People v. Engelman
- Area
- criminal
- Panel
- Don R. Work (author)
Analysis
The trial court instructed the jury, over objection, using CALJIC No. 17.41.1, which required jurors to report if another juror expressed an intention to disregard the law. The Court of Appeal affirmed the judgment, holding that the instruction was proper because jurors have a duty to follow the law and no right to nullify.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's instruction of CALJIC No. 17.41.1 requiring jurors to report expressions of intent to disregard the law.“For these reasons, we conclude that the court did not err by giving CALJIC No. 17.41.1. The instruction was neither intrusive nor coercive.” | unclear | correct | agree with court agree with court |
Authorities
- relied: People v. Fernandez (1994) 26 Cal.App.4th 710 — Jurors have the power to nullify, but this power cannot be meaningfully challenged due to the general verdict and double jeopardy protections.
- relied: People v. Baca (1996) 48 Cal.App.4th 1703 — There is no right to nullify, and the notion of such a right has virtually no support in modern American precedent.
- relied: People v. Lem You (1893) 97 Cal. 224 — The jury only has the right to find the facts and apply the law as given by the court.
- relied: People v. Dillon (1983) 34 Cal.3d 441 — Trial courts are not required to instruct jurors that they possess the power to nullify.
- relied: People v. Daniels (1991) 52 Cal.3d 815 — Jurors have a duty to follow the court's instructions.
- relied: People v. Sanchez (1997) 58 Cal.App.4th 1435 — Instructions reminding the jury of its duty to decide based on evidence and law are not intrusive or coercive.
- relied: United States v. Dougherty (1972) 473 F.2d 1113 — Courts are not required to instruct on the power of nullification, and such power does not create a right.
The appellate opinion: sound — The opinion correctly distinguishes between the historical power of nullification and the non-existent right to nullify, relying on established California precedent (Dillon, Daniels, Baca) to support the conclusion that jurors have a duty to follow the law. It logically concludes that an instruction requiring the reporting of refusals to follow the law is a valid exercise of the court's authority to ensure deliberations proceed according to law.
The trial court, over defense objection, gave CALJIC No. 17.41.1 directing jurors to report any juror who refused to deliberate or expressed an intention to disregard the law, and the jury convicted Engelman of robbery with personal use of a deadly weapon and assault with force likely to produce great bodily injury. The Court of Appeal held the instruction was neither intrusive nor coercive because jurors have a power but no right to nullify and a duty to follow the court's instructions, and affirmed the judgment (the California Supreme Court later granted review).
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Giving CALJIC No. 17.41.1 over defendant's objection, instructing jurors they must advise the court if another juror refuses to deliberate or expresses an intention to disregard the law or decide the case on an improper basis.“For these reasons, we conclude that the court did not err by giving CALJIC No. 17.41.1. The instruction was neither intrusive nor coercive.” | de novo | correct | agree with court The opinion correctly distinguishes the jury's power to nullify from any right to nullify, relying on Baca, Fernandez, Dillon, Sanchez, Lem You and Thomas, and correctly notes jurors have a duty to follow instructions (Daniels), so an instruction reinforcing that duty and requiring reporting of refusals to follow the law does not violate the right to a unanimous verdict or to each juror's independent judgment. The reasoning on the constitutional claim is consistent with how the Supreme Court later resolved the issue on review (finding no constitutional violation), though the Supreme Court exercised supervisory authority to disapprove future use of the instruction; the Court of Appeal did not engage with the practical risk that the instruction might chill holdout jurors or invite premature court intervention, but on this record, with a quick verdict and no jury questions, no prejudice appears. |
Authorities
- relied: People v. Baca (1996) 48 Cal.App.4th 1703 — Jurors have the power but no right to nullify; the notion of a right to nullify has virtually no support in modern American precedent, and courts need not instruct on the power to nullify.
- relied: People v. Fernandez (1994) 26 Cal.App.4th 710 — Jurors possess the power to disregard the court's instructions and evidence and acquit, a power insulated by the general verdict and double jeopardy bar.
- relied: People v. Lem You (1893) 97 Cal. 224 — The jury has only the right to find the facts and apply the law as given by the court.
- relied: People v. Dillon (1983) 34 Cal.3d 441 — Trial courts are not required to instruct jurors that they possess the power to nullify.
