In Re Michael G.
In Re Michael G., Persons Coming Under the Juvenile Court Law. San Diego County Department of Social Services, and v. Gina L., And
- Proceeding
- appeal
- Trial court
- Superior Court of San Diego County
- Trial judge
- Michael J. Imhoff (referee)
- Outcome
- reversed — The judgment is reversed and the matter remanded to the trial court for further proceedings consistent with the views expressed herein.
- Area
- dependency
- Panel
- Patricia D. Benke (author)
Analysis
The trial court terminated the parents' rights and selected adoption, finding by clear and convincing evidence that active efforts under the ICWA had been made and proved unsuccessful. The Court of Appeal reversed, holding that while the clear and convincing standard was correct, the finding of active efforts was unsupported by substantial evidence due to a lapse in services during the transfer of jurisdiction.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Application of 'clear and convincing' standard of proof for ICWA § 1912(d) 'active efforts' finding“We hold, apparently as a matter of first impression, that in California "clear and convincing" proof is the applicable standard, as opposed to proof beyond a reasonable doubt as Gina and Clyde urge.” | de novo | correct | agree with court The court correctly applied the expressio unius canon, noting that § 1912(f) explicitly requires 'beyond a reasonable doubt' while § 1912(d) is silent, implying Congress did not intend the higher standard for active efforts. This aligns with the legislative history and the parallel California standard under Welf. & Inst. Code § 366.21, subd. (g)(1). |
Finding that 'active efforts' were made to prevent the breakup of the Indian family“In light of the entire record, we conclude the court's "active efforts" finding is not supported by substantial evidence, and in order to protect the parents' due process rights, the matter must be remanded for provision of services to them for the remainder of the 12-month statutory period.” | substantial evidence | error (evidentiary) | agree with court The court found that after the transfer of jurisdiction to the Navajo Nation, the Department lost contact with the parents and provided essentially no services, and the Nation did not provide remedial services. This gap in services during the statutory reunification period meant the trial court's finding that active efforts were made was not supported by substantial evidence. |
Authorities
- relied: Mississippi Choctaw Indian Band v. Holyfield (1989) 490 U.S. 30 — Explains the dual jurisdictional scheme and substantive requirements of the ICWA, including the preference for Indian placements.
- relied: In re Matthew C. (1993) 6 Cal.4th 386 — States that a chief objective of California's dependency law is the preservation of the family whenever possible.
- relied: In re Daniel G. (1994) 25 Cal.App.4th 1205 — Supports the requirement that termination of parental rights occurs only after multiple findings of unfitness and ongoing reunification efforts.
- relied: In re Crystal K. (1990) 226 Cal.App.3d 655 — Establishes that 'active' remedial efforts must be directed at remedying the basis for parental termination proceedings.
- relied: In re Luke L. (1996) 44 Cal.App.4th 670 — Emphasizes the importance of reunification and that plans must be appropriate to the parent's circumstances.
- relied: In re Dino E. (1992) 6 Cal.App.4th 1768 — States that a mechanical approach to reunification plans is not intended and efforts must be made despite difficulties.
- relied: In re Krystle D. (1994) 30 Cal.App.4th 1778 — Defines the substantial evidence test for reviewing trial court findings in dependency cases.
- relied: Carolyn R. v. Superior Court (1995) 41 Cal.App.4th 159 — Supports the remand for provision of services to protect parents' due process rights when services are inadequate.
- relied: In re Larissa G. (1996) 43 Cal.App.4th 505 — Prior appeal in the same case that reversed the transfer of jurisdiction and suspended visitation, leading to the remand for a hearing on visitation.
The appellate opinion: sound — The opinion is sound because it correctly distinguishes the statutory standards in ICWA § 1912(d) and (f) using standard canons of construction and accurately applies the substantial evidence test to the factual record of service lapses. It effectively balances federal ICWA requirements with California dependency law principles regarding reunification services.
