People v. Flores CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of Imperial County · No. JCF30050JCF29272
- Trial judge
- Poli Flores, Jr.
- Outcome
- modified — Affirmed in part, sentence modified and remanded.
- Area
- delinquency
- Panel
- McINTYRE (author), O'Rourke, Patricia D. Benke
Analysis
The trial court admitted evidence of a prior incident to explain a witness's state of mind, imposed a restitution fine upon probation revocation, and assessed an administrative fee without citing a statutory basis. The appellate court affirmed the conviction, modified the restitution fine to correct a legal error, and remanded for the trial court to specify the statutory authority for the administrative fee.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Admission of evidence regarding a prior incident between the defendant and a loss prevention agent“We need not reach the question of error because even assuming the trial court abused its discretion in admitting the prior incident evidence, the assumed error was harmless under the relevant standard of People v. Watson (1956) 46 Cal.2d 818, 836.” | abuse of discretion | harmless error | agree with court agree with court |
Imposition of a $280 restitution fine under Penal Code section 1202.44 upon probation revocation“A restitution fine imposed at the time probation is granted survives the revocation of probation. Because of this, an additional restitution fine imposed at the time probation is revoked is unauthorized and must be stricken from the judgment.” | de novo | error | agree with court agree with court |
Imposition of a $200 administrative fee without specifying statutory basis“The court's failure to specify the statutory basis for the fee is an obvious legal error that is not dependant on factual findings in the record. Accordingly, we hold Flores did not forfeit his right to raise this issue on appeal and the matter must be remanded to the trial court to set forth the statutory basis for the administrative fee.” | de novo | error | agree with court agree with court |
Authorities
- relied: People v. Crittenden (1994) 9 Cal.4th 83 — Defines prejudice under Evidence Code section 352 as evidence that evokes emotional bias while having slight probative value.
- relied: People v. Harris (2005) 37 Cal.4th 310 — Establishes that the trial court has broad discretion in determining relevance and excluding evidence under Evidence Code section 352.
- relied: People v. Jordon (1986) 42 Cal.3d 308 — Supports the standard of review for trial court discretion in evidentiary rulings.
- relied: People v. Watson (1956) 46 Cal.2d 818 — Establishes the harmless error standard: whether it is reasonably probable a more favorable result would have been reached absent the error.
- relied: People v. Carter (2005) 36 Cal.4th 1114 — Applies the Watson harmless error standard to evidentiary errors.
- relied: People v. Urke (2011) 197 Cal.App.4th 766 — Holds that a restitution fine imposed at probation grant survives revocation, making an additional fine at revocation unauthorized.
- relied: People v. High (2004) 119 Cal.App.4th 1192 — Requires sentencing courts to set forth the statutory basis for each fine and fee in the abstract of judgment.
- relied: People v. Smith (2001) 24 Cal.4th 849 — Distinguishes between forfeited discretionary sentencing claims and reviewable obvious legal errors at sentencing.
The appellate opinion: sound — The opinion correctly applies the abuse of discretion standard to the evidentiary ruling and the Watson standard to find the error harmless given the strong remaining evidence. It accurately applies People v. Urke to correct the restitution fine and People v. Smith to allow review of the administrative fee as an obvious legal error.
How this analysis was made · dispute it
unusual dispositionAfter a jury convicted Julio Cesar Flores of second degree commercial burglary and assault by means likely to cause great bodily injury, the Imperial County Superior Court admitted limited testimony that the loss prevention agent knew Flores from a prior incident, imposed a $280 probation-revocation restitution fine under Penal Code section 1202.44 after originally imposing $240, and imposed a $200 administrative fee without stating its statutory basis. The Court of Appeal assumed without deciding that admitting the prior-incident evidence was error but found it harmless under Watson, reduced the section 1202.44 fine to $240 on the Attorney General's concession, remanded for the trial court to specify the statutory basis of the administrative fee, and otherwise affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Admission, over relevance objection, of testimony that Ruiz knew Flores from a prior incident with another loss prevention agent, offered to explain why Ruiz stopped Flores inside the store (Evid. Code §§ 350, 352)“We need not reach the question of error because even assuming the trial court abused its discretion in admitting the prior incident evidence, the assumed error was harmless under the relevant standard of People v. Watson (1956) 46 Cal.2d 818, 836.” | abuse of discretion | harmless error | agree with court The court recited the abuse-of-discretion standard for Evidence Code section 352 rulings but bypassed the merits and applied Watson. Its harmlessness analysis is well supported: the trial court sanitized the evidence (no mention of a weapon or details), gave two limiting instructions, and the independent evidence was strong, including two eyewitness identifications, surveillance video, and Flores's admission to police that he participated in the assault. Assuming state-law evidentiary error, Watson is the correct standard (Carter). The court did not discuss Evidence Code section 1101, but because it assumed error that omission does not affect the result. |
