In re Michael H. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. J211-796
- Trial judge
- Browder A. Willis III
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- McINTYRE (author), Cynthia Aaron, Patricia D. Benke
Analysis
The trial court found that Michael H.'s conviction for assault with a deadly weapon qualified as an offense under Welfare and Institutions Code section 707(b), making him eligible for extended commitment to the Department of Corrections and Rehabilitation, Division of Juvenile Facilities. The Court of Appeal affirmed the judgment, holding that assault with a deadly weapon is subsumed within the enumerated offense of assault by means of force likely to produce great bodily injury.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Determination that assault with a deadly weapon is a qualifying offense under Welfare and Institutions Code section 707(b).“We find no reason to depart from the Pedro C. analysis that assault with a deadly weapon in subsumed within the meaning of assault with force likely to produce great bodily injury.” | de novo | correct | agree with court The appellate court correctly applied the holding in In re Pedro C. (1989) 215 Cal.App.3d 174, which established that assault with a deadly weapon is encompassed by the statutory definition of assault by means of force likely to produce great bodily injury. The court properly rejected the argument for expressio unius, noting the Legislature's failure to amend the statute after the Pedro C. decision implied acquiescence in the judicial construction. |
Determination that the trial court could consider the specific facts of the offense (including dismissed counts) to make the section 707(b) determination.“The trial court properly considered the facts relevant to Michael's offense since it was transactionally related to the offense to which Michael pleaded guilty.” | abuse of discretion | correct | agree with court The court relied on In re Gary B. (1998) 61 Cal.App.4th 844 to support the proposition that a trial court may consider transactionally related evidence, including facts from dismissed counts, to determine if an offense falls within section 707(b). This is a correct application of the factual inquiry required by the statute. |
Rejection of the rule of lenity argument.“We find no egregious ambiguity or uncertainty in section 707(b) such that the court must simply guess as to what was intended by that statute.” | de novo | correct | agree with court The court correctly applied the rule of lenity as a tie-breaking principle only when a statute is egregiously ambiguous. Citing People v. Manzo (2012) 53 Cal.4th 880, the court found that legislative intent was discernible through the Pedro C. precedent, rendering the rule inapplicable. |
Authorities
- relied: In re Pedro C. (1989) 215 Cal.App.3d 174 — Assault with a deadly weapon is subsumed within the meaning of assault by any means of force likely to produce great bodily injury under section 707(b). The court relied on this to affirm the trial court's classification of the offense.
- relied: In re Gary B. (1998) 61 Cal.App.4th 844 — The trial court must consider the evidence before it to determine the circumstances of the offense as a matter of fact, and may consider transactionally related evidence from dismissed counts. The court relied on this to validate the trial court's factual inquiry.
- relied: People v. Manzo (2012) 53 Cal.4th 880 — The rule of lenity applies only when a statute is subject to egregious ambiguity or uncertainty. The court relied on this to reject the appellant's lenity argument.
- relied: Sharon S. v. Superior Court (2003) 31 Cal.4th 417 — The Legislature is presumed to have known of and acquiesced in previous judicial constructions when amending a statute without changing the construed portions. The court relied on this to support the continued validity of the Pedro C. interpretation.
- relied: People v. Duke (1985) 174 Cal.App.3d 296 — Where there is actual injury, the nature and extent of injuries are often the controlling factor in determining if force was likely to produce great bodily injury. The court relied on this to support the substantial evidence finding.
The appellate opinion: sound — The opinion is sound because it correctly applies the binding precedent of In re Pedro C. to the specific facts and properly distinguishes the rule of lenity as inapplicable due to the lack of egregious ambiguity. The reasoning is supported by the cited authorities and addresses the appellant's primary arguments regarding statutory interpretation and factual sufficiency.