How this analysis was made · dispute it
unusual dispositionThe juvenile court terminated Gina L.'s and Clyde G.'s parental rights to their Navajo twins under Welfare and Institutions Code section 366.26, finding by clear and convincing evidence under 25 U.S.C. § 1912(d) that active efforts had been made to prevent the breakup of the Indian family. The Court of Appeal held that clear and convincing proof (not proof beyond a reasonable doubt) is the correct standard for the § 1912(d) finding, but reversed because substantial evidence did not support the active-efforts finding, since the parents received virtually no services after the July 1995 six-month review, and remanded for provision of services for the remainder of the 12-month period and reconsideration of Gina's visitation.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Application of the clear and convincing evidence standard of proof, rather than proof beyond a reasonable doubt, to the 'active efforts' finding under 25 U.S.C. § 1912(d)“We conclude the clear and convincing standard is also consistent with the ICWA's goals, and thus the court here properly applied it to its section 1912(d) analysis.” | de novo | correct | agree with court The court reads § 1912(d) against subdivisions (e) and (f), which expressly specify standards of proof, and applies the settled canon that a term used in one provision and omitted from a related one should not be implied; it also relies on legislative history and persuasive sister-state authority (K.N. v. State, Annette P., Baby Boy Doe) while explaining why M.S.S. is unpersuasive. The conclusion that the state standard (clear and convincing under Welf. & Inst. Code § 366.21(g)(1)) governs is well reasoned and consistent with the statutory text. |
Finding by clear and convincing evidence that active efforts had been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family (§ 1912(d))“In light of the entire record, we conclude the court's "active efforts" finding is not supported by substantial evidence, and in order to protect the parents' due process rights, the matter must be remanded for provision of services to them for the remainder of the 12-month statutory period.” | substantial evidence | error (fact finding unsupported) | agree with court The record as recited shows the Department lost all contact with the parents after the erroneous September 1995 transfer order, the Navajo Nation provided no reunification services, the parents lacked counsel during the hiatus, and after locating the parents in jail in June 1996 the social worker made no effort to identify services available at the detention center despite Welf. & Inst. Code § 361.5(e). The July 1996 report largely repeated the 1995 reports. On this record no rational factfinder could find active efforts for the statutory period, and Dino E. supports the holding that services are not excused by poor prospects of success. The court's treatment of the parents' failure to seek writ review under § 366.26(l) is thin, but the § 1912(d) finding was made at the .26 hearing itself and so was properly before the court on appeal from the judgment. |
Failure to hold a hearing on Gina's visitation after the remand in In re Larissa G.“Further, we instruct the court on remand to reconsider Gina's visitation issue, which it failed to do after our remand in In re Larissa G., supra, 43 Cal.App.4th 505. While Gina waived appellate review here by failing to object, it is appropriate to rectify the situation since the case is returning to juvenile court for other reasons.” | unclear | error (procedure) | agree with court The appellate court acknowledged Gina forfeited the issue by failing to raise it at the September 1996 hearing, but because the case was being remanded on other grounds it directed the juvenile court to address the visitation question it had been ordered to decide in the prior appeal. Directing compliance with a prior remittitur on remand is within the appellate court's authority and causes no prejudice. |
Finding beyond a reasonable doubt under § 1912(f) that continued parental custody would likely result in serious emotional or physical damage to the children“Our holding makes it unnecessary to consider the parents' additional insufficiency of evidence argument regarding the court's finding under subdivision (f) of section 1912.” | unclear | not reached | agree with court Because reversal on the § 1912(d) ground disposed of the appeal, the court properly declined to reach the sufficiency challenge to the § 1912(f) finding. |
Authorities
- relied: Mississippi Choctaw Indian Band v. Holyfield (1989) 490 U.S. 30 — Describes the purposes and structure of the ICWA, including its substantive and procedural standards for state court Indian child custody proceedings.
- relied: K.N. v. State (1993) 856 P.2d 468 — Alaska Supreme Court held the state preponderance standard applies to the § 1912(d) active efforts finding; source of legislative history relied on by the court.
- relied: In re Annette P. (1991) 589 A.2d 924 — Maine Supreme Court applied a clear and convincing standard to § 1912(d), reasoning federal guidelines should change state law to the least extent possible.
- relied: Matter of Baby Boy Doe (1995) 902 P.2d 477 — The ordinary meaning of 'satisfy' in § 1912(d) does not connote proof beyond a reasonable doubt; required services depend on the facts of each case.
- relied: Matter of Welfare of M.S.S. (1991) 465 N.W.2d 412 — Minnesota decision applying beyond a reasonable doubt standard to § 1912(d); discussed and rejected as unpersuasive.
- relied: City of Port Hueneme v. City of Oxnard (1959) 52 Cal.2d 385 — Omission of a provision from a similar statute on a related subject shows a different legislative intent.
- relied: Committee of Seven Thousand v. Superior Court (1988) 45 Cal.3d 491 — Statutory construction begins with the words of the statute given their usual and ordinary meaning to determine legislative intent.
- relied: Suman v. BMW of North America, Inc. (1994) 23 Cal.App.4th 1 — When the Legislature employs a term in one place and excludes it in another, it should not be implied where excluded.
