People v. Magana
The PEOPLE, Plaintiff and Respondent, v. RAFAEL VELASQUEZ MAGANA, Defendant and Appellant
- Proceeding
- appeal
- Trial court
- Superior Court of San Diego County
- Trial judge
- Runston G. Maino
- Outcome
- other — D008552. Fourth Dist., Div. One.
- Area
- criminal
- Panel
- Patricia D. Benke (author)
Analysis
The trial court convicted the defendant on three counts, including simple possession, and affirmed the convictions on appeal except for the simple possession count. The appellate court reversed the simple possession conviction as a necessarily lesser included offense but affirmed the possession for sale convictions, finding the jury instructions on circumstantial evidence and confessions were not erroneous.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Conviction for simple possession (Count 3)“The conviction for simple possession (count three) is reversed.” | de novo | error | agree with court The court correctly applied the rule from People v. Moran that a conviction for a necessarily lesser included offense based on the same evidence as the greater offense is improper. Since the jury was not instructed to divide the contraband, the court properly presumed the convictions relied on the same evidence, making the lesser conviction legally invalid. |
Instruction on circumstantial evidence (CALJIC 2.01/2.02)“we do not believe a reasonable juror viewing the instructions as a whole could interpret the instruction in any other way.” | abuse of discretion | not reached | agree with court The court correctly applied the standard that jury instructions must be evaluated as a whole rather than in isolation. By reading the 'reasonable interpretation' language in conjunction with the reasonable doubt instruction, the court properly concluded that the instruction did not negate the presumption of innocence or lower the burden of proof. |
Instruction on extrajudicial confession (CALJIC 2.70)“The instruction could not have harmed appellant.” | abuse of discretion | not reached | agree with court The court correctly determined that the instruction to view the confession with caution was not prejudicial because the defendant did not challenge the truthfulness of the confession at trial. Since the confession was a given fact used by both sides to argue intent, the cautionary instruction did not undermine the defense theory. |
Authorities
- relied: People v. Moran (1970) 1 Cal.3d 755 — A conviction for a necessarily lesser included offense based on the same evidence as the greater offense is improper and must be reversed.
- relied: People v. Burgener (1986) 41 Cal.3d 505 — The correctness of jury instructions is determined from the entire charge of the court and not from a consideration of parts of an instruction.
- relied: Holland v. United States (1954) 348 U.S. 121 — Expansive instructions on circumstantial evidence can be confusing, supporting the view that such instructions must be read in context with reasonable doubt standards.
The appellate opinion: sound — The opinion is sound because it correctly applies established California law regarding lesser included offenses and the holistic review of jury instructions. It effectively addresses the appellant's arguments by contextualizing the 'reasonable interpretation' language within the broader framework of reasonable doubt and presumption of innocence.
The trial court entered judgment on jury verdicts convicting Magana of possession of heroin for sale, possession of cocaine for sale, and simple possession of the same drugs, imposing upper terms and staying the simple-possession term under Penal Code section 654. The Court of Appeal reversed the simple-possession conviction as a necessarily included offense of the possession-for-sale counts based on the same contraband, and affirmed counts one and two, rejecting challenges to the CALJIC Nos. 2.01/2.02 circumstantial-evidence instructions and the CALJIC No. 2.70 cautionary confession instruction.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Entry of conviction on count three (simple possession, § 11350) in addition to convictions on counts one and two (possession for sale, § 11351) based on the same contraband“Consequently we can only presume the convictions for possession for sale and the conviction for simple possession were based on the same evidence.” | de novo | error (law misapplied) | agree with court Simple possession is a necessarily included offense of possession for sale, and under Moran a defendant may not stand convicted of both the greater and the lesser offense for the same act. The court correctly rejected the Attorney General's theory that the jury could have apportioned the contraband between counts, because nothing in the charge or argument invited such a division; absent that, the convictions must be presumed to rest on the same possession. The analysis is brief but legally correct. |
