People v. King CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD239052
- Trial judge
- Richard S. Whitney
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author), Judith L. Haller, McINTYRE
Analysis
The trial court overruled the defense's objection to the prosecutor's cross-examination questions regarding the length and nature of the defendant's prior incarceration, ruling the evidence admissible. The Court of Appeal affirmed the judgment, finding that while the trial court erred in admitting the irrelevant evidence, the error was harmless beyond a reasonable doubt and did not constitute prosecutorial misconduct.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Admissibility of evidence regarding the length and nature of defendant's prior incarceration for impeachment purposes.“We are satisfied that the trial court erred in overruling the defense objection to questions relating to King's period of incarceration.” | abuse of discretion | error | agree with court The appellate court correctly applied the abuse of discretion standard to the trial court's evidentiary ruling. It properly determined that the specific details of the incarceration (length and prison camp status) were irrelevant to the defendant's credibility under Evidence Code section 210 and that their prejudicial effect outweighed any probative value under section 352, particularly since the defendant had already admitted the prior convictions. The court's reliance on *People v. Watson* (2008) to note the unresolved nature of the issue while finding the error harmless is legally sound. |
Harmlessness of the evidentiary error.“In our review of the record we find the prosecutor did not raise the issue of the details of King's incarceration in her argument. Defense counsel, on the other hand, was able to use the testimony about King's work as a firefighter as evidence of his efforts to rehabilitate himself.” | abuse of discretion | harmless error | agree with court The court correctly applied the *Watson* harmless error standard. The reasoning is supported by the record, which shows overwhelming evidence of guilt, a curative instruction to disregard the specific time period, and the fact that the defense was able to use the testimony for rehabilitation. The conclusion that the error did not affect the outcome is well-supported by the cited authorities and the facts presented. |
Prosecutorial misconduct.“We find no basis for such a finding in this record. There is no indication of deceit, or inappropriate behavior. Rather, the prosecutor pursued a theory of relevance that the trial court accepted.” | abuse of discretion | not reached | agree with court The court correctly applied the standard for prosecutorial misconduct, requiring reprehensible and deceptive conduct. It properly distinguished between an evidentiary error (which the trial court made) and intentional misconduct by the prosecutor. The reasoning that the prosecutor merely pursued a theory of relevance accepted by the trial court, without deceit, is consistent with California law regarding the distinction between error and misconduct. |
Authorities
- relied: People v. Castro (1985) 38 Cal.3d 301 — A defendant may be impeached with evidence of prior felony convictions involving moral turpitude.
- relied: People v. Wheeler (1992) 4 Cal.4th 284 — The admissibility of impeachment evidence is subject to the trial court's discretion, balancing prejudicial effect under Evidence Code section 352.
- relied: People v. Watson (2008) 43 Cal.4th 652 — The Supreme Court declined to decide whether details of prior incarceration are admissible for impeachment post-Proposition 8, but applied harmless error analysis to such questions.
- relied: People v. Smith (1966) 63 Cal.2d 779 — Prior to Proposition 8, Evidence Code section 788 did not allow evidence beyond the fact of conviction for impeachment.
- relied: People v. Shea (1995) 39 Cal.App.4th 1257 — Evidence of details of a conviction and sentence may be relevant if the defendant seeks to mislead the jury regarding the length or circumstances of the prior conviction.
- relied: People v. Heckathorne (1988) 202 Cal.App.3d 458 — Supports the proposition that details of a conviction may be relevant in specific contexts where the defendant's testimony is misleading.
- relied: People v. Morales (2001) 25 Cal.4th 34 — Prosecutorial misconduct occurs when the prosecutor engages in reprehensible and deceptive conduct that renders the trial unfair.
- relied: People v. Stanley (2006) 39 Cal.4th 913 — Defines the standard for prosecutorial misconduct as conduct that is reprehensible and deceptive.
- relied: People v. Watson (1956) 46 Cal.2d 818 — Establishes the harmless error standard: whether there is a reasonable likelihood that a different result would have been reached in the absence of the error.