- relied: In re Angelia P. (1981) 28 Cal.3d 908 — Defines the preponderance, clear and convincing, and reasonable doubt standards; dependency scheme aims to give parents fullest opportunity consistent with child's best interests.
- relied: In re Matthew C. (1993) 6 Cal.4th 386 — Preservation of the family whenever possible is a chief objective of California dependency law.
- relied: In re Daniel G. (1994) 25 Cal.App.4th 1205 — Termination of parental rights follows only after multiple findings of unfitness and ongoing reunification efforts; remedy for inadequate services is remand for further services.
- relied: In re Crystal K. (1990) 226 Cal.App.3d 655 — Active efforts under § 1912(d) must be directed at remedying the basis for the termination proceedings and depend on the facts of each case.
- relied: In re Luke L. (1996) 44 Cal.App.4th 670 — Reunification is of paramount importance; each plan must be appropriate to the parent's circumstances, specific and internally consistent.
- relied: In re Dino E. (1992) 6 Cal.App.4th 1768 — A mechanical approach to reunification is improper; suitable services must be provided despite difficulty or dim prospects of success.
- relied: In re Krystle D. (1994) 30 Cal.App.4th 1778 — ICWA findings are reviewed for substantial evidence, viewing the record in the light most favorable to the judgment.
- relied: Carolyn R. v. Superior Court (1995) 41 Cal.App.4th 159 — Where reasonable services were not provided, the matter is remanded for provision of services for the remainder of the statutory period.
- relied: In re Larissa G. (1996) 43 Cal.App.4th 505 — Prior appeal in this case reversing the transfer of jurisdiction to the Navajo Nation and remanding for a hearing on Gina's visitation.
- relied: In re Christina L. (1992) 3 Cal.App.4th 404 — Parents ordinarily have the assistance of counsel to seek guidance from the juvenile court in formulating a better reunification plan.
- relied: Joyce G. v. Superior Court (1995) 38 Cal.App.4th 1501 — Section 366.26(l) writ review exists to ensure issues subsumed in the setting order are resolved before the selection and implementation hearing.
The appellate opinion: sound with gaps — The standard-of-proof holding is carefully reasoned from the text of § 1912, the canon against implying omitted terms, legislative history, and a balanced survey of sister-state authority, and the sufficiency analysis is firmly grounded in a record showing essentially no services after July 1995. The opinion is lighter on why the parents' failure to seek writ review under § 366.26(l) of the September 1996 reasonable-services finding did not bar review of the overlapping active-efforts question, addressing it only obliquely in a footnote, though the result is defensible because the § 1912(d) finding was made at the .26 hearing itself.
Opinion — Benke
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 702 [EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 703 OPINION
Appellants Gina L. and Clyde G. appeal from a juvenile court judgment terminating their parental rights and choosing adoption as the *Page 704 appropriate permanent plan for their children, Michael G. and Larissa G. (Welf. Inst. Code, § 366.26) Under the Indian Child Welfare Act (ICWA) (25 U.S.C. § 1901 et seq.),1 parental rights shall not be terminated unless the court is satisfied "that active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that these efforts have proved unsuccessful." (§ 1912(d).) We hold, apparently as a matter of first impression, that in California "clear and convincing" proof is the applicable standard, as opposed to proof beyond a reasonable doubt as Gina and Clyde urge. They persuasively argue, however, that the court's finding San Diego County Department of Social Services (Department) provided active remedial services for the 12-month statutory period is unsupported by sufficient evidence, and thus we reverse the judgment.
Twins Larissa and Michael were born prematurely on August 23, 1994, to Gina and Clyde, a registered Navajo Indian. The children, both of whom had medical problems, were detained and placed in foster care upon their release from the hospital. Dependency petitions were filed on September 6, alleging abuse and neglect of the twins' half brother, Gina's son Rick L. Amended petitions filed on September 30 added allegations that Gina and Clyde engaged in violent confrontations, Clyde drank to excess, and Gina abused her daughter Megan L. and her husband's grandson Richard J.2
Department's September 1994 report noted Clyde had a history of arrests for public drunkenness and disorderly conduct, and he and Gina had a history of domestic violence. Further, the social worker believed Gina's "past violence and continued volatility and immaturity . . . continue to place all her children at risk for abuse and neglect." On September 24, 1994, Department devised reunification plans for the parents requiring Gina to attend therapy and both parents to attend parent education and domestic violence programs. Clyde was also required to undergo a rehabilitation program and submit to chemical testing. The parents were allowed supervised visitation. *Page 705
In October 1994 Gina and Clyde submitted on the count alleged in the original petition, and the court dismissed the remaining counts with an agreement it could consider them in rendering a dispositional order. The court declared Michael and Larissa dependents in December 1994 and placed them in confidential foster care. In January 1995 Department devised new reunification plans, deleting the domestic violence and drug treatment and testing components3 and requiring Gina and Clyde to participate in individual and couples therapy and parenting classes. If they showed no improvement in plan compliance in three months, they were to begin chemical testing. The parents were provided with a list of community resource referrals.
