gno.law

People v. Garcia

California Court of Appeal · D009697 · 1989-11-30 · Published · 216 Cal. App. 3d 233 · 264 Cal. Rptr. 662 · 1989 Cal. App. LEXIS 1220

The PEOPLE, Plaintiff and Respondent, v. JOSE LUIS GARCIA, Defendant and Appellant

Proceeding
appeal
Trial court
Superior Court of San Diego County
Trial judge
Napoleon A. Jones, Jr.
Outcome
other — D009697. Fourth Dist., Div. One.
Area
criminal
Panel
Richard D. Huffman, Sr. (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T07:38Z · confidence high

The trial court imposed a five-year sentence enhancement based on a prior serious felony conviction, relying on a probation officer's report from the prior case to establish that the prior burglary was of an inhabited dwelling. The Court of Appeal affirmed the judgment, holding that the defendant's admissions within the probation report were properly used to determine the nature of the prior offense under People v. Guerrero.

Ruling reviewedStandardThe courtThe model
Admissibility of probation officer's report to determine the nature of the prior conviction
“We are satisfied, therefore, the trial court in this case was entitled to review admissions of a defendant in the probation report of his prior conviction.”
abuse of discretioncorrectagree with court
The court correctly applied People v. Guerrero, which allows the trier of fact to look to the entire record of conviction to determine the truth of a prior-conviction allegation. The court distinguished this from the overruled rule in People v. Alfaro and cited subsequent cases (Carr, Harrell, Smith, Batista, Johnson) that permit the use of various documents from the prior file, including plea forms and transcripts. The court further addressed the hearsay objection by noting that the specific evidence relied upon was the defendant's own admission, which he had an opportunity to refute, satisfying due process concerns.
Sufficiency of evidence to support the finding that the prior burglary was of an inhabited dwelling
“Garcia’s change of plea stating he “enter[ed] a house w/intent to steal,” taken together with his earlier description of his role in the residential burglaries, is sufficient to support the trial court’s finding the burglary was of an inhabited dwelling.”
substantial evidencecorrectagree with court
The court applied the correct standard of review for sufficiency of the evidence, viewing the record in the light most favorable to the judgment. It rejected the defendant's argument that 'residential' does not mean 'inhabited dwelling house' by citing People v. Harrell and People v. Deay, which establish that these terms are equivalent for the purpose of first-degree burglary. The combination of the change of plea form and the probation report admissions provided substantial evidence to support the trial court's finding.

Authorities

  • relied: People v. Guerrero (1988) 44 Cal.3d 343 — The trier of fact may look to the entire record of the conviction to determine the truth of a prior-conviction allegation for purposes of sentence enhancement under section 667.
  • relied: People v. Alfaro (1986) 42 Cal.3d 627 — Limited the trier of fact's application of section 667 to offenses contained in the prior conviction judgment; expressly overruled by People v. Guerrero.
  • relied: People v. Carr (1988) 204 Cal.App.3d 774 — A change of plea form executed by the defendant in a previous conviction may be considered to determine the nature of the crime.
  • relied: People v. Harrell (1989) 207 Cal.App.3d 1439 — Charging documents considered in conjunction with a no contest plea reflected in a minute order may be used; terms 'residence' and 'inhabited dwelling house' are equivalent.
  • relied: People v. Colbert (1988) 198 Cal.App.3d 924 — Supports the use of items from a prior conviction file after Guerrero.
  • relied: People v. Smith (1988) 206 Cal.App.3d 340 — A complaint and Tahl admissions may be considered to determine the nature of a prior conviction.
  • relied: People v. Batista (1988) 201 Cal.App.3d 1288 — A court reporter's transcript reflecting a guilty plea together with the information may be utilized.
  • relied: People v. Johnson (1989) 208 Cal.App.3d 19 — An information, abstract of judgment, and section 1203.01 statement of views may be considered to detail the residential character of a burglary.
  • relied: People v. Lockwood (1967) 253 Cal.App.2d 75 — Section 1203 contemplates and allows hearsay information within probation reports.
  • relied: People v. Barajas (1972) 26 Cal.App.3d 932 — If a defendant contends hearsay information in a probation report is unfair or untrue, he is given an opportunity to refute it.
  • relied: People v. Green (1980) 27 Cal.3d 1 — Standard of review for sufficiency of the evidence: review the entire record in the light most favorable to the judgment to determine if substantial evidence supports the finding.
  • relied: People v. Deay (1987) 194 Cal.App.3d 280 — The common understanding of 'residence' cannot be differentiated from an 'inhabited dwelling unit' for purposes of first-degree burglary.

