People v. Wallace
The PEOPLE, Plaintiff and Respondent, v. PATRICK DANIEL WALLACE, Defendant and Appellant
- Proceeding
- appeal
- Trial court
- Superior Court of San Diego County
- Trial judge
- J. Perry Langford
- Outcome
- affirmed — The judgment is affirmed.
- Area
- criminal
- Panel
- Gilbert Nares (author)
Analysis
The trial court denied Wallace's motion for severance from his codefendant Pitts and denied his motion to suppress post-arrest statements made after his wife visited him in custody. The Court of Appeal affirmed the judgment, finding no abuse of discretion in the joint trial and that the statements were voluntary as his wife was not a police agent.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion for severance“Although there was some evidence before the trial court that defendants would present different and possibly conflicting defenses, a joint trial under such conditions is not necessarily unfair.” | abuse of discretion | not reached | agree with court The court correctly applied the standard of review for discretionary rulings. The reliance on People v. Hardy and People v. Keenan supports the conclusion that conflicting defenses alone do not mandate severance, especially when the defendants are charged with common crimes. The court's observation that the trial court's reasoning was 'strongly supported' aligns with the controlling authority that joint trials in such scenarios are generally preferred to allow the jury to weigh credibility. |
Denial of motion to suppress post-arrest statements“The Fifth Amendment, like the rest of the Bill of Rights, limits the conduct of government rather than individuals. If Mrs. Wallace was not acting as a government agent, her conduct regarding Wallace raises no constitutional question.” | de novo | not reached | agree with court The court correctly identified that voluntariness is a mixed question of law and fact reviewed independently. The core legal principle that the Constitution restricts state action, not private conduct, is sound. By accepting the trial court's factual finding that the wife was not a police agent, the appellate court correctly concluded that no constitutional violation occurred, distinguishing the facts from Arizona v. Fulminante where a paid informant was involved. |
Authorities
- relied: People v. Hardy (1992) 2 Cal.4th 86 — Conflicting defenses alone do not require separate trials; joint trials are not necessarily unfair in such cases.
- relied: People v. Keenan (1988) 46 Cal.3d 478 — Defendants charged with common crimes involving common events and victims are a classic case for a joint trial.
- relied: People v. Mickey (1991) 54 Cal.3d 612 — Determinations as to the voluntariness of a statement are reviewed independently as a mixed question of law and fact.
- relied: People v. Markham (1989) 49 Cal.3d 63 — The prosecution bears the burden of proving the voluntariness of a confession by a preponderance of the evidence.
- relied: People v. Boyde (1988) 46 Cal.3d 212 — Mere advice or exhortation by the police to tell the truth, without a threat or promise, does not make a confession involuntary.
- relied: Arizona v. Fulminante (1991) 499 U.S. 279 — A confession is coerced if it is induced by a paid informant offering protection, distinguishing private conduct from state action.
The appellate opinion: sound — The opinion is sound because it correctly applies the standard of review for both discretionary and mixed questions, relying on binding California Supreme Court precedent (Hardy, Keenan, Mickey) to support its conclusions. The court effectively distinguishes the facts from the appellant's cited authorities, particularly regarding the status of the wife as a non-governmental actor.