Imposition at probation revocation of a $280 restitution fine under Penal Code section 1202.44 when the fine set at the grant of probation was $240“Accordingly, we reduce the $280 fine that was ordered pursuant to Penal Code section 1202.44 to the amount of $240.” | de novo | error (law misapplied) | agree with court A restitution fine fixed when probation is granted survives revocation, so a different or additional fine imposed at revocation is unauthorized and correctable on appeal regardless of objection (Urke). The Attorney General conceded the point. The court's remedy—reducing the fine to the originally imposed $240—produces the correct operative fine, although the court's quoted language from Urke speaks of striking the later fine rather than reducing it; the practical result is the same because the original $240 section 1202.44 fine remains in force. |
Imposition of a $200 'administrative fee payable through CDCR' without stating the statutory basis in the oral pronouncement, probation report, or abstract of judgment; Attorney General's forfeiture argument“The court's failure to specify the statutory basis for the fee is an obvious legal error that is not dependant on factual findings in the record.” | de novo | error (procedure) | agree with court Under People v. High the abstract must identify the statutory basis of each fine and fee, and under People v. Smith obvious legal errors at sentencing correctable without reference to factual findings are not forfeited by failure to object. The record shows no statutory basis anywhere for the fee, so the court properly rejected forfeiture and remanded rather than striking the fee outright, which is a reasonable remedy allowing the trial court to identify the authority. |
Authorities
- relied: People v. Watson (1956) 46 Cal.2d 818 — State-law error is reversible only if it is reasonably probable the defendant would have obtained a more favorable result absent the error.
- relied: People v. Carter (2005) 36 Cal.4th 1114 — Erroneous admission of evidence under state evidentiary rules is reviewed for prejudice under the Watson standard.
- relied: People v. Crittenden (1994) 9 Cal.4th 83 — Prejudice under Evidence Code section 352 means evidence that uniquely tends to evoke an emotional bias against a party while having slight probative value.
- relied: People v. Harris (2005) 37 Cal.4th 310 — Trial courts have broad discretion in ruling on relevance and Evidence Code section 352, reviewed for abuse of discretion.
- relied: People v. Jordan (1986) 42 Cal.3d 308 — Evidence Code section 352 rulings are reviewed for abuse of discretion.
- relied: People v. Urke (2011) 197 Cal.App.4th 766 — A restitution fine imposed when probation is granted survives revocation; an additional restitution fine imposed at revocation is unauthorized and must be stricken.
- relied: People v. High (2004) 119 Cal.App.4th 1192 — The sentencing court must set forth the statutory basis and amount of each fine and fee in the abstract of judgment.
- relied: People v. Smith (2001) 24 Cal.4th 849 — Obvious legal errors at sentencing correctable without reference to factual findings are reviewable on appeal despite the absence of an objection.
The appellate opinion: sound with gaps — The court reached defensible results on all three issues with the correct controlling authorities, and its harmlessness analysis is well grounded in the sanitized testimony, limiting instructions, and Flores's admission. It skipped the merits of the relevance/Evidence Code section 1101 question entirely, and its reliance on Urke's 'must be stricken' language sits somewhat awkwardly with its chosen remedy of reducing rather than striking the revocation-stage fine, though the operative result is the same.
Opinion
Filed 5/27/14 P. v. Flores CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D063969
Plaintiff and Respondent, v. (Super. Ct. Nos. JCF30050 & JCF29272) JULIO CESAR FLORES, Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Imperial County, Poli Flores, Jr., Judge. Affirmed in part, sentence modified and remanded.
James R. Bostwick, Jr., under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Parag Agrawal, Deputy Attorneys General, for Plaintiff and Respondent.
A jury found Julio Cesar Flores guilty of second degree commercial burglary and assault by means likely to cause great bodily injury. He appeals, contending (1) the trial court erred in admitting testimony of a prior incident between him and a store loss prevention agent, (2) the abstract of judgment must be amended to correct the restitution fine for his probation violation, and (3) an unauthorized administrative fee should be stricken. The Attorney General concedes and we agree that the abstract of judgment must be amended to correct Flores's restitution fine. We also conclude that the matter must be remanded for the trial court to set forth the statutory basis for the administrative fee. In all other respects, we affirm.
FACTUAL AND PROCEDURAL BACKGROUND
In November 2012, Ruben Ruiz, a loss prevention agent at Rite Aid in Calexico, saw Flores enter the store. Ruiz recognized Flores from a prior event and began monitoring him. Ruiz saw Flores place a fragrance gift set inside his sweater and then zip the sweater up halfway. Flores headed toward the store exit, passing an open register.