According to June and July 1995 reports prepared for the six-month review hearing, Gina had been "very sporadic regarding compliance with her reunification plan." She threatened the social worker and her therapist. Gina attended therapy irregularly, and her therapist reported she had "deteriorated substantially" in the past months and behaved eratically. The therapist agreed with the family's "treatment team" that it "`is in the best interest of all of Gina's children that they be placed in permanent foster care.'"
Gina infrequently visited the twins. When she did visit, her interaction with the children varied from failing to remove them from their strollers or car seats to holding them and changing their diapers. Gina's relationship with Clyde was volatile and included fights for which the police were summoned. In December 1994 Gina spent a week in jail for hitting Clyde with a hammer. Gina and Clyde screamed at each other at a May 1995 visit with the children. Gina had not benefited from an anger management class, and the psychologist who conducted it, Dr. Phillip F. Wroblewski, characterized her as "a very disturbed (and disturbing) woman who presented issues that are more appropriate for individual therapy with a therapist who specializes in treating the borderline personality disorder." Gina began a parenting class in April 1995, but her progress was unknown.
Clyde's progress in his reunification plan was "extremely inconsistent." According to the social worker, "in many respects, the father's behavior is alarming." Clyde appeared for counseling with alcohol on his breath and once tried to remove Michael from his stroller without unbuckling the strap. He had not attended therapy, visited the children only sporadically and was terminated from an anger management class for excessive absences. When he did attend, his behavior was grossly inappropriate. For instance, Clyde flirted with women and once took off his shirt, baring his chest. Wroblewski *Page 706 characterized Clyde as "a low intensity sociopath who just drifts through life." Clyde was arrested in May 1995 for possession of a controlled substance, being under the influence, receiving stolen property, petty theft and resisting arrest. The social worker recommended that visitation be suspended for both parents pending better compliance with their service plans.
At the time of the July 19, 1995, six-month review hearing, Clyde was incarcerated in San Diego on robbery and other charges. He produced evidence he had attended two 12-step meetings and two parenting classes in custody. The court ordered that Gina's visitation would begin when she demonstrated progress with her reunification plan, particularly the therapy component. Clyde's visitation would begin when he was released from jail and demonstrated progress in his reunification plan. It set a 12-month review hearing for January 1996 and ordered the parents to comply with modified reunification plans requiring treatment for substance abuse and chemical testing.
On September 6, 1995, the court heard the Navajo Nation's request for a transfer of jurisdiction and Department's request for a change of placement to the home of the paternal aunt and uncle on the Navajo reservation in Arizona. Gina opposed the motions. The court concluded Gina lacked veto power over the transfer decision, transferred jurisdiction and ordered the children placed with the aunt and uncle.4
Gina appealed, and on March 7, 1996, we reversed the court's order insofar as it transferred jurisdiction and suspended Gina's visitation. As to the latter issue, we concluded that while the record established Gina's "serious personal deficiencies," it contained insufficient evidence of "the impact of these characteristics on the minors."5 We remanded for a hearing on the issue and ordered that the children remain in Arizona pending its outcome. (In re Larissa G. (1996) 43 Cal.App.4th 505, 515 [51 Cal.Rptr.2d 16].)
At a special hearing on June 6, 1996, the court was advised that Gina and Clyde were incarcerated in San Bernardino County. It vacated the previous transfer order, resumed dependency jurisdiction, reappointed counsel for the parents and set a 12-month review hearing, which at that point was beyond the 18-month date. The court noted "the issue of visitation is also to be *Page 707 addressed at the next hearing." At a special hearing on June 14, 1996, the court deferred Gina's request to return the twins to California to the next hearing.
Department's July 1996 report for the 12-month review hearing noted Gina and Clyde were arrested in Barstow on March 20, 1996, and were incarcerated at the West Valley Detention Center in Rancho Cucamonga. Gina was charged with armed robbery, among other things; it is unclear whether Clyde was charged with the same offenses or arrested on a parole violation or outstanding warrants. They continued to maintain a relationship and were expecting another child in October 1996. Gina claimed to have completed a parenting class in the detention center, but it was unverified. Gina's therapist reported she "had been consistent with therapy up until her arrest in [March 1996], was paying out of her own pocket, was making good strides, and had the potential to do good work, although she does not always have the best [judgment]."
