In re Makayla J. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. J233264
- Trial judge
- Carlos O. Armour
- Outcome
- affirmed — Affirmed.
- Area
- delinquency
- Panel
- Richard D. Huffman, Sr. (author), Judith L. Haller, O'Rourke
Analysis
The trial court committed the minor to a facility and imposed several probation conditions, including restrictions on computer use, online commerce, and possession of weapons/substances, without oral discussion of the terms. The Court of Appeal affirmed the judgment, holding that the challenge to the medication condition was forfeited and that the remaining conditions were facially valid and not vague or overbroad.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of probation condition requiring psychiatric counseling and psychotropic medication“We are satisfied, based on this record, that the challenges to the probation condition regarding psychotropic medications have been forfeited since there was literally no discussion of them in the trial court” | unclear | harmless error | agree with court agree with court |
Imposition of probation conditions restricting online commerce, computer use, and possession of weapons/substances“The record supports the imposition of the challenged conditions. We will therefore affirm.” | abuse of discretion | correct | agree with court agree with court |
Authorities
- relied: In re Sheena K. (2007) 40 Cal.4th 875 — Challenges to probation conditions that are purely matters of law and do not require analysis of the factual record should be addressed on the merits even if not raised in the trial court.
- relied: In re Luis F. (2009) 177 Cal.App.4th 176 — Objections to probation conditions requiring specific factual analysis are forfeited if not raised in the trial court, distinguishing In re Sheena K.
- relied: People v. Moore (2012) 211 Cal.App.4th 1179 — Probation conditions prohibiting possession of items contain an implied scienter requirement, so a probationer cannot be found in violation without a finding that the violation was willful.
- relied: People v. Freitas (2009) 179 Cal.App.4th 747 — A specific knowledge requirement is necessary for a condition prohibiting possession of specified items (an approach the court rejected in favor of Moore).
The appellate opinion: sound — The court correctly applied the forfeiture doctrine to the medication condition based on the lack of trial court discussion and relied on In re Sheena K. to review the facial challenges to the other conditions. It properly cited People v. Moore to support the implied scienter requirement in possession conditions, distinguishing the contrary approach in People v. Freitas.
How this analysis was made · dispute it
unusual dispositionThe juvenile court found true that 15-year-old Makayla J. committed misdemeanor soliciting prostitution (Pen. Code, § 653.22, subd. (a)), committed her to Breaking Cycles for up to 150 days, and by minute order imposed probation conditions including psychological counseling/psychotropic medication if prescribed, a ban on online commerce, computer use limited to school assignments, and bans on possessing mind-altering substances and weapons. The Court of Appeal affirmed, holding the challenge to the counseling/medication condition forfeited for lack of objection (and valid on the merits anyway), declining to reach ineffective assistance on a silent record, and rejecting facial vagueness and overbreadth challenges to the remaining conditions, including the request to add an express knowledge requirement.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of probation condition requiring psychiatric/psychological counseling and taking psychotropic medication if prescribed (challenge held forfeited; condition upheld on merits in the alternative)“In short, where the validity of a probation condition cannot be judged solely on its language without reference to the facts, failure to object in the trial court justifies the application of the forfeiture doctrine.” | abuse of discretion | correct | agree with court The forfeiture holding follows Welch and Luis F.: the challenge to a therapy/medication condition turns on the minor's circumstances, not the bare words of the condition, so the Sheena K. pure-question-of-law exception does not apply. The alternative merits analysis is supported by the record the court describes (prior molestation, failed therapy, ADHD diagnosis, parental concern about mental health, chronic running away), which satisfies the Lent/Olguin test, and Luis F. supports the view that an objection to medication not yet prescribed is premature. |
Trial counsel's failure to object to the probation conditions (ineffective assistance claim)“We cannot tell from this record why no objection was made thus, as pointed out by the court in People v. Mendoza Tello (1997) 15 Cal.4th 264, 266, the resolution of counsel's performance cannot be made on a vacant record.” | de novo | not reached | agree with court Mendoza Tello holds that an ineffective assistance claim should be rejected on direct appeal when the record does not show why counsel acted as he or she did and a satisfactory explanation could exist; here counsel was actively pursuing placement limits and a psychological evaluation, so a tactical reason is conceivable. Declining to reach the claim is consistent with that authority and with Luis F. |
