Hector R. v. John Martin H.
In Re CLARISSA H. Et Al., Minors. HECTOR R., Petitioner and Respondent, v. JOHN MARTIN H., Objector and Appellant
- Area
- family
- Panel
- Judith D. McConnell (author)
Analysis
The trial court terminated the father's parental rights based on abandonment after he failed to appear at the hearing, and the court denied his subsequent motion for a new hearing citing statutory prohibitions on modifying such orders. The Court of Appeal affirmed the judgment, holding that Family Code section 7894 precludes appellate review of a default judgment in termination proceedings, limiting review to the sufficiency of the evidence or legal error.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to set aside judgment for default/nonappearance“Pursuant to . . . section 7894, subdivision (b), I have no power to set aside, change, or modify the order freeing the children from your custody and control.” | de novo | correct | agree with court The appellate court correctly applied de novo review to the statutory interpretation of Family Code section 7894, subdivision (b), which explicitly strips the trial court of the power to set aside, change, or modify a judgment terminating parental rights. The court reasoned that because the trial court lacks this statutory authority, it cannot grant relief from default, and the appellate court is similarly precluded from reversing on default grounds, limiting review to the merits as contemplated by subdivision (c). |
Judgment terminating parental rights for abandonment“The court granted the petition. The court found John had not provided financial support for the children for one year, and “despite the visitation with paternal family members, there’s been an abandonment of the children by the father.”” | substantial evidence | correct | agree with court The appellate court reviewed the judgment for sufficiency of the evidence, noting that the record amply supported the finding that the father failed to provide support or communicate for a year, meeting the statutory definition of abandonment under Family Code section 7822. The court also noted the trial court made the required finding by clear and convincing evidence, satisfying the heightened standard of proof for termination proceedings. |
Authorities
- relied: In re Issac J. (1992) 4 Cal.App.4th 525 — The trial court lacks power to entertain a motion for new trial after a judgment freeing a minor from a parent's custody under the abandonment statute.
- relied: In re Matthew S. (1988) 201 Cal.App.3d 315 — In termination proceedings, a parent may attack the sufficiency of the evidence on appeal even if they failed to appear at the hearing, due to the special characteristics of such cases.
- relied: In re Cristella C. (1992) 6 Cal.App.4th 1363 — Distinguished as not instructive because it did not discuss the default issue or address Family Code section 7894, subdivision (b).
- relied: In re Marriage of Cornejo (1996) 13 Cal.4th 381 — Cases are not authority for propositions not considered.
- relied: Board of Retirement v. Lewis (1990) 217 Cal.App.3d 956 — The interpretation of statutes presents questions of law subject to independent review on appeal.
- relied: Committee of Seven Thousand v. Superior Court (1988) 45 Cal.3d 491 — The primary aim in construing law is to determine legislative intent by looking first to the words of the statute.
- relied: Hassoon v. Shamieh (2001) 89 Cal.App.4th 1191 — Whether relief from default is available is a factual matter assessed in the first instance by the trial court.
- relied: Brown v. Williams (2000) 78 Cal.App.4th 182 — The appellate court does not reweigh evidence but determines if sufficient facts support the trial court's findings.
- relied: Adoption of Alexander S. (1988) 44 Cal.3d 857 — The public policy of expediency and finality is unusually strong in custody and adoption matters to avoid uncertainty detrimental to a child's development.
- relied: In re Jack H. (1980) 106 Cal.App.3d 257 — Abandonment findings in termination proceedings must be supported by clear and convincing evidence.
- relied: Basinger v. Rogers & Wells (1990) 220 Cal.App.3d 16 — Appellate courts may exercise discretion to deem a minute order an appealable final judgment to avoid delay.
- relied: Avila v. Standard Oil Co. (1985) 167 Cal.App.3d 441 — Appellate courts may exercise discretion to deem a minute order an appealable final judgment.
The appellate opinion: sound — The opinion is sound because it correctly interprets Family Code section 7894, subdivision (b) as a complete bar on modifying termination judgments, thereby precluding default-based reversal on appeal. It appropriately distinguishes general civil default rules from the specific statutory framework governing parental rights termination, relying on established precedent regarding the finality of such orders.
