People v. Christopher
The PEOPLE, Plaintiff and Respondent, v. CARREA CHRISTOPHER, JR., Defendant and Appellant
- Area
- criminal
- Panel
- Howard B. Wiener (author)
Analysis
The trial court denied the defendant's motion to strike the jury, ruling that the prosecutor's peremptory challenge of the sole African-American prospective juror did not establish a prima facie case of group bias under People v. Wheeler. The Court of Appeal affirmed the judgment, holding that while a single strike can theoretically constitute bias, the specific facts presented were insufficient to meet the prima facie threshold without a clear pattern or other significant supporting evidence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of the defendant's motion to strike the jury based on an alleged Wheeler/Batson violation regarding the peremptory challenge of the sole African-American prospective juror.“On the facts of this case, the trial court properly concluded Christopher had failed to establish a prima facie case that the prosecutor utilized his peremptory challenges improperly.” | de novo | correct | agree with court The appellate court applied a de novo review to the legal question of whether the facts constituted a prima facie case of group bias. It correctly interpreted People v. Wheeler and Batson v. Kentucky to require a showing of group bias, rejecting the argument that a single strike automatically creates a prima facie case. The court relied on People v. Harvey to clarify that while a single strike is not automatically sufficient, it is not impossible, and found the specific facts here (lack of a victim of a different race, non-perfunctory questioning) insufficient to meet the threshold. This aligns with the prevailing California law at the time that a prima facie case requires more than just the exclusion of a single member of a cognizable group absent other indicia of bias. |
Authorities
- relied: People v. Wheeler (1978) 22 Cal.3d 258 — Peremptory challenges cannot be used to exclude members of a cognizable group based on group bias alone; established the prima facie showing requirement.
- relied: Batson v. Kentucky (1986) 476 U.S. 79 — Constitutional prohibition against racial discrimination in peremptory challenges; defined the three-step procedure for determining Batson violations.
- relied: People v. Harvey (1984) 163 Cal.App.3d 90 — Clarified that the exclusion of one or two jurors rarely suggests a pattern of impermissible exclusion, but did not establish an automatic numerical test requiring three or more strikes.
- relied: People v. Fuentes (1991) 54 Cal.3d 707 — Confirmed that even a single discriminatory exclusion may violate a defendant's right to a representative jury, but did not mandate an automatic prima facie case for a single strike.
- relied: People v. Turner (1986) 42 Cal.3d 711 — Listed factors to consider in determining a prima facie case of group bias, including the nature of questioning and the racial background of the defendant and victim.
- relied: People v. Johnson (1989) 47 Cal.3d 1194 — Once a prima facie case is established, the burden shifts to the prosecution to demonstrate a neutral explanation for the challenge.
The appellate opinion: sound — The opinion is sound because it correctly distinguishes between the theoretical possibility of bias in a single strike and the practical requirement for a prima facie showing, relying on established California precedent (Wheeler, Harvey, Fuentes) to reject an automatic rule. It provides a clear, workable standard for trial courts by emphasizing the need for 'other significant supporting evidence' when the number of strikes is low, which aligns with the Batson framework's intent to prevent discrimination without eliminating the peremptory challenge system entirely.
