People v. McNeely
The PEOPLE, Plaintiff and Respondent, v. DONALD R. McNEELY, Defendant and Appellant
- Area
- criminal
- Panel
- Kathryn Todd (author)
Analysis
The trial court sentenced the defendant to 20 years in prison, including concurrent enhancements for committing crimes while on bail and a $93,000 restitution order payable from prison earnings. The Court of Appeal affirmed the judgment as modified, striking one concurrent bail enhancement, reducing restitution to $10,000, and deleting the prison earnings provision.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of concurrent two-year enhancements under Penal Code section 12022.1 for committing crimes while on bail.“In People v. Nguyen (1988) 204 Cal.App.3d 181, 195-196 [251 Cal.Rptr. 40], the reviewing court found commission of a crime while on bail goes to the nature of the offender, not the nature of the crime, and therefore only one enhancement may be imposed. We agree.” | de novo | error | agree with court agree with court |
Ordering $93,000 restitution to victims.“When section 13967 is construed in this light, a restitution order on a crime committed in 1989 is limited to $10,000. We modify the judgment to order McNeely to pay $10,000 restitution to the victims.” | de novo | error | agree with court agree with court |
Ordering payment of restitution from prison earnings.“The People concede, as they must, the trial court erred in ordering payment of restitution from prison earnings. (See People v. Nystrom (1992) 7 Cal.App.4th 1177, 1183 [10 Cal.Rptr.2d 94].) The judgment is modified to delete this provision.” | de novo | error | agree with court agree with court |
Application of the section 12022.6 enhancement for taking property worth more than $25,000.“We will not apply the amendment to section 12022.6 retroactively under these circumstances.” | de novo | not reached | agree with court agree with court |
Authorities
- relied: People v. Nguyen (1988) 204 Cal.App.3d 181 — Commission of a crime while on bail goes to the nature of the offender, not the nature of the crime, and therefore only one enhancement may be imposed.
- relied: People v. Zito (1992) 8 Cal.App.4th 736 — A trial court lacks authority to order restitution exceeding the statutory limit of $10,000 for crimes committed in 1989.
- relied: People v. Sutton (1989) 212 Cal.App.3d 1254 — The $10,000 limit on restitution fines applies regardless of the number of victims or counts.
- relied: People v. Smith (1992) 7 Cal.App.4th 1184 — A trial court can separately sentence a defendant on different cases at a single hearing.
- relied: People v. Woodhead (1987) 43 Cal.3d 1002 — When a penal statute is ambiguous, it must be construed in the light most favorable to the defendant.
- relied: People v. Roberts (1994) 24 Cal.App.4th 1462 — Retroactive application of a statutory change to section 12022.6 was ordered in a case where the defendant took property worth $29,500.
- relied: People v. Estrada (1965) 63 Cal.2d 740 — A statutory amendment mitigating punishment should be applied retroactively to cases not yet final if the Legislature believed the lighter punishment was appropriate for the crime.
- relied: People v. Nystrom (1992) 7 Cal.App.4th 1177 — A trial court cannot order payment of restitution from prison earnings.
- relied: People v. Juarez (1993) 21 Cal.App.4th 318 — Imposition of a section 12022.1 on bail enhancement and section 667, subdivision (a) prior serious felony enhancement is not a violation of section 654.
- relied: People v. Melchor (1989) 211 Cal.App.3d 1485 — Section 667 and section 12022.1 have different elements and different purposes.
- relied: People v. McClanahan (1992) 3 Cal.4th 860 — Section 667 and section 12022.1 have different elements and different purposes.
The appellate opinion: sound — The court correctly applied the rule from People v. Nguyen that only one enhancement for committing a crime while on bail may be imposed, as it relates to the offender's status rather than the specific act. It also correctly interpreted the 1989 restitution statute to impose a $10,000 cap per defendant rather than per victim or count, and properly refused to apply the retroactive amendment to section 12022.6 because the change was driven by inflation rather than a legislative finding that the prior punishment was excessive.