How this analysis was made · dispute it
unusual dispositionThe juvenile court found that Michael H.'s admitted assault with a deadly weapon qualified as a Welfare and Institutions Code section 707(b) offense (as subsumed within assault by means of force likely to produce great bodily injury), considered the transactionally related facts of the stabbing, and committed him to the Division of Juvenile Facilities for four years after a probation violation. The Court of Appeal affirmed, following In re Pedro C., holding the trial court properly considered the underlying facts under In re Gary B., and rejecting the rule-of-lenity argument because section 707(b) is not egregiously ambiguous.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Determination that assault with a deadly weapon is a qualifying offense under section 707(b) because it is subsumed within assault by means of force likely to produce great bodily injury (§ 707(b)(14))“Accordingly, we see no reason to depart from the Pedro C. court's statutory intent analysis.” | de novo | correct | agree with court This is a pure question of statutory construction. Pedro C. squarely held ADW is embraced by the (b)(14) category, the Legislature has repeatedly amended section 707(b) without disturbing that construction (Sharon S. acquiescence presumption), and the definition of a deadly weapon as an object used in a manner likely to produce death or great bodily injury makes the inclusion logical. Appellant cited no contrary authority. The expressio unius argument is answered by the fact that ADW is not omitted but described generically by (b)(14). |
Decision that the court could consider the specific facts of the admitted offense, including facts relating to dismissed counts that were transactionally related, in deciding whether the offense came within section 707(b), and the resulting factual finding that the assault involved force likely to produce great bodily injury“The factual determination made by the trial court was supported by substantial evidence that the assault came within the meaning of assault with force likely to produce great bodily injury.” | substantial evidence | correct | agree with court In re Gary B. permits the court to look at the circumstances of the offense, including transactionally related facts underlying dismissed counts, to decide whether an offense falls under section 707(b). Stabbing the victim in the head, back and buttocks with a knife and hospitalization amply support a finding of force likely to produce great bodily injury under Duke's injury-focused analysis. The opinion blends a categorical (Pedro C.) and fact-specific (Gary B.) approach, but either independently supports the result. |
Rejection of the rule of lenity as a basis to construe section 707(b) to exclude assault with a deadly weapon“We find no egregious ambiguity or uncertainty in section 707(b) such that the court must simply guess as to what was intended by that statute.” | de novo | correct | agree with court Under Manzo and Arias the rule of lenity is a tie-breaker applied only after text and purpose leave egregious ambiguity. Because Pedro C. supplies a settled construction that the Legislature has acquiesced in, there is no equipoise between two reasonable readings and lenity does not apply. |
Authorities
- relied: In re Pedro C. (1989) 215 Cal.App.3d 174 — Assault by any means of force likely to produce great bodily injury under section 707(b) encompasses assault with a deadly weapon, because a deadly weapon is one likely to produce death or great bodily injury.
- relied: In re Gary B. (1998) 61 Cal.App.4th 844 — To decide whether an offense falls under section 707(b), the juvenile court determines as a matter of fact the circumstances of the offense and may consider transactionally related facts, including those underlying counts dismissed in a plea bargain.
- relied: In re Tino V. (2002) 101 Cal.App.4th 510 — Section 707(b) is intended to designate the offenses that trigger extended DJF commitments.
- relied: Sharon S. v. Superior Court (2003) 31 Cal.4th 417 — The Legislature is presumed to know of and acquiesce in a prior judicial construction when it amends a statute without changing the construed language.
- relied: People v. Duke (1985) 174 Cal.App.3d 296 — Where the victim is actually injured, the nature and extent of the injuries is often the controlling factor in determining whether force used was likely to produce great bodily injury.
- relied: People v. Manzo (2012) 53 Cal.4th 880 — The rule of lenity applies only when, after considering text and purpose, egregious ambiguity remains such that the court must guess at legislative intent; it is a tie-breaker, not a license to strain in defendant's favor.
- relied: People v. Arias (2008) 45 Cal.4th 169 — If a penal statute is susceptible of two reasonable interpretations, courts ordinarily adopt the one more favorable to the defendant.
- relied: People v. Garcia (1999) 21 Cal.4th 1 — Cited for appellant's formulation of the rule of lenity: statutes are construed favorably to the defendant when language and circumstances reasonably permit.
- missed: People v. Aguilar (1997) 16 Cal.4th 1023 — A deadly weapon is any object, instrument or weapon used in a manner capable of producing and likely to produce death or great bodily injury; this binding definition directly supports Pedro C.'s premise and would have strengthened the court's categorical holding.
The appellate opinion: sound with gaps — The opinion answers the two arguments actually raised (expressio unius and lenity) with the controlling appellate precedent (Pedro C.), the legislative-acquiescence presumption, and the Supreme Court's lenity framework, and its fact-based alternative holding is well supported by Gary B. and the stabbing facts. It omits the Supreme Court's Aguilar definition of a deadly weapon that underpins Pedro C., does not situate the eligibility question within section 733(c) and the DJF commitment framework, and contains a minor pin-cite slip to the first page of Pedro C.
Opinion
Filed 5/16/14 In re Michael H. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re MICHAEL H., a Person Coming Under the Juvenile Court Law. D063833 THE PEOPLE, Plaintiff and Respondent, (Super. Ct. No. J211-796)
v. MICHAEL H., Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Browder A. Willis III, Judge. Affirmed.
Patrick M. Ford, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Barry Carlton and Karl T. Terp, Deputy Attorneys General, for Plaintiff and Respondent. Michael H. was committed to the Department of Corrections and Rehabilitation, Division of Juvenile Facilities (DJF) for four years following a probation violation based on an original conviction of an assault with a deadly weapon as an aider and abettor.
