agreed the court had discretion to restructure the sentence on correction. The opinion's reliance on Serrato is consistent with settled law that an unauthorized sentence may be corrected even if the correction increases the term. |
Authorities
- relied: People v. Belmontes (1983) 34 Cal.3d 335 — A sentencing court must exercise informed discretion; a decision made under a misunderstanding of the scope of discretion is not a true exercise of discretion.
- relied: People v. Ybarra (2008) 166 Cal.App.4th 1069 — Remand for resentencing is required where counsel misstated the law regarding the court's sentencing authority and the court did not correct the misstatement, indicating it acted under a misunderstanding.
- relied: People v. Jeffries (2000) 83 Cal.App.4th 15 — A defendant is entitled to a new sentencing hearing when the trial court sentenced under a misapprehension of its discretionary authority.
- relied: People v. Sherrick (1993) 19 Cal.App.4th 657 — Where the record shows the trial court misunderstood its sentencing discretion because of counsel's misstatement, remand for resentencing is required.
- relied: People v. White Eagle (1996) 48 Cal.App.4th 1511 — A truly silent record does not rebut the presumption that the trial court knew and applied the law; no remand is required on such a record.
- relied: People v. Rodriguez (1998) 17 Cal.4th 253 — Remand is required where the record affirmatively shows the trial court misunderstood the scope of its discretion to strike a prior under Romero.
- relied: People v. Serrato (1973) 9 Cal.3d 753 — An unauthorized sentence may be corrected at any time, and on correction the court may impose a lawful sentence even if more severe than the original.
- relied: People v. Johnson (2004) 32 Cal.4th 260 — On resentencing after recall, the court's authority is as broad as it was at the original sentencing.
- relied: People v. Cabral (1975) 51 Cal.App.3d 707 — When a case is remanded to correct an unauthorized sentence, the trial court may review the entire sentence and impose a proper sentence considering all relevant factors.
- relied: People v. Sullivan (2007) 151 Cal.App.4th 524 — Evidence Code section 664 presumes the trial court knew and followed the applicable law, placing the burden on the appellant to prove otherwise.
- relied: People v. Tang (1997) 54 Cal.App.4th 669 — Review of discretionary sentencing decisions presumes a proper decision unless the appellant affirmatively demonstrates error.
- relied: People v. Ruiz (1975) 14 Cal.3d 163 — Fundamental fairness requires a new hearing when the court sentenced unaware of the true scope of its discretion.
- missed: People v. Gutierrez (2014) 58 Cal.4th 1354 — When a trial court sentenced under a misunderstanding of its discretion, remand for resentencing is required unless the record clearly indicates the court would have reached the same conclusion had it understood its discretion.
The appellate opinion: sound with gaps — The opinion correctly identifies the governing framework (Evidence Code section 664 presumption, the silent-record rule of White Eagle, and the informed-discretion requirement of Belmontes and Rodriguez) and reaches a defensible result because the prosecution's memorandum affirmatively misstated the court's authority and the court said it had reviewed the papers. It does not, however, address forfeiture arising from defense counsel's failure to ask the court to exercise its discretion, nor does it consider under Gutierrez whether the record clearly indicated the court would have imposed the same sentence regardless, leaving the inference from the court's silence somewhat thinly supported.
Opinion
Filed 6/2/15 P. v. Boot CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065933
Plaintiff and Respondent, v. (Super. Ct. No. SCD179209)
DAVID MICHAEL BOOT,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Laura H.
Parsky, Judge. Sentence vacated and remanded for resentencing.
Janice R. Mazur, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Tami Falkenstein Hennick, Deputy Attorneys General, for Plaintiff and Respondent. On January 9, 2004, David Michael Boot was charged with one count of a forcible lewd act upon on a child under the age of 14 (Pen. Code,1 § 288, subd. (b)(1)). The complaint also alleged that Boot suffered a serious felony prior (§§ 667, subd. (a)(1);
668; 1192.7, subd. (c)), and a strike prior (§§ 667, subd. (b)-(i); 1170.12; 668) for his 2000 conviction of an attempted lewd act upon a child (§§ 288, subd. (a); 664).
On April 1, 2004, Boot pled guilty to the section 288, subdivision (b)(1) charge.
He also admitted to the strike and serious felony prior.
On July 14, 2004, Judge Frank A. Brown sentenced Boot to the midterm of six years, doubled for the strike prior to 12 years. Judge Brown also sentenced Boot to a concurrent midterm of three years on his section 288, subdivision (a) charge.
Ten years later, and weeks before Boot's release, the prosecution discovered that the original judge had failed to impose the mandatory five-year enhancement. It then submitted a motion to the trial court to correct the error. However, in its motion the prosecution cited California Rules of Court, rule 4.452(3),2 which did not apply to an unauthorized sentence and which represented to the trial court that it had no discretion to increase or decrease Boot's original term. On May 6, 2014, the defense filed its opposition motion, but did not discuss any limits on the court's discretion.
