gno.law

Ford v. Bennacka

California Court of Appeal · D010534 · 1990-12-18 · Published · 226 Cal. App. 3d 330 · 276 Cal. Rptr. 513 · 90 Daily Journal DAR 14403 · 90 Cal. Daily Op. Serv. 9259 · 1990 Cal. App. LEXIS 1326

WAYNE N. FORD, Plaintiff and Appellant, v. FRANK J. BENNACKA Et Al., Defendants and Respondents

Proceeding
appeal
Trial court
Superior Court of San Diego County
Trial judge
Raymond Edwards Jr.
Outcome
affirmed — The judgment is affirmed.
Area
civil
Panel
Daniel J. Kremer (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T07:36Z · confidence high

The trial court denied plaintiff Ford's motion for a new trial, ruling that juror declarations alleging confusion regarding comparative negligence and preponderance of the evidence were inadmissible under Evidence Code section 1150 as they described subjective mental processes rather than overt misconduct. The Court of Appeal affirmed the judgment, holding that the declarations did not describe objectively verifiable acts or statements and therefore could not be used to impeach the verdict.

Ruling reviewedStandardThe courtThe model
Denial of motion for new trial based on alleged jury misconduct
“The court properly excluded the juror declarations and correctly denied a new trial.”
abuse of discretioncorrectagree with court
agree with court

Authorities

  • relied: Krouse v. Graham (1977) 19 Cal.3d 59 — Juror declarations regarding discussions among jurors are admissible if they suggest objectively verifiable overt acts, such as an agreement to include attorney fees in damages.
  • relied: People v. Hutchinson (1969) 71 Cal.2d 342 — Evidence Code section 1150 only permits proof of improper influences that are open to the senses and subject to corroboration, excluding proof of subjective reasoning processes.
  • relied: Sanchez-Corea v. Bank of America (1985) 38 Cal.3d 892 — A juror's declaration dealing only with mental processes and reasons for assent or dissent is inadmissible for purposes of undermining the verdict.
  • relied: People v. Romero (1982) 31 Cal.3d 685 — In cases of 'deliberative error' producing a mistaken verdict, the result has almost invariably been to bar impeachment of the verdict.
  • relied: People v. Hall (1980) 108 Cal.App.3d 373 — Affidavits that do no more than characterize the affiant's own state of mind or the state of mind of other jurors are precluded as evidence of jury misconduct.
  • relied: Cove, Inc. v. Mora (1985) 172 Cal.App.3d 97 — Juror declarations containing only conclusional language on the collective mental process of the jury are not admissible to impeach a verdict.
  • relied: Ferreira v. Quik Stop Markets, Inc. (1983) 141 Cal.App.3d 1023 — Affidavits showing how the verdict was reached are not admissible, distinguishing Krouse v. Graham which allowed affidavits showing discussions.
  • relied: Maple v. Cincinnati, Inc. (1985) 163 Cal.App.3d 387 — The mental processes of jurors are beyond the hindsight probing of the trial court, and judges cannot pass judgment on the correctness of jurors' thought processes.
  • relied: De Vera v. Long Beach Pub. Transportation Co. (1986) 180 Cal.App.3d 782 — Juror declarations must contain objective and verifiable incidents of juror misconduct to be admissible.
  • relied: In re Stankewitz (1985) 40 Cal.3d 391 — Jurors may not use their own outside experience to violate court instructions on questions of law.
  • relied: Young v. Brunicardi (1986) 187 Cal.App.3d 1344 — Juror declarations must describe overt acts or statements, not just subjective confusion or misunderstanding of the law.
  • relied: DiRosario v. Havens (1987) 196 Cal.App.3d 1224 — Impeachment of a verdict requires descriptions of overt acts, statements, or conduct showing the jury intentionally agreed to disregard applicable law.