Department had no record of Clyde completing a parenting course or attending therapy consistently, and on two occasions he arrived with alcohol on his breath. Clyde did not appear for chemical testing, and there were a number of outstanding warrants for his arrest.
Gina and Clyde appeared in custody at a 12-month review hearing on September 11, 1996. The court found by clear and convincing evidence that reasonable reunification services had been provided and return of the twins to the parents would be detrimental to them. Accordingly, it terminated services and set a hearing under Welfare and Institutions Code section 366.26 Gina did not raise the visitation issue at the hearing, and neither she nor Clyde raised the issue of inadequate reunification services by petitioning for extraordinary writ relief under Welfare and Institutions Code section 366.26, subdivision (l), and California Rules of Court, rule 39.1B.
According to Department's December 1996 assessment report, Clyde returned to the Navajo Nation in October 1996. Two visits with Michael and Larissa did not go well. "[T]he children refused to go to [Clyde] at all and . . . Michael `seemed catatonic' and did not make eye contact with him, while [Larissa] cried continuously. Apparently, during the second visit, Michael eventually allowed himself to be held on [Clyde's] knee, though he was not interactive with [Clyde]. [Larissa] remained distraught in the presence of [Clyde] and ran to her foster mother for comfort. . . . Furthermore, the children displayed anxious behavior after the visits."
A three-day contested selection and implementation hearing began on February 21, 1997. Gina appeared in custody and Clyde appeared by telephone from Arizona. He testified that after his release from jail in late *Page 708 September 1996, he entered a seven-month alcohol recovery program. He quit after just 20 days, though, because he wanted to visit the twins in Arizona. Clyde initially said he had no current problem with drugs or alcohol, but then admitted he used alcohol after returning to the Nation. He had visited the children only a few times because the foster mother canceled appointments. Clyde had verification he completed a parenting program during incarceration, but he did not provide Department with it.
Jennifer Koch, Department's social worker, testified that return of the twins to the parents would cause them serious physical or emotional harm. Lucinda Morris, a social worker with the ICWA program of the Navajo Nation Division of Social Services, testified that Clyde had visited the children on the reservation six times. Larissa rejected him, but Michael allowed himself to be held. After the visits, the children cried and refused to go to sleep in their own beds. Morris believed return of the children to the parents would be "extremely traumatizing." She understood Clyde had outstanding criminal matters in California and thought he was "unable to make a responsible decision regarding the welfare of the children." The twins were very close to their foster parents, who had been approved for adoption.
By the close of the hearing on May 20, 1997, Clyde was reportedly incarcerated for a parole violation. The court found by clear and convincing evidence that "[a]ctive efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and these efforts have proved unsuccessful," and that Michael and Larissa were adoptable and would not benefit from further contact with their parents. It also found beyond a reasonable doubt that the parents' custody of the children would likely result in serious physical or emotional harm. The court terminated Gina's and Clyde's parental rights and found adoption was in the twins' best interests.
On appeal, Gina and Clyde contend the finding required under section 1912(d), must be supported by proof beyond a reasonable doubt, and thus the court erred in applying a clear and convincing proof standard. They also claim insufficient evidence supports the court's findings that active efforts were made to prevent the breakup of the Indian family for the statutory 12-month period.
The United States Supreme Court explained in MississippiChoctaw Indian Band v. Holyfield (1989) 490 U.S. 30, 36-37 [109 S.Ct. 1597, 1601-1602, 104 L.Ed.2d 29]: "At the heart of the ICWA are its provisions concerning jurisdiction over Indian child custody proceedings. Section 1911 lays out a dual jurisdictional scheme. . . . [¶] Various other provisions of ICWA Title I set procedural and substantive standards for those child custody proceedings that do take place in state court. . . . The most important substantive requirement imposed on state courts is that of § 1915(a), which, absent `good cause' to the contrary, mandates that adoptive placements be made preferentially with (1) members of the child's extended family, (2) other members of the same tribe, or (3) other Indian families. [¶] The ICWA thus, in the words of the House Report accompanying it, `seeks to protect the rights of the Indian child as an Indian and the rights of the Indian community and tribe in retaining its children in its society.' [Citation.] It does so by establishing `a Federal policy that, where possible, an Indian child should remain in the Indian community,' [citation] and by making sure that Indian child welfare determinations are not based on `a white, middle-class standard which, in many cases, forecloses placement with [an] Indian family.' [Citation.]" (Fns. omitted.)
