People v. Shaw
The PEOPLE, Plaintiff and Respondent, v. LORENZO SHAW, Defendant and Appellant
- Area
- criminal
- Panel
- Richard D. Huffman, Sr. (author)
Analysis
The trial court denied Shaw's motion to suppress evidence of cocaine found in a hole in the common backyard of an apartment complex, finding no Fourth Amendment violation. The Court of Appeal affirmed the judgment, holding that Shaw had no reasonable expectation of privacy in a common area accessible to multiple occupants.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to suppress evidence of cocaine found in the common backyard“Under the applicable rules for review, the record substantially supports the conclusion of the lower court, and we thus affirm the denial of Shaw’s motions to suppress evidence.” | substantial evidence | correct | agree with court agree with court |
Denial of motion for mistrial“we review a ruling on a motion for mistrial for an abuse of discretion, and such a motion should be granted only when a party’s chances of receiving a fair trial have been irreparably damaged.” | abuse of discretion | correct | agree with court agree with court |
Instruction of jury pursuant to CALJIC No. 17.41.1“assertions of instructional error are reviewed de novo. “Whether or not to give any particular instruction in any particular case entails the resolution of a mixed question of law and fact that, we believe, is however predominantly legal. As such, it should be examined without deference.”” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Camacho (2000) 23 Cal.4th 824 — An intrusion by police into the curtilage of a residence violated the occupant’s legitimate privacy expectations.
- relied: People v. Ayala (2000) 23 Cal.4th 225 — Standard of review for suppression motions and motions for mistrial.
- relied: People v. Waidla (2000) 22 Cal.4th 690 — Instructional error is reviewed de novo.
- relied: Oliver v. United States (1984) 466 U.S. 170 — The area outside the curtilage is an open field for Fourth Amendment purposes.
- relied: United States v. Dunn (1987) 480 U.S. 294 — A warrantless observation made by law enforcement from an open field enjoys the same constitutional protection as one made from a public place.
- relied: People v. Channing (2000) 81 Cal.App.4th 985 — Officers made observations from a vantage point where they had a legal right to be.
- relied: Katz v. United States (1967) 389 U.S. 347 — The test for Fourth Amendment purposes has two prongs: subjective expectation of privacy and societal recognition of reasonableness.
- relied: United States v. Karo (1984) 468 U.S. 705 — Private residences are places in which the individual normally expects privacy free of governmental intrusion not authorized by a warrant.
- relied: People v. Deutsch (1996) 44 Cal.App.4th 1224 — Information or activities exposed to public view cannot be characterized as something in which a person has a subjective expectation of privacy.
- relied: California v. Greenwood (1988) 486 U.S. 35 — Discarding garbage by putting it out on a public street renounces an expectation of privacy in the contents of a garbage bin.
- relied: Rakas v. Illinois (1978) 439 U.S. 128 — One who owns or lawfully possesses or controls property will in all likelihood have a legitimate expectation of privacy by virtue of this right to exclude.
- relied: In re Baraka H. (1992) 6 Cal.App.4th 1039 — The nature of the container is one factor which determines whether a reasonable expectation of privacy has been manifested.
- relied: People v. Roybal (1998) 19 Cal.4th 481 — Defendant had abandoned the items when they were placed in a visible and accessible location.
- relied: People v. Moreno (1992) 2 Cal.App.4th 577 — The defendant has the burden on the issue of reasonable expectation of privacy.
The appellate opinion: sound — The opinion correctly applies the Katz two-prong test and distinguishes the common area of an apartment complex from the curtilage of a single-family home. It relies on established precedents like Greenwood and Rakas to support the conclusion that Shaw had no reasonable expectation of privacy in the common yard.
