People v. Farrell CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD250845
- Trial judge
- Dwayne K. Moring
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Alex C. McDonald, Cynthia Aaron
Analysis
The trial court denied the defendant's Romero motion to strike a serious felony prior conviction and sentenced him to 32 months in prison. The Court of Appeal affirmed the judgment, finding no error in the trial court's refusal to order a supplemental probation report sua sponte.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of the defendant's motion to strike the serious/violent felony prior conviction (Romero motion) and the resulting sentence.“Notably, Farrell does not challenge his guilty plea. Nor does Farrell contend the trial court's decision to deny the Romero motion was an abuse of discretion.” | unclear | not reached | agree with court The appellate court explicitly states that the defendant did not contend the denial was an abuse of discretion, thereby treating the issue as forfeited or unchallenged on appeal. The court focuses its review on the procedural argument regarding the probation report rather than the merits of the sentencing discretion. |
The trial court's failure to order a supplemental probation report sua sponte.“Farrell has provided no authority that would support imposing a sua sponte duty on trial courts to order supplemental reports in original sentencings.” | de novo | not reached | agree with court The court determines that no legal authority supports a sua sponte duty to order supplemental reports in the context of an original sentencing. It distinguishes the cited cases, which involved remands for resentencing after appeal, from the present case. The court finds the existing record sufficient to inform the trial court's decision. |
Authorities
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — Establishes the discretionary framework for striking prior serious or violent felony convictions.
- relied: People v. Llamas (1998) 67 Cal.App.4th 35 — Holds that a trial court is not required to order a supplemental probation report if it already possesses all necessary information to make a reasoned sentencing decision, particularly when defense counsel has submitted extensive mitigation materials.
- relied: People v. Rojas (1962) 57 Cal.2d 676 — Cited to distinguish the current case; involved a request for an updated probation report on remand due to the passage of time during appeal, not an original sentencing.
- relied: People v. Tatlis (1991) 230 Cal.App.3d 1266 — Cited to distinguish the current case; involved a request for an updated probation report on remand due to the passage of time during appeal.
- relied: People v. Bullock (1994) 26 Cal.App.4th 985 — Cited to distinguish the current case; the court declined to require a supplemental report on remand where the defendant was ineligible for probation.
The appellate opinion: sound — The opinion is sound because it correctly identifies that the cited authorities regarding supplemental probation reports apply to remands for resentencing, not original sentencings. It logically concludes that the trial court had sufficient information from the original report and the defendant's detailed Romero motion to exercise its discretion.
How this analysis was made · dispute it
unusual dispositionThe trial court denied Farrell's Romero motion to strike his serious/violent felony prior, denied probation, and sentenced him to 32 months in prison (the low term doubled) after he pleaded guilty to petty theft with a prior and admitted the strike. The Court of Appeal affirmed, holding there was no sua sponte duty to order a supplemental probation report at an original sentencing and that the record showed no prejudice because the court already had a full probation report and extensive mitigation material from the defense.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court did not sua sponte order a supplemental probation report before ruling on the Romero motion and sentencing, despite the original report's statement that Farrell was 'absolutely ineligible for probation.'“Nothing would have been added by yet another probation report, and nothing has been demonstrated on appeal that would support an inference that a different outcome would have happened if a supplemental report had been provided.” | unclear | correct | agree with court The court correctly observed that the cases Farrell cited (Tatlis, Bullock, Rojas) involve remands after appellate reversal where time had passed, not an original sentencing with a current report; Farrell cited no authority for a sua sponte duty, none exists in the opinion, and the probation report itself accurately stated ineligibility under section 667(c)(2) while expressly acknowledging the court could strike the prior and offering alternative recommendations. Combined with the detailed mitigation material in the Romero motion, the court plainly had the information needed, and under Llamas no prejudice could be shown. The absence of any objection or request below also undercuts the claim. |
Denial of the Romero motion to strike the serious/violent felony prior and denial of probation.“Nor does Farrell contend the trial court's decision to deny the Romero motion was an abuse of discretion.” | abuse of discretion | not reached | agree with court Farrell did not challenge the Romero ruling itself as an abuse of discretion, so the court did not review it directly; the opinion notes the court held a full hearing and the probation report documented a poor record on probation and parole, which would support the ruling in any event. Nothing in the opinion suggests the trial court misunderstood its discretion, and Llamas supports presuming the court knew it could strike the prior. |
Alternative claim of ineffective assistance of counsel for failing to request a supplemental probation report.“Since we have resolved this case on the merits, it is unnecessary to address Farrell's alternate claim of ineffective assistance of counsel, which he raised in the event we found forfeiture.” | unclear | not reached | agree with court Because the court reached and rejected the supplemental-report claim on the merits rather than finding forfeiture, the conditional ineffective-assistance claim was moot; this is a proper way to dispose of a contingent argument, and in any case the merits holding (no duty, no prejudice) would defeat the prejudice prong of any Strickland-type claim. |
Authorities
- relied: People v. Llamas (1998) 67 Cal.App.4th 35 — No reversal for failure to obtain a supplemental probation report where the trial court already had the relevant information from the original report and defense submissions; the court is presumed aware of its discretion to dismiss a strike.
