People v. Barnett CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN303686
- Trial judge
- Kimberlee A. Lagotta
- Outcome
- affirmed — Judgment affirmed.
- Area
- criminal
- Panel
- McINTYRE (author), Judith L. Haller, Judith D. McConnell
Analysis
The trial court sentenced Barnett to the middle term of six years for gross vehicular manslaughter while intoxicated, relying on aggravating factors from a prosecutor's sentencing brief that was served late and contained unverified facts. The Court of Appeal affirmed the judgment, holding that Barnett forfeited his claims by failing to object at sentencing and that the information had a substantial basis in reliability.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Waiver of right to appeal stipulated sentence“Where, as here, parties agreed to a maximum sentence, they leave unresolved the appropriate sentence within the maximum and preserve the right to urge the exercise of discretion in favor of a shorter term.” | de novo | correct | agree with court The court correctly applied the rule that a 'lid' on the maximum sentence does not waive the right to appeal the specific term chosen within that range, distinguishing it from a stipulation to a specific sentence. |
Forfeiture of due process and improper aggravating factor claims“Defense counsel had notice and opportunity to object to the alleged unreliable factual statements contained in the prosecutor's sentencing brief, but failed to do so. The failure to object forfeited the alleged error.” | de novo | correct | agree with court The court applied the standard forfeiture rule that sentencing errors must be raised at the time of sentencing to be preserved for appeal, noting counsel had the opportunity to object to the late-served brief and the oral arguments. |
Reliability of unverified facts in sentencing brief“Thus, we reject Barnett's claim that the factors listed in the prosecutor's sentencing brief were so unreliable as to violate his right to due process.” | abuse of discretion | correct | agree with court The court found that the information in the brief was derived from a police report containing statements from Barnett and witnesses, satisfying the 'substantial basis' for reliability required by due process, even if not sworn. |
Use of elements of the crime as aggravating factors“The trial court noted this and impliedly found this fact exceeded the minimum necessary to establish the elements of the crime.” | abuse of discretion | correct | agree with court The court held that the specific conduct (intentionally spinning the car) was distinct from the mere elements of the offense and could serve as a valid aggravating factor, citing People v. Castorena. |
Authorities
- relied: People v. Cuevas (2008) 44 Cal.4th 374 — Agreement to a maximum sentence ('lid') preserves the right to appeal the specific term chosen within that maximum.
- relied: People v. Buttram (2003) 30 Cal.4th 773 — Parties who agree to a maximum sentence leave the specific term to the court's discretion, preserving appellate review of that choice.
- relied: People v. Scott (1994) 9 Cal.4th 331 — Sentencing errors are forfeited if not raised by objection at the time of sentencing.
- relied: People v. Hove (1999) 76 Cal.App.4th 1266 — Sentencing judges have virtually unlimited discretion regarding the kind of information and sources they may consider.
- relied: People v. Roberts (2011) 195 Cal.App.4th 1106 — Judges may consider responsible unsworn or out-of-court statements concerning the defendant's life and characteristics.
- relied: People v. Lamb (1999) 76 Cal.App.4th 664 — Fundamental fairness requires a substantial basis for believing sentencing information is reliable.
- relied: People v. Ortiz (2012) 208 Cal.App.4th 1354 — Defendants must object at sentencing if the trial court double-counts a particular sentencing factor.
- relied: People v. Sandoval (2007) 41 Cal.4th 825 — Sentencing decisions are reviewed for abuse of discretion, and the court need not weigh all factors or state reasons for rejecting mitigating factors.
- relied: People v. Brown (2000) 83 Cal.App.4th 1037 — A single factor in aggravation is sufficient to justify a sentencing choice.
- relied: People v. Price (1991) 1 Cal.4th 324 — A sentence is set aside only if it is reasonably probable the court would have chosen a lesser sentence had it known some reasons were improper.
- relied: People v. Stuart (2007) 156 Cal.App.4th 165 — The finding that a case is or is not unusual for probation purposes is reviewed for abuse of discretion.
- relied: People v. Castorena (1996) 51 Cal.App.4th 558 — Particularly egregious drunk driving conduct can support an aggravated term for gross vehicular manslaughter.
The appellate opinion: sound — The opinion is sound because it correctly applies the forfeiture doctrine to bar the claims and provides a substantive alternative holding that the sentencing information was reliable and the aggravating factors were valid. It addresses both the procedural waiver argument and the merits of the due process and double-counting claims with appropriate authorities.