The appellate opinion: sound — The opinion is sound because it correctly identifies the legal standard for impeachment evidence and harmless error, and applies them to the specific facts of the record. It properly distinguishes between the trial court's evidentiary error and prosecutorial misconduct, using the correct authorities to support its conclusion that the error was harmless.
How this analysis was made · dispute it
unusual dispositionA San Diego jury convicted King of evading officers with reckless driving and possession of concentrated cannabis, and the trial court, after admitting his three prior felony convictions for impeachment, overruled a relevance objection to the prosecutor's cross-examination about what King had been doing between his 2003 conviction and his recent employment, which elicited that he had served nearly five years in prison as an inmate firefighter. The Court of Appeal held the trial court erred in overruling the relevance objection because the period of incarceration had no bearing on credibility, but found the error harmless under People v. Watson given overwhelming evidence of guilt and the court's admonition, rejected the prosecutorial misconduct claim, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Overruling defense relevance objection to prosecutor's cross-examination about King's activities and whereabouts between his 2003 conviction and his recent employment, which elicited the length and circumstances of his prison term“We are satisfied that the trial court erred in overruling the defense objection to questions relating to King's period of incarceration.” | abuse of discretion | harmless error (evidentiary) | agree with court The only basis for admitting the priors was impeachment under Evidence Code section 788; the fact and duration of incarceration after 2003 has no tendency in reason to prove or disprove any disputed fact (Evid. Code, § 210), and the court correctly noted that even on the People's 'misleading impression' theory any marginal probative value was outweighed under section 352. King accurately stated his last conviction was in 2003 and admitted he had not lived a clean life, so he did not open the door as in Shea or Heckathorne. Harmlessness under the Watson reasonable-probability standard is the right test for state-law evidentiary error, and the record (spotlight, lights and siren, wrong-way flight, bailing from a moving car, inconsistent testimony about awareness of police, striking admonition, no mention in argument, defense use of the firefighter testimony on redirect) supports the conclusion. |
Trial court's admonition striking the time period of King's prison term and instructing the jury not to consider it“Further, the court gave an admonition to the jury to disregard the evidence of his period of incarceration, in order to minimize any prejudice.” | unclear | correct | agree with court The admonition was a proper curative step once the court recognized the testimony had strayed from impeachment, and the appellate court reasonably relied on it as a factor reducing prejudice, consistent with the presumption that jurors follow instructions. The opinion does not state a standard of review for this point but treats it as a mitigating circumstance in the Watson analysis. |
Rejection of claim that the prosecutor committed misconduct by questioning King about the length and circumstances of his prior imprisonment“Rather, the prosecutor pursued a theory of relevance that the trial court accepted. The fact we have disagreed with the trial court's initial ruling does not in any fashion indicate any form of misconduct by the prosecutor in this case.” | unclear | correct | agree with court Under Morales and Stanley, misconduct requires deceptive or reprehensible methods or conduct that renders the trial fundamentally unfair; a prosecutor who asks questions under a colorable relevance theory that the trial court expressly permits, with no misstatement of fact and no reliance on the material in closing argument, does not meet that standard. The court's conclusion follows from the authorities it cites. The opinion did not address whether the misconduct claim was forfeited for failure to object on misconduct grounds and request an admonition, but because it rejected the claim on the merits the omission does not affect the result. |
Authorities
- relied: People v. Castro (1985) 38 Cal.3d 301 — A witness, including a defendant, may be impeached with prior felony convictions involving moral turpitude, subject to Evidence Code section 352.
- relied: People v. Wheeler (1992) 4 Cal.4th 284 — Admission of prior-conduct impeachment evidence rests in the trial court's discretion, which must weigh prejudice under Evidence Code section 352.
- relied: People v. Watson (2008) 43 Cal.4th 652 — The Supreme Court left open whether, after Proposition 8, impeachment may extend beyond the fact of a prior conviction to details of the conviction and sentence, resolving the issue on harmless error instead.