The insertion of a specific standard of proof in subdivision (f), but not in subdivision (d), of section 1912 evidences the intent that no specific federal standard applies to a determination made under the latter provision. (3b) "`Where a statute, with reference to one subject contains a given provision, the omission of such provision from a similar statute concerning a related subject is significant to show that a different intention existed.'" (City of Port Hueneme v. Cityof Oxnard (1959) 52 Cal.2d 385, 395 [341 P.2d 318].) "`It is a well recognized principle of statutory construction that when the Legislature has carefully employed a term in one place and has excluded it in another, it should not be implied where excluded. [Citations.]' [Citation.]" (Suman v. BMW of North America,Inc. (1994) 23 Cal.App.4th 1, 10-11 [28 Cal.Rptr.2d 133].)(1c) If Congress meant for the "active efforts" determination to be supported by evidence beyond a reasonable doubt, it could easily have said so.7
The legislative history, of which we take judicial notice fromK.N. v. State (Alaska 1993) 856 P.2d 468, 476, further belies the argument Congress *Page 711 intended proof of active efforts beyond a reasonable doubt. "`[Section 1912(d)] provides that a party seeking foster care placement or termination of parental rights involving an Indian child must satisfy the court that active efforts have been made to provide assistance designed to prevent the breakup of Indian families. The committee is advised that most State laws require public or private agencies involved in child placements to resort to remedial measures prior to initiating placement or termination of proceedings, but that these services are rarely provided. This subsection imposes a Federal requirement in that regard with respect to Indian children and families.' [Citations.]" (Ibid.)
(3c) "Statutes must be given a fair and reasonable interpretation, with due regard to the language used and the purpose sought to be accomplished." (Home Depot, U.S.A., Inc. v. Contractors' State License Bd. (1996) 41 Cal.App.4th 1592, 1601 [49 Cal.Rptr.2d 302].) (1d) In promulgating subdivision (d) of section 1912, Congress sought solely to rectify the nonprovision of any services to Indian families. There is no indication it sought to impose a beyond a reasonable doubt standard of proof upon state courts. Under the same reasoning, inK.N. v. State, supra, 856 P.2d at page 476, the Supreme Court of Alaska held the state court preponderance of evidence standard applied. In In re Annette P. (Me. 1991) 589 A.2d 924, 928, footnote 8, the Supreme Court of Maine held a clear and convincing evidence standard of proof applies to the statute, because ". . . the federal guidelines should be interpreted to change state law to the least extent possible."
Likewise, the Idaho Supreme Court has held that proof of reasonable rehabilitative efforts and their failure need not be beyond a reasonable doubt. In Matter of Baby Boy Doe (1995)127 Idaho 452 [902 P.2d 477, 482], the court noted that the word "satisfy" in section 1912(d) "has a distinct meaning. The definition which seems most consistent with this context is `to persuade by argument or evidence.' [Citation.] . . . We cannot say that the ordinary meaning of the word satisfy is to convince `beyond a reasonable doubt.' The beyond a reasonable doubt standard connotes a higher evidentiary burden than the ordinary meaning of `satisfy.'" (902 P.2d at p. 482, italics added.) Further, the court concluded the legislative history we cited above, "reveals that Congress meant in subsection (d) to impose a Federal requirement similar to those in state laws, which require agencies involved in child placements to resort to remedial measures before initiating termination proceedings." (Ibid.)
Several other state courts have concluded proof beyond a reasonable doubt is required under subdivision (d) of section 1912. Most of them, however, do *Page 712 not analyze the issue but merely assume the more stringent standard applies.8 In Matter of Welfare of M.S.S. (Minn. Ct. App. 1991) 465 N.W.2d 412, the court reasoned: "If termination of parental rights of Indian parents to their children can be ordered only upon a factual basis shown beyond a reasonable doubt [citation], and if termination cannot be effected without a showing of active efforts to prevent the breakup of the Indian family and a failure thereof [citation], then the adequacy of efforts and futility of them, as predicates to termination, must likewise be established beyond a reasonable doubt." (Id. at p. 418.) For reasons discussed, we find Matterof Welfare of M.S.S. unpersuasive. The ordinary language of subdivision (d) of section 1912 and its legislative history convince us Congress had no intention of imposing a reasonable doubt standard of proof regarding the active efforts determination.