Probation condition prohibiting all online commerce (facial vagueness and overbreadth challenge rejected)“The limitation on use of online commerce is clearly related to the need to try to restrict the Minor's opportunities to continue in the prostitution enterprise. It is neither vague nor overbroad.” | unclear | correct | agree with court Under Sheena K. a facial constitutional challenge is cognizable without objection and is a question of law, though the opinion recites only the abuse of discretion standard and never says it is reviewing de novo. The term 'commerce' is reasonably understandable, and the record tie to the offense (minor learned of online classified advertising for prostitution from a friend) supports the condition as tailored to preventing further prostitution; the court also partly relies on record facts despite characterizing the challenge as facial. |
Probation condition limiting computer use to school assignments with adult supervision (facial vagueness and overbreadth challenge rejected)“The Minor is not prohibited from use of a computer. If she does obtain employment at some time and does actually need greater use of computers, she can obtain adult supervision or seek appropriate modification of the condition.” | unclear | correct | agree with court The condition is clear in its terms, and juvenile conditions may be more restrictive than adult ones (Frank V.); the court identifies a rehabilitative nexus in the minor's knowledge of internet prostitution advertising and her fictitious Facebook persona. The overbreadth analysis is brief and does not engage prior appellate decisions scrutinizing juvenile computer and Internet restrictions (e.g., In re Victor L.), but the result is defensible given the availability of modification in the juvenile court and the deference afforded juvenile courts. |
Probation conditions prohibiting possession of weapons and of alcohol, controlled substances, or mind-altering substances (request to add express knowledge requirement rejected)“In our case, the Minor is not at risk of sanctions for unknowingly possessing prohibited items and thus the probation conditions at issue do not require modification.” | unclear | correct | agree with court At the time there was a published split: Freitas required an express knowledge term, while Moore held knowledge is implied in possession conditions because a probation violation must be willful. The court chose Moore, a defensible position supported by Jorge M.'s treatment of knowledge in possession offenses, and the substance condition already includes a 'knows or reasonably should know' element. The court did not address that Sheena K. itself approved adding a knowledge term to an association condition or that other appellate courts routinely made such modifications, but the choice between the competing lines of authority was within its prerogative. |
Authorities
- relied: In re Sheena K. (2007) 40 Cal.4th 875 — Facial constitutional challenges to probation conditions presenting pure questions of law are not forfeited by failure to object in the trial court; a condition must be sufficiently precise for the probationer to know what is required and for the court to determine whether it has been violated.
- relied: People v. Lent (1975) 15 Cal.3d 481 — A probation condition is invalid only if it has no relationship to the crime, relates to conduct not itself criminal, and requires or forbids conduct not reasonably related to future criminality.
- relied: People v. Olguin (2008) 45 Cal.4th 375 — Reaffirms the Lent test and abuse of discretion review of probation conditions.
- relied: People v. Welch (1993) 5 Cal.4th 228 — Challenges to the reasonableness of probation conditions are forfeited if not raised in the trial court.
- relied: In re Luis F. (2009) 177 Cal.App.4th 176 — Challenge to a juvenile psychotropic medication condition is forfeited absent objection because its validity cannot be judged on the face of the condition; ineffective assistance cannot be resolved on a silent record; minor lacks a ripe privacy claim where no medication has been prescribed.
- relied: People v. Mendoza Tello (1997) 15 Cal.4th 264 — Ineffective assistance claims should be rejected on direct appeal when the record does not reveal why counsel acted as he or she did and a satisfactory explanation could exist.
- relied: People v. Moore (2012) 211 Cal.App.4th 1179 — A probation condition barring possession of weapons need not be modified to add an express knowledge requirement because knowledge is implied in possession and a probation violation must be willful.
- relied: In re Jorge M. (2000) 23 Cal.4th 866 — Possession offenses carry an implied knowledge element regarding the character of the item possessed.