How this analysis was made · dispute it
record incompleteThe trial court sentenced McNeely to twenty years for ten residential burglaries and a failure to appear, imposing both a section 667(a) prior serious felony enhancement and two concurrent section 12022.1 on-bail enhancements, and ordered $93,000 victim restitution payable from prison earnings. The Court of Appeal held the 667(a) and 12022.1 enhancements could both be imposed and declined to strike the section 12022.6 enhancement despite the later statutory amendment, but struck the second 12022.1 enhancement, reduced restitution to $10,000, deleted the prison-earnings payment provision, and affirmed as modified.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Imposition of both the section 667, subdivision (a) prior serious felony enhancement and the section 12022.1 on-bail enhancement does not violate section 654.“Imposition of a section 12022.1 on bail enhancement and section 667, subdivision (a) prior serious felony enhancement is not a violation of section 654.” | de novo | correct | agree with court The two enhancements have different elements and purposes (recidivism versus breach of custodial trust while on bail), and the court followed Juarez and Melchor, which squarely so held. The reasoning is brief but consistent with the cited authority. |
Imposition of two concurrent section 12022.1 on-bail enhancements.“We agree. The judgment is modified to strike the concurrent sentence imposed on the second section 12022.1 enhancement.” | de novo | error (law misapplied) | agree with court Following Nguyen, the court treated the on-bail enhancement as going to the nature of the offender rather than the offense, so it may be imposed only once in an aggregate sentence. This is consistent with the Supreme Court's status-enhancement rule in Tassell, which the court did not cite but which supports the result. |
Order of $93,000 victim restitution under former Government Code section 13967, subdivision (c) for 1989 crimes.“When section 13967 is construed in this light, a restitution order on a crime committed in 1989 is limited to $10,000. We modify the judgment to order McNeely to pay $10,000 restitution to the victims.” | de novo | error (statutory interpretation) | agree with court The People conceded the $10,000 statutory cap was exceeded; the only dispute was whether two cases sentenced together permitted $19,000. The court reasonably analogized to the restitution-fine cap cases (Sutton), noted the trial court combined both cases into one aggregate sentence, and applied the rule of lenity from Woodhead to resolve the ambiguity for the defendant. The court candidly acknowledged no case was directly on point. |
Imposition of the section 12022.6, subdivision (a) excessive-taking enhancement (over $25,000), challenged on appeal under the later amendment raising the threshold to $50,000.“As McNeely recognizes, the Legislature amended section 12022.6 because of inflation, not because it found the punishment inappropriate.” | de novo | correct | unsure Estrada's retroactivity presumption rests on the fact that the Legislature lessened punishment for nonfinal cases, not on the Legislature's stated motive, so distinguishing Estrada because the change was inflation-driven is a doubtful reading of that authority and conflicts with the contemporaneous Roberts decision. The result is nonetheless defensible because the record showed a loss exceeding $65,000, well above the new $50,000 threshold, so even retroactive application would leave the one-year enhancement intact; the court also relied on a loss figure drawn from the restitution record rather than the admitted enhancement, which is a further gap. |
Order that restitution be paid from prison earnings.“The People concede, as they must, the trial court erred in ordering payment of restitution from prison earnings.” | de novo | error (law misapplied) | agree with court The People conceded the error under Nystrom, and the court deleted the provision. The disposition is consistent with the cited authority and uncontested. |
Authorities
- relied: People v. Juarez (1993) 21 Cal.App.4th 318 — Section 667(a) and section 12022.1 enhancements have different elements and purposes and may both be imposed without violating section 654.
- relied: People v. Melchor (1989) 211 Cal.App.3d 1485 — Imposing both an on-bail enhancement and a prior serious felony enhancement does not violate section 654.
- relied: People v. McClanahan (1992) 3 Cal.4th 860 — The on-bail enhancement punishes the breach of the special custodial trust created by release on bail.
- relied: People v. Nguyen (1988) 204 Cal.App.3d 181 — Commission of a crime while on bail goes to the nature of the offender, not the crime, so only one section 12022.1 enhancement may be imposed.
- missed: People v. Tassell (1984) 36 Cal.3d 77 — Enhancements that go to the nature of the offender rather than the offense are added only once in an aggregate determinate sentence; the Supreme Court source of the rule the court applied through Nguyen.
- relied: People v. Zito (1992) 8 Cal.App.4th 736 — Victim restitution ordered under former Government Code section 13967(c) was capped at $10,000.
- relied: People v. Sutton (1989) 212 Cal.App.3d 1254 — The $10,000 limit on restitution fines applies regardless of the number of victims or counts.
- relied: People v. Smith (1992) 7 Cal.App.4th 1184 — A trial court may separately sentence a defendant on different cases at a single hearing.
- relied: People v. Woodhead (1987) 43 Cal.3d 1002 — An ambiguous penal statute must be construed in the light most favorable to the defendant.