- relied: People v. Sanchez (1997) 58 Cal.App.4th 1435 — No duty to instruct on nullification; instructions requiring jurors to follow the law are not improperly coercive.
- relied: People v. Daniels (1991) 52 Cal.3d 815 — Jurors have a duty to follow the court's instructions.
- relied: United States v. Dougherty (1972) 473 F.2d 1113 — Juries have a de facto power to nullify, but courts need not instruct on it and may decline to encourage it.
- relied: People v. Kobrin (1995) 11 Cal.4th 416 — Cited only to note that Lem You was overruled on another ground.
The appellate opinion: sound with gaps — The court answered each constitutional objection with the correct controlling distinction between a jury's power and right to nullify and with on-point California and federal authorities, reaching a result the Supreme Court later endorsed as to the constitutional question. It did not, however, address the practical concern that the instruction could chill dissenting jurors or draw the court into deliberations, a policy concern that later led the Supreme Court to disapprove the instruction prospectively under its supervisory power.
Opinion
The PEOPLE, Plaintiff and Respondent,
v.
Tye John ENGELMAN, Defendant and Appellant.
Court of Appeal, Fourth District, Division One.
Kyle Marie Wesendorf, under appointment by the Court of Appeal, Solana Beach, for Defendant and Appellant.
*417 Bill Lockyer, Attorney General, David P. Druliner, Chief Assistant Attorney General, Gary W. Schons, Assistant Attorney General, Raquel M. Gonzalez and Esteban Hernandez, Deputy Attorneys General, for Plaintiff and Respondent.
WORK, J.
Tye John Engelman appeals a judgment convicting him of robbery with personal use of a deadly weapon (Pen. Code, §§ 211, 12022, subd. (b)(1)) and assault with force likely to produce great bodily injury or with a deadly weapon (Pen.Code, § 245, subd. (a)(1)). For the following reasons, we reject his contention that the court erred by instructing the jurors, over his objection, they were obligated to advise the court if another juror expressed an intention to disregard the law in reaching a verdict. He faults this admonition, contained in the recently added CALJIC No. 17.41.1, as improperly intimidating jurors who are inclined to exercise what Engelman characterizes as their right to disregard the law through jury nullification. Accordingly, we affirm the judgment.
BACKGROUND
One night, Thomas Smith, who was homeless, was lying on his stomach near a bridge. Engelman hit him on the back of the head with a bottle and asked if he had any money. Smith said no. Engelman asked if he had any cigarettes. Smith said all he had was "rollies." Engelman said "That will do," grabbed Smith's package of tobacco, and walked away. Smith went to a restaurant and called 911. A deputy sheriff stopped Engelman near the crime scene. As the deputy was holding Engelman on the ground, the sheriffs dispatcher loudly and clearly announced that a pack of cigarettes had been taken in the robbery. Engelman volunteered that the cigarettes were in his pocket. After waiving his Miranda rights,[1] he said that he thought he could get away with stealing from Smith because homeless persons seldom report crimes.
Engelman testified that he saw a bottle on the ground, picked it up, and tried to throw it in a waterway, but it accidentally hit Smith. Smith got up and ran away dropping his tobacco, which Engelman retrieved.
The jury deliberated only one hour and forty minutes, with no questions to the court, before reaching a guilty verdict on both counts.
DISCUSSION
Over Engelman's objection, the court gave CALJIC No. 17.41.1, which reads: "The integrity of a trial requires that jurors, at all times during their deliberations, conduct themselves as required by these instructions. Accordingly, should it occur that any juror refuses to deliberate or expresses an intention to disregard the law or to decide the case based on [penalty or punishment, or] any [other] improper basis, it is the obligation of the other jurors to immediately advise the Court of the situation." (CALJIC No. 17.41.1 (1998 new) (6th ed. 1996).) Engelman contends that this instruction intrudes in the jury's decisionmaking by stating that the court will inquire into the reasons for the verdict, falsely representing that jurors will be sanctioned for refusing to follow the law, and pressuring minority jurors to acquiesce to the majority; contravenes his right to a unanimous verdict by intimidating jurors who disagree with the prosecution; infringes on his right to the independent and impartial judgment of each juror; and deprives him of his right to jury trial by preventing the jury from exercising its nullification power.