- relied: People v. Freitas (2009) 179 Cal.App.4th 747 — Held a possession condition should be modified to include an express knowledge requirement; the court acknowledged and declined to follow it in favor of Moore.
- relied: In re Frank V. (1991) 233 Cal.App.3d 1232 — Juvenile probation conditions may be more restrictive than adult conditions because of the juvenile court's supervisory role over minors.
- relied: In re Asean D. (1993) 14 Cal.App.4th 467 — Juvenile court's imposition of probation conditions is reviewed for abuse of discretion.
- missed: In re Victor L. (2010) 182 Cal.App.4th 902 — Addressed juvenile probation conditions restricting computer and Internet use and weapons possession, upholding restrictions as appropriate for minors while modifying conditions for vagueness and adding knowledge requirements; directly relevant to the overbreadth and scienter arguments here.
The appellate opinion: sound with gaps — The opinion applies the correct forfeiture framework from Welch, Sheena K., and Luis F., properly declines to resolve ineffective assistance on a silent record under Mendoza Tello, and reaches defensible results on the facial challenges with a reasoned choice between the Moore and Freitas lines. It skips the de novo standard that governs facial constitutional challenges, does not engage prior published juvenile computer-restriction decisions such as Victor L. or Sheena K.'s own endorsement of a knowledge modification, and its overbreadth analysis of the school-only computer condition is thin.
How this analysis was made · dispute it
record incompleteOpinion
Filed 4/22/14 In re Makayla J. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
In re MAKAYLA J., a Person Coming Under the Juvenile Court Law. D063987 THE PEOPLE, Plaintiff and Respondent, (Super. Ct. No. J233264)
v. MAKAYLA J., Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Carlos O.
Armour, Judge. Affirmed.
Cynthia A. Grimm, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Peter Quon, Jr. and Randall D.
Einhorn, Deputy Attorneys General, for Plaintiff and Respondent. Following an adjudication hearing, the juvenile court made a true finding that 15- year-old Makayla J. (the Minor) had committed the offense of inducing or soliciting prostitution, a misdemeanor. (Pen. Code, § 653.22, subd. (a).)
At the dispositional hearing the court committed the minor to Breaking Cycles for a period not to exceed 150 days. In its minute order, the court also granted probation subject to a number of conditions. The court did not discuss the conditions of probation in the oral proceeding at disposition.
The Minor appeals, challenging only certain probation conditions. Specifically she challenges the following conditions: (1) requiring her to participate in psychiatric or psychological counseling and, if prescribed, take psychotropic medication as directed;
(2) she is prohibited from all online commerce; (3) not use a computer for any purpose other than school related assignments; (4) not possess alcohol, a controlled substance, or any substance that she knows or reasonably should know is a mind altering substance without a valid prescription; and (5) not possess, transport, sell or have in or under her control any firearm, replica, ammunition or other weapon, including a knife, any explosive, or item intended for use as a weapon, including hunting rifles or shotguns.
The People respond that the Minor has forfeited any challenge to the conditions by failing to raise the issues in the trial court, and in any event the conditions were appropriately imposed.
We are satisfied, based on this record, that the challenges to the probation condition regarding psychotropic medications have been forfeited since there was literally no discussion of them in the trial court and that none of the conditions is facially 2 unconstitutional. Further, we will find counsel was not ineffective for failing to object to the conditions challenged here. Finally, the record supports the imposition of the challenged conditions. We will therefore affirm.
STATEMENT OF FACTS
Since the Minor does not challenge either the admissibility or the sufficiency of the evidence to support the true finding, we will only set forth a brief summary of the facts of the offense.
At about 1:45 p.m. in the afternoon on April 20, 2013, an undercover Oceanside police officer observed the Minor walking up and down the sidewalk of North Coast Highway. He observed her for about 40-45 minutes, because he suspected she was possibly soliciting prostitution.
Eventually, the Minor contacted a male driving a car. After brief contact she entered the passenger side of the car and the vehicle drove away. The officer followed the car until it stopped in a secluded area. The officer watched the Minor place her head in the male's lap. When the officer approached the driver's side of the car, he observed the Minor with her mouth around the male's erect penis.