The appellate opinion: sound — The opinion correctly applies the distinction established in People v. Hutchinson and Sanchez-Corea between admissible evidence of overt acts and inadmissible evidence of subjective mental processes. It effectively distinguishes Krouse v. Graham by noting that the declarations here lacked the suggestion of objectively verifiable discussions or agreements to commit misconduct, instead describing only a collective misunderstanding of the legal standard.

How this analysis was made · dispute it

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:32Z · confidence high

After a jury unanimously found by special verdict that the Bennackas were not negligent in a motorcycle accident, the trial court denied plaintiff Ford's motion for a new trial, ruling that the five juror declarations he submitted (asserting the jury confused comparative negligence with preponderance of the evidence) were inadmissible under Evidence Code section 1150 because they described only the jurors' mental processes. The Court of Appeal affirmed, holding the declarations showed at most 'deliberative error' rather than objectively verifiable overt acts, and distinguishing Krouse v. Graham.

Ruling reviewedStandardThe courtThe model
Exclusion of juror declarations under Evidence Code section 1150 as inadmissible evidence of the jurors' subjective mental processes
“On this record the court correctly declined to admit the proffered juror declarations to impeach the verdict.”
unclearcorrectagree with court
The declarations recited the jurors' collective reasoning (that they found 50/50 fault and therefore ruled for defendants because defendants' negligence did not 'preponderate') without describing any overt statement, outside information, or express agreement to disregard the instructions. Under Hutchinson, Sanchez-Corea, Romero, and Hall, a juror's misunderstanding or misapplication of the law is 'deliberative error' outside section 1150(a)'s permitted proof. The court fairly distinguished Krouse, where the declarations alleged express discussion and agreement to add attorney fees, a potentially verifiable overt act. Although the form declarations use the words 'consensus' and 'we all agreed,' which arguably describe a discussion, the substance is a characterization of how the verdict was reached, which Ferreira and Cove hold inadmissible.
Denial of motion for new trial on the ground of jury misconduct (Code Civ. Proc., § 657, subd. 2)
“Because Ford’s attempted impeachment of the verdict rested solely on an attack on the jury’s subjective mental processes in reaching the verdict, the court properly denied a new trial.”
unclearcorrectagree with court
With the declarations properly excluded, there was no admissible evidence of misconduct, so there was no basis for a new trial; the opinion also correctly notes that a remand for 'further inquiry' as in Krouse would only probe mental processes. The opinion does not articulate a standard of review (abuse of discretion is the usual standard for denial of a new trial), but the result does not depend on it because the exclusion ruling was correct as a matter of law.

Authorities

  • relied: People v. Hutchinson (1969) 71 Cal.2d 342 — Under Evidence Code section 1150, only improper influences open to sight, hearing and the other senses and thus subject to corroboration may be proved to impeach a verdict; jurors' subjective reasoning processes may not be probed.
  • relied: Sanchez-Corea v. Bank of America (1985) 38 Cal.3d 892 — A juror declaration dealing only with jurors' mental processes and reasons for assent or dissent is inadmissible to undermine the verdict.
  • relied: People v. Romero (1982) 31 Cal.3d 685 — In cases of 'deliberative error' producing a mistaken verdict, impeachment of the verdict has almost invariably been barred.
  • relied: People v. Hall (1980) 108 Cal.App.3d 373 — Juror mistake is not misconduct provable by juror affidavits that merely characterize the affiant's own or fellow jurors' state of mind without reference to objective events.
  • relied: Cove, Inc. v. Mora (1985) 172 Cal.App.3d 97 — Declarations containing only conclusional language about the jury's collective mental process rationalizing an allegedly erroneous verdict are inadmissible; order granting new trial reversed.
  • relied: Krouse v. Graham (1977) 19 Cal.3d 59 — Express agreement or extensive discussion among jurors to include attorney fees in damages is misconduct; declarations suggesting such discussion may describe objectively verifiable overt acts admissible under section 1150 (distinguished here).
  • relied: Maple v. Cincinnati, Inc. (1985) 163 Cal.App.3d 387 — The mental processes of jurors are beyond the hindsight probing of the trial court; a judge may not critique the correctness of jurors' reasoning in weighing evidence.
  • relied: Johns v. City of Los Angeles (1978) 78 Cal.App.3d 983 — Section 1150 does not permit a trial judge to review a 'replay' of jurors' deliberative language and subjectively judge its propriety.
  • relied: Ferreira v. Quik Stop Markets, Inc. (1983) 141 Cal.App.3d 1023 — Krouse permits affidavits showing discussions among jurors but not affidavits showing how the verdict was reached; Drust v. Drust went too far and was wrongly decided.
  • relied: De Vera v. Long Beach Pub. Transportation Co. (1986) 180 Cal.App.3d 782 — Juror declarations must set forth objective, verifiable incidents of misconduct; Krouse involved an alleged knowing agreement to inflate damages.
  • relied: In re Stankewitz (1985) 40 Cal.3d 391 — A juror who recounts to fellow jurors his own outside experience on a question of law, contrary to instructions, commits misconduct provable under section 1150.
  • relied: Young v. Brunicardi (1986) 187 Cal.App.3d 1344 — Juror statements of outside legal knowledge injected into deliberations may constitute provable misconduct.
  • relied: DiRosario v. Havens (1987) 196 Cal.App.3d 1224 — Overt acts or statements showing the jury intentionally agreed to disregard applicable law may be admissible to show misconduct.