The trial court denied severance of Wallace's murder trial from codefendant Pitts's and denied Wallace's motion to suppress postarrest statements he made after his wife urged him to tell the truth, and the jury convicted Wallace while acquitting Pitts. The Court of Appeal affirmed, holding under People v. Hardy that antagonistic defenses alone do not compel severance and that the statements were voluntary because the wife was not a police agent and no promise or threat was made.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to sever Wallace's trial from codefendant Pitts's trial based on conflicting (antagonistic) defenses“That the choice was adverse to Wallace’s interests does not, without more, support reversal of the jury’s verdicts. In these circumstances we reject Wallace’s claim of error.” | abuse of discretion | correct | agree with court The court correctly applied People v. Hardy (1992) 2 Cal.4th 86 and People v. Keenan (1988) 46 Cal.3d 478: common crimes, common events and victims make this a classic case for joinder, and mutually accusatory defenses do not alone require severance. The opinion never expressly states the abuse-of-discretion standard (it appears only by implication in footnote 2) and does not separately conduct the retrospective inquiry whether the joint trial actually resulted in gross unfairness amounting to a denial of due process, which Hardy and People v. Turner (1984) 37 Cal.3d 302 require; it also does not note that Wallace barely joined Pitts's motion. These omissions do not change the result because the record shows only a credibility contest, which Hardy treats as a reason for, not against, joint trial. |
Denial of motion to suppress Wallace's postarrest statements as involuntary (coerced through his wife acting as an alleged police agent)“Here the trial judge found as a matter of fact that Mrs. Wallace was not acting as a police agent. We accept this finding of fact. While we independently review the application of the law to these facts, in this matter the law was properly applied.” | mixed | correct | agree with court The court properly stated the framework from People v. Mickey (voluntariness is a predominantly legal mixed question reviewed independently, with deference to supported factual findings) and People v. Markham (preponderance burden). Accepting the record-supported finding that the wife was not a state agent, the constitutional claim fails because due process restrains governmental, not private, conduct; the court could have cited Colorado v. Connelly (1986) 479 U.S. 157 for the rule that coercive police activity is a necessary predicate to involuntariness, but the conclusion is the same. The alternative holding under Boyde—that a mere exhortation to tell the truth without threat or promise is not coercion—also fits the facts, and Fulminante and Boyer were correctly distinguished. Footnote 5's rhetoric about a 'right to go on lying' is unnecessary but the court expressly assumed a constitutional issue was present, so it does not infect the analysis. |
Authorities
- relied: People v. Hardy (1992) 2 Cal.4th 86 — Conflicting or antagonistic defenses alone do not require severance; a joint trial in which each defendant blames the other presents the jury a straightforward credibility choice and is not necessarily unfair.
- relied: People v. Keenan (1988) 46 Cal.3d 478 — Defendants charged with common crimes involving common events and victims present a classic case for joint trial.
- relied: People v. Boyde (1988) 46 Cal.3d 212 — No California decision has reversed for failure to sever based on conflicting defenses; mere advice or exhortation to tell the truth, unaccompanied by threat or promise, does not render a confession involuntary.
- relied: People v. Pinholster (1992) 1 Cal.4th 865 — Denial of severance despite antagonistic defenses is not an abuse of discretion absent exceptional circumstances.
- relied: People v. Mickey (1991) 54 Cal.3d 612 — Voluntariness of a statement is a mixed question, predominantly legal, reviewed independently while the trial court's supported factual findings are accepted.
- relied: People v. Markham (1989) 49 Cal.3d 63 — The prosecution must prove voluntariness of a confession by a preponderance of the evidence.
- relied: People v. Randall (1970) 1 Cal.3d 948 — Appellate court accepts the trial court's resolution of conflicting evidence on the circumstances of a confession when supported by the record.
- relied: Arizona v. Fulminante (1991) 499 U.S. 279 — A confession induced by a paid government informant's offer of protection from inmate violence was coerced; distinguished because the informant was a government agent, unlike Wallace's wife.
- relied: Rohr Aircraft Corp. v. County of San Diego (1959) 51 Cal.2d 759 — Decisions of lower federal courts on federal questions are persuasive, not binding, on California courts.
- relied: People v. Burton (1989) 48 Cal.3d 843 — Rigid federal rules that circumscribe trial court discretion need not be followed by California courts.
- missed: People v. Turner (1984) 37 Cal.3d 302 — Even where denial of severance was proper when made, the reviewing court must also consider whether the joint trial in fact resulted in gross unfairness amounting to a denial of due process.
The appellate opinion: sound with gaps — The opinion correctly applies the controlling Supreme Court authority (Hardy, Keenan, Boyde) on antagonistic-defense severance and the Mickey/Markham framework on voluntariness, and its distinctions of Fulminante and Boyer are accurate. It skips an express statement of the abuse-of-discretion standard, omits the retrospective gross-unfairness due process inquiry required by Hardy and Turner, and does not cite Connelly for the state-action predicate, though none of these gaps would alter the outcome on this record.
Opinion — Nares
Opinion
NARES, J.Patrick Daniel Wallace (Wallace) and Willie Pitts (Pitts) were charged with the murder of Tanya Shaw (Shaw). In a joint trial the jury convicted Wallace and acquitted Pitts. Wallace claims on appeal he was denied due process by the denial of his motion for severance and by rulings admitting evidence of postarrest statements Wallace made to police. We affirm the judgment.
Background 1
During the early morning hours of October 28, 1990, Wallace and Pitts were ejected from Rasputin’s Night Club on West Point Loma Boulevard after they became involved in fights. These two regular patrons, however, were readmitted. Pitts kept talking about shooting someone and was again ejected. Wallace (who had to drive Pitts home) was asked to leave the club with him.