How this analysis was made · dispute it
unusual dispositionThe superior court granted a stepparent's Family Code section 7822 petition and terminated the parental rights of a father who failed to appear at the hearing, finding abandonment by clear and convincing evidence, and later advised him by letter that under section 7894, subdivision (b) it had no power to set the judgment aside. On appeal the Court of Appeal held that section 7894 bars an appellate court from reversing a termination judgment on the ground it was taken by default, permits review only for error or sufficiency of the evidence, found the evidence amply supported the judgment, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Judgment terminating father's parental rights under section 7822(a) for abandonment, entered after father failed to appear; father sought reversal on appeal on the ground of inadvertent default“Section 7894 cannot reasonably be interpreted to give an appellate court the discretion to reverse a judgment terminating parental rights on the ground it was taken by default, when the juvenile court is precluded from giving relief from default.” | de novo | correct | agree with court The court properly treated the question as one of statutory interpretation reviewed independently, applied the plain words of section 7894, subdivisions (b) and (c), relied on In re Issac J. for the trial court's lack of power to grant post-judgment relief, and reasoned that default relief is a factual question for the trial court that cannot be assessed on an appellate record; the policy of finality in adoption matters (Adoption of Alexander S.) supports the reading. The authorities John cited (In re Cristella C. and general civil cases) did not address section 7894 and were properly dismissed under the Cornejo principle. |
Trial court's refusal, by letter, to entertain the father's request for a new hearing based on his mistaken belief about the hearing time“Pursuant to . . . section 7894, subdivision (b), I have no power to set aside, change, or modify the order freeing the children from your custody and control.” | de novo | correct | agree with court Section 7894, subdivision (b) states in terms that after entering a termination judgment the court has no power to set aside, change, or modify it, and In re Issac J. applied the predecessor statute to bar a new trial motion; the trial court's response was consistent with the statute and the appellate court implicitly endorsed it. |
Sufficiency of the evidence supporting the abandonment finding (reviewed notwithstanding the father's nonappearance)“John does not challenge the sufficiency of the evidence, but we note it amply supports the judgment.” | substantial evidence | correct | agree with court Under In re Matthew S. a parent whose rights were terminated may attack sufficiency on appeal despite nonappearance; the record recited (no support beyond one garnished check and a bag of change, sporadic visits, five months with no contact in 2001, inability to locate father during child's hospitalization, mother's testimony of no support in the preceding 12 months) readily satisfies section 7822(a)'s one-year no-support or no-communication element with intent to abandon. |
Father's claim that the trial court failed to make the abandonment finding by clear and convincing evidence“He faults the juvenile court for not making the abandonment finding by clear and convincing evidence” | unclear | correct | agree with court The court acknowledged the clear and convincing standard required by In re Jack H. but rejected the claim on the record, noting the minute order expressly recited that the finding was made by clear and convincing evidence; the argument therefore fails factually. |
Authorities
- relied: In re Issac J. (1992) 4 Cal.App.4th 525 — Trial court lacks power to entertain a motion for new trial after a judgment freeing a minor from parental custody on abandonment ground (former Civ. Code § 238, now Fam. Code § 7894).
- relied: In re Matthew S. (1988) 201 Cal.App.3d 315 — Given the special nature of termination proceedings, a parent who failed to appear may still challenge the sufficiency of the evidence on appeal; appellate court does not reweigh evidence but determines whether sufficient facts support the findings.
- relied: In re Marriage of Cornejo (1996) 13 Cal.4th 381 — Cases are not authority for propositions not considered.
- relied: Board of Retirement v. Lewis (1990) 217 Cal.App.3d 956 — Statutory interpretation presents a question of law subject to independent review.
- relied: Committee of Seven Thousand v. Superior Court (1988) 45 Cal.3d 491 — In construing a statute the court seeks legislative intent, looking first to the words given their usual and ordinary meaning.
- relied: Adoption of Alexander S. (1988) 44 Cal.3d 857 — The public policy of expediency and finality is unusually strong in custody and adoption matters because uncertainty harms the child.