The appellate opinion: sound — The opinion correctly applies section 1150 and controlling Supreme Court authority (Hutchinson, Sanchez-Corea, Romero) to hold that declarations reciting the jurors' misunderstanding of comparative negligence and burden of proof describe only deliberative error and mental processes, and it directly answers Ford's reliance on Krouse by distinguishing it on the presence of an alleged express agreement there. The analysis is thorough and consistent with the cited cases, though it does not state the standard of review for the new trial ruling and only briefly engages the argument that the jurors' stated 'consensus' could be viewed as an overt discussion.

How this analysis was made · dispute it

Opinion — Kremer

Opinion

KREMER, P. J.

Plaintiff Wayne N. Ford appeals a judgment by special verdict favoring defendants Frank J. and Jason Bennacka (Bennacka) on Ford’s personal injury complaint for negligence, negligent supervision and negligent entrustment involving a motorcycle accident. Ford contends the superior court should have granted a new trial on the ground of asserted jury misconduct. We affirm the judgment.

I

Superior Court Proceedings

Alleging he suffered personal injuries in a motorcycle accident, Ford sued Bennacka for negligence, negligent supervision, and negligent entrustment. Answering Ford’s complaint, Bennacka affirmatively defended by alleging Ford’s comparative negligence.

The matter was tried to a jury. The court instructed the jury on negligence, comparative negligence, and burden of proof by a preponderance of the evidence. The court also informed the jury it had the duty to follow the *332 law. By special verdict the jury unanimously found Bennacka was not negligent.

Ford sought a new trial on the ground of jury misconduct. (Code Civ. Proc., § 657, subd. 2.) Supporting his motion for new trial, Ford submitted declarations of five jurors essentially asserting the jury confused the concepts of comparative negligence and preponderance of the evidence. 1 Opposing Ford’s motion, Bennacka asserted the juror declarations could not properly be used to impeach the mental processes the jury followed to reach its result. After hearing argument by counsel, the court denied Ford’s motion for new trial. Ford appeals.

II

Discussion

In denying Ford’s motion for new trial, the court concluded the statements in the juror declarations pointed “to no act or occurrence but appeared to show the mental processes of the jurors in arriving at the verdict they rendered. As such, the defendants’ argument is well taken, that the statements are not admissible as they attempt to impeach the verdict.”

Relying on Krouse v. Graham (1977) 19 Cal.3d 59 [137 Cal.Rptr. 863, 562 P.2d 1022], Ford contends the juror declarations were admissible and thus the court erred in not granting a new trial on the ground of prejudicial jury misconduct. 2 We disagree. The court properly excluded the juror declarations and correctly denied a new trial.