- relied: People v. Smith (1966) 63 Cal.2d 779 — Pre-Proposition 8 rule that Evidence Code section 788 limited impeachment to the fact of the prior felony conviction, not its details.
- relied: People v. Shea (1995) 39 Cal.App.4th 1257 — Where a defendant's testimony creates a misleading impression about his prior conviction, the prosecution may elicit details to correct it.
- relied: People v. Heckathorne (1988) 202 Cal.App.3d 458 — A defendant who seeks to mislead the jury about his criminal history opens the door to rebuttal with the details of the prior conviction and sentence.
- relied: People v. Morales (2001) 25 Cal.4th 34 — Prosecutorial misconduct under state law involves deceptive or reprehensible methods of persuasion; under federal law, conduct that renders the trial fundamentally unfair.
- relied: People v. Stanley (2006) 39 Cal.4th 913 — States the standards for prosecutorial misconduct under federal and state law.
- relied: People v. Watson (1956) 46 Cal.2d 818 — State-law error is harmless unless it is reasonably probable the defendant would have obtained a more favorable result absent the error.
The appellate opinion: sound — The court correctly identified that the incarceration evidence had no relevance to credibility once King accurately admitted his priors, applied Evidence Code sections 210, 352 and 788 and the appropriate Watson harmless-error standard, and squarely answered the misconduct claim with Morales and Stanley. It sensibly declined to decide the open question flagged in People v. Watson (2008) about the post-Proposition 8 scope of impeachment, and the only omissions (an express statement of the standard of review and any forfeiture analysis on the misconduct claim) do not affect the outcome.
Opinion
Filed 7/21/14 P. v. King CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D063926
Plaintiff and Respondent, v. (Super. Ct. No. SCD239052)
NEOPLEAN DEVON KING,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Richard S.
Whitney, Judge. Affirmed.
Heather L. Beugen, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Parag Agrawal, Deputy Attorneys General, for Plaintiff and Respondent.
A jury convicted Neoplean Devon King of evading officers with reckless driving (Veh. Code, § 2800.2, subd. (a)) and possession of concentrated cannabis (Health & Saf. Code, § 11357, subd. (a)). King admitted four prison priors (Pen. Code,1 § 667.5, subd. (b)) and one serious/violent prior felony conviction (§ 667, subds. (b)-(i)). King was sentenced to a determinate term of eight years in prison.
King appeals contending the prosecutor committed misconduct by questioning King about the length of his prison term for one of his prior convictions. He also contends the trial court erred in overruling his objection to such questions. We agree the court erred in overruling a timely objection to an irrelevant question. We are satisfied however, that there was no prosecutorial misconduct and that any error was harmless.
Accordingly, we will affirm the convictions.
STATEMENT OF FACTS
At about 12:15 a.m. on January 25, 2012, a San Diego police officer driving a marked patrol car observed a Ford Expedition driving north on Euclid Avenue at a high rate of speed. The car was traveling at 60 or 70 miles per hour in a 25 mile per hour area.
The officer was afraid the car would not be able to stop for a red light and might endanger pedestrians. He then drove his patrol car to block eastbound/westbound traffic.
The officer shined his spotlight on the oncoming car to try to get the driver to slow down.
As the car approached the intersection the light turned green and the car proceeded through the intersection. The officer continued to direct his spotlight on the car. He was able to see the driver who he later identified as King.
1 All further statutory references are to the Penal Code unless otherwise specified 2 The officer turned his patrol car around and followed King's vehicle. The patrol car's emergency lights were turned on and the officer also activated the siren. King accelerated his car to 50 or 60 miles per hour. He made a turn on to Whiteman Street and headed in the wrong direction on a one way street. The officer followed King with his emergency lights and siren on.
Whiteman Street ends with an abrupt curve. The officer observed King's car slow down and saw King get out of the car before it stopped. The car continued forward until it ran into an electrical pole.
When King got out of his car he ran away. The officer followed him until King tripped on a curb. The officer then detained King at gunpoint until other officers arrived.
A search of King produced a baggie with a small, but useable amount of concentrated cannabis.
