Kobey v. Morton
CHARLOTTE KOBEY, Plaintiff and Appellant, v. ELAINE MORTON, Defendant and Respondent
- Proceeding
- appeal
- Trial court
- Superior Court of San Diego County
- Trial judge
- Phillip D. Sharp
- Outcome
- affirmed — the order is affirmed.
- Area
- civil
- Panel
- Patricia D. Benke (author)
Analysis
The trial court granted mutual restraining orders under Code of Civil Procedure section 527.6, imposing an injunction against the plaintiff despite the defendant's failure to file a cross-complaint or petition. The Court of Appeal reversed the portion of the order enjoining the plaintiff, holding that the statute requires a cross-complaint to satisfy due process, but affirmed the injunction against the defendant.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Granting of mutual restraining orders against the plaintiff (Kobey) without a filed cross-complaint or petition from the defendant (Morton).“The court abused its discretion in imposing mutual restraining orders.” | abuse of discretion | error | agree with court The appellate court held that Code of Civil Procedure section 527.6 requires a cross-complaint to initiate an injunction against a party, as the procedure is self-contained and lacks a subsequent trial on the merits. The court determined that the trial court's reliance on inherent power to grant mutual orders without a pleading violated due process requirements for notice and an opportunity to respond to specific charges. |
Authorities
- relied: Schraer v. Berkeley Property Owners' Assn. (1989) 207 Cal.App.3d 719 — Section 527.6 requires a more formal procedure than an ex parte TRO because the injunction is self-contained and there is no full trial on the merits to follow; due process requires this formality.
- relied: Marquez-Luque v. Marquez (1987) 192 Cal.App.3d 1513 — In a section 527.6 proceeding, neither the statute nor equity gives the court authority to take actions (like eviction) not specifically provided for in the statute, supporting the view that inherent power is limited.
The appellate opinion: sound — The opinion correctly applies the statutory text of CCP § 527.6, which explicitly provides for a cross-complaint as the mechanism for a defendant to seek relief, and distinguishes it from general injunction procedures. It properly cites Schraer to support the conclusion that due process requires a formal pleading because the § 527.6 hearing is the final adjudication on the merits.
How this analysis was made · dispute it
unusual dispositionThe trial court, in a Code of Civil Procedure section 527.6 harassment proceeding brought by Kobey against Morton, issued mutual restraining orders against both women on its asserted inherent power, even though Morton had filed no petition or cross-complaint and Kobey objected. The Court of Appeal held section 527.6 and due process require a cross-complaint before an injunction may be imposed on the plaintiff, reversed the portion of the order enjoining Kobey, and affirmed the remainder (the 'affirmed' parse understates the disposition, which is reversed in part and affirmed in part).
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Issuance of a harassment injunction against plaintiff Kobey (mutual restraining orders) under the court's inherent power without any petition or cross-complaint filed by Morton“The court’s inherent power does not extend so far as to encompass an order without a petition to serve as a vehicle for that order.” | mixed | error (procedure) | agree with court Section 527.6, subdivision (d) expressly provides the mechanism for a defendant to seek relief—a cross-complaint under the section—and Schraer explains that a 527.6 injunction approximates a permanent injunction with no trial to follow, so due process requires formal pleading, notice, and an opportunity to respond to specific charges. Morton's declaration stating she had 'no objections' to mutual orders was not a cross-complaint, and Kobey expressly objected, so there was no concession or waiver. The court's labeling the error an 'abuse of discretion' is a slight mismatch with what is really a de novo question of statutory authority, but the result is correct and well supported by Schraer and the cf. cite to Marquez-Luque limiting the court's power in 527.6 proceedings to what the statute provides. |
Issuance of the harassment injunction against defendant Morton on Kobey's petition“In all other respects the order is affirmed.” | unclear | correct | agree with court Kobey, the appellant, did not challenge the injunction in her own favor, and Morton did not appeal; the Court of Appeal affirmed that portion without discussion, which is appropriate given no party attacked it. Nothing in the opinion suggests any defect in that portion of the order. |
Authorities
- relied: Schraer v. Berkeley Property Owners' Assn. (1989) 207 Cal.App.3d 719 — Section 527.6 was enacted to protect the constitutional right to safety, happiness and privacy and to provide expedited injunctive relief to harassment victims; because the 527.6 injunction approximates a permanent injunction with no trial to follow, due process requires a more formal procedure at the hearing than ex parte affidavit practice, including receipt of relevant oral testimony.