Shortly thereafter four to six .41-caliber bullets were fired from a car at persons in the vicinity of Rasputin’s, killing 20-year-old Shaw and wounding her fiancé, James Wood. Darrin Robinson, Lee Robinson, and Aaron Pollard *1518 also suffered wounds. The car from which the shots were fired was owned and driven by Wallace. Pitts was his passenger.
No one clearly saw which of the two did the shooting. One witness saw the driver’s arm extended out the window, but also thought Pitts was driving because of the driver’s hairstyle. Wallace’s prints were on the driver’s door, and Pitts’s prints were on the right rear window and the passenger side roof.
Two .41 Magnum casings and a box of .41-caliber ammunition were found in the car, and a live hollow-point .41 cartridge was found in a search of Wallace’s locker at Navy barracks. At the trial Wallace claimed Pitts had reached across him and then fired out of the driver’s window. Pitts testified that Wallace had fired the gun. Pitts was acquitted.
Discussion
Wallace argues he was prejudiced by denial of motions to (1) sever his trial from that of Pitts, and (2) suppress his in-custody statements as involuntary. Neither point has merit.
I. Denial of Severance
Wallace argues his trial should have been severed from that of Pitts, asserting that their inconsistent defenses mandated separate trials. In the trial court, however, the motion to sever was advanced by Pitts. Counsel for Pitts put on record his concerns, focusing on the possibility evidence of statements by a nontestifying Wallace might violate Pitts’s rights under People v. Aranda (1965) 63 Cal.2d 518 [407 P.2d 265] and Bruton v. United States (1968) 391 U.S. 123 [20 L.Ed.2d 476 [88 S.Ct. 1620]. Aranda-Bruton problems were resolved and eliminated as severance grounds.
After these matters were settled, Pitts’s counsel addressed conflicting defenses as a basis for severance. Pitts’s counsel expressed concern counsel for Wallace might produce impeachment witnesses of which the prosecution was not aware, and a generalized concern for the difficulties of joint defendants.
While recognizing “there are cases where extraneous issues, extraneous to one but prejudicial to that one, will make it difficult for a joint trial to be fair,” the court determined this was not such a case, and the burdens of joint trial with one who might testify adversely did not implicate unfairness, but in fact possibly the contrary, as a complete picture would “enable the trier of fact to reach a just result.”
*1519 The trial judge specifically held that in this case, where each defendant was asserting the other was more culpable, if each of them put on his best case “the jury will have learned more about it than they otherwise would. Well, I believe that that situation is more likely to lead to truth than the other, and that the law does not compel separate trials, and that I should not compel separate trials.” After the court rejected the “conflicting defenses” argument offer by Pitts’s counsel, counsel for Wallace spoke to the motion for the first time. He prefaced his cursory argument by noting that “there would be no question of, I don’t believe, of a reversal if Your Honor were to deny the motion for severance.” 2
The controlling authority is clear, “Because defendants were charged with having committed ‘common crimes involving common events and victims’ (People v. Keenan (1988) 46 Cal.3d 478, 500 [758 P.2d 1081]), this was a ‘classic case’ for a joint trial. Although there was some evidence before the trial court that defendants would present different and possibly conflicting defenses, a joint trial under such conditions is not necessarily unfair. (Ibid.) . . . If the fact of conflicting or antagonistic defenses alone required separate trials, it would negate the legislative preference for joint trials and separate trials ‘would appear to be mandatory in almost every case.’ [Citation.]” (People v. Hardy (1992) 2 Cal.4th 86, 168 [825 P.2d 781], italics in original.) 3 Hardy addresses the issue before us precisely.
Although we review actions of a trial court, and not its reasoning, the reasoning of the court here in denying severance is strongly supported in *1520 Hardy. “Each defendant presented a theory of the case that absolved himself of guilt and focussed blame on the other[]. The jury was thus presented with a straightforward choice regarding the credibility of the various defendants.” (People v. Hardy, supra, 2 Cal.4th at p. 169, fn. omitted. 4 ) Such a clear choice was also presented here. That the choice was adverse to Wallace’s interests does not, without more, support reversal of the jury’s verdicts. In these circumstances we reject Wallace’s claim of error.