How this analysis was made · dispute it
unusual dispositionThe trial court sentenced Patrick Barnett, who pleaded guilty to gross vehicular manslaughter while intoxicated with a six-year lid, to the six-year middle term after finding aggravating factors outweighed mitigating ones and rejecting probation. The Court of Appeal rejected the Attorney General's request to dismiss the appeal, held Barnett forfeited his due process and improper-aggravating-factor claims by not objecting, found the claims would fail on the merits in any event, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Appealability of the sentence despite the plea agreement with a six-year lid (Attorney General's request to dismiss the appeal)“Where, as here, parties agreed to a maximum sentence, they leave unresolved the appropriate sentence within the maximum and preserve the right to urge the exercise of discretion in favor of a shorter term.” | de novo | correct | agree with court Cuevas and Buttram squarely hold that a plea to a sentencing lid, unlike a stipulated specific sentence, preserves the right to challenge the court's exercise of discretion within the lid; the court applied the right authorities to the right facts. |
Trial court's reliance at sentencing on factual assertions in the prosecutor's late-served sentencing brief (due process challenge)“Defense counsel had notice and opportunity to object to the alleged unreliable factual statements contained in the prosecutor's sentencing brief, but failed to do so.” | unclear | correct | agree with court Scott supports forfeiture of unraised sentencing objections, and the court reasonably found counsel had opportunity to object during the prosecutor's argument and the court's recitation of factors. On the merits, the court's conclusion that the information was reliable rests on an inference that it came from a police report containing Barnett's own statements; that is a defensible application of Lamb's substantial-basis standard though the record support is described only as what the brief and argument 'suggest.' |
Selection of the six-year middle term based on aggravating factors Barnett claims were improper or duplicated elements of the offense“Thus, it is not reasonably probable the court would have chosen a lesser sentence absent the aggravating factors listed in the prosecutor's sentencing brief.” | abuse of discretion | correct | agree with court Scott and Ortiz establish forfeiture of dual-use and improper-factor claims not raised at sentencing. On the merits, the court correctly applied Sandoval (abuse of discretion, no weighing required), Brown (single factor suffices), and Price (reasonable probability test when some reasons are improper), and identified an independent proper factor—the witness account of intentional spinning, consistent with Castorena—supporting the middle term. The implied-finding reasoning is somewhat thin but the result follows from the authorities. |
Authorities
- relied: People v. Scott (1994) 9 Cal.4th 331 — Claims that the trial court erred in its discretionary sentencing choices, including reliance on improper or duplicative factors, are forfeited if not raised at sentencing.
- relied: People v. Cuevas (2008) 44 Cal.4th 374 — A plea agreement to a sentencing lid leaves the appropriate sentence within the lid unresolved and preserves the right to challenge the court's exercise of sentencing discretion.
- relied: People v. Buttram (2003) 30 Cal.4th 773 — Where parties agree to a maximum sentence, the defendant may appeal the court's exercise of discretion in selecting a sentence within that maximum without a certificate of probable cause.
- relied: People v. Sandoval (2007) 41 Cal.4th 825 — Sentencing decisions are reviewed for abuse of discretion; the court need not weigh factors or state reasons for rejecting mitigating factors.
- relied: People v. Price (1991) 1 Cal.4th 324 — When a court gives both proper and improper reasons for a sentence choice, remand is required only if it is reasonably probable the court would have chosen a lesser sentence absent the improper reasons.
- relied: People v. Hove (1999) 76 Cal.App.4th 1266 — Sentencing judges have virtually unlimited discretion as to the kind and source of information they may consider.
- relied: People v. Lamb (1999) 76 Cal.App.4th 664 — Fundamental fairness requires a substantial basis for believing sentencing information is reliable.
- relied: People v. Roberts (2011) 195 Cal.App.4th 1106 — Sentencing courts may consider responsible unsworn or out-of-court statements and evidence not admissible at trial.
- relied: People v. Ortiz (2012) 208 Cal.App.4th 1354 — A defendant must object at sentencing if the trial court double-counts a sentencing factor.
- relied: People v. Brown (2000) 83 Cal.App.4th 1037 — A single aggravating factor is sufficient to justify a sentencing choice.
- relied: People v. Stuart (2007) 156 Cal.App.4th 165 — A finding whether a case is unusual for purposes of overcoming presumptive probation ineligibility is reviewed for abuse of discretion.
- relied: People v. Castorena (1996) 51 Cal.App.4th 558 — Particularly egregious drunk driving beyond the minimum elements can support an aggravated term for gross vehicular manslaughter.
The appellate opinion: sound with gaps — The opinion correctly resolves appealability under Cuevas and Buttram, applies Scott's forfeiture rule to unraised sentencing objections, and reaches a defensible merits result under Sandoval, Price, Brown, and Castorena. Its reliability finding depends on what the record merely 'suggests' about the source of the prosecutor's information, and it treats the trial court's reference to intentional spinning as an implied finding without quoting the court's actual reasoning, leaving the merits analysis somewhat thin.