The trial court denied defendant's Wheeler motion after the prosecutor peremptorily struck the only African-American prospective juror, reasoning that Wheeler requires a pattern of strikes and only one Black juror had been excused, and the jury convicted defendant of cocaine possession. The Court of Appeal affirmed, clarifying that its earlier Harvey decision does not impose a numerical minimum but holding that, on this record, defendant's showing was insufficient to establish a prima facie case of group bias, and rejecting a federal automatic rule that striking the sole minority panelist alone makes a prima facie case.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of defendant's Wheeler/Batson motion for failure to make a prima facie showing of group bias after the prosecutor used a peremptory challenge on the only African-American prospective juror“On the facts of this case, the trial court properly concluded Christopher had failed to establish a prima facie case that the prosecutor utilized his peremptory challenges improperly.” | unclear | correct | unsure The trial court's stated rationale ('Wheeler applies to a pattern of kicking Black people off'; 'She is the only Black juror excused') reads as a per se numerical rule, which the appellate court itself concedes is wrong under Turner and Fuentes fn. 4 (a single discriminatory exclusion may violate Wheeler). Rather than confront that apparent legal error, the appellate court effectively reweighed the record itself (non-perfunctory questioning, no victim of a different race, shared group membership only) and found the showing insufficient, calling it 'a close one.' Under the then-governing Wheeler/Johnson 'strong likelihood' standard the result is defensible, and rejecting the automatic federal rule is a reasonable reading of Batson, but the opinion never squarely addresses whether the trial court applied the wrong legal test or what standard of review applies to that question, and its discounting of the absence of any apparent race-neutral reason from the juror's answers is debatable given Wheeler's own list of relevant circumstances. |
Trial court's procedure of allowing the prosecutor, after finding no prima facie case, to state his reasons for the strike in camera and ex parte outside defense counsel's presence“First, the prosecutor’s reasons were presented ex parte where defense counsel had no opportunity to offer a response.” | unclear | not reached | agree with court The appellate court criticized the ex parte procedure in a footnote as doing little to protect the prosecutor and noted the trial court made no finding on whether the explanation would have been accepted, but it did not treat the procedure as a basis for reversal and the defendant did not raise it. The court's cautionary guidance is consistent with Fuentes' admonition that trial courts expressly rule on the prima facie question before hearing justifications. No error was found or claimed, so there is nothing to disagree with. |
Authorities
- relied: People v. Wheeler (1978) 22 Cal.3d 258 — Peremptory challenges may not be used to exclude members of a cognizable group on the basis of group bias alone; defendant must first make a prima facie showing, considering factors such as a pattern of strikes, perfunctory questioning, shared group membership with the defendant, and victim of a different group.
- relied: Batson v. Kentucky (1986) 476 U.S. 79 — Equal protection forbids race-based peremptory strikes; defendant must establish a prima facie case, often by a pattern of strikes against members of the group, before the prosecutor must offer a neutral explanation.
- relied: People v. Harvey (1984) 163 Cal.App.3d 90 — Striking two of three African-American jurors, without more, did not establish a prima facie Wheeler case; the appellate court here clarifies Harvey did not set an automatic three-strike numerical threshold but requires some evidence of group bias beyond one or two strikes.
- relied: People v. Turner (1986) 42 Cal.3d 711 — Factors relevant to the prima facie showing; exclusion of fewer than three jurors may support a prima facie case of group bias.
- relied: People v. Johnson (1989) 47 Cal.3d 1194 — Once a prima facie case is established, the burden shifts to the prosecution to demonstrate a neutral explanation for the challenge.
- relied: People v. Fuentes (1991) 54 Cal.3d 707 — Even a single discriminatory exclusion may violate the right to a representative jury; trial courts should expressly rule on whether a prima facie showing has been made before hearing the prosecutor's justifications.
- relied: People v. Moss (1986) 188 Cal.App.3d 268 — Exclusion of fewer than three jurors may constitute a prima facie showing; Harvey is not read as establishing a numerical rule.
- relied: People v. Granillo (1987) 197 Cal.App.3d 110 — A prima facie case of group bias may be shown by the exclusion of fewer than three jurors.
The appellate opinion: sound with gaps — The opinion correctly identifies the governing Wheeler/Batson framework, usefully disclaims any numerical threshold from Harvey, and gives a reasoned basis for rejecting the federal automatic single-juror rule. It skips over the fact that the trial court's stated rationale was itself a per se 'pattern' rule contrary to Turner and Fuentes, never states a standard of review, and substitutes its own weighing of the record for the trial court's without explaining why that is appropriate in a case it concedes is close.
Opinion — Wiener
Opinion
WIENER, J.Defendant Carrea Christopher, Jr., appeals from a judgment of conviction after a jury found him guilty of possessing cocaine. (Health & *669 Saf. Code, § 11350, subd. (a).) His sole appellate argument is the court erred in finding the prosecutor’s peremptory challenge of the only African-American prospective juror did not constitute a prima facie case of group bias. We disagree and affirm.
