gno.law

People v. Superior Court (George)

California Court of Appeal · D019982 · 1994-04-21 · Published · 24 Cal. App. 4th 350 · 29 Cal. Rptr. 2d 305 · 94 Cal. Daily Op. Serv. 2796 · 94 Daily Journal DAR 5352 · 1994 Cal. App. LEXIS 342

The PEOPLE, Petitioner, v. THE SUPERIOR COURT OF SAN DIEGO COUNTY, Respondent; JOHNATON SAMPSON GEORGE, Real Party in Interest

Area
criminal
Panel
Don R. Work (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T07:29Z · confidence high

The trial court denied the defendant's motion for self-representation in a capital case, citing security risks and the defendant's alleged motive to gain privileges for escape. The Court of Appeal granted the People's petition for a writ of mandate, holding that the trial court exceeded its jurisdiction by denying self-representation on grounds not permitted under Faretta v. California.

Ruling reviewedStandardThe courtThe model
Denial of defendant's motion for self-representation based on security risk and alleged ulterior motive.
“We conclude the court exceeded its jurisdiction by relying on unauthorized grounds to deny George his right of self-representation.”
unclearerroragree with court
The appellate court held that the trial court acted in excess of jurisdiction because Faretta v. California and People v. Joseph limit the inquiry to the defendant's competence to waive the right to counsel, not their dangerousness or motive. The court found no authority supports denying self-representation based on security risks or perceived threats, making the trial court's reliance on these factors a legal error.

Authorities

  • relied: Faretta v. California (1975) 422 U.S. 806 — A defendant has an implied right of self-representation under the Sixth and Fourteenth Amendments, which must be honored upon a voluntary and intelligent waiver.
  • relied: People v. Joseph (1983) 34 Cal.3d 936 — The only determination a trial court must make when presented with a timely Faretta motion is whether the defendant has the mental capacity to waive the right to counsel with a realization of the probable risks and consequences.
  • relied: People v. Manago (1990) 220 Cal.App.3d 982 — Self-representation may be denied only where a defendant is so undereducated and inarticulate that self-representation would make the trial a mockery.
  • relied: People v. Superior Court (Stanley) (1979) 24 Cal.3d 622 — In cases of ordinary judicial error, the People have no right of review by extraordinary writ where they have not been given a statutory right of appeal.
  • relied: People v. Superior Court (Martin) (1979) 98 Cal.App.3d 515 — A petition by the People will lie to correct extraordinary judicial error where the need to correct the error outweighs the risk of harassment to the accused.
  • relied: People v. Duran (1976) 16 Cal.3d 282 — A showing of manifest need will justify physical restraints on a defendant in the courtroom.
  • relied: People v. Clark (1992) 3 Cal.4th 41 — Physical restrictions on a defendant do not preclude self-representation.

The appellate opinion: sound — The opinion is sound because it correctly applies the strict standard from Faretta and People v. Joseph, which limits the trial court's inquiry to the defendant's competence to waive counsel, thereby invalidating the trial court's reliance on security risks and motive. It also properly addresses the standing issue by distinguishing between ordinary and extraordinary judicial error under People v. Stanley and People v. Martin.

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:32Z · confidence medium

The superior court denied capital defendant George's timely Faretta motion for self-representation, despite finding him competent to waive counsel, on the grounds that he was an extreme security and escape risk and sought pro se status only to gain jail privileges that could aid an escape. On the People's petition for writ of mandate, the Court of Appeal held the trial court acted in excess of jurisdiction by relying on unauthorized grounds, found the People's petition cognizable because the error was extraordinary and reversible per se, and issued a writ directing the superior court to vacate its order, inform George of his custodial circumstances, and give him the opportunity to waive counsel.

