People v. Steven S.
In Re STEVEN S., a Person Coming Under the Juvenile Court Law. THE PEOPLE, Plaintiff and Respondent, v. STEVEN S., Defendant and Appellant
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County
- Trial judge
- Norbert Ehrenfreund
- Outcome
- affirmed — , [fn*] Richard Neely, Juvenile Court Referee. Affirmed.
- Area
- criminal
- Panel
- Daniel J. Kremer (author)
Analysis
The trial court extended the appellant's commitment to the California Youth Authority for two years following a jury trial, after a referee had initially heard the petition without the appellant's stipulation. The Court of Appeal affirmed the order, holding that double jeopardy did not attach to the section 1800 hearing, so the referee's lack of a stipulation was not reversible error, and the final order was signed by a judge.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
The referee's determination to extend commitment without the appellant's written stipulation was valid because double jeopardy did not attach to the Welfare and Institutions Code section 1800 hearing.“Therefore, a section 1800 hearing is not the type of hearing to which double jeopardy attaches; a stipulation of the parties is not required in order to have the matter heard before a referee.” | de novo | correct | agree with court agree with court |
Even if the referee's order were void for lack of stipulation, the error would not be reversible because the final commitment order was signed by a judge following a jury trial.“Voiding the referee’s order would not result in reversal of the commitment order since the order that resulted in Steven’s commitment was not signed by a referee but by a judge of the juvenile court following a jury trial.” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Bright (1996) 12 Cal.4th 652 — Defines the double jeopardy guarantee under the U.S. and California Constitutions.
- relied: Green v. United States (1957) 355 U.S. 184 — Explains the underlying policy of double jeopardy to prevent repeated attempts to convict.
- relied: People v. Fields (1996) 13 Cal.4th 289 — Recognizes the defendant's interest in avoiding stress of repeated prosecutions under the California Constitution.
- relied: In re James M. (1973) 9 Cal.3d 517 — Establishes that protection against double jeopardy applies to juvenile offenders.
- relied: In re Carlos V. (1997) 57 Cal.App.4th 522 — Supports the application of double jeopardy protections to juveniles.
- relied: In re Pedro C. (1989) 215 Cal.App.3d 174 — Holds that jeopardy attaches in juvenile proceedings when the first witness is sworn at the adjudicatory phase and that the prohibition applies to proceedings resolving factual elements of the offense.
- relied: In re Glen J. (1979) 97 Cal.App.3d 981 — Holds that modification of a dispositional order does not violate double jeopardy as it involves the court's continuing jurisdiction rather than a new adjudication of guilt.
- relied: People v. Crittenden (1994) 9 Cal.4th 83 — Cited in footnote for the proposition that irregularities in preliminary hearings are not jurisdictional and require a showing of prejudice to be raised on appeal.
- relied: People v. Pompa-Ortiz (1980) 27 Cal.3d 519 — Cited in footnote for the proposition that irregularities in preliminary hearings are not jurisdictional and require a showing of prejudice to be raised on appeal.
The appellate opinion: sound — The court correctly distinguishes between adjudicatory hearings where jeopardy attaches and dispositional modifications where it does not, relying on established precedent. It also provides an alternative basis for affirmance by noting the final order was issued by a judge after a jury trial, rendering the referee's procedural error moot.
How this analysis was made · dispute it
unusual dispositionA juvenile court referee, over Steven S.'s objection and without a written stipulation under Welfare and Institutions Code section 248, heard a section 1800 petition and extended his California Youth Authority commitment for two years; Steven then obtained a jury trial under section 1801.5, the jury found him physically dangerous because of a treatable mental deficiency, and a juvenile court judge signed the two-year extension order. The Court of Appeal affirmed, holding that a section 1800 extended-commitment hearing is not a proceeding to which double jeopardy attaches, so no stipulation was required for a referee to hear it, and alternatively that any irregularity could not warrant reversal because the operative order was signed by a judge after a jury trial.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Referee's determination that no written stipulation under section 248 was required because double jeopardy does not attach to a section 1800 extended-commitment hearing“Therefore, a section 1800 hearing is not the type of hearing to which double jeopardy attaches; a stipulation of the parties is not required in order to have the matter heard before a referee.” | de novo | correct | agree with court The question is purely one of statutory and constitutional law, and the court resolved it independently although it never articulated a standard of review. The reasoning is sound: jeopardy in juvenile proceedings attaches at the adjudicatory phase of the jurisdictional hearing (In re Pedro C.) and extends only to further litigation of the factual elements of the offense; a section 1800 hearing litigates present dangerousness due to a mental deficiency, not guilt of the underlying offense, and is a modification of disposition within the court's continuing jurisdiction like the order upheld in In re Glen J. The court could have strengthened the analysis by citing In re Gary W., which characterizes section 1800 proceedings as civil commitment proceedings, but its omission does not undermine the result. |
Order extending Steven's commitment for two years following a jury trial and signed by a juvenile court judge“Voiding the referee’s order would not result in reversal of the commitment order since the order that resulted in Steven’s commitment was not signed by a referee but by a judge of the juvenile court following a jury trial.” | de novo | correct | agree with court As an independent ground, the court correctly reasoned that even if the referee lacked authority, the referee's order was superseded when Steven exercised his right to a jury trial under section 1801.5 and a judge signed the resulting order, so Steven received exactly what section 248 protects—a determination by a judge—and suffered no prejudice. The court's footnote analogizing the referee hearing to a preliminary hearing under Pompa-Ortiz and Crittenden, which require a showing of prejudice after trial, is consistent with this conclusion. |
Authorities
- relied: People v. Bright (1996) 12 Cal.4th 652 — The federal and California double jeopardy clauses guarantee that a person shall not be placed twice in jeopardy for the same offense.