II. Admission of Postarrest Statements
Wallace next urges that certain statements he made while in custody should have been suppressed. At one point in custody Wallace had waived his rights against self-incrimination, but was continuing to maintain he had no involvement in a shooting. His wife then visited him, and urged him to tell the truth, and not to continue shielding his friend Pitts. Thereafter Wallace made statements indicating he was present during the shootings, but continued to deny he had been the shooter.
Wallace urges his wife was a police agent who coerced him to make admissions. 5 “Determinations as to the voluntariness of a statement for both the federal and state constitutional guaranties of due process of law—which is a resolution of a mixed question of law and fact that is *1521 nevertheless predominantly legal—are reviewed independently.” (People v. Mickey (1991) 54 Cal.3d 612, 649 [286 Cal.Rptr. 801, 818 P.2d 84].) The prosecution’s burden is to prove voluntariness by a preponderance of the evidence. (People v. Markham (1989) 49 Cal.3d 63, 71 [775 P.2d 1042].)
The heart of this assertion of error, that the postarrest statements should have been suppressed as involuntary (that is, they were coerced) is encapsulated in the following memorable assertion: “If the police had escorted into appellant’s holding cell not his wife but rather a boa constrictor, and if after a few minutes in the room with the boa constrictor appellant decided to make a statement, the subsequent statement would clearly be deemed involuntary. There is no basis to distinguish Mrs. Wallace from the boa constrictor.”
However colorful, the argument is made by extensive recitation of matters of fact lacking any citation whatsoever to controlling case authority. The absence of any authority directly in support of the argument indicates its invalidity. The Fifth Amendment, like the rest of the Bill of Rights, limits the conduct of government rather than individuals. If Mrs. Wallace was not acting as a government agent, her conduct regarding Wallace raises no constitutional question. Here the trial judge found as a matter of fact that Mrs. Wallace was not acting as a police agent. We accept this finding of fact. While we independently review the application of the law to these facts, in this matter the law was properly applied.
Moreover, it is clear that “where a person in authority makes an express or clearly implied promise of leniency or advantage for the accused which is a motivating cause of the decision to confess, the confession is involuntary and inadmissible as a matter of law. [Citation.] Mere advice or exhortation by the police that it would be better for the accused to tell the truth, when unaccompanied by either a threat or a promise, does not, •however, make a subsequent confession involuntary. [Citation.]” (People v. Boyde, supra, 46 Cal.3d at p. 238.) We cannot conceive how exhortation by one’s wife to tell the truth, accompanied by no matter what catalog of domestic imprecations, can reasonably be construed as a cognizable violation of constitutional rights.
Wallace cites no persuasive authority in support of his proposition. People v. Boyer (1989) 48 Cal.3d 247, 273-274 [768 P.2d 610], involved a violation of rules requiring cessation of questions upon a request for an attorney by a suspect. Another case relied upon by Wallace, Arizona v. Fulminante (1991) 499 U.S— [113 L.Ed.2d 302, 111 S.Ct. 1246], involved the activities of “a former police officer [who] had been involved in loansharking for organized *1522 crime but then became a paid informant for the Federal Bureau of Investigation.” (I d. at p__[113 L.Ed.2d at p. 313].) This paid informant thereafter offered to protect Fulminante from other inmates, and in exchange Fulminante made a statement admitting guilt to him. (Id. at p— [113 L.Ed.2d at p. 314].) The United States Supreme Court held that though “the question is a close one, we agree with the Arizona Supreme Court’s conclusion that Fulminante’s confession was coerced.” (Id. at p__[113 L.Ed.2d at p. 316].)
The above factual patterns have nothing whatsoever to do with the circumstances of this case. The trial judge correctly found Mrs. Wallace was not a police agent and her actions did not “produce” Wallace’s statements in any event. On this appeal we accept these findings, which are fully supported by the record. (People v. Mickey, supra, 54 Cal.3d at p. 649; People v. Randall (1970) 1 Cal.3d 948, 954 [464 P.2d 114].) We thus reject Wallace’s contention of error in this respect also.
Disposition
The judgment is affirmed.
Todd, Acting P. J., and Benke, J., concurred.
A petition for a rehearing was denied October 27, 1992, and appellant’s petition for review by the Supreme Court was denied January 21, 1993.
This appeal concerns pretrial rulings only. Our recital of the circumstances of the homicide is accordingly abbreviated.