Factual and Procedural Background
During the course of selecting Christopher’s jury, Sandra White was the only African-American to be seated as a potential juror. In response to voir dire questioning, White stated that she was married and the mother of two young children. She worked for the county tax assessor and her husband worked as a dispatcher for a concrete company. She had a friend who recently became a police officer. White also described one experience with the police department when her car was stolen. The police apprehended a suspect shortly after the theft was reported. She explained that neither her friendship with the police officer nor her experience when her car was stolen would affect her ability to be impartial.
Following a short voir dire, the prosecutor utilized his fourth peremptory challenge to excuse White. Defense counsel objected, citing People v. Wheeler (1978) 22 Cal.3d 258 [148 Cal.Rptr. 890, 583 P.2d 748]. She recounted White’s responses to the voir dire questioning and explained that she saw no basis other than race for the challenge. “If anything,” counsel suggested, “she would have been a pro prosecution juror . . . .” After a short discussion with the prosecutor, the court stated: “It is my understanding of the law [that] Wheeler applies to a pattern of kicking Black people [off the jury]. She is the only Black juror excused, she was excused on peremptory challenge. Your motion under Wheeler is denied.” 1
Discussion
In People v. Wheeler, supra, 22 Cal.3d 258, the California Supreme Court held that peremptory challenges could not be constitutionally utilized by a prosecutor to exclude members of a cognizable group on the basis of group bias alone. (Id. at pp. 276-277.) In Batson v. Kentucky (1986) 476 U.S. *670 79, 96 [90 L.Ed.2d 69, 87-88, 106 S.Ct. 1712], the United States Supreme Court accepted a similar proposition. To implement these holdings, both courts adopted a like procedure. A defendant alleging an unconstitutional exclusion of some group from the jury must first make a prima facie showing of such exclusion. This is most often done by establishing a pattern of strikes eliminating most or all members of the group. (Batson, supra, 476 U.S. at p. 97 [90 L.Ed.2d at p. 88]; Wheeler, supra, 22 Cal.3d at p. 280.) Other factors to be considered include the nature of the questioning by the prosecutor, the racial or ethnic background of the defendant and the victim, and the similarity of the challenged jurors based on characteristics other than group membership. (Batson, supra, 476 U.S. at p. 97 [90 L.Ed.2d at p. 88]; Wheeler, supra, 22 Cal.3d at pp. 280-281; see also People v. Turner (1986) 42 Cal.3d 711, 719 [230 Cal.Rptr. 656, 726 P.2d 102].) Once a prima facie case has been established, the burden shifts to the prosecution to demonstrate a neutral explanation for the challenge. 2 (People v. Johnson (1989) 47 Cal.3d 1194, 1216 [255 Cal.Rptr. 569, 767 P.2d 1047].)
In People v. Harvey (1984) 163 Cal.App.3d 90 [208 Cal.Rptr. 910], this court considered a case in which the prosecutor peremptorily challenged two of three African-American jurors. Reviewing the post -Wheeler case law, we observed no cases in which the exclusion of two or fewer prospective jurors had been held to constitute a prima facie case under Wheeler. Commenting on this fact, we noted “. . . a considerable tension in this area of the law between the desirability of theoretical consistency and the need to develop workable rules which can be understood and applied by lawyers and trial judges. In theory at least, even the exclusion of a single prospective juror *671 may be the product of an improper group bias. As a practical matter, however, the challenge of one or two jurors can rarely suggest a pattern of impermissible exclusion. Assuming that peremptory challenges are not to be replaced with a system requiring that counsel explain the basis for each and every challenge, it would appear that a pattern of exclusion must be evident before Wheeler’s prima facie case requirement can be satisfied.” (Id. at p. 111, italics in original.)