The Minor denied soliciting prostitution and explained she got into the car in order to get a ride to the animal shelter to get a dog. She said that when the man stopped the car he pulled down his pants and told her to "do this" because he had given her a ride.
The Minor said the man forced her head into his lap and that she did "something," but because she knew it was wrong it did not last very long.
3 DISCUSSION
Before we examine the various challenges to the probation conditions, we observe this appeal presents an all too common scenario. Trial counsel in the juvenile court focuses attention on minimizing the direct impact on the minor, as in this case attempting to limit the time and restrictive nature of any confinement. Probation conditions set forth in the social study are all but ignored by the parties. Then on appeal counsel, legitimately searching for an issue, seizes upon one or more probation conditions as presenting arguable issues. We must then address forfeiture, the appellant's claim the issues are those of law and not forfeited, but in any event trial counsel must have been ineffective for failing to raise these challenges. We are thus left with an empty record on which to resolve issues that appellate counsel claims are of constitutional moment. Although review is made difficult, we are able in this case to find enough in the social study and other parts of the record to resolve the contentions.
I
THE REQUIREMENT TO TAKE PRESCRIBED MEDICATION
A. Background At the detention hearing issues regarding the Minor's mental health were raised.
Her parents informed the court that the Minor had been diagnosed with attention deficit hyperactivity disorder (ADHD), but that she had not been prescribed any medication.
The court at that time declined to order a psychological evaluation over the defense counsel's objection, however the parents were encouraged to seek therapy for the Minor.
4 The record also shows that the Minor had been the victim of sexual molestation and had been provided therapy for approximately a year, but the therapy was apparently unsuccessful. The Minor had been gone from the family home since December 2012, and absconded again after the adjudication hearing. According to the parents, the Minor had also created a Facebook page for herself which described her life in a manner that was completely fictional.
The Minor's biological father had mental health issues and the mother was concerned about the Minor's mental health. The Minor was a persistent runaway, refused to attend school and was apparently involved in prostitution with a pimp.
At the dispositional hearing defense counsel requested a psychological evaluation of the Minor. Without further comment by the court, a number of probation conditions were imposed, including those challenged here. No objections were made to any of the conditions which were contained in the probation officer's report for the dispositional hearing.
B. Legal Principles Juvenile courts have very broad discretion in setting conditions of probation in an effort to rehabilitate juvenile offenders, and hopefully deter further unlawful behavior.
(In re Antonio R. (2000) 78 Cal.App.4th 937, 941; In re Frankie J. (1988) 198 Cal.App.3d 1149, 1153.) Juvenile probation conditions can be more restrictive than those which would be approved for adults, given the special role of the juvenile courts in providing greater supervision to juvenile offenders. (In re Frank V. (1991) 233 Cal.App.3d 1232, 1242-1243.)
5 In order to find a probation condition to be invalid, a court must find (1) it has no relation to the convicted crime, (2) relates to noncriminal activity, and (3) requires or forbids conduct not necessarily related to future criminal behavior. (People v. Olguin (2008) 45 Cal.4th 375, 379; People v. Lent (1975) 15 Cal.3d 481, 486.)
We review the juvenile court's imposition of probation conditions under the deferential abuse of discretion standard. (In re Asean D. (1993) 14 Cal.App.4th 467, 473.)
Ordinarily challenges to probation conditions must be raised in the trial court or appellate review of those conditions will be deemed forfeited. (People v. Welch (1993)
5 Cal.4th 228, 233-234; In re Abdirahman S. (1997) 58 Cal.App.4th 963, 970-971.)
However, the court has recognized an exception to the rule of forfeiture of challenges to probation conditions. In In re Sheena K. (2007) 40 Cal.4th 875, 888-889 (Sheena K.), the court held that where the challenge is purely a matter of law and does not require analysis of the factual record the court should address the challenge on the merits.