Trial counsel for Wallace, after decades of experience, was taking a pragmatic view. As has been pointed out, “[although several California decisions have stated that the existence of conflicting defenses may compel severance of codefendants’ trials, none has found an abuse of discretion or reversed a conviction on this basis.” (People v. Boyde (1988) 46 Cal.3d 212, 232 [250 Cal.Rptr. 83, 758 P.2d 25], See also People v. Pinholster (1992) 1 Cal.4th 865, 932-934 [824 P.2d 571].) As trial counsel recognized, nothing exceptional about the facts of this case offers any reason for altering the present no-reversal appellate status of the issue.
Wallace’s counsel on appeal also cites us to a variety of other-state authority and federal cases to support his argument that conflicting defenses mandate granting a severance motion. United States v. Crawford (5th Cir. 1978) 581 F.2d 489, U.S. v. Rucker (11th Cir. 1990) 915 F.2d 1511 and also U.S. v. Tootick (9th Cir. 1991) 952 F.2d 1078 involved joint convictions after joint trial, and are thus inapposite. The vice noted in Rucker (915 F.2d at p. 1513) was that a jury might infer joint guilt, a situation not analogous to this one.
As our Supreme Court has noted, moreover, the “decisions of the lower federal courts on federal questions are merely persuasive. [Citations.]” (Rohr Aircraft Corp. v. County of San Diego (1959) 51 Cal.2d 759, 764 [336 P.2d 521]; see 9 Witkin, Cal. Procedure (3d ed. 1985) Appeal, § 780, p. 751.) The cited cases did not address the issues before us, but interpretation of a federal procedural rule, and thus are of limited value here. Federal rules on timeliness of self-representation motions were rejected by our Supreme Court as “too rigid in circumscribing the discretion of the trial court.” (People v. Burton (1989) 48 Cal.3d 843, 854 [771 P.2d 1270].) Tootick, Rucker and Crawford would not be followed for the same reason.
In the footnote, the Supreme Court expanded upon the same theme developed below; that justice might be better served in these cases by joinder rather than severance. The Hardy court quoted approvingly a decision of the Supreme Court of Kentucky: “ ‘That different defendants alleged to have been involved in the same transaction have conflicting versions of what took place, or the extent to which they participated in it, vel non, is a reason for rather than against a joint trial. If one is lying, it is easier for the truth to be determined if all are required to be tried together.’ (Ware v. Commonwealth (Ky. 1976) 537 S.W.2d 174, 177 [italics added], quoted in Dawson, Joint Trials of Defendants in Criminal Cases: An Analysis of Efficiencies and Prejudices (1979) 77 Mich.L.Rev. 1379, 1423.)’’ (People v. Hardy, supra, 2 Cal.4th at p. 169, fn. 19.)
In other words, while joint trial of defendants who each accuse the other does pose problems, the complaint is that too much rather than too little truth might emerge in the process. While joint defendants might prefer otherwise, this dilemma may serve the public interest in accurate ascertainment of guilt or innocence, as the trial court recognized. Such unanimity in outlook of the trial judge and our Supreme Court on the precise question before us implicates a necessary affirmance of the ruling by this intermediate court of appeal.
The procedural posture of the case presents an unusual gloss on the Fifth Amendment guarantee against compulsory self-incrimination. Wallace had waived his right against self-incrimination, but was not (before his wife’s visit) incriminating himself, as he denied participation in any crime. That is, Wallace was lying to the police. At trial it was made perfectly clear that the right asserted was not the right to remain silent, but the right to continue lying to the police, as Wallace claimed he would have done absent his wife’s intervention. It is not at all clear that a “right to go on lying” is of constitutional dimensions absent any violation of the right to remain silent. For our purposes, however, we will assume a constitutional issue is present.
Cites, in this corpus
- People v. Hardy S004607. Crim. 23533 · 1992-03-12
- People v. Pinholster S004616. Crim. No. 23781 · 1992-02-20
- People v. Mickey S004567. Crim. 23341 · 1991-10-31
- People v. Markham S009472. Crim. 25539 · 1989-07-24
- People v. Burton S004691. Crim. 24589 · 1989-05-08
- People v. Boyer S004656. Crim. No. 24265 · 1989-03-13
- People v. Keenan Crim. 22956 · 1988-08-25
- People v. Boyde S004447. Crim. No. 22584 · 1988-08-11
- People v. Randall Crim. 13934 · 1970-01-30
- People v. Aranda Crim. 9078 · 1965-11-12
- Rohr Aircraft Corp. v. County of San Diego L. A. 24556 · 1959-03-17
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- People v. Greenberger B066399 · 1997-10-02