Opinion
Filed 2/18/14 P. v. Barnett CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D062870
Plaintiff and Respondent, v. (Super. Ct. No. SCN303686)
PATRICK BARNETT,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Kimberlee A. Lagotta, Judge. Judgment affirmed.
Jessica C. Butterick, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Charles C. Ragland and Kathryn Kirschbaum, Deputy Attorneys General, for Plaintiff and Respondent.
Patrick Barnett pleaded guilty to one count of gross vehicular manslaughter while intoxicated with the parties agreeing to a "lid" of six years in prison. He contends the matter must be remanded for resentencing because the trial court violated his due process rights by relying on unverified facts from the prosecutor's sentencing brief. He also asserts that the trial court abused its discretion in imposing the maximum possible sentence under the plea agreement because it relied on improper aggravating factors to support that choice. We reject his contentions and affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
On a rainy day in March 2012, Barnett, a United States Marine Corps Corporal, drove his car while intoxicated. The car crashed into a palm tree, killing his passenger Thoai Khiem Dinh. Barnett claimed that his car spun after it hit a puddle and began to hydroplane. A taxi driver that observed the car shortly before the crash told authorities that the driver appeared to be braking and accelerating simultaneously, causing the car to spin and drift on the wet pavement.
At the sentencing hearing, the victim's family stated they held nothing against Barnett and asked the court to be lenient. Defense counsel requested that the court find unusual circumstances and grant probation. The prosecution requested the low term of four years or the midterm of six years. The probation report recommended the middle term "as the factors appear balanced." Barnett was presumptively ineligible for probation and the trial court found the matter was not an unusual case in which probation may be granted. After weighing the aggravating and mitigating circumstances, the court found that the aggravating circumstances outweighed the mitigating circumstances "enough so that the court chooses not to deviate from the middle term [of six years] in this case."
Barnett timely appealed.
2 DISCUSSION
Barnett contends the court violated his due process rights by relying on the prosecutor's sentencing brief which contained assertions of fact that were not supported by any sworn statements or official reports. He also argues that the trial court abused its discretion by relying on improper aggravating factors. Barnett concedes that defense counsel did not raise these issues below, but argues his contentions are not forfeited because his defense counsel lacked notice of the objectionable material and a meaningful opportunity to object. Even assuming these issues were forfeited, he claims we should exercise our discretion to consider the claims to forestall a future habeas corpus petition.
The Attorney General asserts: (1) Barnett's appeal should be dismissed because he stipulated to a maximum sentence of six years and waived his right to appeal any stipulated sentence as part of his plea; (2) defense counsel had notice of the issue and forfeited any error by not objecting below; (3) the prosecutor's sentencing brief did not violate due process; (4) even assuming the trial court abused its discretion by considering unverified statements in the prosecutor's sentencing brief, Barnett failed to show prejudice; and (5) the court properly exercised its sentencing discretion.
The selection of a sentence rests with the discretion of the trial court. (Pen. Code, § 1170, subd. (b).) The court may consider circumstances in aggravation or mitigation and any other factor reasonably related to the sentencing decision. (Cal. Rules of Court, rule 4.420(b).) (Undesignated statutory references are to the Penal Code and all rule references are to the California Rules of Court.) Statements in aggravation and 3 mitigation must be filed and served at least four days before the time set for sentencing.
(§ 1170, subd. (b); rule 4.437(a).)
Sentencing judges have virtually unlimited discretion as to the kind of information they can consider and the source whence it comes. (People v. Hove (1999) 76 Cal.App.4th 1266, 1275.) They may consider responsible unsworn or out-of-court statements concerning the convicted person's life and characteristics and may receive evidence that might otherwise not be admissible at trial. (People v. Roberts (2011) 195 Cal.App.4th 1106, 1128.) "Fundamental fairness, however, requires that there be a substantial basis for believing the information is reliable." (People v. Lamb (1999) 76 Cal.App.4th 664, 683.)
As a preliminary matter, we reject the Attorney General's assertion that this appeal must be dismissed because Barnett waived his right to appeal any stipulated sentence as part of his plea. The record reflects that the parties agreed to a sentencing "lid" of six years. Where, as here, parties agreed to a maximum sentence, they leave unresolved the appropriate sentence within the maximum and preserve the right to urge the exercise of discretion in favor of a shorter term. (People v. Cuevas (2008) 44 Cal.4th 374, 376;
People v. Buttram (2003) 30 Cal.4th 773, 785.) We conclude, however, that Barnett forfeited his arguments by failing to object below. Even assuming the issues were not forfeited, we reject his contentions on their merits.