Michael appeals contending that the juvenile court erred in finding that assault with a deadly weapon qualified as an offense making him eligible for commitment to the DJF as it is not on the exclusive list of qualifying offenses referenced in Welfare and Institutions Code section 707, subdivision (b) (section 707(b), undesignated statutory references are to this code). We disagree.
FACTS
On June 4, 2010, Michael and other juveniles physically attacked Bryce B.
During the assault, Michael and his companions struck Bryce B. in the head with a beer bottle and knocked him down. While on the ground, they kicked and punched Bryce B.
and stabbed him in the head, back, and buttocks with a knife. The People alleged that Michael committed attempted murder, assault by means of force likely to produce great bodily injury, assault with a deadly weapon, and used force and violence resulting in serious bodily injury. Michael admitted to committing assault with a deadly weapon.
The court struck the remaining counts. The juvenile court placed Michael on probation, and he was committed to the San Diego County Probation Youthful Offender Unit (YOU) program. After being released from the YOU, he violated the terms of probation.
The court placed Michael back on probation with the YOU. Again, Michael violated the terms of probation and continued with the YOU.
2 In 2013, the court held a detention hearing regarding allegations that Michael assaulted a YOU counselor. Michael refused to follow the counselor's instruction and punched him in the face. The blow to the counselor's face caused him to fall backwards and broke his nose. The court found that Michael violated the terms of probation. The court transferred the matter for disposition to Judge Willis, the original judge who handled Michael's 2010 assault with a deadly weapon case, to determine whether assault with a deadly weapon was a qualifying offense under section 707(b).
Judge Willis addressed two issues at the disposition hearing: (1) whether the court was barred from determining if assault with a deadly weapon came within the meaning of section 707(b), and (2) whether the court could consider the facts of the offense to make this determination.
The court determined that it could consider the specific facts of the case to which Michael plead when deciding if it came within the meaning of section 707(b). It further determined that the assault with a deadly weapon came within the meaning of section 707(b).
The court found the YOU ineffective and committed Michael to the DJF for four years.
DISCUSSION
A. General Legal Principles A juvenile offender committed to the DJF must be discharged no later than the expiration of a two-year period of control or his or her 21st birthday, whichever occurs later, unless the offender has been adjudicated of an offense listed in section 707(b), in 3 which case, jurisdiction extends over him or her until his or her 25th birthday. (Welf. & Inst. Code, § 1769.)
Section 707(b) lists 30 offensives that subject a minor to DJF confinement.
Assault with a deadly weapon is not a specifically enumerated section 707(b) offense.
However, assault by any means of force likely to produce great bodily injury is an enumerated offense. (§ 707, subd. (b)(14).) Section 707(b) is intended "to designate the offenses that trigger extended commitments." (In re Tino V. (2002) 101 Cal.App.4th 510, 513.) This subdivision contains descriptions of violent and serious felonies, including murder, assault with intent to murder, assault with a firearm or destructive device, and assault by any means of force likely to produce great bodily injury. Minors who have committed section 707(b) offenses will be evaluated to determine if they are fit subjects to be dealt with under the juvenile court law. (§ 707, subd. (c).) If they are, and subsequently committed to custody, they are subject to extended jurisdiction. (In re Pedro C. (1989) 215 Cal.App.3d 174, 182 (Pedro C.).)
In order to determine whether an offense falls under section 707(b), "the trial court must consider the evidence before it to determine, as a matter of fact, what the circumstances of the offense were." (In re Gary B. (1998) 61 Cal.App.4th 844, 851.) In order to make this factual determination, the court may consider evidence of the probationer's study and other relevant evidence that is transactionally related to the current offense. (Id. at pp. 850-851.) Thus, the trial court is permitted to consider facts relevant to an allegation that was dismissed pursuant to a plea bargain if it is 4 transactionally related to the offense to which the defendant pleaded guilty. (Id. at p.
849.)
In Pedro C., Pedro C. admitted to assault with a deadly weapon. (Pedro C., supra, 215 Cal.App.3d at p. 182.) The precise issue before the Pedro C. court was whether a section 707(b) offense, assault by means of force likely to produce great bodily injury, embraces assault with a deadly weapon, an offense that is not enumerated under that section. The Pedro C. court explained that a deadly weapon is one likely to produce death or great bodily injury and held that assault by any means of force likely to produce great bodily injury encompasses assault with a deadly weapon. (Pedro C., at p. 182.)