- relied: Marquez-Luque v. Marquez (1987) 192 Cal.App.3d 1513 — In a section 527.6 proceeding, neither the statute nor equity authorizes the court to grant relief beyond what the statute provides (there, evicting the defendant from his dwelling); cited by analogy to show the court's inherent power does not supply authority the statute withholds.
The appellate opinion: sound — The opinion correctly reads section 527.6, subdivision (d) as providing the cross-complaint as the exclusive route for a defendant to obtain a harassment injunction, and grounds the pleading requirement in the due process rationale of Schraer, while properly rejecting any waiver argument given Kobey's express objection. The only minor imprecision is characterizing a question of statutory authority as an 'abuse of discretion,' which does not affect the result.
Opinion — Benke
*1057 Opinion
BENKE, J.Plaintiff Charlotte Kobey appeals an order granting mutual restraining orders against her and defendant Elaine Morton (Code Civ. Proc., 1 § 527.6), contending Morton failed to comply with the procedural requirements for obtaining a harassment injunction. Reversed in part; affirmed in part.
Factual and Procedural Background
On December 21, 1989, Kobey filed a petition for an injunction prohibiting harassment and application for a temporary restraining order against Morton. According to the petition, Kobey’s husband had recently died of AIDS, contracted from a blood transfusion, and Morton’s husband had recently filed for divorce. On December 16, Morton had a private detective follow her estranged husband and Kobey. On December 19, Morton told her husband she could hardly wait until Kobey moved back into her home, which was being remodeled, so she could “tear [her] head off.” Morton told people she had hired Attorney Marvin Mitchelson to file a lawsuit against Kobey, and she and a former wife of Kobey’s late husband were going to attempt to claim Kobey was responsible for the Mortons’ divorce. Morton falsely said Kobey was an AIDS carrier and accused her of having affairs while her late husband was alive. Morton claimed she had accepted a $2,500 fee from the National Enquirer for a story concerning Kobey, her late husband, and her family. She threatened Kobey’s daughter and son and her late husband’s two brothers. Kobey was in such fear for her own safety and that of her family that she employed security personnel to escort her to and from her home.
On December 21, 1989, the trial court issued an order to show cause and temporary restraining order against Morton, requiring her to stay at least 100 yards away from Kobey’s 2859 Ocean Front Walk home. On December 22, it issued an amended order, providing Morton was allowed to enter and exit her 2869 Ocean Front Walk residence. On December 22, the amended order to show cause and temporary restraining order were personally served on Morton’s attorney of record. The hearing was set for January 5, 1990.
On December 28, 1989, Morton’s attorney filed a memorandum of points and authorities arguing Kobey’s declaration was “riddled with hearsay” and that the true declarant was Morton’s husband. Morton’s declaration, filed the same date, stated she had “no objections to the Court on its own motion granting restraining orders on a mutual basis.”
*1058 Morton’s declaration further stated as follows. Morton’s husband had filed for dissolution of their marriage eight days after the November 1 death of Kobey’s husband. On December 27, Kobey trespassed on Morton’s property and attempted to enter 2865 Ocean Front Walk, the use and possession of which Morton’s husband had been awarded in their dissolution action on December 15. In addition, Kobey had repeatedly called Morton’s home, hanging up or leaving disturbing messages on the answering machine. Kobey arrived uninvited at parties Morton gave on the Memorial Day weekend, the Fourth of July, and New Year’s Eve. Kobey also conspired with Morton’s husband to get Morton out of the 2869 Ocean Front Walk residence. On November 30, Morton made plans to commit suicide.
On December 28, 1989, Morton’s declaration and points and authorities were served on Kobey’s attorney. Kobey then filed additional declarations.
At the hearing on January 5, 1990, Kobey objected to mutual restraining orders on the ground Morton had not filed a petition. The court continued the hearing to January 16. On that date, Kobey’s attorney argued:
“And Charlotte Kobey objected to the mutual restraining order based on the fact that there was no petition filed by Elaine Morton. And I reviewed the statute, 527.6 .... I really couldn’t find anywhere in the statute that would allow—unless the court on its own motion was to grant the mutuality of the restraining orders.” The court opined it had the inherent power to grant mutual restraining orders when the interest of justice and keeping the peace required it, even though Morton had not specifically requested this in a petition. The court granted mutual restraining orders.
Discussion
Kobey contends because Morton failed to file a petition requesting an injunction, the court lacked jurisdiction to grant an injunction against her and her due process rights were violated.