The magistrate and then the superior court denied Lorenzo Shaw's Penal Code section 1538.5 motion to suppress rock cocaine that officers retrieved from a hole in the ground in the common backyard of a four-unit apartment complex, and a jury convicted him of a cocaine base offense; the trial court also denied a mistrial motion and instructed with CALJIC No. 17.41.1. The Court of Appeal affirmed, holding in the published portion that Shaw had no reasonable expectation of privacy in a hole in a common area he had no right to exclude others from, distinguishing People v. Camacho, and rejecting the mistrial and instructional claims in unpublished portions.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to suppress cocaine recovered from a hole in the ground in the apartment complex's common backyard“Here, Shaw’s going out into the common area of an apartment complex and placing drugs in a hole in the ground is simply not the sort of activity reasonably tied to any proper expectation of privacy.” | mixed | correct | agree with court The court correctly stated the Ayala framework (substantial evidence for historical facts, independent review for the legal rule and its application) and properly distinguished Camacho, which involved the side yard of a single-family home. The dispositive Rakas point is well taken: Shaw bore the burden of showing a legitimate expectation of privacy and offered no evidence of any right to exclude others from the common yard, and the officers' initial observations were lawfully made from a neighboring property with the owner's permission. The Greenwood abandonment analogy is somewhat strained (concealing drugs under a board is not discarding trash), and the closing statement that the record 'substantially supports' the lower court's conclusion blurs the independent-review standard the court itself announced, but the result follows from the common-area/no-right-to-exclude rationale regardless. |
Denial of motion for mistrial based on a witness's statement (apparently relating to the apartment-number confusion)“we review a ruling on a motion for mistrial for an abuse of discretion, and such a motion should be granted only when a party’s chances of receiving a fair trial have been irreparably damaged.” | abuse of discretion | correct | unsure The court identified the correct Ayala standard, but the substantive discussion (Part II) is not included in the published opinion, so the facts of the witness's statement and the court's reasoning cannot be evaluated from the text provided. |
Giving CALJIC No. 17.41.1 to the jury“Whether or not to give any particular instruction in any particular case entails the resolution of a mixed question of law and fact that, we believe, is however predominantly legal. As such, it should be examined without deference.” | de novo | correct | unsure The court stated the de novo standard from Waidla, but the analysis (Part III) is unpublished and omitted, so the reasoning cannot be assessed. The California Supreme Court's later decision in People v. Engelman addressing this instruction postdates this opinion and so is not a missed authority. |
Authorities
- relied: People v. Camacho (2000) 23 Cal.4th 824 — Police intrusion into the side yard (curtilage) of a single-family residence to observe activity inside violated the occupant's legitimate expectation of privacy; distinguished here as involving a private residence rather than an apartment common area.
- relied: People v. Ayala (2000) 23 Cal.4th 225 — Suppression rulings are reviewed by deferring to the trial court's factual findings under substantial evidence and independently reviewing the selection and application of the legal rule; mistrial rulings are reviewed for abuse of discretion.
- relied: People v. Waidla (2000) 22 Cal.4th 690 — Whether to give a particular jury instruction is a predominantly legal question reviewed without deference.
- relied: Katz v. United States (1967) 389 U.S. 347 — Fourth Amendment protection requires an actual subjective expectation of privacy that society is prepared to recognize as reasonable.
- relied: People v. Channing (2000) 81 Cal.App.4th 985 — Observations made by officers from outside the curtilage, in an open field, are treated the same as observations from a public place and are lawful.
- relied: People v. Deutsch (1996) 44 Cal.App.4th 1224 — Activities exposed to public view carry no subjective or objectively reasonable expectation of privacy, in contrast to the heightened protection of the home.
- relied: Rakas v. Illinois (1978) 439 U.S. 128 — A legitimate expectation of privacy typically derives from the right to exclude others from the place searched; one lacking that right generally cannot challenge the search.
- relied: California v. Greenwood (1988) 486 U.S. 35 — Placing garbage out on a public street for collection renounces any reasonable expectation of privacy in its contents.
- relied: Oliver v. United States (1984) 466 U.S. 170 — Defines curtilage as the area of intimate home activity treated as part of the home, while open fields receive no Fourth Amendment protection.
- relied: United States v. Dunn (1987) 480 U.S. 294 — Warrantless observations from an open field enjoy the same constitutional status as observations from a public place.
- relied: People v. Roybal (1998) 19 Cal.4th 481 — Items placed in a wall adjacent to neighboring properties, visible and accessible to passersby, were in effect abandoned for Fourth Amendment purposes.
- relied: In re Baraka H. (1992) 6 Cal.App.4th 1039 — The nature of a container is one factor in determining whether a reasonable expectation of privacy has been manifested in it.
- relied: People v. Moreno (1992) 2 Cal.App.4th 577 — The defendant bears the burden of establishing a legitimate expectation of privacy in the area searched.
- relied: United States v. Karo (1984) 468 U.S. 705 — Private residences are places where individuals normally expect privacy free of warrantless governmental intrusion, an expectation society recognizes as justifiable.