- relied: People v. Roberts (1994) 24 Cal.App.4th 1462 — Applied the amendment to section 12022.6 raising the loss threshold retroactively under Estrada; distinguished by the court here.
- misapplied: In re Estrada (1965) 63 Cal.2d 740 — An amendment lessening punishment applies retroactively to all cases not yet final absent a savings clause, because the Legislature is presumed to have determined the former penalty too severe; the presumption arises from the amendment's effect, not from the Legislature's stated motive such as inflation.
- relied: People v. Nystrom (1992) 7 Cal.App.4th 1177 — A trial court may not order victim restitution to be paid from prison earnings.
The appellate opinion: sound with gaps — The court correctly resolved the section 654, duplicate on-bail enhancement, restitution cap, and prison-earnings issues with on-point authority and conceded errors, and its lenity-based reading of former Government Code section 13967(c) is a reasonable resolution of an admitted gap in the case law. Its treatment of the section 12022.6 amendment, however, distinguishes Estrada on the basis of legislative motive, a ground Estrada's presumption does not turn on, and it parts ways with Roberts without fully engaging it, though the $65,000 loss shown in the record makes the result defensible.
Opinion — Todd
Opinion
TODD, Acting P. J.Donald R. McNeely appeals the judgment on his conviction of 10 counts of residential burglary and 1 count of failure to appear enhanced by a prior serious felony conviction, taking property worth more than $25,000 and committing crimes while on bail. (Pen. Code, 1 §§ 459/460, 1320.5, 667, subd. (a), 12022.6, subd. (a), 12022.1.)
On September 27, 1989, McNeely entered a guilty plea in No. CR105810 to eight residential burglaries and admitted he took over $25,000 in property. While on bail pending sentencing, he committed two additional residential burglaries. He entered a guilty plea to those crimes and admitted a prior serious felony conviction and committing the crimes while on bail. The court sentenced him to serve twenty years in prison: the two-year lower term for one residential burglary with nine consecutive one-year four-month terms on the remaining residential burglary convictions (one-third the middle term), and eight months for failure to appear (one-third the middle term) enhanced by five years for the prior serious felony conviction, one year for taking over $25,000 worth of property, and concurrent two-year terms for committing a crime while on bail. It stayed the remaining enhancements and two years and eight months of the sentence. (§ 1170.1, subd. (a).) It ordered McNeely to pay from prison earnings $93,000 restitution to victims (Gov. Code, § 13967, subd. (c); § 2085.5.) McNeely contends the trial court erred in imposing sentence on both the prior serious felony conviction enhancement and the committing crimes while on bail enhancement and ordering him to pay $93,000 restitution from prison earnings.
Because McNeely raises only sentencing issues, we need not discuss further the facts underlying the convictions.
Discussion
I
Section 654 provides as follows: “An act or omission which is made punishable in different ways by different provisions of this code may be punished under either of such provisions, but in no case can it be punished under more than one; an acquittal or conviction and sentence under either one bars a prosecution for the same act or omission under any other.”
*743 When a defendant commits a crime while on bail, he violates the special custodial trust. Section 12022.1 provides for a two-year enhancement for committing a crime while on bail. Section 667 specifies additional punishment for a defendant who repeatedly commits serious crimes. Section 667 and section 12022.1 have different elements and different purposes. (People v. Juarez (1993) 21 Cal.App.4th 318, 321-323 [26 Cal.Rptr.2d 697]; People v. Melchor (1989) 211 Cal.App.3d 1485, 1489 [260 Cal.Rptr. 174]; see People v. McClanahan (1992) 3 Cal.4th 860, 871 [12 Cal.Rptr.2d 719, 838 P.2d 241].) Imposition of a section 12022.1 on bail enhancement and section 667, subdivision (a) prior serious felony enhancement is not a violation of section 654. (People v. Juarez, supra, 21 Cal.App.4th at p. 323; People v. Melchor, supra, 211 Cal.App.3d at pp. 1489-1490.)
McNeely argues the trial court erred in imposing two concurrent terms for section 12022.1 enhancements. In People v. Nguyen (1988) 204 Cal.App.3d 181, 195-196 [251 Cal.Rptr. 40], the reviewing court found commission of a crime while on bail goes to the nature of the offender, not the nature of the crime, and therefore only one enhancement may be imposed. We agree. The judgment is modified to strike the concurrent sentence imposed on the second section 12022.1 enhancement.