*333 A

Applicable Law

Evidence Code section 1150, subdivision (a), provides: “Upon an inquiry as to the validity of a verdict, any otherwise admissible evidence may be received as to statements made, or conduct, conditions, or events occurring, either within or without the jury room, of such a character as is likely to have influenced the verdict improperly. No evidence is admissible to show the effect of such statement, conduct, condition, or event upon a juror either in influencing him to assent to or dissent from the verdict or concerning the mental processes by which it was determined.” 3

In construing section 1150, the Supreme Court stated in People v. Hutchinson (1969) 71 Cal.2d 342, 350 [78 Cal.Rptr. 196, 455 P.2d 132]: “The only improper influences that may be proved under section 1150 to impeach a verdict. . . are those open to sight, hearing, and the other senses and thus subject to corroboration.” The Supreme Court also stated: “This distinction between proof of overt acts, objectively ascertainable, and proof of the subjective reasoning processes of the individual juror, which can be neither corroborated nor disproved, . . . has been the basic limitation on proof set by the leading decisions allowing jurors to impeach their verdicts. [Citations.]” (Id. at p. 349.) 4

Section 1150 “does not envision a procedure whereby a trial judge, as a result of a claim of jury misconduct, reviews a ‘replay’ of the particular language used by various jurors as they deliberated and makes a subjective determination of its propriety. Such a procedure would be too great an *334 extension of the court’s limited authority to invade the traditionally inviolate nature of the jury proceedings.” (Johns v. City of Los Angeles (1978) 78 Cal.App.3d 983, 989-990 [144 Cal.Rptr. 629].) “If there is one thing which is clear from the language of Evidence Code section 1150 and the case law dealing with the subject, it is that the mental processes of the jurors are beyond the hindsight probing of the trial court.” (Maple v. Cincinnati, Inc. (1985) 163 Cal.App.3d 387, 394 [209 Cal.Rptr. 451].) 5

“In spite of the perception that, in recent times, the law concerning the ability of jurors to impeach a verdict has been liberalized, the process must be carefully scrutinized and controlled.” (Maple v. Cincinnati, Inc., supra, 163 Cal.App.3d at p. 393.) “In cases of a ‘deliberative error’ which appears to produce a mistaken or erroneous verdict, the result has almost invariably been to bar impeachment of the verdict.” (People v. Romero (1982) 31 Cal.3d 685, 694 [183 Cal.Rptr. 663, 646 P.2d 824].)

In People v. Hall (1980) 108 Cal.App.3d 373, 379 [166 Cal.Rptr. 578], the appellate court rejected “appellant’s theory that a mistake on the part of jurors constitutes misconduct which can be evidenced by the affidavits of the jurors themselves.” (Italics in original, cited with approval in People v. Romero, supra, 31 Cal.3d at p.695.) The appellate court in Hall noted: “The courts have been firm ... in precluding affidavits which do no more than characterize the affiant’s own state of mind [citation] or the state of mind of other members of the jury [citations].” (People v. Hall, supra, at p. 380.) In affirming an order striking juror declarations and denying a new trial, the appellate court in Hall stated: “The declarations which appellant sought to introduce simply asserted, in identical language, each juror’s belief and intent at the time he or she signed the verdict. They made no reference to any objective events which might account for their asserted mistakes, much less to any objective evidence of misconduct. In short, they presented no admissible evidence of jury misconduct. . . .” (Id. at pp. 380-381.)