For more than 300 years, jurors have had the power to nullify, that is, "to disregard the court's instructions and the evidence presented and return a verdict of acquittal" where the law and the evidence dictate otherwise. (People v. Fernandez *418 (1994) 26 Cal.App.4th 710, 714, 31 Cal. Rptr.2d 677; People v. Baca (1996) 48 Cal.App.4th 1703, 1707, 56 Cal.Rptr.2d 445, citing Bushell's Case (1670) 124 Eng.Rep. 1006; United States v. Dougherty (D.C.Cir.1972) 473 F.2d 1113, 1130, citing Bushell's Case, supra.) The use of the general verdict and the bar against double jeopardy prevent any meaningful challenge to the exercise of this power. (People v. Fernandez, supra, 26 Cal.App.4th at p. 714, 31 Cal.Rptr.2d 677; United States v. Dougherty, supra, 473 F.2d at pp. 1130-1132; U.S. v. Thomas (2d Cir.1997) 116 F.3d 606, 615-616.)
While the power to nullify exists, however, there is no concomitant right to nullify. Indeed, the idea that there exists such a right is a "notion [with] virtually no support in modern American precedent." (People v. Baca, supra, 48 Cal.App.4th at p. 1707, 56 Cal.Rptr.2d 445; accord U.S. v. Thomas, supra, 116 F.3d at p. 615.) The jury "only has the right to find the facts, and apply to them the law as given by the court." (People v. Lem You (1893) 97 Cal. 224, 228, 32 P. 11, overruled on another ground in People v. Kobrin (1995) 11 Cal.4th 416, 427, fn. 7, 45 Cal.Rptr.2d 895, 903 P.2d 1027.) For this reason, trial courts are not required to instruct jurors that they possess the power to nullify. (People v. Dillon (1983) 34 Cal.3d 441, 487-488, fn. 39, 194 Cal.Rptr. 390, 668 P.2d 697; People v. Sanchez (1997) 58 Cal. App.4th 1435, 1445-1446, 69 Cal.Rptr.2d 16; People v. Baca, supra, 48 Cal.App.4th at pp. 1707-1708, 56 Cal.Rptr.2d 445; United States v. Dougherty, supra, 473 F.2d at pp. 1136-1137.)
Because jurors have a duty to follow the court's instructions (People v. Daniels (1991) 52 Cal.3d 815, 865, 277 Cal. Rptr. 122, 802 P.2d 906), an instruction so stating is unassailable. This duty, along with the absence of a right to nullify or a duty to advise of the power to nullify, justifies an instruction obliging jurors to report both refusals to deliberate and expressions of an "intention to disregard the law or to decide the case ... on [an] improper basis." (CALJIC No. 17.41.1.) (Ante, at p. 417.) A contrary conclusion would unnecessarily hinder trial courts in ensuring that jurors conducted their deliberations in accordance with the law. "[T]he power of juries to `nullify' ... is just thata power; it is by no means a right or something that a judge should encourage or permit if it is within his authority to prevent." (U.S. v. Thomas, supra, 116 F.3d at p. 615.) For these reasons, we conclude that the court did not err by giving CALJIC No. 17.41.1. The instruction was neither intrusive nor coercive. (Cf. People v. Sanchez, supra, 58 Cal.App.4th at pp. 1444, 1446, fn. 2, 69 Cal.Rptr.2d 16; United States v. Dougherty, supra, 473 F.2d at pp. 1137-1138.) Rather, it correctly reminded the jury of its duty to decide the case based on the evidence presented at trial and the law as instructed by the court. (Cf. People v. Baca, supra, 48 Cal.App.4th at p. 1706, 56 Cal.Rptr.2d 445.)
DISPOSITION
The judgment is affirmed.
KREMER, P.J., and HUFFMAN, J., concur.
NOTES
[1] Miranda v. Arizona (1966) 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694.
Cites, in this corpus
- People v. Sanchez B104533 · 1997-11-05
- People v. Baca B095324 · 1996-08-30
- People v. Kobrin S036656 · 1995-11-02
- People v. Fernandez B071817 · 1994-07-01
- People v. Daniels S004611. Crim. No. 23619 · 1991-01-07
- People v. Dillon Crim. 21964 · 1983-09-01
- People v. Lem You No. 20961 · 1893-01-18
Cited by
- People v. Martinez H021773 · 2002-01-23
- People v. Brown D035066 · 2001-08-02
- People v. Williams S066106 · 2001-05-07
- People v. Molina C032811 · 2000-08-14