Ruling reviewedStandardThe courtThe model
Denial of George's timely Faretta motion for self-representation on the grounds that he is a security and escape risk and has an ulterior motive (gaining jail privileges to aid escape)
“Here, the court improperly created a criterion of “extreme dangerousness” to deny George his absolute right of self-representation. In so doing, the court acted in excess of jurisdiction.”
de novoerror (law misapplied)agree with court
Faretta and People v. Joseph hold that on a timely motion the only inquiry is whether the defendant has the mental capacity to make a voluntary and intelligent waiver of counsel; the trial court found George competent and no one disputed timeliness. Dangerousness, escape risk, or an ulterior motive are not recognized grounds for denying a timely Faretta request, and Clark confirms that restraint and custodial restrictions do not preclude self-representation. The court's conclusion is well supported, though it states more categorically than Faretta itself (which recognizes termination for serious obstructionist courtroom misconduct) that there is 'simply no authority' to consider threats posed by the defendant; that exception was not implicated here because the trial court relied on predicted escape risk rather than in-court misconduct.
Trial court's determination that the need to physically restrain George in the courtroom, and the resulting prejudice, made self-representation incompatible with a fair hearing
“However physical restrictions on a defendant do not preclude self-representation.”
de novoerror (law misapplied)agree with court
Under People v. Duran, physical restraints are permitted on a showing of manifest need, and People v. Clark recognizes that a restrained defendant may still represent himself. The appellate court correctly separated the courtroom-security question (which may be addressed by restraints) from the Sixth Amendment right of self-representation, and sensibly required that George be told of his custodial limitations before waiving counsel so the waiver is knowing.
Threshold determination that the People may obtain writ review of the order denying the defendant's Faretta motion despite lacking a statutory right of appeal
“Because the error here is manifest and reversible per se and the writ proceeding in no way harasses George, we conclude the People’s petition is properly before us.”
de novocorrectagree with court
People v. Superior Court (Stanley) bars People's writ review of ordinary judicial error absent a statutory appeal right, but People v. Superior Court (Martin) permits review of extraordinary error when the need for correction outweighs the risk of harassment. The court's characterization of the error as in excess of jurisdiction and reversible per se fits that exception, and George himself wanted the relief, so harassment was absent. The analysis is brief and the situation (prosecution asserting the defendant's own right to avoid a retrial) is unusual, but the result is defensible under the cited authority.

Authorities

  • relied: Faretta v. California (1975) 422 U.S. 806 — A defendant has a Sixth and Fourteenth Amendment right to self-representation upon a timely motion and a voluntary and intelligent waiver of counsel.
  • relied: People v. Joseph (1983) 34 Cal.3d 936 — On a timely Faretta motion the only determination is whether the defendant has the mental capacity to waive counsel with a realization of the probable risks and consequences; the court must permit self-representation upon a voluntary and intelligent election.
  • relied: People v. Manago (1990) 220 Cal.App.3d 982 — Self-representation may be denied only where the defendant is so undereducated and inarticulate that it would make the trial a mockery.
  • relied: People v. Superior Court (Stanley) (1979) 24 Cal.3d 622 — The People have no right to extraordinary writ review of ordinary judicial error where they lack a statutory right of appeal.
  • relied: People v. Superior Court (Martin) (1979) 98 Cal.App.3d 515 — A People's writ petition will lie to correct extraordinary judicial error where the need for correction outweighs the risk of harassment to the accused.
  • relied: People v. Duran (1976) 16 Cal.3d 282 — Physical restraints on a defendant in the courtroom are justified upon a showing of manifest need.
  • relied: People v. Clark (1992) 3 Cal.4th 41 — Physical restrictions on a defendant do not preclude self-representation.

The appellate opinion: sound with gaps — The opinion correctly applies Faretta and Joseph to hold that competence and timeliness are the only prerequisites for self-representation and that security concerns must be managed through restraints under Duran and Clark rather than by denying the right. It skips any discussion of Faretta's own recognition that self-representation may be terminated for serious obstructionist misconduct, and its treatment of the People's standing to assert the defendant's right is brief and conclusory, though the result is defensible.

How this analysis was made · dispute it

unusual disposition record incomplete

Opinion — Work

*352 Opinion

WORK, Acting P. J.