The appellate opinion: sound with gaps — The published analysis correctly distinguishes Camacho on the basis that a multi-unit complex's common yard is not an area a single tenant may exclude others from, and properly places the burden on Shaw under Rakas and Moreno, so the denial of suppression is defensible. The opinion is less careful in leaning on Greenwood abandonment analogies for deliberately concealed contraband and in closing with a substantial-evidence formulation for what is an independently reviewed legal conclusion, and the mistrial and instructional rulings are resolved only in unpublished portions not reproduced here.
How this analysis was made · dispute it
record incompleteOpinion — Huffman
Opinion
HUFFMAN, J.Paul Simon wrote that “one man’s ceiling is another man’s floor.” 2 This truism of apartment dwelling also means that what might be one person’s curtilage, 3 in the context of a private single occupancy residence, becomes less subject to privacy expectations in the context of the grounds of a multi-unit apartment complex, as in this case.
It is upon this lowered expectation of privacy in a common area, as opposed to a private area, that we distinguish the case before us from People *836 v. Camacho (2000) 23 Cal.4th 824 [98 Cal.Rptr.2d 232, 3 P.3d 878] (Cama cho), which held an intrusion by police into the curtilage of a residence 4 violated the occupant’s legitimate privacy expectations.
Following denial of his motion to suppress evidence, which was made first at the preliminary hearing and renewed in the superior court, Lorenzo Shaw was convicted by a jury of sale of cocaine base. Shaw argues on appeal the search which uncovered the drug was unlawful, his motion for a mistrial based on a witness’s statement should have been granted, and it was error to instruct the jury pursuant to CALJIC No. 17.41.1. We find Shaw’s expectation of privacy in his discovered drug cache was not reasonable, and his other assertions are without merit, and we thus affirm the judgment.
Background 5
4779 Auburn Drive is a four-unit apartment building, concerning which police had received complaints of narcotics activity. 6 From late in the evening of November 8, 2000, on into the early morning hours of November 9, Police Officers Lynn and Newquist, with permission from the property owner, were standing behind a fence at a residence on Wrightman, directly behind the Auburn Drive complex. From their position behind the fence the police officers saw several persons go to apartment 3 7 at Auburn Drive and leave after a short time. The officers also twice saw Shaw go into the backyard of the complex, walk to the backyard area, reach down to the ground near the fence, and then return to the apartment.
After Shaw left the backyard the second time, Lynn and Newquist determined to obtain backup officers and contact Shaw. Officer Lynn entered the backyard of the apartment through a break in the fencing, while Newquist went around to the front. Newquist later entered the backyard and lifted a piece of four-by-four wood from the ground, and retrieved a bag containing *837 several pieces of rock cocaine from a hole in the ground underneath the piece of wood.
After referring to the facts of Camacho, supra, 23 Cal.4th 824, the magistrate noted this case was factually different in that the observations had been made from a lawful vantage point, the yard was an area to which multiple occupants of the apartment complex had access, and that in these circumstances Shaw’s reasonable expectation of privacy in the hole in the ground in the yard was “really nonexistent.” 8
At a renewed motion to suppress in the superior court prior to trial, the judge hearing the renewed suppression motion found that substantial evidence supported the magistrate’s ruling, 9 and that there had “been no Fourth Amendment violation here with respect to the [drugs found in the yard].”
Procedure
By information filed December 27, 2000, the District Attorney of San Diego County accused Shaw of possessing cocaine base for sale. Jury trial commenced March 12, 2001, and on March 15, 2001, the jury found Shaw guilty as charged. On April 12, 2001, Shaw was sentenced to state prison, and he thereafter filed a timely notice of appeal.
Standard of Review
As to the motion to suppress, the applicable principles have been recently restated: “ “An appellate court’s review of a trial court’s ruling on a motion to suppress is governed by well-settled principles. [Citations.] ffl] In ruling on such a motion, the trial court (1) finds the historical facts, (2) selects the applicable rule of law, and (3) applies the latter to the former to determine whether the rule of law as applied to the established facts is or is not violated. [Citations.] ‘The [trial] court’s resolution of each of these inquiries is, of course, subject to appellate review.’ [Citations.] HQ The court’s resolution of the first inquiry, which involves questions of fact, is reviewed under the deferential substantial-evidence standard. [Citations.] Its decision on the second, which is a pure question of law, is scrutinized under the standard of independent review. [Citations.] Finally, its ruling on the third, which is a mixed fact-law question that is however predominantly one *838 of law, ... is also subject to independent review.” ’ [Citation.]” 10 (People v. Ayala (2000) 23 Cal.4th 225, 255 [96 Cal.Rptr.2d 682, 1 P.3d 3] (Ayala).)