The federal law is aimed at ensuring the provision of reasonable reunification services by state child protective agencies before parental rights to an Indian child may be terminated. Similarly, a chief objective of California's dependency law is the preservation of the family whenever possible. (In re Matthew C. (1993) 6 Cal.4th 386, 391 [24 Cal.Rptr.2d 765, 862 P.2d 765].) "Thus, the [state] legislative scheme allows the ultimate termination of parental rights only after multiple findings of parental unfitness [and] ongoing reunification efforts[.] [Citations.]" (In re Daniel G. (1994)25 Cal.App.4th 1205, 1210-1211 [31 Cal.Rptr.2d 75]; Welf. Inst. Code, § 366.26, subd. (c)(2).) Under Welfare and Institutions Code section 366.21, subdivision (g)(1), a selection and implementation hearing may not be set, "unless there is clear and convincing evidence that reasonable services have been provided or offered to the parent or guardian." This test is consistent with the goal of providing parents the fullest opportunity for exercise of their rights not inconsistent with the ultimate best interests of the child. (See In re Angelia P.,supra, 28 Cal.3d at p. 919.) We conclude the clear and convincing standard is also consistent with the ICWA's goals, and thus the court here properly applied it to its section 1912(d) analysis.9 *Page 713
(5) To satisfy the requirements of subdivision (d) of section 1912, "active" remedial and rehabilitative efforts must be directed at remedying the basis for the parental termination proceedings, and thus the types of required services depend upon the facts of each case. (In re Crystal K. (1990) 226 Cal.App.3d 655, 667 [276 Cal.Rptr. 619]; Matter of Baby Boy Doe,supra, 902 P.2d at p. 484.) Some courts have interpreted the federal standard to require that child protective services affirmatively prove all "reasonable" efforts to provide the parents with rehabilitative services have been exhausted. (SeeIn re Annette P., supra, 589 A.2d at p. 928.) One commentator on the ICWA has drawn the following distinction between active and passive efforts: ". . . passive efforts entail merely drawing up a reunification plan *Page 714 and requiring the `client' to use `his or her own resources to bring it to fruition.' [Citation.] Active efforts, on the other hand, include `tak[ing] the client through the steps of the plan rather than requiring the plan to be performed on its own.'" (A.M. v. State (Alaska 1997) 945 P.2d 296, 306, citing Craig J. Dorsay, The Indian Child Welfare Act and Laws Affecting Indian Juveniles Manual (1984) 157-158.)
(6) While California law does not expressly require "active efforts" to preserve the family, it has been observed: "It is difficult, if not impossible, to exaggerate the importance of reunification in the dependency system. With but few exceptions, whenever a minor is removed from parental custody, the juvenile court is required to provide services to the parent for the purpose of facilitating reunification of the family. [Citation.] Each reunification plan must be appropriate to the parent's circumstances. [Citation.] The plan should be specific and internally consistent, with the overall goal of resumption of a family relationship. [Citation.]" (In re Luke L. (1996) 44 Cal.App.4th 670, 678 [52 Cal.Rptr.2d 53].) "A `mechanical approach' to a reunification plan is not what the Legislature intended: `[s]uch a plan must be appropriate for each family and be based on the unique facts relating to that family.' [Citations.] The effort must be made to provide suitable services, in spite of the difficulties of doing so or the prospects of success." (In reDino E. (1992) 6 Cal.App.4th 1768, 1777 [8 Cal.Rptr.2d 416].)
(4b) Thus, while the court must make a separate finding under section 1912(d), the standards in assessing whether "active efforts" were made to prevent the breakup of the Indian family, and whether reasonable services under state law were provided, are essentially undifferentiable. Under the ICWA, however, the court shall also take into account "the prevailing social and cultural conditions and way of life of the Indian child's tribe. [Remedial services] shall also involve and use the available resources of the extended family, the tribe, Indian social service agencies and individual Indian care givers." (U.S. Dept. of the Interior, Bureau of Indian Affairs, Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.Reg. 67592, § D.2 (Nov. 26, 1979) [guidelines interpreting the ICWA unpublished because binding legislative effect not intended.]; see also Cal. Rules of Court, rule 1439(j).)
Gina and Clyde were entitled to child welfare services for a period not to exceed 12 months, unless extended for an additional 6 months upon an adequate showing that the objectives of the service plan could be achieved within the extended time period. (Former Welf. Inst. Code, § 361.5, subd. (a).) Between September 24, 1994, and the July 19, 1995, hearing, a period of nearly 10 months, Gina and Clyde did receive a plethora of services aimed at preservation of the family, and they proved markedly unsuccessful. *Page 715 Despite the pendency of Gina's appeal on the transfer order, however, it appears Department lost all contact with both parents. Gina voluntarily continued in her therapy at her own expense until she was arrested in March 1996.