Christopher reads Harvey to hold that a prima facie case under Wheeler/Batson cannot be established unless a minimum of three peremptory challenges have been used to exclude members of the cognizable group. Although the trial court did not mention Harvey, Christopher impliedly contends it relied on this interpretation in denying his Wheeler/Batson motion. He goes on to argue that Harvey as so interpreted is incorrect, citing People v. Turner, supra, 42 Cal.3d at page 719 for the proposition that the exclusion of less than three jurors may constitute a prima facie showing of group bias. (See also People v. Moss (1986) 188 Cal.App.3d 268, 277 [233 Cal.Rptr. 153]; People v. Granillo (1987) 197 Cal.App.3d 110, 122-123 [242 Cal.Rptr. 639].) Recently in People v. Fuentes, supra, 54 Cal.3d 707, the California Supreme Court confirmed this view, explaining in a Wheeler context that even “a single discriminatory exclusion may violate a defendant’s right to a representative jury.” (Id. at p. 716, fn. 4.)
Harvey was decided before the United States Supreme Court in Batson referred to “a ‘pattern’ of strikes against black jurors in a particular venire . . . .” The coincidence of terminology—or perhaps our choice of terminology in Harvey —is unfortunate. As used by the Batson court, “pattern” refers to the number of challenged group members compared with the number of group members remaining on the jury. As we used the term in Harvey, we referred more generally to the concept of exclusions based on group bias. Thus, when we stated that a “pattern” was necessary, we meant simply that a prima facie showing requires some evidence of group bias.
Harvey must be understood in light of our statement of the issue there. After noting that the prosecutor’s questioning of the two excluded jurors was not perfunctory and that it was difficult to ascertain how similar or different they were with respect to characteristics other than race, we commented: “We are thus faced with the question whether a prima facie showing under Wheeler is made out when defendant establishes only that the prosecutor has peremptorily challenged two of three prospective jurors who have the same racial background as the defendant and a different racial background from the victim(s).” (163 Cal.App.3d at p. 110, italics added.) We concluded such a showing was insufficient. The opinion did not say that the exclusion of one *672 or two jurors, coupled with other evidence, could never constitute the requisite demonstration. Indeed, in the later discussion cited by Christopher (ante, pp. 670-671) we stated that “the challenge of one or two jurors can rarely suggest a pattern of impermissible exclusion.” (163 Cal.App.3d at p. Ill, italics added.) Such terminology is inconsistent with the suggestion that Harvey was intended to establish an automatic numerical test. 3
The question remains what type of evidence is necessary to establish a prima facie case of group bias where the number of peremptory challenges exercised by the prosecutor is insufficient to establish a “pattern” of systematic exclusion as Batson used the term. Christopher points out at least two federal circuits have adopted a rule that the exclusion of a single prospective juror of the same race or ethnic background as the defendant automatically constitutes a prima facie case where that juror is the only group member on the panel. (See United States v. Chalan (10th Cir. 1987) 812F.2d 1302,1314; United States v. Roan Eagle (8th Cir. 1989) 867 F.2d 436, 441; United States v. Iron Moccasin (8th Cir. 1989) 878 F.2d 226, 229.) Such a rule certainly has the virtue of simplicity, but at the same time it effectively eliminates the concept of a peremptory challenge when the prosecutor is faced with a particular set of circumstances totally outside his or her control. Indeed, such an automatic rule eliminates any burden of proof the defendant has to demonstrate a basis for suspecting a discriminatory motive. As soon as the solitary group member is struck, the prosecutor must justify the challenge. We conclude such a standard is inconsistent with Batson.
Even if the automatic rule is rejected, however, Christopher argues that other facts were presented to the trial court which together combine to produce a prima facie case. (See p. 669, ante.) While we agree the case is a close one, we conclude Christopher’s showing was insufficient to constitute a prima facie indication of group bias. Although the prosecutor challenged the sole African-American prospective juror, his questioning of that juror, while short, was not perfunctory nor unusually limited when compared with his questioning of other members of the panel. The fact that Christopher is a member of the same group as the excluded juror is relevant (see, e.g., People v. Wheeler, supra, 22 Cal.3d at p. 281), but unlike numerous other cases including our Harvey decision, there is no victim of a different racial or ethnic group to which the other jurors belonged. Finally, while the issue may be more of semantics than substance, we question whether the prima facie case should focus on the fact that, as here, the reasons for the challenge are not clearly obvious from the prospective juror’s answers to the voir dire questions. To focus on those answers is in effect to *673 say that the prima facie case has already been established but that inquiry of the prosecutor is unnecessary because the explanation is self-evident. 4
In short, our decision in Harvey properly interpreted indicates that the prosecutor’s challenge of one or two prospective jurors of the same racial or ethnic background as the defendant will not establish a prima facie case of impermissible group-based bias in the absence of other significant supporting evidence. We reaffirm that conclusion here. On the facts of this case, the trial court properly concluded Christopher had failed to establish a prima facie case that the prosecutor utilized his peremptory challenges improperly.