There were four other registers between that register and the exit.
Based on his training and experience, Ruiz believed that Flores was not going to pay for the item that was in his sweater. Thus, Ruiz approached Flores in the store and identified himself as a loss prevention agent. Flores responded by stating that he did not have anything. Ruiz, however, could see the fragrance gift set under Flores's sweater.
Ruiz put his hand on Flores's shoulder and asked Flores to go back to the office with him. At that point, an unknown person struck Ruiz in the face with what Ruiz believed was a stick. The unknown person hit Ruiz approximately five times on the chin and chest area. Flores kicked Ruiz multiple times, landing one kick under Ruiz's chin 2 and another on his chest. Ruiz felt pain in his chest, became winded and dizzy, and had blurry vision. Flores and the other individual eventually ran out of the store.
Audrie Tapia, who also worked at the Rite Aid store, saw the incident between Ruiz and Flores. Ruiz and Tapia both identified Flores in a photo line-up. The People also played a surveillance video from the store which showed Flores entering the store and running out. The police responded to the scene but were unable to locate Flores on the day of the incident.
Officer Gabriel Rodriguez made contact with Flores five days later at the United States Port of Entry in Calexico. Flores admitted being at the Rite Aid store on the day of the incident and participating in the assault against Ruiz.
DISCUSSION
I. Evidence of Prior Incident A. Background The prosecution sought to introduce evidence of a prior incident involving Flores and another loss prevention agent outside the same Rite Aid store. The prosecution argued the evidence was relevant to show why Ruiz did not wait for Flores to exit the store before stopping him.
The court held a hearing under Evidence Code section 402 to determine the admissibility of the evidence. At that hearing, Ruiz testified that approximately one week before his interaction with Flores, another loss prevention agent, Jose Hernandez, showed Ruiz a video of Flores taking items from the store without paying for them. Flores walked outside the store with the items in his backpack. Hernandez told Ruiz that he 3 approached Flores and identified himself as a loss prevention agent. At that point, Flores said that he did not have anything but pulled out a deodorant from his backpack. While Hernandez was talking to Flores, he saw what he believed was a weapon in Flores's hand.
Thus, Hernandez decided not to take further action and went back into the store.
The trial court found the evidence was relevant to show Ruiz's state of mind.
Thus, it permitted testimony that Ruiz knew of Flores from a prior incident with another loss prevention agent. The court, however, excluded any testimony regarding the details of the incident between Hernandez and Flores, including that Hernandez believed Flores had a weapon.
At trial, Ruiz testified that he did not wait for Flores to exit the store before confronting him because of information he had learned about a previous incident that Flores had with another loss prevention agent. Based on that information, Ruiz was concerned for his safety and decided to stop Flores inside the store.
Immediately after this testimony, the court instructed the jury that it should only consider the evidence for the limited purpose of explaining why Ruiz "acted the way he did in the store on that specific date." The court provided a similar instruction after closing arguments.
B. Analysis Flores argues the trial court erred in admitting evidence of the prior incident for the purpose of explaining why Ruiz did not wait for Flores to exit the store before confronting him. Specifically, Flores contends the evidence was not relevant because it was immaterial to the crimes charged. We reject Flores's argument.
4 "The court in its discretion may exclude evidence if its probative value is substantially outweighed by the probability that its admission will (a) necessitate undue consumption of time or (b) create substantial danger of undue prejudice, of confusing the issues, or of misleading the jury." (Evid. Code, § 352.) The prejudice referred to in Evidence Code section 352 is characterized by "evidence that uniquely tends to evoke an emotional bias against a party as an individual, while having only slight probative value with regard to the issues." (People v. Crittenden (1994) 9 Cal.4th 83, 134.) In determining the relevance of evidence and whether it should be excluded as unduly prejudicial, confusing or misleading under Evidence Code section 352, the trial court is vested with broad discretion, and we will reverse only if the trial court has abused its discretion. (People v. Harris (2005) 37 Cal.4th 310, 337; People v. Jordon (1986) 42 Cal.3d 308, 316.)
We need not reach the question of error because even assuming the trial court abused its discretion in admitting the prior incident evidence, the assumed error was harmless under the relevant standard of People v. Watson (1956) 46 Cal.2d 818, 836.
(See People v. Carter (2005) 36 Cal.4th 1114, 1170-1171.) Under that standard, we consider whether it is reasonably probable that a result more favorable to the defendant would have been reached in the absence of the error. (Ibid.)
Even absent admission of the prior incident evidence, the evidence of commercial burglary and assault by means likely to cause great bodily injury was compelling. Ruiz observed Flores hide a fragrance gift set in his sweater and proceed toward the store exit.