King testified in his own behalf. He said he was driving his brother's vehicle and that he was driving from the San Diego airport. King was returning to La Mesa and had missed his turn off from the freeway. That caused him to travel on Euclid Avenue. King testified that as he reached Euclid he experienced sudden acceleration of the vehicle, which he was unable to stop. He had driven the vehicle before and had not previously experienced that problem.
King said he turned on to Whiteman Street in order to avoid pedestrians since he could not stop the car. He denied seeing the police car, or its emergency lights and did not hear the siren.
3 King said that once he was on Whiteman he realized he would not be able to stop so he jumped out and landed on his feet. He then stumbled and fell to the ground. He said he next woke up in the hospital and was not aware of police officers at the scene. On redirect testimony King said he was aware that police were there when the officers shined a light in his face while he was on the ground.
King testified that after he went to the hospital he was not aware of any criminal proceedings until he was picked up on a warrant in June 2012. The court took judicial notice of the fact that King was arraigned in this case in April 2012.
DISCUSSION
During the cross-examination of King, the prosecutor was permitted to question King regarding his activities between the time of his last prior conviction in 2003 and the time of his employment approximately 18 months before the events in this case. He contends such evidence was irrelevant and prejudicial and that the prosecutor committed misconduct by asking such questions.
A. Background Prior to trial, the court ruled King could be impeached with his three prior felony convictions, the last of which was in 2003. King does not challenge that ruling. The trial court also ruled that King's probation or parole status was not admissible and bifurcated the trial of the prior convictions.
On direct examination King testified he was married and that he had worked in brick masonry and construction for the last one and a half years. King's testimony continued:
4 "[Defense counsel]: Before I talk about the facts of this case, I want to just bring this out there. You haven't lived a very clean life; is that fair to say?
"A: Yeah. That's fair to say.
"[Defense counsel]: Okay. And you've suffered some convictions in the past?
"A: Yeah. A couple.
"[Defense counsel]: Is it fair to say you suffered three felony drug sales convictions?
"A: Along the lines like possession, possession to sale.
"[Defense counsel]: And the last one was in--the last conviction was in 2003, right?
"A: Yes, sir."
On cross-examination the following took place:
"[Prosecutor]: Okay. And you also testified when your attorney asked you regarding your criminal history, you admitted that you had three felony drug-related convictions, correct?
"A: Yes.
"[Prosecutor]: And just to break those down a little bit, you've had from 1998, you have a felony conviction for transportation of methamphetamine; is that correct?
"A: Yes.
"[Prosecutor]: And from 2003, you have a felony conviction for transportation of methamphetamine, correct?
"A: Yes.
"[Prosecutor]: And from the same year, you have a case, a felony conviction for possession for sales of methamphetamine, correct?
5 "A: I'm not--for what? The same year?
"[Prosecutor]: Do you have a conviction also from 2003 for possession for sale of methamphetamine?
"A: Two different cases? It was the same case.
"[Prosecutor]: But nevertheless have two separate convictions from that?
"A: Yes, I do.
"[Prosecutor]: As counsel pointed out, 2003 was your last conviction, correct?
"A: Yes, ma'am.
"[Prosecutor]: What have you been doing in between 2003 and working for the masonry company?
"[Defense counsel]: I object, your honor, to the line of questioning.
"The Court: Well, I'll allow it. Overruled.
"[Defense counsel]: I would object. I don't think it's relevant.
"The Court: Overruled. You can answer.
"A: Pretty much try to get my life back intact. Want to be a better father to my kids, a better husband.
"[Prosecutor]: Where have you physically been since 2003 up until you got the job a year and a half ago?
"A: Fighting fires, firefighter."
The court then allowed further questions regarding King's imprisonment, over defense objections:
"[Prosecutor]: Mr. King, you testified you had been fighting fires. Where have you been doing that?
6 "A: Up in San Bernardino for a canyon conservation camp.
"[Prosecutor]: What capacity were you doing that?
"A: Well, started off as a 10-year sentence but eventually I worked my way down to fire camp on good behavior. I spent 4 years 11 months fighting fires.