- relied: Green v. United States (1957) 355 U.S. 184 — Double jeopardy protects against the State making repeated attempts to convict an individual for an alleged offense.
- relied: People v. Fields (1996) 13 Cal.4th 289 — California double jeopardy decisions recognize the defendant's interest in avoiding repeated prosecutions and the enhanced risk of erroneous conviction.
- relied: In re James M. (1973) 9 Cal.3d 517 — Protection against double jeopardy applies to juvenile offenders as well as adults.
- relied: In re Carlos V. (1997) 57 Cal.App.4th 522 — Double jeopardy protection applies in juvenile delinquency proceedings.
- relied: In re Pedro C. (1989) 215 Cal.App.3d 174 — Jeopardy attaches in a juvenile delinquency proceeding when the first witness is sworn at the adjudicatory phase of the jurisdictional hearing, and applies only to later proceedings that further resolve the factual elements of the offense.
- relied: In re Glen J. (1979) 97 Cal.App.3d 981 — Modification of a juvenile dispositional order based on changed circumstances does not violate double jeopardy because it is an exercise of the court's continuing jurisdiction over a ward, not a new adjudication.
- relied: People v. Crittenden (1994) 9 Cal.4th 83 — Nonjurisdictional irregularities in a preliminary hearing cannot be raised on appeal after trial absent a showing of deprivation of a fair trial or other prejudice.
- relied: People v. Pompa-Ortiz (1980) 27 Cal.3d 519 — Irregularities in preliminary examination procedures that are not jurisdictional require reversal after trial only if the defendant shows he was deprived of a fair trial or otherwise suffered prejudice.
- missed: In re Gary W. (1971) 5 Cal.3d 296 — Section 1800 extended-commitment proceedings are civil commitment proceedings directed at present dangerousness rather than punishment for the underlying offense, and the person subject to them is entitled to a jury trial on equal protection grounds.
The appellate opinion: sound with gaps — The court correctly framed the inquiry as whether a section 1800 hearing re-litigates the factual elements of the offense and reasonably concluded it does not, relying on Pedro C. and Glen J., and it added a sound alternative ground that the operative order was signed by a judge after a jury trial. It did not state a standard of review and did not cite In re Gary W., the Supreme Court's leading characterization of section 1800 proceedings as civil commitments, which would have directly supported its conclusion.
Opinion — Kremer
Opinion
KREMER, P. J.Steven S. appeals an order extending his commitment to the California Youth Authority for an additional two years on the basis he had a mental deficiency that would make him dangerous to the public if released. (Welf. & Inst. Code, § 1800. 1 ) He contends the order must be reversed because the initial hearing on the section 1800 petition was heard by a referee over his objection. We affirm.
Factual and Procedural Background
In 1991, the juvenile court declared 14-year-old Steven a ward (§ 602) after finding Steven had committed a lewd and lascivious act on a 6-year-old girl (Pen. Code, § 288, subd. (a)). His maximum period of confinement terminated in 1996 but was extended pursuant to a section 1800 finding after a jury trial that Steven had a mental deficiency which would make him dangerous to the public if released. In March 1998, the People again moved to extend Steven’s commitment. The case was eventually assigned to Referee Richard Neely. Steven refused to stipulate to having Referee Neely hear *352 the matter. The referee determined a stipulation was not necessary because double jeopardy did not attach to this proceeding, heard the matter and extended Steven’s commitment for two years.
Steven filed a petition for a jury trial pursuant to section 1801.5. The jury found that Steven, “because of a mental or physical deficiency, disorder or abnormality, which is amenable to treatment, is physically dangerous to the public.” Judge Norbert Ehrenfreund thereafter on September 4, 1998, signed the order extending Steven’s commitment for two years.
Discussion
Section 248, in pertinent part, provides: “A referee shall hear such cases as are assigned to him or her by the presiding judge of the juvenile court, with the same powers as a judge of the juvenile court, except that a referee shall not conduct any hearing to which the state or federal constitutional prohibitions against double jeopardy apply unless all of the parties thereto stipulate in writing that the referee may act in the capacity of a temporary judge.” (Italics added.)