As to the motion for mistrial, the same court held that “we review a ruling on a motion for mistrial for an abuse of discretion, and such a motion should be granted only when a party’s chances of receiving a fair trial have been irreparably damaged.” (Ayala, supra, 23 Cal.4th at p. 283.)
Finally, assertions of instructional error are reviewed de novo. “Whether or not to give any particular instruction in any particular case entails the resolution of a mixed question of law and fact that, we believe, is however predominantly legal. As such, it should be examined without deference.” (People v. Waidla (2000) 22 Cal.4th 690, 733 [94 Cal.Rptr.2d 396, 996 P.2d 46].)
With these standards in mind, we proceed to Shaw’s assertions of error.
Discussion
I
The Motion to Suppress
The cases cited by Shaw in support of the proposition he had a reasonable expectation of privacy in the hole in the ground in the backyard of the apartment complex all involve private residences, rather than apartment complexes in which the yard areas are common ground accessible to all occupants, as here. For these reasons, we find Shaw’s assertion of legal error on the suppression motion unpersuasive.
First, the propriety of the initial observations is clear: “[I]n this case the [officers] made [their] observation^] from outside the curtilage, an area deemed by the United States Supreme Court to be an open field for Fourth Amendment purposes. (Oliver v. United States, supra, 466 U.S. at p. 180 [104 S.Ct. at p. 1742].) A warrantless observation made by law enforcement from an open field enjoys the same constitutional protection as the one made from a public place. ([United States v.] Dunn [(1987)] 480 U.S. [294,] 304 [107 S.Ct. 1134, 1141, 94 L.Ed.2d 326].) Thus, [the officers] made [their] observation[s] from a vantage point where [they] had a legal right to be.” (People v. Channing (2000) 81 Cal.App.4th 985, 993 [97 Cal.Rptr.2d 405].) *839 The central point here is whether, on the basis of these lawful observations, entry into the backyard of the complex and recovery of the drugs beneath the piece of wood violated a privacy interest of Shaw’s which society is prepared to recognize as reasonable. In Katz v. United States (1967) 389 U.S. 347 [88 S.Ct. 507, 19 L.Ed.2d 576], as articulated in Justice Harlan’s concurring opinion, the test for Fourth Amendment purposes has two prongs: first, a person must demonstrate an actual, subjective expectation of privacy in that which is searched and second, that actual expectation must be one society recognizes to be reasonable. (Id. at p. 361 [88 S.Ct. at pp. 516-517] (conc. opn. of Harlan, J.).)
With respect to activities in private residences, privacy expectations are generally reasonable. As another court has noted, “the [United States] Supreme Court has restated the particular deference accorded the home characterizing as a basic ‘Fourth Amendment principle’ the notion that ‘private residences are places in which the individual normally expects privacy free of governmental intrusion not authorized by a warrant, and that expectation is plainly one that society is prepared to recognize as justifiable.’ (United States v. Karo (1984) 468 U.S. 705, 714 [82 L.Ed.2d 530, 541, 104 S.Ct. 3296].)” (People v. Deutsch (1996) 44 Cal.App.4th 1224, 1229 [52 Cal.Rptr.2d 366]; see also Ayala, supra, 23 Cal.4th at p. 255.)
For our purposes, however, another rule applies. As the Deutsch court put it, “[information or activities which are exposed to public view cannot be characterized as something in which a person has a subjective expectation of privacy, nor can they fulfill the second prong of Katz—as being that which society reasonably expects will remain private.” (People v. Deutsch, supra, 44 Cal.App.4th at p. 1229.) Here, Shaw’s going out into the common area of an apartment complex and placing drugs in a hole in the ground is simply not the sort of activity reasonably tied to any proper expectation of privacy. Discarding garbage by putting it out on a public street renounces an expectation of privacy in the contents of a garbage bin. (California v. Greenwood (1988) 486 U.S. 35, 40 [108 S.Ct. 1625, 1628-1629, 100 L.Ed.2d 30].) In like manner, putting drugs in a hole in the ground in the common area of an apartment complex, which is itself a notorious center for drug dealing, is an effective renunciation of any reasonable expectation of privacy. 11
The dispositive factor here is that Shaw was not in exclusive control of the area in which he secreted the narcotics. “One of the main rights attaching to *840 property is the right to exclude others, . . . and one who owns or lawfully possesses or controls property will in all likelihood have a legitimate expectation of privacy by virtue of this right to exclude.” (Rakas v. Illinois (1978) 439 U.S. 128, 143, fn. 12 [99 S.Ct. 421, 431, 58 L.Ed.2d 387].) Shaw, who had the burden on the issue, 12 introduced no evidence of any right to exclude others from the common area of the apartment complex.