The appellate opinion: sound — The opinion is sound because it correctly applies the holding of People v. Guerrero to permit the use of the entire record of conviction, specifically the defendant's admissions in the probation report, to establish the nature of the prior offense. It also correctly applies the substantial evidence standard and cites appropriate authority to equate 'residential' with 'inhabited dwelling house.'

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:32Z · confidence medium

After a jury convicted Garcia of residential burglary, the trial court, over a hearsay objection, took judicial notice of the prior conviction file and relied on Garcia's admissions in the probation officer's report to find his 1981 second degree burglary was of an inhabited dwelling, imposing a five-year serious-felony enhancement under Penal Code section 667, subdivision (a). The Court of Appeal affirmed, holding a defendant's admissions in the probation report of the prior case may be considered under People v. Guerrero and that the plea form plus those admissions were substantial evidence the prior was a serious felony.

Ruling reviewedStandardThe courtThe model
Admission, over hearsay and confrontation objections, of the probation officer's report from the prior conviction file (specifically Garcia's statements admitting participation in residential burglary) to prove the prior burglary was of an inhabited dwelling.
“We are satisfied, therefore, the trial court in this case was entitled to review admissions of a defendant in the probation report of his prior conviction.”
unclearcorrectunsure
Guerrero allows the trier of fact to look to the entire record of the conviction but expressly left open which items are admissible and for what purpose. The court here treats the whole superior court file, including a post-plea probation report, as the record of conviction without analyzing whether a sentencing report is part of that record, and it answers the hearsay objection only by noting section 1203 permits hearsay in probation reports and that Garcia could have rebutted the statements, without addressing the double-hearsay structure (officer's report relaying defendant's statements) or the confrontation claim as such. The result was an open question in 1989 and the court's reliance on the admissions exception is defensible, but the reasoning is thin and its treatment of a probation report as part of the record of conviction is in tension with Guerrero's own formulation.
Finding, on the evidence (change of plea form stating he entered a house with intent to steal, plus admissions of residential burglary in the probation report), that the prior conviction was burglary of an inhabited dwelling, a serious felony under section 1192.7, subdivision (c)(18).
“Garcia’s change of plea stating he “enter[ed] a house w/intent to steal,” taken together with his earlier description of his role in the residential burglaries, is sufficient to support the trial court’s finding the burglary was of an inhabited dwelling.”
substantial evidencecorrectagree with court
Applying the Green substantial-evidence standard, the court properly rejected the argument that 'residential' differs from 'inhabited dwelling house,' citing Harrell and Deay, which treat the terms as equivalent for first degree burglary purposes. Given the court's admissibility ruling, the plea form and admissions together support the finding; the sufficiency conclusion follows if the admissions were properly before the court.

Authorities

  • relied: People v. Guerrero (1988) 44 Cal.3d 343 — In determining the truth of a prior serious felony allegation under section 667, the trier of fact may look to the entire record of the conviction, not merely the judgment; the court left open which items in the record are admissible and for what purpose.
  • relied: People v. Alfaro (1986) 42 Cal.3d 627 — Formerly limited proof of a prior serious felony to matters established by the judgment of conviction; overruled by Guerrero.
  • relied: People v. Carr (1988) 204 Cal.App.3d 774 — A change of plea form executed in the prior case may be considered to determine the nature of the prior crime.
  • relied: People v. Harrell (1989) 207 Cal.App.3d 1439 — Charging documents with a no contest plea reflected in a minute order may prove the prior; 'residence' and 'inhabited dwelling house' are equivalent terms.
  • relied: People v. Colbert (1988) 198 Cal.App.3d 924 — Charging documents and plea records may be used to establish the residential nature of a prior burglary.
  • relied: People v. Smith (1988) 206 Cal.App.3d 340 — A complaint and Tahl admissions in the prior case may be considered in proving a serious felony prior.
  • relied: People v. Batista (1988) 201 Cal.App.3d 1288 — A reporter's transcript of the guilty plea together with the information may be used to prove the nature of the prior conviction.
  • relied: People v. Johnson (1989) 208 Cal.App.3d 19 — An information, abstract of judgment, and section 1203.01 statement of views detailing the residential character of the burglary may be considered.
  • relied: People v. Lockwood (1967) 253 Cal.App.2d 75 — Section 1203 contemplates and permits hearsay information in probation reports.
  • relied: People v. Barajas (1972) 26 Cal.App.3d 932 — A defendant who contends hearsay in a probation report is unfair or untrue must be given an opportunity to refute it.
  • relied: People v. Green (1980) 27 Cal.3d 1 — On a sufficiency challenge the reviewing court views the entire record in the light most favorable to the judgment for substantial evidence supporting the finding beyond a reasonable doubt.
  • relied: People v. Deay (1987) 194 Cal.App.3d 280 — The common understanding of 'residence' cannot be differentiated from an inhabited dwelling for purposes of first degree burglary.