- relied: Hassoon v. Shamieh (2001) 89 Cal.App.4th 1191 — Whether relief from default is warranted is a factual matter assessed in the first instance by the trial court.
- relied: Brown v. Williams (2000) 78 Cal.App.4th 182 — Relief from default involves factual determinations committed to the trial court.
- relied: In re Jack H. (1980) 106 Cal.App.3d 257 — Abandonment finding in a proceeding to free a child from parental custody must be made by clear and convincing evidence.
- relied: In re Cristella C. (1992) 6 Cal.App.4th 1363 — Distinguished: its statement of facts noted a juvenile court set aside a default termination under Welf. & Inst. Code § 366.26, but it neither analyzed default relief nor addressed section 7894(b).
- relied: Basinger v. Rogers & Wells (1990) 220 Cal.App.3d 16 — Appellate court may, in the interests of justice, deem a nonfinal order an appealable judgment to avoid delay.
- relied: Avila v. Standard Oil Co. (1985) 167 Cal.App.3d 441 — Appellate court may treat an order as an appealable final judgment where appropriate.
The appellate opinion: sound — The court answered the father's arguments with the governing statute's plain text, the directly on-point Issac J. decision, and sound reasoning that default relief is a trial-level factual inquiry inconsistent with section 7894(b), while still protecting the parent through sufficiency review under Matthew S. It also addressed the clear-and-convincing claim on the record and properly distinguished the inapposite authorities the father cited.
Opinion — McConnell
Opinion
McCONNELL, J.We hold in this case that under Family Code 1 section 7894 a judgment terminating parental rights may not be reversed on the ground it was taken by default. Rather, an appellate court may review such a judgment only for sufficiency of the evidence or error. (§ 7894, subds. (b) & (c).) We affirm the judgment terminating the parental rights of John Martin H. (John), the biological father of Clarissa H. and John Michael H., under section 7822, subdivision (a) on the ground of abandonment. 2
Factual and Procedural Background
Clarissa and John Michael are the children of John and B. R., who separated in 1997 and divorced in 1999. After the separation, the children lived with B. R. In 2001 B. R. married Hector R., and in March 2002 he filed a petition for stepparent adoption of the children on the ground of John’s abandonment. (In re the Adoption Petition of Hector R. (Super. Ct. San Diego County, 2001, No. A48948).)
In April 2002 Hector commenced this companion action by filing a petition under section 7822, subdivision (a) to declare the children free from the custody and control of John. It was alleged in the petition that John failed to provide financial support for the children “for over several years.” 3
The San Diego County Health and Human Services Agency (the Agency) conducted an investigation. In a report, Tina Jako, the protective services *123 worker, recommended that John’s parental rights be terminated. Jako explained that in 1999 B. R. filed a child support claim with the district attorney’s office. John’s wages were garnished, but B. R. received only one check, for $350, in August 1999. In 1997 John gave B. R. a bag of change totaling $3.53. He paid no other child support.
B. R. also reported that John had a drug problem for which he received treatment in 1998. 4 John’s visits with the children were sporadic, and his mother usually contacted B. R. to arrange the visits. In 2001 the children did not hear from John for five months. John arranged for only one visit, in December 2001. In October 2001 Clarissa was hospitalized, and B. R. could not locate John, as his whereabouts were unknown. In the two months since John had been served with the petition to terminate his parental rights, he visited the children weekly, as arranged by his mother.
Clarissa, a first grader, told Jako she wanted Hector to adopt her. Clarissa referred to Hector as “daddy” or “papi.” She further indicated that it was all right if her father’s rights were terminated because, “I only like to visit a little bit, it’s not very much fun. I miss my family when I am gone.” John Michael, a preschooler, has a speech delay and it was difficult for Jako to converse with him. John Michael was too young to understand the meaning of adoption. He referred to Hector as “papi” and to John as “daddy John John.”
John contacted Jako and told her he was opposed to having his parental rights terminated. He claimed he had regular visitation with the children, but he made no claim regarding payment of child support. Jako told John she would interview him after she interviewed the children. She telephoned him numerous times but got no answer. John did not contact Jako again.