Disposition
Judgment affirmed.
Kremer, P. J., and Todd, J., concurred.
A petition for a rehearing was denied January 3, 1992, and appellant’s petition for review by the Supreme Court was denied February 27, 1992.
Although believing it unnecessary, the court later allowed the prosecutor to make an in camera statement outside defense counsel’s presence explaining his reasons for challenging Sandra White. After first noting he had previously passed a panel which included two Filipinos and one Colombian, the prosecutor stated: “[H]er expressions were extremely, she was extremely timid. I attempted to make eye contact, she wasn’t making eye contact. When she was speaking, she tended to be looking at defense counsel as opposed to just me. Timid appearance, like she didn’t feel comfortable or able to make a decision. [1] When I asked her about the legalization of drugs, she gave a very puzzled look on her face, sort of agreed that she would agree that it should be illegal. She seemed puzzled, not very firm in that answer. That troubled me.”
From the trial court’s perspective, a multistep process is therefore required. Following the defendant’s objection to the prosecutor’s challenge, defense counsel must be given an opportunity to explain his or her basis for inferring that the challenge(s) are based on a group bias. (See People v. Wheeler, supra, 22 Cal.3d at pp. 280-281.) The prosecutor, in turn, should be offered the chance to argue that no prima facie case has been established. (See, e.g., People v. Fuentes (1991) 54 Cal.3d 707, 716, fn. 5 [286 Cal.Rptr. 792, 818 P.2d 75].) “After argument, the trial court should expressly rule on whether a prima facie showing has been made.” (Ibid., italics in original.) If it has, the prosecutor should offer justifications to support the challenge(s). If not, no explanations need be offered.
The trial court here is to be commended for heeding the California Supreme Court’s repeated admonitions to make a finding on the question of a prima facie case before moving on to consider the prosecutor’s justifications. In a close case such as this, however, where the trial court finds that no prima facie case has been established, we can understand why a prosecutor might wish to place on the record his or her reasons for striking a particular juror in the event an appellate court does not agree with the trial court’s assessment on the prima facie case issue. The procedure utilized in this case, however (see ante, fn. 1), does little to protect the prosecutor. First, the prosecutor’s reasons were presented ex parte where defense counsel had no opportunity to offer a response. Second, the trial court made no comment to indicate whether it would have accepted the explanation if one was required. These factors should be considered by prosecutors in deciding whether they wish to include an explanation on the record after the trial court has ruled that no explanation is required.
Other courts have viewed Harvey similarly. (See People v. Moss, supra, 188 Cal.App.3d at p. 277, fn. 8.)
Christopher’s appellate counsel suggests that possession of cocaine may be perceived by majority jurors as a “Black” crime, giving the prosecutor an incentive for removing an African-American juror. She also represents that White was the only prospective juror asked individually by the prosecutor whether she or a family member had ever been arrested. While these are intriguing and—at least in the latter case—perhaps relevant arguments, the showing we are reviewing is the showing made by trial counsel to the trial court.
Cites, in this corpus
- People v. Fuentes S004785. Crim. 26419 · 1991-10-31
- People v. Johnson S004425. Crim. 22503 · 1989-02-23
- People v. Granillo F006772 · 1987-12-18
- People v. Moss B011805 · 1986-12-23
- People v. Turner Crim. 21618 · 1986-10-23
- People v. Harvey Crim. 15473 · 1984-12-21
- People v. Wheeler Crim. 20233 · 1978-09-25
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