C. The Challenge Has Been Forfeited The People contend, and we agree, that the Minor's challenge to the therapy and medication condition has been forfeited for failure to object in the trial court. Here, despite the discussions about the Minor's mental health, instability and the need for psychological evaluation, defense counsel did not object to any of the imposed probation conditions. The record is clear that counsel had the probation officer's predisposition social study which set forth the proposed probation conditions. Further, the trial court began the disposition hearing with the statement it had read and considered the probation 6 officer's report. Thus, if defense counsel had any objections to the proposed conditions, it was incumbent on counsel to raise such objections with the trial court so that any necessary modifications could be made. That was not done in this case, and, regrettably the trial court said nothing about the conditions at the dispositional hearing. Accordingly, we are left with little in the record to inform our review. The court in In re Luis F. (2009)
177 Cal.App.4th 176, 181-182 (Luis F.), found objections to a similar provision had been forfeited by failure to raise the issue in the trial court. The court found evaluation of the validity of such provision could not be accomplished by reference only to the face of the document. Thus the court found Sheena K., supra, 40 Cal.4th 875, to be distinguishable.
In short, where the validity of a probation condition cannot be judged solely on its language without reference to the facts, failure to object in the trial court justifies the application of the forfeiture doctrine.
D. Ineffective Assistance of Counsel The Minor argues that if we find her objection forfeited, then trial counsel was ineffective. We decline to reach that issue on this record. Counsel vigorously represented the Minor and focused on limiting her restrictive placement and argued for a psychological evaluation. We cannot tell from this record why no objection was made thus, as pointed out by the court in People v. Mendoza Tello (1997) 15 Cal.4th 264, 266, the resolution of counsel's performance cannot be made on a vacant record. (See also Luis F., supra, 177 Cal.App.4th at p. 182.)
7 E. The Merits Even if we addressed the merits of the Minor's objection we would reject it on this record. First, like the court in Luis F., we doubt that the Minor has standing to claim a privacy violation under the probation condition at this point. (Luis F., supra, 177 Cal.App.4th at pp. 191-192.) The Minor has not undertaken therapy with a psychiatrist or psychologist, has not been prescribed any medication, and her parents expressed an interest in having her take medication to address the Minor's ADHD. In short there has never been any objection to therapy or medication. If, however, the Minor is ever in therapy and if there is a prescription for psychotropic medication and if the Minor objects to the medication, she has a remedy by bringing her actual objection to the court's attention.
In any event, there is ample justification in the record for the juvenile court to seek therapy and, if necessary, medication for the Minor. She has been sexually victimized and is apparently being further victimized in the human trafficking we call prostitution.
She will not attend school, is a persistent runaway, and apparently has substantial mental health issues. The condition imposed is valid on its face and has a clear nexus in the record to the need to address the issues that underlie her delinquency. The juvenile court did not abuse its discretion in imposing the challenged condition.
II
THE REMAINING PROBATION CONDITIONS
We have previously discussed the legal principles relating to the review of probation conditions imposed by the juvenile court. The challenges to other conditions, 8 which we will discuss here, are all facial challenges to the conditions based on claims they are vague or overbroad. Thus they are not subject to forfeiture in light of Sheena K., supra, 40 Cal.4th 875, as we can evaluate the conditions on their specific terms.
Evaluation of probation conditions in light of challenges of vagueness and being overbroad require the reviewing court to determine if the condition is sufficiently precise to permit a minor to understand what is required and for a court to be able to know if the condition has been violated. (Sheena K., supra, 40 Cal.4th at p. 890.) Where a condition of probation limits otherwise lawful activity it must be narrowly drawn to achieve a legitimate governmental purpose, in this case the prevention of further criminal conduct by the probationer. (People v. Peck (1996) 52 Cal.App.4th 351, 363; People v. Hackler (1993) 13 Cal.App.4th 1049, 1058.)
A. Limiting Online Commerce The court imposed a condition preventing the Minor from engaging in online commerce. She challenges the condition contending it is not sufficiently precise and is overbroad. We disagree.
First, the term commerce is not a complex or difficult term. It deals with buying and selling items, in this instance over the internet. There is nothing in the record that would indicate the Minor would not understand what was prohibited and a court could know if the term was violated. Rather the issue is whether it is narrowly drawn in this case to accomplish needed reform without unnecessarily intruding on protected conduct.