"[Prosecutor]: You were fighting fires as a prisoner with the State of California?
"A: I would say that, but we was looked at as wildland firefighters.
"[Prosecutor]: But you were, in fact, fighting fires, as a prisoner for the State of California, correct?
"A: Yes."
Immediately after, the court read the following admonishment, "I am going to go ahead and from that answer I'm going to strike the time period of the prison term as not being relevant. It is not something for the jury to consider, just the time period of his incarceration."
On redirect examination, defense counsel again raised the issue of appellant's history as a "firefighter." Appellant testified that being a firefighter was a privilege.
Then defense counsel asked:
"[Defense counsel]: You said you were doing it for four years or so?
"A: Four years 11 months."
The trial court admonished the jury to disregard the "time period" of King's prison term as being irrelevant.
7 B. Legal Principles Generally speaking, a defendant may be impeached with evidence the person has suffered prior felony convictions which necessarily involve moral turpitude. (People v. Castro (1985) 38 Cal.3d 301, 306.) The admissibility of such evidence is subject to the sound discretion of the trial courts having in mind the requirement to evaluate the prejudicial effect of such evidence in light of Evidence Code section 352. (People v. Wheeler (1992) 4 Cal.4th 284, 295.)
The question of whether in addition to the fact of the conviction the prosecutor can ask questions about the length or nature of the defendant's prior incarceration has not been resolved by the Supreme Court. In People v. Watson (2008) 43 Cal.4th 652, 685 (Watson), the court noted that prior to the enactment of Proposition 8 (Cal. Const., art. I, § 28, subd. (f)), cases held that Evidence Code section 788 did not allow evidence beyond the fact of the conviction to be used to impeach a defendant. (People v. Smith (1966) 63 Cal.2d 779, 790.) Given the expanded scope of admissibility of relevant evidence since the enactment of Proposition 8, the court in Watson recognized there was an issue regarding admissibility of such evidence, but declined to decide whether such additional evidence could be admitted. Thus the case does not provide authority for the use of the details of a defendant's imprisonment when a prior felony conviction is admitted solely for impeachment.
The People do contend that where the defendant seeks to mislead the jury concerning the length and circumstances of his prior conviction, that evidence of the 8 details of the conviction and sentence could be relevant. (People v. Shea (1995) 39 Cal.App.4th 1257, 1267; People v. Heckathorne (1988) 202 Cal.App.3d 458, 462.)
Like the Supreme Court in Watson, supra, 43 Cal.4th 652, we decline to decide whether details of imprisonment are admissible for impeachment because, as we will discuss below, the evidence elicited by the prosecution was irrelevant and should have been excluded on that ground.
Prosecutorial misconduct occurs when the prosecutor engages in conduct that is reprehensible and deceptive which renders the criminal trial unfair. (People v. Morales (2001) 25 Cal.4th 34, 44; People v. Stanley (2006) 39 Cal.4th 913, 951.)
C. Analysis In this case the proffered basis for the use of the prior felony convictions was to impeach King's credibility. King admitted the prior convictions in his direct testimony.
There he accurately testified his last felony conviction was in 2003. The prosecutor argued that such statement was "misleading" because it implied King had been leading a law abiding life in the interim, when in reality he was in prison for much of that time and could not commit new crimes. We find no basis for such argument.
King not only admitted the convictions, he also admitted not living a "clean life,"
and that he was employed in construction at times in the year and one half prior to the events in this case. All of which is correct as far as we can discern from this record. The question that created the problems in this case dealt with what King had been doing between the time of his 2003 conviction and when he began working in construction.
Respectfully, there is nothing in that question, which raises an issue relevant to King's 9 credibility. Plainly the prosecutor knew that King had been in custody most of that time.
Other than showing the length of his incarceration, the question did not bear on any relevant issues in this trial.
Evidence Code section 210 defines relevant evidence as "evidence, including evidence relevant to the credibility of a witness or hearsay declarant, having any tendency in reason to prove or disprove any disputed fact that is of consequence to the determination of the action."