John was served with notice the hearing would be June 14, 2002, at 9:00 a.m. He did not appear. B. R. testified that John provided no child support in the preceding 12 months. She testified the children “hardly . . . even saw” John in 2001, and his only visit was in December. He did not visit the children again until he was served with the petition in April 2002.
The court granted the petition. The court found John had not provided financial support for the children for one year, and “despite the visitation with paternal family members, there’s been an abandonment of the children by the father.”
A few days later, John sent the court a letter asking for a new hearing based on his mistaken belief the hearing was at 1:00 p.m. instead of 9:00 *124 a.m. He explained “[m]y children are of the utmost importance to me [and] I do not want to lose my children.” He wanted the opportunity “to show that it’s in the [children’s] best interest to continue to have relations with myself [and] family.”
In a June 19, 2002 letter to John, the court responded: “Pursuant to . . . section 7894, subdivision (b), I have no power to set aside, change, or modify the order freeing the children from your custody and control. Your only recourse at this point is to file an appeal. There are strict time limits for filing an appeal. If you choose to pursue this matter, I recommend that you act quickly.”
Discussion
John contends the judgment should be set aside on the ground his nonappearance at the hearing was inadvertent. 5 He suggests that because “California law does not provide [him] with the opportunity to file a motion for relief from default,” but does allow an appeal of the judgment, relief from default is available on appeal. Section 7894, subdivision (b) provides that after “making an order and judgment [terminating parental rights], the court has no power to set aside, change, or modify it.” For instance, in In re Issac J. (1992) 4 Cal.App.4th 525 [6 Cal.Rptr.2d 65], the Court of Appeal held the trial court lacks power to entertain a motion for new trial after a judgment freeing a minor from his parent’s custody under Civil Code section 232 (now Fam. Code, § 7822) on the ground of abandonment. The court cited former Civil Code section 238 (now Fam. Code, § 7894). (In re Issac J., supra, 4 Cal.App.4th at p. 529, fh. 2; see also Cal. Law Revision Com. com., 29E West’s Am. Fam. Code (1994 ed.) foll. § 7894, p. 290.)
Subdivision (c) of section 7894 allows an appeal of a judgment terminating parental rights. Ordinarily, in civil matters the sufficiency of the evidence cannot be reviewed on appeal of a default judgment. (In re Matthew S. (1988) 201 Cal.App.3d 315, 320 [247 Cal.Rptr. 100].) However, “[i]n light of the special characteristics of termination proceedings and the important interests which they are designed to protect, it is appropriate to allow [a parent] whose parental rights were forever terminated, to attack the sufficiency of the evidence even though she [or he] failed to appear at the hearing.” (Ibid.)
John asserts “the law on when relief from a default judgment should be granted is instructive.” John relies on In re Cristella C. (1992) 6 Cal.App.4th *125 1363, 1366-1367 [8 Cal.Rptr.2d 342], which explained in the statement of facts that when the mother appeared late for a hearing under Welfare and Institutions Code section 366.26, the juvenile court set aside a default judgment terminating her parental rights and scheduled a new hearing. The case is not instructive because it neither discusses the default issue nor addresses section 7894, subdivision (b). The other cases John cites are likewise unhelpful because they do not concern the termination of parental rights, but are general civil matters. “ ‘It is axiomatic that cases are not authority for propositions not considered.’ [Citation.]” (In re Marriage of Cornejo (1996) 13 Cal.4th 381, 388 [53 Cal.Rptr.2d 81, 916 P.2d 476].)
The interpretation of statutes presents questions of law subject to independent review on appeal. (Board of Retirement v. Lewis (1990) 217 Cal.App.3d 956, 964 [266 Cal.Rptr. 225].) “Our primary aim in construing any law is to determine the legislative intent. [Citation.] In doing so we look first to the words of the statute, giving them their usual and ordinary meaning. [Citations.]” (Committee of Seven Thousand v. Superior Court (1988) 45 Cal.3d 491, 501 [247 Cal.Rptr. 362, 754 P.2d 708].)