H
The People concede, as they must, the court erred in ordering McNeely to pay over $10,000 to victims of the 1989 crimes. (See People v. Zito (1992) 8 Cal.App.4th 736, 739-742 [10 Cal.Rptr.2d 491].) The People argue the judgment should be modified to reduce the restitution order to $19,000. McNeely claims it should be reduced to $10,000.
At the same hearing, the trial court sentenced McNeely in Nos. CR105810 and CR110748. It ordered him to pay $93,000 restitution. In 1989, Government Code section 13967, subdivision (c) provided restitution shall be ordered in the amount of the loss not to exceed $10,000. It did not give the court authority to order restitution up to $10,000 for each victim or on each count. Nor did it allow a restitution order exceeding $10,000 where, as here, a defendant is sentenced in one hearing on two or more cases.
We are unable to find any cases directly on point. The closest cases are those involving the $10,000 limit on restitution fines. (Gov. Code, § 13967, subd. (a).) The limit is $10,000 regardless of the number of victims or counts. (E.g., People v. Sutton (1989) 212 Cal.App.3d 1254, 1257-1260 [261 Cal.Rptr. 194].) While a trial court can separately sentence a defendant on different cases at a single hearing (see People v. Smith (1992) 7 Cal.App.4th *744 1184, 1189-1193 [9 Cal.Rptr.2d 491]), here the court combined the charges in both cases in imposing the prison term and ordering restitution. We do not believe this creates separate sentencing proceedings on the two cases. When a penal statute is ambiguous, it must be construed in the light most favorable to the defendant. (People v. Woodhead (1987) 43 Cal.3d 1002, 1011 [239 Cal.Rptr. 656, 741 P.2d 154].) When section 13967 is construed in this light, a restitution order on a crime committed in 1989 is limited to $10,000. We modify the judgment to order McNeely to pay $10,000 restitution to the victims.
III
In a supplemental brief, McNeely contends punishment on the section 12022.6 enhancement should be stricken because the Legislature has recently amended that section to make the enhancement applicable to $50,000 rather than $25,000 in losses. Relying on People v. Roberts (1994) 24 Cal.App.4th 1462 [29 Cal.Rptr.2d 771], McNeely argues for retroactive application of the statutory change. In Roberts, the reviewing court ordered retroactive application of the change, finding the case analogous to People v. Estrada (1965) 63 Cal.2d 740 [48 Cal.Rptr. 172, 408 P.2d 948]. Roberts and Estrada are distinguishable. In Estrada, the Supreme Court held a statutory amendment mitigating punishment should be applied retroactively to cases not yet final. (Id. at p. 748.) The ruling was based on the determination the Legislature believed the lighter punishment was appropriate for the crime. As McNeely recognizes, the Legislature amended section 12022.6 because of inflation, not because it found the punishment inappropriate. In Roberts, the defendant took property worth $29,500. The record here reflects McNeely took property worth in excess of $65,000 from the victim in count 1, upon which part of the restitution order is based. Apparently because in 1989 the section 12022.6 enhancement applied to losses over $25,000, the People charged McNeely with taking over $25,000. Had the current law been in effect, the People would have charged him with taking over $50,000 and the result would be the same. McNeely has never contended the property was worth less than $65,000. We will not apply the amendment to section 12022.6 retroactively under these circumstances.
IV
The People concede, as they must, the trial court erred in ordering payment of restitution from prison earnings. (See People v. Nystrom (1992) 7 Cal.App.4th 1177, 1183 [10 Cal.Rptr.2d 94].) The judgment is modified to delete this provision.
*745 The judgment is affirmed as modified. The trial court shall notify the Department of Corrections of the modifications.
Benke, J., and Huffman, J., concurred.
A petition for a rehearing was denied September 23,1994, and appellant’s petition for review by the Supreme Court was denied December 15, 1994. Mosk, J., was of the opinion that the petition should be granted.
All statutory references are to the Penal Code unless otherwise specified.
Cites, in this corpus
- People v. Roberts B074715 · 1994-05-09
- People v. Juarez E012368 · 1993-12-22
- People v. McClanahan S021913 · 1992-10-29
- People v. Zito Docket Nos. H008846, H009462 · 1992-08-03
- People v. Smith D013971 · 1992-06-30
- People v. Nystrom D013876 · 1992-06-30
- People v. Sutton Docket Nos. F010057, F011686 · 1989-08-07
- People v. Melchor H004721 · 1989-07-10
- People v. Nguyen G004315 · 1988-08-29
- People v. Woodhead Crim. 25631 · 1987-09-08
- In Re Estrada Crim. 8524 · 1965-12-23
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