As the prosecutor emphasized at the suppression hearing during the preliminary examination, the fact Shaw lived in an apartment complex diminished the reasonableness of his expectation that his activities in the common back yard might remain private. The magistrate found that “for [Shaw] to assert an expectation of privacy in a hole with a piece of wood over it next to a fence—is—is really nonexistent . . . .” Under the applicable rules for review, the record substantially supports the conclusion of the lower court, and we thus affirm the denial of Shaw’s motions to suppress evidence.
II, III *
Disposition
The judgment is affirmed.
Benke, Acting P. J., and Nares, J., concurred.
Appellant’s petition for review by the Supreme Court was denied July 17, 2002. Brown, J., did not participate therein.
Paul Simon (1973) There Goes Rhymin’ Simon, “One Man’s Ceiling Is Another Man’s Floor.”
“[T]he curtilage is the area which extends the intimate activity associated with the ‘sanctity of a man’s home and the privacies of life,’ [citation] and therefore has been considered part of home itself for Fourth Amendment purposes.” (Oliver v. United States (1984) 466 U.S. 170, 180 [104 S.Ct. 1735, 1742, 80 L.Ed.2d 214].)
In Camacho, the officers “walked into the side yard of the [defendant’s] single-story house” from which position they observed narcotics activity. (Camacho, supra, 23 Cal.4th at p. 828.)
The facts, relevant to the first and central argument on this appeal, are taken from the preliminary hearing testimony, following which the motion to suppress was first made and denied. The superior court hearing is to review the evidentiary sufficiency of the earlier motion. (Pen. Code, § 1538.5, subd. (i).) The factual background necessary to address the second assertion of error will be later set out.
The midcity patrol area is the area of highest narcotics activity in San Diego, and the complex at 4779 Auburn Drive was known to police as “the number one address in mid city” for narcotics offenses, particularly involving rock cocaine.
The police report initially prepared incorrectly listed the apartment being watched as apartment 4. This confusion would resurface at trial, as is discussed post in connection with the claim of error as to a motion for mistrial.
While declining to suppress evidence of the drugs in the yard, the magistrate did order suppressed observations that had been made by the officers after they entered Shaw’s apartment.
Appellant repeatedly suggests that the superior court judge felt bound by the magistrate’s legal, as well as factual, findings, but we do not so read the comments made by the superior court judge hearing the renewed motion.
As we have noted earlier, it was the trial court’s initial task in the case to apply the substantial evidence standard to the magistrate’s factual findings, as is mandated by Penal Code section 1538.5, subdivision (i).
In discussing the difference between a privacy expectation in a paper bag as opposed to a locked suitcase, another court noted that “[s]uitcases are not typically strewn about the landscape. Paper bags are often casually discarded. Both types of containers are equally protected by the Fourth Amendment when used as receptacles for private materials. Neither is *840 protected when no reasonable expectation of privacy is manifested. The nature of the container is one factor which determines whether such an expectation has been manifested.” (In re Baraka H. (1992) 6 Cal.App.4th 1039, 1046 [8 Cal.Rptr.2d 221], italics omitted.) A hole in the ground is rather more on the discarded bag end, rather than the locked suitcase end, of the scale of reasonable privacy expectations in containers. See also People v. Roybal (1998) 19 Cal.4th 481, 507 [19 Cal.4th 1231a, 79 Cal.Rptr.2d 487, 966 P.2d 521]: “[T]he bags here were the type given to customers to hold retail purchases; they were simply rolled up around stolen jewelry and placed in a wall adjacent to neighboring properties, where they were visible and accessible to passersby. In effect, defendant had abandoned the items.”
See, e.g., People v. Moreno (1992) 2 Cal.App.4th 577, 582 [3 Cal.Rptr.2d 66].)
See footnote 1, ante, page 833.
Cites, in this corpus
- People v. Camacho S075720 · 2000-07-27
- People v. Channing E026018 · 2000-06-23
- People v. Ayala S009108 · 2000-06-08
- People v. Waidla S020161 · 2000-04-06
- People v. Roybal S029453 · 1999-01-13
- People v. Deutsch A066545 · 1996-04-24
- People v. Baraka H. A053822 · 1992-05-21
- People v. Moreno F014967 · 1992-01-08
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