Section 7894 cannot reasonably be interpreted to give an appellate court the discretion to reverse a judgment terminating parental rights on the ground it was taken by default, when the juvenile court is precluded from giving relief from default. Whether relief from default is available is a factual matter, and factual matters are assessed in the first instance by the trial court. (Hassoon v. Shamieh (2001) 89 Cal.App.4th 1191, 1195, fn. 1 [107 Cal.Rptr.2d 658]; Brown v. Williams (2000) 78 Cal.App.4th 182, 186 [92 Cal.Rptr.2d 634].) The appellate court does “not reweigh the evidence or exercise independent judgment, but merely determine [s] if there are sufficient facts to support the findings of the trial court. [Citations.]” (In re Matthew S., supra, 201 Cal.App.3d at p. 321.) Because there is no relief from default at the trial court in a termination proceeding, the record on appeal, such as the one here, would not include any evidence related to the default issue.
Moreover, the public policy of expediency and finality is unusually strong in custody and adoption matters, as uncertainty is detrimental to a child’s development and well-being. (Adoption of Alexander S. (1988) 44 Cal.3d 857, 868 [245 Cal.Rptr. 1, 750 P.2d 778].) Section 7984, subdivision (b) is presumably based on this policy. If appellate courts were allowed to reverse judgments terminating parental rights on the ground they were taken by default, the period of uncertainty would be prolonged. We cannot attribute such a scheme to the Legislature. If it intended to allow any relief from default in termination proceedings, the trial court, not the appellate court, is *126 the logical forum. We conclude the statute precludes us from considering default issues and contemplates an appeal of the matter only on the merits. (§ 7894, subds. (b) & (c).)
John does not challenge the sufficiency of the evidence, but we note it amply supports the judgment. He faults the juvenile court for not making the abandonment finding by clear and convincing evidence (see In re Jack H. (1980) 106 Cal.App.3d 257, 264 [165 Cal.Rptr. 646]), but the minute order expressly states it did so.
Disposition
The judgment is affirmed.
Huffman, Acting P. J., and Haller, J., concurred.
Statutory references are to the Family Code unless otherwise specified.
The appellate record contains no document titled “judgment.” Rather, the notice of appeal is from the court’s June 14, 2002 minute order. In the interests of justice and to avoid delay we exercise our discretion to deem the order an appealable final judgment. (Basinger v. Rogers & Wells (1990) 220 Cal.App.3d 16, 20-21 [269 Cal.Rptr. 332]; Avila v. Standard Oil Co. (1985) 167 Cal.App.3d 441, 445 [213 Cal.Rptr. 314]; 9 Witkin, Cal. Procedure (4th ed. 1997) Appeal, § 112(d), p. 178.)
Under section 7822, subdivision (a) parental rights may be terminated when a parent leaves a child in the care and custody of the other parent “for one year without any provision for the child’s support, or without communication from the parent. . . with the intent on the part of the parent... to abandon the child.”
In his appellate brief, John erroneously asserts the Agency’s report “stated both parents had a drug problem in the past.” The report stated that only John had a drug problem.
John states there is no evidence in the record that the Agency notified him of a right to appointed counsel. However, the citation with which he was admittedly served specifically states, “If any parent appears and is unable to afford counsel, the court shall appoint counsel to represent. . . [such] parent.” In any event, John does not raise this as an issue on appeal.
Cites, in this corpus
- Hassoon v. Shamieh A091760 · 2001-05-10
- Brown v. Williams B128760 · 2000-02-10
- In Re Marriage of Cornejo S047177 · 1996-05-30
- In Re Cristella C. G011380 · 1992-05-28
- In Re Issac J. E009571 · 1992-03-10
- Basinger v. Rogers & Wells D009842 · 1990-05-08
- Board of Retirement v. Lewis Docket Nos. G005928, G006203 · 1990-01-31
- Committee of Seven Thousand v. Superior Court L.A. 32181 · 1988-05-31
- In Re Matthew S. B025129 · 1988-05-17
- Adoption of Alexander S. S000300 · 1988-03-17
- Avila v. Standard Oil Co. Civ. 31144 · 1985-04-11
- Detrich v. Dorothy H. Civ. 18637 · 1980-05-28
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