The proof of service for the prosecutor's sentencing brief shows it was served the day before the hearing. Although the brief was not served the required four days before the hearing, defense counsel did not object to it on this basis, nor did counsel object to the 4 prosecutor's arguments at the hearing which summarized the factual information contained in his sentencing brief, such as Barnett's training from the Marines regarding the dangers of drunk driving, Barnett being warned before the accident about his need to have a designated driver, and Barnett's past citations for excessive speed.
Defense counsel had notice and opportunity to object to the alleged unreliable factual statements contained in the prosecutor's sentencing brief, but failed to do so.
The failure to object forfeited the alleged error. (See People v. Scott (1994) 9 Cal.4th 331, 348, 353.) We reject Barnett's contention that defense counsel lacked a meaningful opportunity to object because the court failed to issue a tentative ruling. Defense counsel could have voiced an objection after the prosecutor argued and at any time during the trial court's recitation of the aggravating factors. Even assuming the issue was not forfeited, the sentencing brief and oral argument suggest the prosecutor obtained the information presented to the court from a police report that contained Barnett's own statements, statements from members of Barnett's company, and a statement from a Marine corporal that spoke to Barnett in a bar before the accident. Thus, we reject Barnett's claim that the factors listed in the prosecutor's sentencing brief were so unreliable as to violate his right to due process.
We also reject Barnett's assertion that this matter must be remanded for resentencing because the trial court improperly used the elements of the crime as aggravating factors and all other aggravating factors cited by the trial court were improper. First, Barnett forfeited this claim by failing to raise it below. (People v. Scott, supra, 9 Cal.4th at pp. 351-353; see also People v. Ortiz (2012) 208 Cal.App.4th 1354, 5 1371 [defendant "must object at the time of sentencing if the trial court . . . double-counts a particular sentencing factor"].) In any event, we observe that the claim would likely fail on its merits.
The court's sentencing decision is reviewed for an abuse of discretion. (People v. Sandoval (2007) 41 Cal.4th 825, 847.) A single factor in aggravation is sufficient to justify a sentencing choice. (People v. Brown (2000) 83 Cal.App.4th 1037, 1043.) The court need not weigh aggravating and mitigating factors, nor state a reason for rejecting a mitigating factor. (People v. Sandoval, at p. 847.) When a trial court gives both proper and improper reasons for a sentence choice, we will set aside the sentence only if it is reasonably probable that the trial court would have chosen a lesser sentence had it known that some of its reasons were improper. (People v. Price (1991) 1 Cal.4th 324, 492.)
Here, the trial court found Barnett presumptively ineligible for probation and Barnett does not contend the trial court abused its discretion when it found no unusual circumstances warranted the grant of probation. (People v. Stuart (2007) 156 Cal.App.4th 165, 178 [finding that a case may or may not be unusual is reviewed for an abuse of discretion].) Given the parties agreement that the maximum sentence the court could impose was the middle term, the court's only sentencing options were the low or middle terms for four or six years. (§ 191.5, subds. (a), (c)(1).)
6 First, as addressed above, the aggravating factors contained in the prosecutor's sentencing brief, and recited by the trial court, were not unreliable as the record suggests the prosecutor obtained the information from a police report. Defense counsel's failure to object and argument at the sentencing hearing suggest he had access to the same information and did not consider the information unreliable. Moreover, the probation report stated that a third party witness observed Barnett intentionally spinning his car before the accident. The trial court noted this and impliedly found this fact exceeded the minimum necessary to establish the elements of the crime. (See People v. Castorena (1996) 51 Cal.App.4th 558, 562-563 [particularly egregious drunk driving can support aggravated term for gross vehicular manslaughter].) Thus, it is not reasonably probable the court would have chosen a lesser sentence absent the aggravating factors listed in the prosecutor's sentencing brief.
DISPOSITION
The judgment is affirmed.
McINTYRE, J.
WE CONCUR:
McCONNELL, P. J.
HALLER, J.
Cites, in this corpus
- People v. Ortiz No. D058348 · 2012-08-29
- People v. Roberts No. H035158 · 2011-05-24
- People v. Cuevas S147510 · 2008-07-10
- People v. Stuart A116520 · 2007-10-18
- People v. Sandoval S148917 · 2007-07-19
- People v. Buttram S103761 · 2003-05-29
- People v. Brown B134542 · 2000-09-25
- People v. Lamb A083097 · 1999-12-16
- People v. Hove E022305 · 1999-12-14
- People v. Castorena G017176 · 1996-12-06
- People v. Scott No. S037757 · 1994-12-30
- People v. Price S004719. Crim. No. 25577 · 1991-12-30