B. Analysis Michael appeals the trial court's finding that assault with a deadly weapon is a qualifying offense within the meaning of section 707(b). He argues that assault with a deadly weapon is not a specifically enumerated offense, and, therefore, he is ineligible to be committed to the DJF. Michael further argues that we should apply the rule of lenity.
We reject these arguments.
Michael relies on the doctrine of expressio unius est exclusio alterius ("the expression of certain things in a statue necessarily involves exclusion of other things not expressed. . . .") to illustrate that the legislature did not intend that assault with a deadly weapon be included under section 707(b). (Dyna-Med, Inc. v. Fair Employment & Housing Com. (1987) 43 Cal.3d 1379, 1391, fn. 13.) Stated another way, the omission of certain offenses, while including others, is indicative of intent.
5 However, Michael acknowledges the holding in Pedro C., that assault with a deadly weapon is subsumed within assault with force likely to produce great bodily injury. (Pedro C., supra, 215 Cal.App.3d at p.183.) The Legislature is presumed to have known of and acquiesced in the previous judicial construction when it amends a statute without changing portions that have been construed by the courts. (Sharon S. v. Superior Court, (2003) 31 Cal.4th 417, 433.) Section 707(b) has been amended several times since Pedro C. was decided. The Legislature has not repudiated Pedro C. Accordingly, we see no reason to depart from the Pedro C. court's statutory intent analysis.
The trial court properly considered the facts relevant to Michael's offense since it was transactionally related to the offense to which Michael pleaded guilty. Assault with force likely to produce great bodily injury requires a fact-sensitive inquiry. Where there is actual injury to the victim, the nature and extent of the injuries "will often be the controlling factor" in determining that the force used was likely to produce great bodily injury. (People v. Duke (1985) 174 Cal.App.3d 296, 303.) Michael and his companions stabbed Bryce B. in the head, back, and buttocks with a knife. After the assault, Bryce B.
was taken to the hospital. The factual determination made by the trial court was supported by substantial evidence that the assault came within the meaning of assault with force likely to produce great bodily injury.
Similar to Pedro C., Michael admitted to assault with a deadly weapon but never admitted to assault by means likely to produce great bodily injury. Assault with a deadly weapon is one likely to produce great bodily injury. We find no reason to depart from the Pedro C. analysis that assault with a deadly weapon in subsumed within the meaning of 6 assault with force likely to produce great bodily injury. (Pedro C., supra, 215 Cal.App.3d at p. 174.) Michael has not cited to any case, nor are we aware of one, where a contrary view or interpretation has been expressed.
Michael further argues that, under the rule of lenity, we should construe a statute as favorable to a criminal defendant if its language and the circumstances of its application reasonably permit. (People v. Garcia (1999) 21 Cal.4th. 1, 10-11.)
The rule of lenity is a general interpretive policy or guideline where, if a statute defining a crime or punishment is susceptible of two reasonable interpretations, courts ordinarily adopt the interpretation that is more favorable to the defendant.
(People v. Arias (2008) 45 Cal.4th 169, 177.) The rule of lenity only applies if, after considering the text and purpose, there remains egregious ambiguity or uncertainty in a statute imposing a criminal penalty, such that the court must simply guess as to what was intended. (People v. Manzo (2012) 53 Cal.4th 880, 889.) In other words, the rule of lenity is a tie-breaking principle when two reasonable interpretations of the same provision stand in relative balance. (Ibid.)
Section 707(b) is not subject to egregious ambiguity or uncertainty. The fact that a statute could be interpreted favorably to a defendant does not mean a court should strain to interpret a penal statute in defendant's favor if it can fairly discern legislative intent.
(People v. Manzo, supra, 53 Cal.4th at p. 890.) As discussed above, we are able to discern legislative intent. The purpose of the statute, general public policy concerns, and logic all favor an interpretation that would recognize a violation of section 707(b). We find no egregious ambiguity or uncertainty in section 707(b) such that the court must 7 simply guess as to what was intended by that statute. Accordingly, the rule of lenity does not compel a different result.
We therefore arrive at the conclusion that Michael's assault with a deadly weapon falls within the purview of section 707(b).
CONCLUSION
The judgment is affirmed.
MCINTYRE, J.
WE CONCUR:
BENKE, Acting P. J.
AARON, J.
Cites, in this corpus
- People v. Manzo S191400 · 2012-03-08
- People v. Arias S155571 · 2008-11-06
- Sharon S. v. Superior Court S102671 · 2003-08-04
- People v. Gary B. G020481 · 1998-02-20
- In Re Pedro C. H005009 · 1989-10-31
- Dyna-Med, Inc. v. Fair Employment & Housing Commission L.A. 32145 · 1987-11-02
- People v. Duke F004237 · 1985-11-12