- relied: People v. Superior Court (Romero) (1996) 13 Cal.4th 497 — A trial court has discretion under Penal Code section 1385 to strike a prior serious/violent felony conviction allegation in furtherance of justice.
- relied: People v. Bullock (1994) 26 Cal.App.4th 985 — A supplemental probation report need not be ordered on remand for resentencing where the defendant is ineligible for probation.
- relied: People v. Tatlis (1991) 230 Cal.App.3d 1266 — Addresses whether an updated probation report should be obtained upon resentencing after appellate reversal due to passage of time; distinguished as not involving an original sentencing.
- relied: People v. Rojas (1962) 57 Cal.2d 676 — On remand for resentencing after appeal, a trial court should consider a current probation report when requested because of the passage of time; distinguished as not involving an original sentencing.
The appellate opinion: sound — The opinion directly answers the only contention raised, correctly distinguishes the remand-after-reversal cases Farrell relied upon, and applies this court's own Llamas decision to find no prejudice on a record where the probation report itself flagged the court's discretion to strike the prior. It does not expressly state a standard of review or discuss the governing rule of court on supplemental reports, but neither omission affects the result given the current report and complete mitigation record.
Opinion
Filed 12/17/14 P. v. Farrell CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065137
Plaintiff and Respondent, v. (Super. Ct. No. SCD250845)
TIMOTHY JEROME FARRELL,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Dwayne K. Moring, Judge. Affirmed.
Law Office of Johanna S. Schiavoni and Johanna S. Schiavoni, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General, Barry Carlton and Karl T. Terp, Deputy Attorneys General, for Plaintiff and Respondent.
Timothy Jerome Farrell appeals after the trial court denied his motion to strike his serious/violent felony prior conviction and sentenced him to prison. He contends that although the trial court had a full probation report and a written motion to strike the prior convictions, the court should have ordered a supplemental probation report on its own motion. From that faulty premise, appellate counsel reasons it is likely the trial court would have granted the motion to strike the prior conviction and would have granted Farrell probation. We will find the argument, on this record, to be wholly without merit and affirm the judgment.
Farrell entered a guilty plea to petty theft after a theft-related prior conviction (Pen. Code,1 §§ 484, 666). He also admitted a serious/violent felony prior conviction within the meaning of section 667, subdivisions (b) through (i) (strike prior).
The prosecution made no promises to induce the plea, however the trial court stated it would "strongly consider" dismissing the strike prior and grant probation.
Farrell filed a motion pursuant to People v. Superior Court (Romero) (1996) 13 Cal.4th 497 (Romero motion). At sentencing the trial court denied the Romero motion and also denied probation. Farrell was sentenced to a determinate term of 32 months in prison (the low term doubled because of the strike prior). Farrell filed a timely notice of appeal and obtained a certificate of probable cause (§ 1237.5).
STATEMENT OF FACTS
Farrell entered a Ralph's grocery store and placed several items worth approximately $250 in a shopping bag and left the store without paying for the items.
1 All further statutory references are to the Penal Code unless otherwise specified. 2 DISCUSSION Farrell's challenge to his sentence is based on several contentions. First, he argues the probation report was insufficient because it advised the court that Farrell was absolutely ineligible for probation, based on his admission of a strike prior. Based on that assertion Farrell argues the court was not fully informed of its sentencing options regarding Farrell's suitability for probation and therefore the court had a sua sponte duty to order a supplemental probation report. The conclusion counsel posits from this syllogism is that the court would have likely granted his Romero motion and we should remand the case for resentencing.
First, the premises upon which the argument is based are faulty because the probation report, coupled with the information in the defendant's Romero motion, fully informed the trial court of Farrell's criminal history, his health issues and the nature of his strike prior conviction, thus fully informing the trial court of the facts needed to make a reasoned decision.
Finally, Farrell has provided no authority that would support imposing a sua sponte duty on trial courts to order supplemental reports in original sentencings.
A. Background At the time of his guilty plea, Farrell was advised that the court was going to seriously consider striking the serious/violent felony prior conviction. The court also advised Farrell that in the event the court did not strike the prior conviction that Farrell would be sent to prison and that the minimum time would be 32 months. As we have noted, after a full hearing the trial court denied the Romero motion and sentenced Farrell 3 to the minimum term in prison. Notably, Farrell does not challenge his guilty plea. Nor does Farrell contend the trial court's decision to deny the Romero motion was an abuse of discretion.
