People v. McCullough CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD248477
- Trial judge
- Eugenia A. Eyherabide
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith D. McConnell, Cynthia Aaron
Analysis
The trial court imposed an $820 discretionary fine as a condition of probation following a guilty plea, which the defendant did not object to at sentencing. The Court of Appeal affirmed the judgment, rejecting the defendant's argument that the fine exceeded the plea agreement because the written change of plea form and oral advisements clearly stated that a fine of up to $10,000 was a possible consequence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of an $820 discretionary fine as a condition of probation“We find no basis in the record for such interpretation.” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Shelton (2006) 37 Cal.4th 759 — Negotiated plea agreements are interpreted according to general contract principles to discern the intentions of the parties.
- relied: People v. Segura (2008) 44 Cal.4th 921 — When a negotiated agreement is accepted by the court, it binds the court and the parties to the agreement.
- relied: People v. Walker (1991) 54 Cal.3d 1013 — A discretionary fine imposed contrary to a plea agreement must be stricken; however, written plea agreements help avoid ambiguity regarding the scope of potential fines.
The appellate opinion: sound — The opinion is sound because it correctly applies contract principles to the plea agreement and distinguishes the present case from People v. Walker by pointing to the explicit written and oral advisements of the maximum fine. The court logically concludes that the defendant's failure to object at sentencing and the specific language in the change of plea form negate the claim that the fine was unauthorized.
How this analysis was made · dispute it
unusual dispositionThe trial court, following a negotiated guilty plea to resisting an executive officer (Pen. Code, § 69) with a stipulated three years of probation and 365 days in custody, imposed as a probation condition a discretionary $820 fine along with a $280 restitution fine and fees, without objection from the defendant. On appeal, McCullough argued for the first time that the $820 fine exceeded the plea agreement; the Court of Appeal held the fine was within the scope of the bargain because the written change-of-plea form and oral advisement disclosed a possible fine of up to $10,000, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of a discretionary $820 fine as a condition of probation following a negotiated plea stipulating only to three years' probation and 365 days in custody“We are at a loss to understand the argument that this specific fine somehow amounts to unauthorized punishment in excess of the plea agreement.” | unclear | correct | agree with court The court applied contract principles from Shelton and Segura, and distinguished Walker because here the record contained a written change-of-plea form, initialed by the defendant, and an oral advisement that a fine of up to $10,000 was a possible consequence. Under Walker itself, the question is whether the fine was a term the parties could reasonably have anticipated, and an express advisement of a possible fine up to the statutory maximum, together with no objection at sentencing, supports the conclusion that the fine did not violate the bargain. The result is consistent with later Supreme Court authority (Crandell, Villalobos) that the court did not cite, so the conclusion is correct even though the opinion did not state the standard of review or address those cases. |
Authorities
- relied: People v. Shelton (2006) 37 Cal.4th 759 — A negotiated plea agreement is a form of contract interpreted according to general contract principles, looking to the parties' objective intent as shown by the written terms and surrounding circumstances.
- relied: People v. Segura (2008) 44 Cal.4th 921 — Once a negotiated plea agreement is accepted by the court, it binds the court and the parties to its terms.
- relied: People v. Walker (1991) 54 Cal.3d 1013 — A fine imposed in a manner that significantly exceeds the terms of the plea bargain violates the agreement and must be conformed to the bargain; written plea forms help establish what the parties anticipated.
- missed: People v. Crandell (2007) 40 Cal.4th 1301 — Where the defendant was advised at the plea that a restitution fine up to the statutory maximum could be imposed and did not object, the fine's imposition does not violate the plea agreement under Walker.
- missed: People v. Villalobos (2012) 54 Cal.4th 177 — A fine disclosed in the plea advisement is not in excess of the plea bargain, and a defendant who is advised of the fine and fails to object at sentencing forfeits a claim that it violates the plea agreement; Walker's contrary forfeiture reasoning was disapproved.
The appellate opinion: sound with gaps — The court correctly treated the plea agreement as a contract and reasonably distinguished Walker on the ground that the written plea form and oral advisement expressly disclosed a possible fine of up to $10,000, so the $820 fine was within the parties' reasonable expectations. It did not, however, cite the directly controlling Supreme Court decisions in Crandell and Villalobos, which would have resolved the appeal on both the merits and forfeiture grounds, and it never articulated the standard of review.
Opinion
Filed 9/19/14 P. v. McCullough CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D064681
Plaintiff and Respondent, v. (Super. Ct. No. SCD248477)
ROBERT EDWARD MCCULLOUGH,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Eugenia A.
Eyherabide, Judge. Affirmed.
Jared G. Coleman, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, A. Natasha Cortina and Ryan H.
Peeck, Deputy Attorneys General, for Plaintiff and Respondent.