Giving the concluding paragraph of CALJIC Nos. 2.01 and 2.02 directing the jury to accept a reasonable interpretation of circumstantial evidence and reject an unreasonable one“The correctness of jury instructions is determined from the entire charge of the court and not from a consideration of parts of an instruction or from a particular instruction.” | de novo | correct | agree with court Applying Burgener's whole-charge rule, the court read the challenged paragraph together with the preceding requirement that circumstantial evidence 'cannot be reconciled with any other rational conclusion' and with CALJIC No. 2.90's definition of reasonable doubt, concluding that an 'unreasonable' interpretation is one the jury can reject beyond a reasonable doubt. That reading is consistent with the structure of the instruction, which is generally viewed as favoring the defense, and no authority cited or known to the record supports appellant's claim that the paragraph dilutes the presumption of innocence. |
Giving CALJIC No. 2.70, including the admonition that evidence of an oral confession should be viewed with caution, where the defendant relied on the truth of his confession“The confession and its truthfulness were a given from which the parties proceeded to contest the true issue in the case— whether appellant possessed the contraband with the intent to sell. The instruction could not have harmed appellant.” | unclear | harmless error | agree with court The court did not decide whether giving the cautionary instruction was error; it resolved the claim solely on lack of prejudice, reasoning that neither side disputed the confession's truth and the contested issue was intent to sell. That result is defensible on this record, but the court skipped the antecedent question governed by Beagle, which requires the cautionary instruction sua sponte whenever a defendant's extrajudicial admissions are in evidence, and which would have shown there was no error at all rather than merely no harm. |
Authorities
- relied: People v. Moran (1970) 1 Cal.3d 755 — A defendant may not be convicted of both a greater offense and a necessarily included lesser offense arising from the same act; the lesser conviction must be reversed.
- relied: People v. Burgener (1986) 41 Cal.3d 505 — The correctness of jury instructions is determined from the entire charge, not from isolated parts of an instruction.
- missed: People v. Beagle (1972) 6 Cal.3d 441 — A trial court must instruct sua sponte that evidence of a defendant's oral admissions should be viewed with caution; the instruction is required whenever such admissions are in evidence.
The appellate opinion: sound with gaps — The court correctly reversed the lesser included simple-possession conviction under Moran and sensibly rejected the prosecution's untried contraband-apportionment theory, and its whole-charge reading of CALJIC Nos. 2.01/2.02 under Burgener is a defensible answer to the presumption-of-innocence argument. It resolved the CALJIC No. 2.70 claim only on lack of prejudice without noting that Beagle requires the cautionary instruction sua sponte, leaving the error question unaddressed.
Opinion — Benke
Opinion
BENKE, J.Appellant Rafael Velasquez Magana was charged in count one of an information with possession of heroin for sale (Health & Saf. Code, 1 § 11351), in count two with possession of cocaine for sale (§ 11351) and in count three with possession of cocaine and heroin (§ 11350, subd. (a)). Convicted on all three counts, appellant was sentenced to the upper term of four years on count one and to a concurrent four-year term on count two. The upper term of three years was imposed as to count three but stayed pursuant to Penal Code section 654.
Appellant contends he could not lawfully be convicted of the crime of possession in count three since that crime is a necessarily lesser included offense of that charged in counts one and two, the trial court erred in instructing that an extrajudicial confession should be viewed with caution and the court erred in instructing that, in the context of evaluating circumstantial evidence as between a reasonable interpretation of the evidence and an unreasonable one, it was the duty of the jury to accept the reasonable interpretation.
I
Facts
A. Prosecution Case
On April 10, 1988, at approximately 8:45 a.m. Deputy Sheriff Robert Luke approached appellant and three other men who were standing on a street in Solana Beach. As he did so he noticed a white bindle about eight to ten inches from appellant’s feet. Opening the bindle, the deputy found heroin. Appellant was searched. Two clear plastic baggies containing cocaine and a bindle containing heroin were discovered in his right front pocket. In another pocket the deputies found more cocaine. Appellant also had three $20 bills in his possession. None of the other men were found to possess drugs.