The appellate opinion: sound with gaps — The court reaches a defensible result under Guerrero's then-open question and correctly disposes of the sufficiency and 'residence' arguments with Harrell and Deay. It skips, however, any analysis of whether a post-plea probation report is part of the 'record of the conviction,' does not address the layered hearsay in an officer's report relaying a defendant's statements, and responds to the confrontation claim only by noting an opportunity to rebut.

How this analysis was made · dispute it

Opinion — Huffman

Opinion

HUFFMAN, J.

A jury convicted Jose Luis Garcia of burglary of an inhabited dwelling (Pen. Code, §§ 459 & 460). 1 The court then found Garcia had a prior serious felony conviction (burglary of an inhabited dwelling) (§§ 667, subd. (a), 2 1192.7, subd. (c)(18)) 3 and sentenced him to prison for a six-year term for the burglary conviction and a consecutive five-year term for the prior serious felony conviction. 4 Garcia appeals, contending the court improperly considered a probation officer’s report from the prior conviction file to determine he had burglarized an inhabited dwelling. We conclude Garcia’s statements contained in the probation report were properly used to determine the nature of the burglary. We decline to address whether other material in the probation report may be used to determine if the prior conviction is a “serious felony.”

Factual and Procedural Background 5

In May 1981, Garcia pleaded guilty to one count of second degree burglary and one count of receiving stolen property in case number 53394. After Garcia’s present conviction the People submitted certified copies of the information and Garcia’s change of plea form from case number 53394 to prove Garcia had a prior serious felony conviction.

The information in case number 53394 charged Garcia with four counts of “unlawfully enterjjng] a building with intent to commit theft” and four *236 counts of receiving stolen property. Four victims were named. In the change of plea form Garcia declared he violated section 459 by “entering a house with intent to steal.” In the present case the court stated:” . . . [I]f, in fact, the court were confined to the four corners of [the information and the change of plea], the court would conclude that the entry of a house, without any modifiers, would in fact be insufficient, and certainly not sufficient to establish a serious felony prior pursuant to 1192.(7)(c)(18). [sic]”

Thereafter, on its own motion the court took judicial notice of the prior conviction file. 6 Over Garcia’s hearsay objection the court considered the probation officer’s report which stated Garcia committed second degree residential burglary and Garcia admitted being involved in residential burglary to support his heroin habit. After reviewing the probation report the court concluded: “With reference to [Garcia’s] statements, I would note an admission by [Garcia] that he participated in the residential burglary to support a habit, ‘a family operation,’ as it was described by [Garcia].

“Amongst other things it describes the manner of entry.

“Taken in toto, the court would have to be blind not to conclude that what happened in this instance was Mr. Garcia entered into an occupied residence of Miss Mary Streck with the intent to steal personal property contained therein, a serious felony as alleged in the information.”

Discussion

I

Garcia contends the probation officer’s report was inadmissible hearsay and violated his right to confront witnesses. He claims the statements contained in that report, even if admissible, are insufficient to show his prior conviction was a serious felony within the meaning of sections 667 and 1192.7.

In People v. Guerrero (1988) 44 Cal.3d 343, 355 [243 Cal.Rptr. 688, 748 P.2d 1150], the Supreme Court held to enhance sentences under the habitual criminal provisions of section 667, “the trier of fact may look to the entire record of the conviction” to determine “the truth of a prior-conviction allegation.” The court in Guerrero expressly overruled People v. Alfaro (1986) 42 Cal.3d 627 [230 Cal.Rptr. 129, 724 P.2d 1154] which limited the trier of fact’s application of section 667 to offenses contained in the prior conviction judgment. In Guerrero, the trial court correctly imposed an *237 enhancement based on “an accusatory pleading charging a residential burglary and defendant’s plea of guilty or nolo contendere, . . .” (People v. Guerrero, supra, 44 Cal.3d at p. 345.) However, the Supreme Court noted it did not resolve which items in the record of conviction are admissible and for what purpose. In a particular case “the application of the rule set forth herein might violate the constitutional rights of a criminal defendant.” (Id. at p. 356, fn. 1.)