“The double jeopardy clauses of the Fifth Amendment to the United States Constitution, applicable to the states through the Fourteenth Amendment, and article I, section 15, of the California Constitution, guarantee that a person shall not be placed twice ‘in jeopardy’ for the ‘same offense.’ ” (People v. Bright (1996) 12 Cal.4th 652, 660 [49 Cal.Rptr.2d 732, 909 P.2d 1354].) “The underlying idea ... is that the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.” (Green v. United States (1957) 355 U.S. 184, 187-188 [78 S.Ct. 221, 223, 2 L.Ed.2d 199, 61 A.L.R.2d 1119].) “Decisions under the double jeopardy clause of the California Constitution likewise recognize the defendant’s interest in avoiding both the stress of repeated prosecutions and the enhanced risk of erroneous conviction.” (People v. Fields (1996) 13 Cal.4th 289, 298 [52 Cal.Rptr.2d 282, 914 P.2d 832].)
The “[p]rotection against double jeopardy applies to juvenile offenders as well as to adults.” (In re James M. (1973) 9 Cal.3d 517, 520 [108 Cal.Rptr. 89, 510 P.2d 33]; In re Carlos V. (1997) 57 Cal.App.4th 522, 525 [67 Cal.Rptr.2d 155].) “Jeopardy attaches in a juvenile delinquency proceeding ‘when the first witness is sworn at the adjudicatory phase of the *353 jurisdictional hearing.’” (In re Pedro C. (1989) 215 Cal.App.3d 174, 180 [263 Cal.Rptr. 428].) The double jeopardy prohibition does not apply to all subsequent hearings before the juvenile court; it applies to proceedings involving further resolution of the factual issues of the elements of the offense charged. (Id. at p. 181.) For example, in In re Glen J. (1979) 97 Cal.App.3d 981, 984 [159 Cal.Rptr. 148], a juvenile had been committed to a boys ranch for 90 days, but before the 90 days had elapsed, the probation officer applied for a modification of the disposition order, alleging a change of circumstances (the minor had “ ‘failed’ ” the 90-day commitment but “ ‘could be helped’ in the indefinite program”). The Glen J. court held the modification of the dispositional order did not violate double jeopardy, noting that there had been “but one jurisdictional hearing as a result of which the minor was made a ward of the court” and “[a]s such, he was subject to the court’s continuing jurisdiction.” (Id. at p. 987.)
Steven argues that since a referee’s section 1800 determination may constitute a final order (if the juvenile does not request a rehearing or jury trial [§§ 800, 1803]), the referee’s order is a determination to which jeopardy attaches. We disagree.
The section 1800 hearing does not involve adjudication of the factual elements of a criminal-type offense as is present in a jurisdictional hearing to which jeopardy attaches. A section 1800 hearing involves a modification of the dispositional order, not dissimilar to that involved in In re Glen J., supra, 97 Cal.App.3d 981, where it was held there was no double jeopardy violation. The section 1800 hearing here, as did the hearing in Glen J., involved the court’s continuing jurisdiction over an individual as a ward of the court, rather than a new adjudication of guilt (i.e., a true finding that Steven had violated certain offenses bringing him within the jurisdiction of the juvenile court). Therefore, a section 1800 hearing is not the type of hearing to which double jeopardy attaches; a stipulation of the parties is not required in order to have the matter heard before a referee.
Moreover, we note that even if we were to agree with Steven’s argument and void the referee’s order, we would not reverse. Voiding the referee’s order would not result in reversal of the commitment order since the order that resulted in Steven’s commitment was not signed by a referee but by a judge of the juvenile court following a jury trial. Because Steven requested a jury trial, the referee’s order never had the opportunity to become a final order to which jeopardy attached. 2
No reversal is merited on the ground the referee heard the matter without obtaining Steven’s stipulation to hearing the matter.
*354 Disposition
The order is affirmed.
Haller, J., and O’Rourke, J., concurred.
A petition for a rehearing was denied November 19, 1999, and appellant’s petition for review by the Supreme Court was denied February 16, 2000.
All statutory references are to the Welfare and Institutions Code unless otherwise specified.
The Attorney General argues the hearing before the referee was akin to a preliminary hearing, and irregularities in preliminary hearings that are not jurisdictional cannot be raised *354 on appeal following a trial unless the defendant shows he was deprived of a fair trial or otherwise suffered prejudice. (See People v. Crittenden (1994) 9 Cal.4th 83, 137 [36 Cal.Rptr.2d 474, 885 P.2d 887]; People v. Pompa-Ortiz (1980) 27 Cal.3d 519, 529 [165 Cal.Rptr. 851, 612 P.2d 941].) We find some merit to this argument.
Cites, in this corpus
- People v. Carlos V. No. H015724 · 1997-08-29
- People v. Fields S044641 · 1996-05-02
- People v. Bright S044186 · 1996-02-05
- People v. Crittenden S010685 · 1994-12-22
- In Re Pedro C. H005009 · 1989-10-31
- People v. Pompa-Ortiz Crim. 21327 · 1980-07-03
- People v. Glen J. Civ. 18298 · 1979-10-23
- Kirkpatrick v. James M. Crim. 16803 · 1973-05-30
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