*954 Appellant waived his rights and was asked what the substances were. Appellant stated heroin and cocaine. When asked where he got the contraband, appellant replied he got it from a man in a blue Mustang. Appellant stated he paid $140 for the drugs.
An expert on the sale of drugs concluded that based on the facts of the case, the manner in which the drugs were packaged, the amount of drugs found and the absence of tools for using the drugs, the contraband found on or near appellant was being held for sale. The expert testified it was possible the entire amount of drugs found on or near appellant could have been purchased for $140.
B. Defense Case
Appellant testified in his own behalf and stated he bought the drugs the day of his arrest for $140. Appellant paid with two $100 bills and received as change the three $20 bills found on his person. Appellant also testified the bindle of heroin found on the ground was not his. Appellant stated the drugs were for personal use and would last six days.
II
Discussion
A. Lesser Included Offense
Appellant argues his conviction for simple possession of a controlled substance as charged in count three should be reversed. He contends simple possession is a necessarily lesser included offense of possession for sale. Since appellant was convicted of possession for sale based on possession of the same contraband supporting the conviction for simple possession, the conviction for the lesser offense must be reversed. (See People v. Moran (1970) 1 Cal.3d 755, 763 [83 Cal.Rptr. 411, 463 P.2d 763].)
The Attorney General suggests reversal is not necessary since conviction for the offense of simple possession could have been based on possession of some of the contraband while conviction of possession for sale could have been based on the possession of the remaining drugs.
While perhaps theoretically true, a serious defect in the People’s argument is that the jury was never alerted to the possibility of such a subtle division of the contraband. Consequently we can only presume the convictions for possession for sale and the conviction for simple possession were based on the same evidence.
*955 The conviction for simple possession (count three) is reversed.
B. Instruction on Circumstantial Evidence
Appellant argues the trial court’s instructions on the use of circumstantial evidence were fundamentally flawed and requires reversal of his possession for sale convictions.
Appellant notes the trial court instructed the jury concerning circumstantial evidence in the terms of CALJIC Nos. 2.00 (direct and circumstantial evidence—inferences), 2.01 (sufficiency of circumstantial evidence—generally) and 2.02 (sufficiency of circumstantial evidence to prove specific intent). CALJIC No. 2.00 explains that circumstantial evidence is evidence that “if found to be true, proves a fact from which an inference of the existence of another fact may be drawn.” An inference in turn is described as “a deduction of fact that may logically and reasonably be drawn from another fact or group of facts established by the evidence.”
CALJIC No. 2.01, an instruction generally considered favorable to the defense, 2 tells the jury they may not base a finding of guilt on circumstantial evidence “unless the proved circumstances are not only (1) consistent with the theory that the defendant is guilty of the crime, but (2) cannot be reconciled with any other rational conclusion.”
After telling the jury that each fact necessary to complete a set of circumstances necessary to establish guilt must be proved beyond a reasonable doubt, the instruction states that if the circumstantial evidence is susceptible of two reasonable interpretations, one of which points to the defendant’s guilt and the other to his innocence, it is the jury’s duty to adopt that interpretation which points to the defendant’s innocence.
It is with the following concluding paragraph that appellant takes issue; “If, on the other hand, one interpretation of such evidence appears to you to be reasonable and the other interpretation to be unreasonable, it would be your duty to accept the reasonable interpretation and reject the unreasonable.”
*956 Appellant argues this paragraph negates the presumption of innocence since it allows the jury to convict merely by finding the defense theory of the case to be unreasonable. (CALJIC No. 2.02 dealing with circumstantial evidence of specific intent contains the same paragraph.) Appellant argues that merely because an explanation is unreasonable does not mean it is untrue. Since that is the case, the instruction may compel the jury to reject a defense theory which is unreasonable but yet is true.