It is important to make clear that the only basis of admissibility of the felony convictions in this case is impeachment of credibility. (Evid. Code, § 788.) The fact that King was incarcerated for the period from 2003 until approximately two years before this offense simply does not have a tendency in reason to prove or disprove a material fact.
Even if we were to give some weight to the prosecutor's contention that the jury knew King had been incarcerated, and thus could not have committed new crimes, we would find the prejudicial effect of such testimony plainly outweighs any probative value. (Evid. Code, § 352.)
The testimony which followed after the court overruled the defense objection demonstrates the error of admitting irrelevant evidence of incarceration. King gave a somewhat evasive answer that he had been a firefighter, which indeed he had been.
However, the answer then led to questions about where and for whom he was a firefighter. Obviously the prosecutor wanted the jury to know King had not been a firefighter as the public might understand that term. Rather, he was a prison inmate serving in a prison camp setting. Of course, all of the discussion is far afield from the 10 purpose of allowing the use of prior felony convictions for impeachment. The discussion got sufficiently off the point that the court then admonished the jury to disregard the evidence of the length of King's incarceration. We are satisfied that the trial court erred in overruling the defense objection to questions relating to King's period of incarceration.
Had the court sustained the objection, the entire discussion of where, when and for whom King had been a firefighter would not have been presented to the jury and the court's admonition would not have been necessary.
We turn then to the question of prejudice. Although we have found the trial court erred in its evidentiary ruling, we do not find, in light of the entire record that in the absence of the error a different result would have been likely. (People v. Watson (1956)
46 Cal.2d 818, 836.)
In a later Watson case, Watson, supra, 43 Cal.4th at page 686, the court applied the harmless error analysis to questions about details of a prior felony conviction offered for impeachment. There the court declined to answer the question of whether the scope of such impeachment evidence was now broader than Evidence Code section 788, following the passage of Proposition 8. The court found resolution of the question unnecessary given that any error was harmless in light of the entire record. We reach the same conclusion here.
At the outset we note the evidence of King's guilt is overwhelming. His explanation of the events was at best highly suspect. The police officer had directed his spotlight on King as he approached the intersection. The officer then followed King for some distance with the patrol car's emergency lights and siren on. King's high speed 11 driving and evasive action are consistent with his awareness of a police car in pursuit.
King's explanation of the events out of the car were also questionable. He first testified he woke up in the hospital without any knowledge of police involvement. Yet he later testified he was aware of the police presence at the crash scene.
The jury was properly aware King had not always been law abiding and that he had three prior felony convictions. Further, the court gave an admonition to the jury to disregard the evidence of his period of incarceration, in order to minimize any prejudice.
In our review of the record we find the prosecutor did not raise the issue of the details of King's incarceration in her argument. Defense counsel, on the other hand, was able to use the testimony about King's work as a firefighter as evidence of his efforts to rehabilitate himself.
In short, there is no reasonable likelihood that there would have been a different result as in the absence of the error. (People v. Watson, supra, 46 Cal.2d at p. 836.)
Regarding the allegation of prosecutorial misconduct, we find no basis for such a finding in this record. There is no indication of deceit, or inappropriate behavior. Rather, the prosecutor pursued a theory of relevance that the trial court accepted. The fact we have disagreed with the trial court's initial ruling does not in any fashion indicate any form of misconduct by the prosecutor in this case. Thus, we reject King's assertion that misconduct occurred.
12 DISPOSITION
The judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
HALLER, J.
McINTYRE, J.
Cites, in this corpus
- People v. Watson S024471 · 2008-05-08
- People v. Stanley S022224 · 2006-08-24
- People v. Morales S059461 · 2001-03-05
- People v. Shea B085326 · 1995-11-01
- People v. Wheeler S021961 · 1992-12-17
- People v. Heckathorne G004613 · 1988-06-23
- People v. Castro Crim. 23605 · 1985-03-11
- People v. Smith Crim. 8547 · 1966-01-04
- People v. Watson Crim. 5813 · 1956-07-03