Robert Edward McCullough appeals from a portion of a probation order which imposes an $820 fine. Although the issue was never raised in the trial court, McCullough now contends the imposition of this specific fine is in excess of the plea agreement. We find the argument to be wholly without merit and affirm the probation order.
FACTS AND PROCEDURAL BACKGROUND
Pursuant to a plea agreement, McCullough entered a guilty plea to one count of resisting an executive officer (Pen. Code, § 69). The parties stipulated McCullough would receive three-years probation subject to 365 days in custody. The charges arose from an incident at the University of California San Diego (UCSD) in which McCullough resisted and fought with UCSD police officers. McCullough signed a written change of plea form, which included references to the maximum possible punishment including a $10,000 fine as well as a mandatory restitution fine.
McCullough was sentenced in accordance with the plea agreement, which included three-years formal probation, 365 days custody and numerous conditions of probation. Among the conditions of probation were various fees, a restitution fine of $280 and a discretionary fine of $820. As we have noted McCullough did not object to any of the conditions of probation, including any of the fines and fees ordered by the court.
DISCUSSION
Remarkably, McCullough now contends the $820 fine was unlawful because it was not part of the plea agreement. In making this argument appellate counsel focuses entirely on the oral colloquy at the change of plea where the court explained the stipulated sentence of probation and custody. Counsel ignores the change of plea form and the oral advisement at the time of the plea that punishment could include a general 2 fine and a restitution fine. Indeed, this appeal does not challenge any of the other fines and fees or conditions of probation. We are at a loss to understand the argument that this specific fine somehow amounts to unauthorized punishment in excess of the plea agreement.
A. Legal Principles A negotiated plea agreement is a form of contract. We interpret such agreements in accordance with general contract principals. Our goal on review is to discern the intentions of the parties. We do that by examining the terms of any written agreements and the objective circumstances surrounding the agreement. (People v. Shelton (2006)
37 Cal.4th 759, 767.) When a negotiated agreement is accepted by the court it thereafter binds the court and the parties to the agreement. (People v. Segura (2008) 44 Cal.4th 921, 930.)
When a discretionary fine is imposed in a fashion which is contrary to the agreement, such fine must be stricken so that the sentence will conform to the plea agreement. (See People v. Walker (1991) 54 Cal.3d 1013, 1024, 1029-1030 (Walker).)
In Walker the court found the plea agreement did not include the possibility that the restitution fine could be imposed in an amount in excess of the minimum amount. In Walker the parties had not utilized a written change of plea form. Thus the court could not discern that the discretionary increase in the restitution fine was within the scope of the plea agreement. The court recognized the value of written plea agreements in order to avoid the issue presented there. (Walker, supra, 54 Cal.3d at p. 1030.)
3 B. Analysis The parties do not disagree as to the law. The dispute boils down to whether a discretionary fine was a potential consequence recognized by the plea agreement.
Appellate counsel relies on the verbal discussions in which the court explained the parties had stipulated to three-years probation and 365 days in custody. Counsel then deduces that the minimum restitution and other fines and fees were "implied" in the plea agreement, but the discretionary fine was not. We find no basis in the record for such interpretation.
McCullough was advised in both the change of plea form and in the colloquy that a fine of up to $10,000 was a possible outcome in this case. Although there was no discussion of the exact terms of probation discussed at any time, apparently McCullough considers those "implied" as well. However, it is unreasonable to consider the court's explanation of the term of probation and amount of custody as a condition of probation to somehow exclude a fine, the possibility of which was specifically included in the oral and written advisements.
We also find significant that at the sentencing hearing neither counsel nor McCullough raised any objection to the amount or imposition of the $820 fine. The failure to object in these circumstances can be considered as an objective manifestation of the rational conclusion that all of the parties were aware that such fine was possible.
Contrary to the circumstances in Walker, supra, 54 Cal.3d 1013, the record in this case contains abundant proof McCullough was advised of the possibility of a discretionary fine of up to $10,000. Such advice is contained in the change of plea form 4 initialed by McCullough. He was also advised of such possible fine by the trial judge at the time of his guilty plea. While it appears from the record that McCullough was most interested in receiving probation, the length of probation and the length of custody, it is not reasonable to speculate that the court's answers to his questions somehow means that the parties agreed that no discretionary fine would be imposed. If that argument is sound, then we would also have to conclude, the parties anticipated there would be no conditions of probation, because they were also omitted from the dialogue about probation and custody.
McCullough was thoroughly advised of all of the potential consequences of his plea. He never questioned the possibility of a discretionary fine, the parties did not have any discussions to that effect and, importantly, McCullough did not object to the imposition of the $820 fine. McCullough's arguments to the contrary are without merit.
DISPOSITION
The judgment is affirmed.
HUFFMAN, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
Cites, in this corpus
- People v. Segura S148536 · 2008-08-04
- People v. Shelton S124503 · 2006-01-05
- People v. Walker S017854 · 1991-12-05