We disagree. The correctness of jury instructions is determined from the entire charge of the court and not from a consideration of parts of an instruction or from a particular instruction. (People v. Burgener (1986) 41 Cal.3d 505, 538 [224 Cal.Rptr. 112, 714 P.2d 1251].) The concepts conveyed by the cited instructions, and indeed the whole area of presumption of innocence, are not given to precise definition and are unavoidably ambiguous. In toto, however, the instructions make clear that circumstantial evidence may prove guilt only if it “cannot be reconciled with any other rational conclusion.” The words “reasonable” and “rational” in this context can only be read in conjunction with the instruction on reasonable doubt (CALJIC No. 2.90). That instruction tells the jurors that if they harbor a reasonable doubt concerning guilt, they are required to acquit. The jury is told reasonable doubt is not mere possible doubt because everything in human affairs is open to some doubt. Reasonable doubt is, rather, that state of the case where the consideration of all evidence leaves the minds of the jurors in that condition that they cannot say they feel an abiding conviction, to a moral certainty, of the truth of the charge.
In light of language in the instruction on reasonable doubt and presumption of innocence, the only reasonable reading of CALJIC Nos. 2.01 and 2.02 is that a reasonable or rational interpretation of circumstantial evidence, favorable to the defense, is one that is sufficiently credible and has such a probability of truth that the jurors cannot beyond a reasonable doubt reject it. The paragraph criticized by appellant, therefore, does not tell the jury to reject interpretations of circumstantial evidence favorable to the defense simply because they are unusual or bizarre, it merely tells them to reject interpretations of circumstantial evidence that are so incredible or so devoid of logic that they can, beyond a reasonable doubt, be rejected. While the concept may be complex, we do not believe a reasonable juror viewing the instructions as a whole could interpret the instruction in any other way.
C. Instruction on Confession
Appellant argues that under the facts of this case, it was federal constitutional error to inform the jury it should view an extrajudicial confession with caution.
*957 The trial court instructed the jury in the terms of CALJIC No. 2.70. The instruction tells the jury a confession is a statement made by the defendant other than at trial in which he has acknowledged his guilt of the crimes for which he is on trial. It explains the jury is the exclusive judge of whether a confession was made and if so whether the statement was true. The instruction ends with the caveat “Evidence of an oral confession of the defendant should be viewed with caution.”
Appellant notes that in this case he confessed to the possession of heroin and cocaine at the time of his arrest. He observes that rather than claiming the confession false, he testified at trial his confession was truthful but that he did not possess the drugs for sale. Appellant argues he was prejudiced therefore because the jury was told to view with caution evidence, i.e., his extrajudicial confession which supported his defense.
No one in this case was arguing the extrajudicial confession should be disbelieved. The confession was an important component of both the prosecution and defense cases. The confession and its truthfulness were a given from which the parties proceeded to contest the true issue in the case— whether appellant possessed the contraband with the intent to sell. The instruction could not have harmed appellant.
The judgment as to counts one and two is affirmed, reversed as to count three.
Kremer, P. J., and Huffman, J., concurred.
All statutory references are to the Health and Safety Code unless otherwise specified.
A split of authority exists concerning the need for and indeed wisdom of giving an expansive circumstantial evidence instruction like that required in California. A large number of jurisdictions have adopted the rule that a special instruction on circumstantial evidence is not required when the jury is properly instructed on the reasonable doubt standard. (See Annot. (1985) 36 A.L.R.4th 1046, 1051-1052, 1059-1063.) Indeed, several courts, including the United States Supreme Court in Holland v. United States (1954) 348 U.S. 121, 139-140 [99 L.Ed. 150,166-167 75 S.Ct. 127], have concluded expansive instructions on circumstantial evidence are confusing. (See 36 Annot. (1985) A.L.R.4th 1046, 1051-1058, 1059-1063.)
Cites, in this corpus
- People v. Burgener Crim. No. 22219 · 1986-03-27
- People v. Moran Crim. No. 13525 · 1970-01-27
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