In late June 1996, after the court resumed jurisdiction, Department located Gina and Clyde in jail. Incarcerated parents are entitled to counseling and other services which may be available (Welf. Inst. Code, § 361.5, subd. (e)), unless the court determines by clear and convincing evidence their provision would be detrimental to the minor. Nonetheless, the social worker spoke with Gina only once, never spoke with Clyde, and made no effort to determine the availability of any services at the detention center. With minor exceptions, Department's July 1996 report for the 12-month review hearing merely repeats the reunification efforts information found in its June and July 1995 reports for the 6-month review hearing. It is inescapable that after the July 19, 1995, hearing, the reunification services Department provided were essentially nil.
Similarly, during the time jurisdiction was transferred to the nation, it offered neither parent any remedial services. Rather, its sole concern was admittedly placing the twins with a Navajo foster or adoptive family. The nation's social workers had no contact with Clyde or Gina throughout the reunification period because they lived in California. Morris, a nation social worker, testified the only reunification services she was aware of were provided by Department.
In sum, the parents received virtually no services after the July 19, 1995, hearing. Department treated this case as if closed after the transfer of jurisdiction, even though Gina's appeal was pending, and the nation was apparently disinterested in the parents reunifying with their children. Neither Gina nor Clyde complained of inadequate services during the reunification period, but normally parents have the assistance of counsel to seek guidance from the juvenile court in formulating a better plan. (See In re Christina L. (1992) 3 Cal.App.4th 404 [4 Cal.Rptr.2d 680].) Here, it appears Gina and Clyde lost their court-appointed trial counsel in San Diego when jurisdiction was transferred, and there is no indication the nation appointed counsel for them. In contrast to the ordinary case, they had no one to help protect their interests during much of the reunification period.
(7) In reviewing the findings of the trial court made pursuant to the ICWA, we must decide if the record contains supporting evidence which is reasonable, credible and of solid value. "Consequently we `employ the substantial evidence test by which we review the record in a light most favorable to the judgment and must uphold the trial court's findings unless it *Page 716 can be said that no rational factfinder could reach the same conclusion. [Citation.]' [Citation.]" (In re Krystle D. (1994)30 Cal.App.4th 1778, 1795-1796 [37 Cal.Rptr.2d 132].) (4c) In light of the entire record, we conclude the court's "active efforts" finding is not supported by substantial evidence, and in order to protect the parents' due process rights, the matter must be remanded for provision of services to them for the remainder of the 12-month statutory period. (See Carolyn R. v. SuperiorCourt (1995) 41 Cal.App.4th 159, 166 [48 Cal.Rptr.2d 669]; Inre Daniel G., supra, 25 Cal.App.4th at pp. 1209-1217; In reDino E., supra, 6 Cal.App.4th at p. 1777.) Through no fault of the parents, the court's erroneous transfer of jurisdiction resulted in a lengthy hiatus in services, Department monitoring and representation by counsel. Further, we instruct the court on remand to reconsider Gina's visitation issue, which it failed to do after our remand in In re Larissa G., supra, 43 Cal.App.4th 505. While Gina waived appellate review here by failing to object, it is appropriate to rectify the situation since the case is returning to juvenile court for other reasons.
In light of the parents' serious problems and dim prospects of reunification, it is particularly tragic that more than three years after Department's intervention Larissa and Michael remain without the permanence and stability they deserve. Contrary to Department's position, though, the 12-month statutory reunification period is not reduced simply because parents are not expected to comply or succeed. (See In re Dino E., supra, 6 Cal.App.4th at p. 1777.) This predicament underscores the importance of making the findings required by subdivision (d) of section 1912 before scheduling a selection and implementation hearing, so the matter can be reviewed in extraordinary writ proceedings.11
Kremer, P.J., and Haden, J.,* concurred.
Another question not before us is when the finding under subdivision (d) of section 1912 must be made. Here, the court made it during the selection and implementation hearing. It appears, however, that it should be made before scheduling such a hearing, just as the reasonable services findings must be made under Welfare and Institutions Code sections 366.21, subdivision (g)(1), and 366.22, subdivision (a). An order setting a hearing under Welfare and Institutions Code section 366.26 is not appealable unless a petition for extraordinary writ review is filed in a timely manner and either summarily denied or not decided on its merits. (Welf. Inst. Code, § 366.26, subd. (l); Cal. Rules of Court, rule 39.1B.) "The purpose of the statute is to provide for immediate writ review of meritorious issues subsumed within the order setting a section366.26 hearing to ensure that the hearing is not infected with reversible error even before it commences." (Joyce G. v. Superior Court (1995) 38 Cal.App.4th 1501, 1512 [45 Cal.Rptr.2d 805], fn. omitted.)
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