The People petition for a writ of mandate after the court denied Johnaton Sampson George’s (George) motion to represent himself in this capital case. The People contend the court based its denial on the impermissible grounds George is a security risk and seeks self-representation only to acquire privileges in jail. Under Faretta v. California (1975) 422 U.S. 806 [45 L.Ed.2d 562, 95 S.Ct. 2525], a defendant must be allowed to proceed pro se upon a timely motion and a voluntary and intelligent waiver of his or her right to counsel. We conclude the court exceeded its jurisdiction by relying on unauthorized grounds to deny George his right of self-representation. Accordingly we grant the petition and vacate the stay issued on December 3, 1993.

Factual and Procedural Background

George is charged with nine felonies, including murder committed while perfecting an escape from lawful custody and battery upon a peace officer. 1 The People seek the punishment of death.

On August 9,1993, George filed a motion in propria persona to relieve his two appointed attorneys, Elizabeth A. Barranco (Barranco) and Robert F. Bourne (Bourne), and to represent himself. At that time, trial was set for February 18, 1994.

*353 Barranco filed separate points and authorities in support of George’s motion and asked to be relieved as counsel of record. However Barranco expressed concern for George’s mental capacity, based on confidential information she obtained from a neuropsychologist. The court ordered George to undergo a psychiatric examination to determine his mental capacity to waive the right to assistance of counsel.

At the hearing on October 1, the People presented testimony of the jail watch commander to show George would be classified as a high-risk inmate. 2 Under that classification, George would have limited access to telephones, the law library and other materials to prepare his defense.

The court granted Barranco’s motion to be relieved but denied George’s motion for self-representation on the basis he is a security and escape risk. The court relied on the psychiatrist’s opinion George possesses the necessary mental skills to make an effective waiver of his right to counsel, but was motivated to represent himself in order to gain privileges which could aid him to escape. 3 The court found George competent but did not take his waiver. Calling him an “extreme risk,” the court explained George could not have access to persons in the courtroom unhindered by restraint and “to restrain him in an appropriate way would be a clear violation of his constitutional right to have a fair and impartial . . . hearing.”

George did not petition. The People sought extraordinary relief on November 12, arguing the denial of self-representation was reversible error per se and would engender two trials. We stayed proceedings and asked George to respond. Attorney Bourne responded, indicating he was “authorized to oppose the petition” but George was not familiar with the petition and “time constraints” would not permit George to verify the response. Bourne argued the People lack standing to seek review, regardless of any error.

We issued an order to show cause on December 3, provided George with copies of the petition, exhibits and opposition, and directed George to either verify Bourne’s opposition or file his own response to the petition. George responded he could not join in Bourne’s opposition because he wants to represent himself. He expressed concerns the People were interfering with his ability to prepare a defense.

We directed Bourne to inform this court whether he wished to withdraw his opposition or join in George’s opposition. Bourne indicated he could do *354 neither. We then appointed Attorney Roberta K. Thyfault (Thyfault) to represent George in this original proceeding and calendared argument.

In a supplemental response verified by George, Thyfault reiterated the People lack standing to seek review. Thyfault also urged the superior court should be directed to conduct both a Marsden 4 hearing and a hearing to determine what restrictions will be placed on George’s self-representation privileges before taking his waiver.

Discussion

In Faretta v. California, supra, 422 U.S. 806, the United States Supreme Court held a defendant has an implied right of self-representation under the Sixth and Fourteenth Amendments. The only determination a trial court must make when presented with a timely Faretta motion is whether the defendant has the mental capacity to waive his constitutional right to counsel' with a realization of the probable risks and consequences of his action. (People v. Joseph (1983) 34 Cal.3d 936, 943 [196 Cal.Rptr. 339, 671 P.2d 843].)

The “court must permit a defendant to represent himself upon ascertaining that he has voluntarily and intelligently elected to do so . . . .” (People v. Joseph, supra, 34 Cal.3d at p. 943.) Only where a defendant is so undereducated and inarticulate that self-representation would make the trial a mockery, will self-representation be denied. (People v. Manago (1990) 220 Cal.App.3d 982, 988 [269 Cal.Rptr. 819].)