The Minor told the probation officer she had learned about prostitution from a friend at school and from another friend who had used an online classified advertising 9 website to advertise for prostitution services. In this case, the Minor was engaged in selling prostitution services. The limitation on use of online commerce is clearly related to the need to try to restrict the Minor's opportunities to continue in the prostitution enterprise. It is neither vague nor overbroad.
B. Limiting the Minor's Computer Use The juvenile court restricted the Minor's use of computers to school assignments and requiring adult supervision when using a computer in the common areas of school and in her residence. Again, the Minor contends the condition is vague and overbroad.
Again, we disagree.
Undoubtedly the limitation impacts her ability to engage in otherwise lawful activity. However, given the Minor's knowledge of internet opportunities to promote her prostitution activities, computer use by her raises potential rehabilitation difficulties.
Further, one of the manifestations of her mental health difficulties is shown by the Minor's creation of the entirely fictitious life she portrayed on Facebook. The Minor is not prohibited from use of a computer. If she does obtain employment at some time and does actually need greater use of computers, she can obtain adult supervision or seek appropriate modification of the condition. Further, the limitations imposed are clearly understandable and not vague.
Of course, this analysis highlights the importance of timely objection to probation conditions. If there is some reason for limiting or modifying a condition it can be fully developed in the trial court and any objection may well be satisfactorily resolved. Here 10 the condition is facially valid, and any need for modification should be addressed to the trial court.
C. Prohibiting Possession of Weapons and Mind Altering Substances The remaining conditions challenged by the Minor deal with possessing certain things. The challenge to each condition is the same and therefore we will discuss them together. The Minor contends the conditions must be modified to include actual knowledge of the nature of mind altering substances and that items possessed might be weapons. Once again, given that these are facial challenges based on claims of vagueness, we review them notwithstanding the lack of objection in the trial court.
(Sheena K. supra, 40 Cal.4th at pp. 890-892.)
The Minor contends the conditions restricting possession of certain weapons and substances must be modified to include a requirement of knowing possession. We disagree.
In People v. Moore (2012) 211 Cal.App.4th 1179, 1184-1185 (Moore), the court examined a probation condition dealing with possession of certain weapons. In that case, like the one before us, the defendant had not objected to the challenged condition in the trial court. Similarly the appellant claimed the condition must be modified to include an express scienter requirement. The court rejected the contention.
The court in Moore, supra, 211 Cal.App.4th 1179 reasoned that there was an implied scienter requirement in the concept of possessing something, in that case weapons. Further, the court reasoned a probationer cannot be found in violation of probation without a finding that the violation was willful. In other words, a probationer 11 cannot violate such a condition without knowledge he or she is possessing a prohibited item. (See also In re Jorge M. (2000) 23 Cal.4th 866, 872, 877.) The court in Moore disagreed with a different approach taken by the court in People v. Freitas (2009) 179 Cal.App.4th 747, 752, which held a specific knowledge requirement was necessary as a condition prohibiting possession of specified items. We think the Moore case is the better reasoned approach, particularly where, as here there has not been any objection nor any reason identified as to why more specificity is required. In our case, the Minor is not at risk of sanctions for unknowingly possessing prohibited items and thus the probation conditions at issue do not require modification.
DISPOSITION
The judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
HALLER, J.
O'ROURKE, J.
Cites, in this corpus
- People v. Moore No. B236858 · 2012-12-12
- People v. Freitas C060280 · 2009-11-23
- People v. Luis F. A123599 · 2009-08-31
- People v. Olguin S149303 · 2008-12-29
- People v. Jorge M. S074270 · 2000-07-31
- People v. Antonio R. G025423 · 2000-02-29
- People v. Abdirahman S. D028122 · 1997-10-24
- People v. Mendoza Tello S055184 · 1997-04-17
- People v. Peck E016630 · 1996-12-30
- People v. Welch No. S025387 · 1993-05-27
- People v. Asean D. E010436 · 1993-03-22
- People v. Hackler F014589 · 1993-02-24
- People v. Frankie J. G004909 · 1988-01-29
- People v. Lent Crim. 17984 · 1975-10-30