1 All statutory references are to the Penal Code unless otherwise specified.
2 All further rule references are to the California Rules of Court. Rule 4.452(3) reads in relevant part: "Discretionary decisions of the judges in the previous cases may not be changed by the judge in the current case. Such decisions include the decision to impose one of the three authorized prison terms referred to in section 1170(b)." 2 The trial court heard the motion on May 7, 2014. Judge Laura H. Parsky presided, since Judge Brown had retired. Judge Parsky found the original sentence unauthorized and imposed an additional five years for the serious felony prior to run consecutive to the original term of 12 years, for a total term of 17 years.
Appellant appeals his now 17-year sentence, contending that the trial court mistakenly believed it lacked discretion to reduce his original term in light of the five- year enhancement. We agree and remand for resentencing.
FACTUAL BACKGROUND
In 2000, Boot pled guilty to attempted lewd acts upon a child (§§ 288, subd. (a);
664) after he entered a Wal-Mart toy department, grabbed an eight-year-old girl from behind, put his arm around her neck, and fondled her vagina over her pants for approximately 10 seconds. The trial court sentenced him to four years' formal probation and credit for time served.
Boot's probation officer characterized his performance on probation as "poor,"
Boot did not meaningfully engage in therapy, did not avoid high risk situations for re- offense, nor did he speak honestly about his conduct within the community. His therapist acknowledged that Boot has "limitations and developmental disabilities," which compounded the treatment process. At the time of the current offense, he resided in an adult group home secured by the San Diego Regional Center.
In the current case, Boot, this time again in a Wal-Mart toy department, approached a three-year-old girl from behind, put his hand over her mouth to prevent her 3 from screaming, and grasped her vaginal area for approximately 10-15 seconds. Boot pled guilty to violating section 288, subdivision (b)(1) on April 1, 2004.
I
WAS THE TRIAL COURT AWARE IT COULD EXERCISE DISCRETION TO REDUCE BOOT'S ORIGINAL TERM IN LIGHT OF THE FIVE-YEAR ENHANCEMENT?
The parties agree that Judge Parsky had discretion to adjust Boot's sentence in light of the need to add the five-year enhancement. They disagree whether the judge was aware of her discretionary authority. Ordinarily we would approach this issue assuming the court was aware of its authority, particularly since there was no discussion of the presence or absence of such authority at the sentencing hearing. The problem we face here is that the prosecutor's sentencing memorandum affirmatively advised the judge she could not adjust the term previously set by Judge Brown, other than by adding five years.
Thus, on this record we have no choice but to remand so that the trial court can fully exercise its sentencing discretion. We offer no opinion as to how that discretion should be exercised in this case.
A. Standard of Review We review sentencing decisions of the trial court for abuse of discretion.
California Evidence Code section 664 presumes that the trial court knew of and followed the applicable law in the absence of proof to the contrary, and imposes " ' "upon the party against whom it operates the burden of proof as to the nonexistence of the presumed fact." ' " (People v. Sullivan (2007) 151 Cal.App.4th 524, 549-550.) Thus, our review of discretionary sentencing decisions proceeds from the assumption the trial court made a 4 proper decision, unless the appellant affirmatively demonstrates that the trial court was in error. (People v. Tang (1997) 54 Cal.App.4th 669, 677.)
B. Applicable Law Where a case is remanded for correction of an unauthorized sentence the trial court is allowed to review the entire sentence and to impose a proper sentence, considering all of the relevant factors. (People v. Cabral (1975) 51 Cal.App.3d 707, 718- 719; People v. Pitmon (1985) 170 Cal.App.3d 38, 44, fn. 2.) The authority of the court to resentence after a sentence is recalled is as broad as it was at the time the original sentence was imposed. (People v. Espanola (2014) 229 Cal.App.4th 1487, 1497; People v. Johnson (2004) 32 Cal.4th 260, 266.) As we have noted, the parties do not dispute the proposition that the trial judge had discretion to review the entire sentence and not merely the authority to add five years.
A court must exercise " 'informed discretion' " when sentencing a defendant.
(People v. Belmontes (1983) 34 Cal.3d 335, 348, fn. 8.) An erroneous understanding by the trial court of its discretionary power is not a true exercise of discretion. (People v. Aubrey (1998) 65 Cal.App.4th 279, 282.) When a court makes a sentencing decision unaware of the true scope of court discretion, fundamental fairness requires that the defendant be afforded a new hearing. (People v. Ruiz (1975) 14 Cal.3d 163, 168; People v. Ybarra (2008) 166 Cal.App.4th 1069, 1093-1094 (Ybarra); People v. Jeffries (2000)
83 Cal.App.4th 15, 25-26 (Jeffries); People v. Tang, supra, 54 Cal.App.4th at pp. 678- 680; People v. Sherrick (1993) 19 Cal.App.4th 657, 659-661 (Sherrick).) The mere silence as to whether or not the court engaged in an exercise of discretion alone cannot 5 sustain appellant's burden, but a lower court's affirmative statement revealing its misunderstanding can. (People v. White Eagle (1996) 48 Cal.App.4th 1511, 1523 [no remand required on "tru[ly] silent" record]; People v. Rodriguez (1998) 17 Cal.4th 253, 256-257 [remand required where misunderstanding of Romero (People v. Superior Court (Romero) (1996) 13 Cal.4th 497) discretion is affirmatively shown].)