Section 527.6 states in pertinent part:
“(a) A person who has suffered harassment. . . may seek ... an injunction prohibiting harassment as provided in this section.
“(b) ‘[Hjarassment’ is a knowing and willful course of conduct directed at a specific person which seriously alarms, annoys, or harasses the person, and which serves no legitimate purpose. The course of conduct must be such as would cause a reasonable person to suffer substantial emotional distress, and must actually cause substantial emotional distress to the *1059 plaintiff. ‘Course of conduct’ is a pattern of conduct composed of a series of acts over a period of time, however short, evidencing a continuity of purpose. Constitutionally protected activity is not included within the meaning of ‘course of conduct.’
“(d) . . . The defendant may file a response which explains, excuses, justifies, or denies the alleged harassment or may file a cross-complaint under this section. At the hearing, the judge shall receive such testimony as is relevant, and may make an independent inquiry. If the judge finds by clear and convincing evidence that unlawful harassment exists, an injunction shall issue prohibiting the harassment. An injunction issued pursuant to this section shall have a duration of not more than three years . . . .”
Section 527.6 “was enacted ‘to protect the individual’s right to pursue safety, happiness and privacy as guaranteed by the California Constitution.’ ” (Schraer v. Berkeley Property Owners’ Assn. (1989) 207 Cal.App.3d 719, 729-730 [255 Cal.Rptr. 453].) Its purpose is “to provide expedited injunctive relief to victims of ‘harassment.’ ” (Id. at p. 730.) In interpreting section 527.6, we must “ascertain the intent of the Legislature in order to effectuate the purpose of the law; . . . give the provision ... a reasonable and commonsense interpretation consistent with that apparent purpose; . . . give significance, insofar as is possible, to every word or part, harmonizing particular clauses by considering them in the context of the whole; . . . take public policy into account; and . . . give great weight to consistent administrative construction.” (Id. at p. 732.)
In her declaration, Morton said she had “no objections to the Court on its own motion granting restraining orders on a mutual basis.” However, she filed no cross-complaint framing her allegations against Kobey. At the hearing, Kobey’s attorney said “I really couldn’t find anywhere in the statute that would allow—unless the court on its own motion was to grant the mutuality of the restraining orders.” Especially in view of Kobey’s express objection at the hearing to the lack of a petition, we do not view this as an implied concession the court had the power to grant mutual orders absent a pleading and without affording Kobey notice and an opportunity to respond to specific charges.
In determining section 527.6 requires the trial court to allow relevant oral testimony, the Schraer court observed:
“Although an initial temporary restraining order may be obtained ex parte on affidavit, the statute requires a more formal procedure for obtaining what approximates a permanent injunction.
*1060 “This more formal procedure is required by due process. The injunction issued under the statute at issue is quite different from the kind of injunction issued under . . . section 527, subdivision (a). Although the latter preliminary injunction may be issued on the basis of affidavit alone, the enjoined party still has the safeguard of a full trial on the merits to follow, . . .
“In contrast, the procedure for issuance of an injunction prohibiting harassment is self-contained. There is no full trial on the merits to follow the issuance of the injunction after the hearing provided by . . . section 527.6, subdivision (d).” (Schraer v. Berkeley Property Owners’ Assn., supra, 207 Cal.App.3d at p. 732, italics in original.)
Similarly, we believe section 527.6 calls for the formality of a cross-complaint before the court imposes on the plaintiff “what approximates a permanent injunction.” The court’s inherent power does not extend so far as to encompass an order without a petition to serve as a vehicle for that order. (Cf. Marquez-Luque v. Marquez (1987) 192 Cal.App.3d 1513, 1517 [238 Cal.Rptr. 172] [In a section 527.6 proceeding, neither that statute nor equity gave the court authority to evict the defendant from his dwelling.].) While we applaud the trial court’s efforts to keep the peace in the highly emotional situation here, we cannot elevate this goal over the basic requirement of due process. 2
The court abused its discretion in imposing mutual restraining orders.
Disposition
The portion of the order granting a harassment injunction against Kobey is reversed. In all other respects the order is affirmed.
Wiener, Acting P. J., and Nares, J., concurred.
A petition for a rehearing was denied March 19, 1991.
Cites, in this corpus
- Schraer v. Berkeley Property Owners' Ass'n A030366 · 1989-01-30
- Marquez-Luque v. Marquez H000857 · 1987-06-29
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