Here, the court improperly created a criterion of “extreme dangerousness” to deny George his absolute right of self-representation. In so doing, the court acted in excess of jurisdiction. There is simply no authority to deny a defendant the right of self-representation because the defendant poses a real or perceived threat or harbors an ulterior motive.

In the case of “ordinary judicial error,” the People have no right of review by extraordinary writ where they have not been given a statutory right of appeal. (People v. Superior Court (Stanley) (1979) 24 Cal.3d 622, 626-627 [156 Cal.Rptr. 626, 596 P.2d 691].) However where the need to correct “extraordinary judicial error” outweighs the risk of harassment to the accused, a petition by the People will lie. (People v. Superior Court (Martin) (1979) 98 Cal.App.3d 515, 518-520 [159 Cal.Rptr. 625].) Because the error here is manifest and reversible per se and the writ proceeding in no way harasses George, we conclude the People’s petition is properly before us.

*355 We are mindful of the court’s concerns for the safety of persons in the courtroom and the prejudice in the minds of the jurors on viewing a defendant in physical restraints. The potential for violence in the courtroom is not uncommon and a showing of manifest need will justify physical restraints. (People v. Duran (1976) 16 Cal.3d 282, 291 [127 Cal.Rptr. 618, 545 P.2d 1322, 90 A.L.R.3d 1].) However physical restrictions on a defendant do not preclude self-representation. (See People v. Clark (1992) 3 Cal.4th 41, 146-147 [10 Cal.Rptr.2d 554, 833 P.2d 561].) The custodial circumstances George will face in both preparing for and presenting his defense pro se must be made known to him prior to his waiver. 5

Disposition

Let a writ of mandate issue directing the superior court to vacate its order denying George’s motion for self-representation and to conduct a hearing to inform George of his custodial circumstances and to provide an opportunity to waive his right of self-representation. Pursuant to California Rules of Court, rule 24(d), this opinion is made final as to this court in five days. The stay issued on December 3, 1993, will vacate upon issuance of the remittitur.

Huffman, J., and Froehlich, J., concurred.

The petition of real party in interest for review by the Supreme Court was denied June 16, 1994. Mosk, J„ was of the opinion that the petition should be granted.

1

All statutory references are to the Penal Code.

The information filed on January 21, 1993, charged George with:

Count 1: Murder with personal use of a firearm (§§ 187, subd. (a), 12022.5, subd. (a)), with a special circumstance allegation the murder was committed in attempting to perfect an escape from lawful custody (§ 190.2, subd. (a)(5)), and four special circumstance allegations the murder was committed while in flight after attempting a robbery (§§ 211, 190.2, subd. (a)(17)(i)).

Count 2: Robbery with personal use of a firearm (§§ 211, 12022.5, subd. (a)).

Count 3: Attempted first degree robbery of an operator of a motor vehicle used for transportation of persons for hire, with personal use of a firearm (§§ 664, 211, 212.5, subd. (a), 12022.5, subd. (a)).

Count 4: Robbery with the intent to inflict great bodily injury (§§ 211, 12022.7).

Count 5: Battery upon a peace officer (§ 243, subd. (c)).

Count 6: Attempted robbery with the intent to inflict great bodily injury (§§ 664, 211, 12022.7).

Count 7: Attempted murder with premeditation and personal use of a firearm (§§ 664, 187, subd. (a), 189, 12022.5, subd. (a)).

Count 8: Escape by force and violence from lawful custody with felony charges pending (§ 4532, subd. (b)).

Count 9: Robbery (§ 211).

The information also alleges George has been convicted of two prior serious felonies (§ 667, subd. (a)), one violent prison prior (§ 667.5, subd. (a)), and two prison priors (§ 667.5, subd. (b)).

2

George was in the process of being transferred from federal to state custody at the time of the hearing.

3

The parties did not include the report in this record and do not dispute George’s competency to waive his right to counsel or the timeliness of his request.

4

People v. Marsden (1970) 2 Cal.3d 118 [84 Cal.Rptr. 156, 465 P.2d 44].

5

We do not address the request for a Marsden hearing, which is properly directed in the trial court.

Cites, in this corpus

Cited by