A variety of items from a prior conviction file have been held proper for consideration after Guerrero. In People v. Carr (1988) 204 Cal.App.3d 774, 778 [251 Cal.Rptr. 458], the court considered a change of plea form executed by the defendant in the previous conviction to determine the nature of the crime. Charging documents considered in conjunction with a no contest plea reflected in a minute order were used in People v. Harrell (1989) 207 Cal.App.3d 1439, 1444 [255 Cal.Rptr. 750]. (See also People v. Colbert (1988) 198 Cal.App.3d 924, 927 [244 Cal.Rptr. 98].) Similarly, a complaint and Tahl 7 admissions were considered in People v. Smith (1988) 206 Cal.App.3d 340, 345 [253 Cal.Rptr. 522]. In People v. Batista (1988) 201 Cal.App.3d 1288, 1293 [248 Cal.Rptr. 46], the court utilized a court reporter’s transcript reflecting the defendant’s guilty plea together with the information. In People v. Johnson (1989) 208 Cal.App.3d 19, 25 [256 Cal.Rptr. 16], the court considered an information, abstract of judgment indicating a plea of guilty, and section 1203.01 statement of views signed by the judge and prosecutor which detailed the residential character of the burglary.

We recognize a probation report often contains hearsay matter. Indeed section 1203 contemplates and allows hearsay information within probation reports. (People v. Lockwood (1967) 253 Cal.App.2d 75, 76 [61 Cal.Rptr. 131].) If a defendant contends the hearsay information is unfair or untrue he is given an opportunity to refute it. (People v. Barajas (1972) 26 Cal.App.3d 932 [103 Cal.Rptr. 405].) Here the trial court specifically focused on Garcia’s statements related by the probation officer, finding the statements constituted an admission. Garcia had an opportunity to dispute his purported admission in the prior proceeding. He was also entitled to present rebuttal evidence before the trial court and did not. Garcia was given adequate opportunity to challenge the evidence presented against him. We are satisfied, therefore, the trial court in this case was entitled to review admissions of a defendant in the probation report of his prior conviction.

II

When the sufficiency of the evidence is challenged on appeal, the court must review the entire record in the light most favorable to the *238 judgment to determine whether it contains substantial evidence from which a rational trier of fact could have found the defendant guilty beyond a reasonable doubt. (People v. Green (1980) 27 Cal.3d 1, 55 [164 Cal.Rptr. 1, 609 P.2d 468].) Garcia argues the evidence here is insufficient because the term “residential” refers to a type of property suitable for use as a residence and does not mean it is an inhabited dwelling house. We reject such a strained distinction. The terms “residence” and “inhabited dwelling house” are equivalent. (People v. Harrell, supra, 207 Cal.App.3d at p. 1445.) “Even the common understanding of residence, which connotes a place of abode of some permanency [citations], cannot be differentiated from an inhabited dwelling unit for purposes of first degree burglary.” (People v. Deay (1987) 194 Cal.App.3d 280, 284 [239 Cal.Rptr. 406].)

Garcia’s change of plea stating he “enter[ed] a house w/intent to steal,” taken together with his earlier description of his role in the residential burglaries, is sufficient to support the trial court’s finding the burglary was of an inhabited dwelling.

Disposition

Judgment affirmed.

Kremer, P. J., and Froehlich, J., concurred.

Appellant’s petition for review by the Supreme Court was denied March 15, 1990.

1

All statutory references are to the Penal Code unless otherwise specified.

2

Section 667, subdivision (a) provides: “In compliance with subdivision (b) of Section 1385, any person convicted of a serious felony who previously has been convicted of a serious felony in this state or of any offense committed in another jurisdiction which includes all of the elements of any serious felony, shall receive, in addition to the sentence imposed by the court for the present offense, a five-year enhancement for each such prior conviction on charges brought and tried separately. The terms of the present offense and each enhancement shall run consecutively.”

3

Section 1192.7, subdivision (c)(18) provides: “As used in this section, ‘serious felony’ means any of the following: . . . (18) burglary of an inhabited dwelling house, or trailer coach as defined by the Vehicle Code, or inhabited portion of any other building[.]”

4

Garcia was also resentenced on a previous burglary conviction in superior court case number 94658. The court imposed a consecutive term of one year and four months, for a total sentence of twelve years and four months.

5

Because Garcia appeals solely from the imposition of the five-year enhancement, the' facts leading to the present burglary conviction need not be recounted.

6

Pursuant to California Rules of Court, rule 12(a), we have augmented the record on appeal with superior court file number 53394.

Cites, in this corpus

Cited by