Prior to sentencing, the trial court ordered a full probation report. The probation report recited the preplea representations the court made to Farrell about the possibility of probation. The report also reminded the court that one plan discussed at the time was for Farrell to look into screening for possible residency in Granite Hills Health Care Center.
The report also discussed the facts of the current offense, Farrell's criminal history, including the facts of the strike prior, and Farrell's dismal performance on probation and parole.
Much of the focus of this appeal is directed at the probation officer's statement that Farrell is "absolutely ineligible for probation," which was factually accurate as long as the strike prior remained. (§ 667, subd. (c)(2).) However, the report continued and discussed possible alternatives:
"Even if the defendant is deemed an appropriate candidate for probation, it is his admission to a strike prior in this case which has made him absolutely ineligible for probation. [¶] Therefore, it is recommended that the defendant be denied probation and be committed to the Department of Corrections and Rehabilitation for a term of 32 months, which would accomplish the general objectives for sentencing, protecting society, appropriately punishing the defendant and providing deterrent [sic] to others from criminal conduct by demonstrating its consequences. [¶] The undersigned is cognizant that in the plea agreement the court has indicated it will consider striking the strike and placing the defendant on probation. If this is the course of action for the court, alternative recommendations can be made available for today's hearing. However, given the defendant is already on parole supervision and will be so until 11/18/2015 and to avoid duplication of services, the 4 recommendation would be for the defendant to be granted felony probation to the court." (Italics added.)
Farrell's Romero motion contained a good deal more information on his background, his medical and family history and the nature of his current serious illness and necessary medication. The motion also contained copies of the medication records for Farrell from the Sheriff's Department.
During the hearing on the Romero motion there was no objection to the probation report, request for time to produce additional information and certainly no request for a supplemental probation report.
B. Legal Principles Farrell contends the court had a sua sponte duty to request a supplemental probation report. Farrell does not cite any authority to support a sua sponte duty and our research has found none. Rather, Farrell relies on a group of cases that involve the question of whether, after reversal on appeal, a trial court should obtain an updated probation report before resentencing. That is, however, not the situation presented to the trial judge here.
Farrell relies on People v. Tatlis (1991) 230 Cal.App.3d 1266, 1273-1274, People v. Bullock (1994) 26 Cal.App.4th 985 and People v. Rojas (1962) 57 Cal.2d 676, 80-82.
All of those cases involved remands for sentencing after reversal on appeal. In both Rojas and Tatlis there were requests for updated probation reports due to the passage of time while the cases were on appeal. The court in Bullock, supra, at page 990, declined 5 to require a supplemental probation report on remand where the defendant was ineligible for probation.
In People v. Llamas (1998) 67 Cal.App.4th 35, 37-38 (Llamas), this court dealt with a remand for resentencing following appeal. The defendant, who was ineligible for probation because of a strike, asked the trial court to strike the prior conviction. On appeal the defendant argued the court should have ordered a supplemental probation report, even though defense counsel had submitted additional material to the trial court prior to its ruling. This court rejected the contention. There we noted the trial court had all of the needed information before it. We observed: "Nothing would have been added to Llamas's efforts to persuade the court to dismiss his strike and make more lenient sentencing choices had a supplemental probation report reiterated information conveyed by other sources (Llamas's statement, the show of support from family and friends, counsel's argument and documentation, the statement in mitigation, and the original probation report). Moreover, we must presume the court was aware of its discretion [citation] to dismiss the strike." (Id. at pp. 40-41.)
C. Analysis In this case the court had a current probation report that fully detailed the information the court needed to consider Farrell's offenses, background and suitability for probation. Like the court in Llamas, supra, 67 Cal.App.4th 35, the court also had extensive material from defense counsel in mitigation and in support of the motion to strike the prior. Indeed, the probation report recognized the court's preplea comments and offered alternatives if the court decided to strike the prior. Nothing would have been 6 added by yet another probation report, and nothing has been demonstrated on appeal that would support an inference that a different outcome would have happened if a supplemental report had been provided. There is nothing in this record to support a reversal of the trial court's decision.2
DISPOSITION
The judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
McDONALD, J.
AARON, J.
2 Since we have resolved this case on the merits, it is unnecessary to address Farrell's alternate claim of ineffective assistance of counsel, which he raised in the event we found forfeiture. 7
Cites, in this corpus
- People v. Llamas No. D029078; No. D030807 · 1998-10-05
- People v. Superior Court (Romero) S045097 · 1996-06-20
- People v. Bullock F019965 · 1994-07-11
- People v. Tatlis Docket Nos. B049629, B052505 · 1991-05-31
- People v. Rojas Crim. 7065 · 1962-05-15