B. Analysis At the outset, the sentencing transcript here resembles the "tru[ly] silent"
sentencing transcript in White Eagle: the trial court and counsel did not show any awareness that the court could exercise discretion to modify the original term. (People v. White Eagle, supra, 48 Cal.App.4th at p. 1523.) While Boot posed numerous challenges to the imposition of the five-year enhancement at the second sentencing hearing, none of those challenges included a request for the trial court to exercise its discretion to adapt his sentence in light of the additional five-year enhancement. Further, the trial court did not comment on its authority or lack of authority to do so. The trial court only alluded to the fact it had "reviewed the papers filed by the parties and listened to the arguments in court," and also "look[ed] at the case law that's been cited as well as some of the other case law." Although the court and the parties discussed at length issues such as whether the trial court could fairly impose the five-year enhancement days before Boot's release, whether they believed section 667, subdivision (a) rendered the original sentence unauthorized, whether the original trial court advised Boot of the maximum punishment at his guilty plea, whether the court should consider the antecedent SVP petition, and conjecture as to Judge Brown's reasons for not imposing the five-year enhancement, 6 counsel never requested, and the court never discussed, its power to impose a different sentence. Thus, the sentencing transcript in isolation does not reveal a lack of awareness on the part of the trial court of its discretionary power, and analysis of the rest of the record is necessary to shed light on this question.
We conclude that the trial court here, like the trial courts in Sherrick, Ybarra, and Jeffries, did not know of its discretion to reevaluate Boot's sentence because the prosecution's sentencing memorandum misguided the trial court to believe that it had no discretion to do so, and the trial court did not correct counsel on the record. (See Ybarra, supra, 166 Cal.App.4th at p. 1093; Jeffries, supra, 83 Cal.App.4th at pp. 25-26; Sherrick, supra, 19 Cal.App.4th at pp. 659-661.) Like the prosecutor in Ybarra, who asked the trial court to strike special circumstances when it had no authority to do so, the prosecutor here informed the court that rule 4.452(3) deprived the court of discretion to adapt Boot's sentence when in fact the trial court had discretion to do so under People v. Serrato (1973) 9 Cal.3d 753, 764. (See Ybarra, supra, at p. 1093.) Further, not only did counsel in Sherrick, Ybarra, Jeffries and here all misstate the law, but the trial court here, like the trial court in Ybarra, failed to correct counsel when she did so. (Ybarra, supra, at p. 1093; Sherrick, supra, at pp. 659-661.) While the court stated on the record that it had "reviewed the papers filed by the parties," it did not state on the record whether it agreed or disagreed with the prosecution's erroneous recitation of the law. Thus, the trial court's silence in light of counsel's incorrect statement of the law reasonably infers that it acted upon the false belief that it had no discretion to minimize the impact of the omitted enhancement by adjusting Boot's original term. This is not an exercise of discretion as 7 mandated by People v. Belmontes, supra, 34 Cal.3d 335, and the proper remedy is a new sentencing hearing.
DISPOSITION
The sentence is vacated. The trial court is directed to exercise its discretion considering whether in light of the addition of the five-year enhancement, to leave Boot's original term intact or to adjust his sentence as it deems appropriate. The trial court is further directed to prepare a new abstract of judgment reflecting the new sentence imposed, and to forward that abstract to the Department of Corrections and Rehabilitation.
HUFFMAN, Acting P. J.
WE CONCUR:
NARES, J.
AARON, J.
Cites, in this corpus
- People v. Espinosa B249493 · 2014-09-25
- People v. Ybarra F047855 · 2008-09-12
- People v. Sullivan No. A109149 · 2007-05-29
- People v. Johnson S113803 · 2004-01-29
- People v. Jeffries No. C028377 · 2000-08-16
- People v. Aubrey G021616 · 1998-06-25
- People v. Rodriguez S055670 · 1998-01-15
- People v. Yun Ko Tang A071187 · 1997-04-24
- People v. White Eagle F022283 · 1996-08-26
- People v. Superior Court (Romero) S045097 · 1996-06-20
- People v. Sherrick B073887 · 1993-10-27
- People v. Pitmon Crim. 13408 · 1985-07-15
- People v. Belmontes Crim. 22812 · 1983-08-18
- People v. Cabral Crim. 26672 · 1975-09-25
- People v. Ruiz Crim. 17732 · 1975-05-07
- People v. Serrato Crim. 16519 · 1973-07-25