After denying he had any store merchandise, Flores kicked Ruiz multiple times, landing 5 one kick under Ruiz's chin and another on his chest. Ruiz's vision blurred, he became winded, dazed, and felt pain in his chest. Additionally, when he was apprehended, Flores admitted to being at the store on the day of the incident and participating in the assault against Ruiz.
Further, the evidence presented to the jury was a sanitized version of the altercation between Hernandez and Flores. The jury did not hear anything regarding Flores's alleged possession of a weapon during the incident with Hernandez or of the details of the incident. Instead, Ruiz merely testified that he did not wait for Flores to exit the store because he was concerned for his safety as a result of information he learned about a previous incident between Flores and another loss prevention agent.
Immediately after this testimony, the court instructed the jury that it should only consider the evidence for the limited purpose of explaining why Ruiz "acted the way he did in the store on that specific date." There is nothing suggesting that the jury ignored the court's instruction.
Based on the foregoing, we conclude Flores has not shown that he would have received a more favorable result had the prior incident evidence been excluded.
II. Restitution Fine Flores argues and the Attorney General concedes that the abstract of judgment must be amended to correct the restitution fine for Flores's probation violation.
As to both counts charged in this case, the People alleged that Flores had suffered a prior conviction for a serious or violent felony. The court found the prior conviction true and found Flores violated his probation.
6 When Flores was initially placed on probation, the trial court imposed a restitution fine of $240 pursuant to Penal Code section 1202.4, subdivision (b), and an additional $240 restitution fine under Penal Code section 1202.44 if probation was revoked.
However, when Flores was sentenced for violating probation, he was ordered to pay $280 under Penal Code section 1202.44.
The parties correctly state that there is an error in the abstract of judgment.
"A restitution fine imposed at the time probation is granted survives the revocation of probation. Because of this, an additional restitution fine imposed at the time probation is revoked is unauthorized and must be stricken from the judgment." (People v. Urke (2011) 197 Cal.App.4th 766, 779.) Accordingly, we reduce the $280 fine that was ordered pursuant to Penal Code section 1202.44 to the amount of $240.
III. Administrative Fee Flores argues the trial court's imposition of a $200 administrative fee should be stricken because the court did not specify the statutory basis for the fee. We remand to the trial court to set forth the statutory basis for the fee.
A sentencing court must set forth the statutory basis for each fine and fee in the abstract of judgment. (People v. High (2004) 119 Cal.App.4th 1192, 1200.) "If the abstract does not specify the amount of each fine, the Department of Corrections cannot fulfill its statutory duty to collect and forward deductions from prisoner wages to the appropriate agency. [Citation.] At a minimum, the inclusion of all fines and fees in the abstract may assist state and local agencies in their collection efforts." (Ibid.)
7 The Attorney General argues Flores forfeited his right to raise this claim on appeal by failing to object at sentencing. Generally, " 'claims involving the trial court's failure to properly make or articulate its discretionary sentencing choices' raised for the first time on appeal are not subject to review." (People v. Smith (2001) 24 Cal.4th 849, 852.)
However, a defendant does not forfeit his right to appeal "obvious legal errors at sentencing that are correctable without referring to factual findings in the record,"
regardless of whether the defendant timely objected. (Ibid.)
In this case, the abstract of judgment states there is an "[a]dministrative fee in the amount of $200.00." However, it does not specify the statutory basis for that fee.
Additionally, the basis for the fee is not in the probation officer's report, and the trial court did not state the basis for the fee when it orally pronounced Flores's sentence.
Instead, the court merely stated that Flores was "ordered to pay an administrative fee payable through CDCR." The court's failure to specify the statutory basis for the fee is an obvious legal error that is not dependant on factual findings in the record. Accordingly, we hold Flores did not forfeit his right to raise this issue on appeal and the matter must be remanded to the trial court to set forth the statutory basis for the administrative fee.
DISPOSITION
The judgment is modified to reduce the $280 fine that was ordered pursuant to Penal Code section 1202.44 to the amount of $240. The matter is remanded with directions to the trial court to set forth the statutory basis for the $200 administrative fee imposed on Flores. The trial court shall forward an amended abstract of judgment to the 8 Department of Corrections and Rehabilitation. In all other respects, the judgment is affirmed.
MCINTYRE, J.
WE CONCUR:
BENKE, Acting P. J.
O'ROURKE, J.
Cites, in this corpus
- People v. Urke No. C063169 · 2011-07-19
- People v. Harris S058092 · 2005-08-29
- People v. Carter S014021 · 2005-08-15
- People v. High C044943 · 2004-06-28
- People v. Smith S088387 · 2001-01-11
- People v. Crittenden S010685 · 1994-12-22
- People v. Jordan Crim. 24655 · 1986-07-31
- People v. Watson Crim. 5813 · 1956-07-03