In Sanchez-Corea v. Bank of America (1985) 38 Cal.3d 892 [215 Cal.Rptr. 679, 701 P.2d 826], the defendant bank challenged a $2.1 million *335 jury verdict for plaintiff. The bank submitted a declaration of a juror asserting the jury did not vote on the issue of the bank’s liability, she did not agree to liability, and she voted for damages as a compromise because she thought liability had been decided and she felt employer pressure to return to work. In disallowing the bank’s challenge to the verdict, the Supreme Court stated:

“The applicable rule is explained in People v. Hutchinson, [supra], 71 Cal.2d 342 . . . , holding that Evidence Code section 1150 ‘prevents one juror from upsetting a verdict of the whole jury by impugning his own or his fellow jurors’ mental processes or reasons for assent or dissent. The only improper influences that may be proved under section 1150 to impeach a verdict, therefore, are those open to sight, hearing, and the other senses and thus subject to corroboration.’ (Id., at p. 350.) [The juror’s] declaration dealt only with jurors’ mental processes and reasons for assent or dissent and was inadmissible for purposes of undermining the verdict. [Citations.]” (Sanchez-Corea v. Bank of America, supra, 38 Cal.3d at p. 910.)

In Cove, Inc. v. Mora (1985) 172 Cal.App.3d 97, 100 [218 Cal.Rptr. 7], the trial court—relying on Krouse v. Graham, supra, 19 Cal.3d at pages 80-82—granted a defendant’s motion for new trial “based on the declarations of jurors showing that the jury had unlawfully [awarded] compensatory damages on a nonexistent legal theory. [Citation.]” The appellate court reversed the order granting new trial. The appellate court agreed with the plaintiff’s contention the declarations did not “set forth any overt, objectively verifiable acts or statements of any juror” but instead contained “only conclusional language on the collective mental process of the jury that purports to rationalize the basis for its supposedly erroneous verdict.” (Cove, Inc. v. Mora, supra, at p. 100.)

B

Analysis

Citing Krouse v. Graham, supra, 19 Cal.3d at page 82, Ford asks us to vacate the order denying new trial and direct the trial court to admit the juror declarations. However, on this record a new trial is not warranted. Moreover, further inquiry into the juror’s asserted confusion and misunderstanding of relevant law would simply constitute improper probing of the jurors’ subjective mental processes. (Sanchez-Corea v. Bank of America, supra, 38 Cal.3d at p. 910, People v. Hutchinson, supra, 71 Cal.2d at pp. 349-350; Maple v. Cincinnati, Inc., supra, 163 Cal.App.3d at p.394.)

The juror declarations proffered here do not meet the standards required by statute and case law. The declarations lack objective and verifiable *336 incidents of juror misconduct. (De Vera v. Long Beach Pub. Transportation Co. (1986) 180 Cal.App.3d 782, 797 [225 Cal.Rptr. 789]; Cove, Inc. v. Mora, supra, 172 Cal.App.3d at p. 103; Ferreira v. Quik Stop Markets, Inc. (1983) 141 Cal.App.3d 1023, 1035 [190 Cal.Rptr. 778]; People v. Hall, supra, 108 Cal.App.3d at pp. 380-381.) The declarations do not suggest any juror violated the court’s instruction to follow the law by recounting his or her own outside experience on a question of law. (In re Stankewitz (1985) 40 Cal.3d 391, 396-400 [220 Cal.Rptr. 382, 708 P.2d 1260]; Young v. Brunicardi (1986) 187 Cal.App.3d 1344, 1349-1352 [232 Cal.Rptr. 588].) The declarations do not describe overt acts, statements, or conduct showing the jury intentionally agreed to disregard applicable law and apply inapplicable law. (Cf. DiRosario v. Havens (1987) 196 Cal.App.3d 1224, 1233-1235 [242 Cal.Rptr. 423].) Instead, the declarations at most suggest “deliberative error” in the jury’s collective mental process—confusion, misunderstanding, and misinterpretation of the law. On this record the court correctly declined to admit the proffered juror declarations to impeach the verdict. (People v. Romero, supra, 31 Cal.3d at pp. 694-695; Cove, Inc. v. Mora, supra, 172 Cal.App.3d at p. 100; People v. Hall, supra, 108 Cal.App.3d at pp. 379-381.)

Krouse v. Graham, supra, 19 Cal.3d 59, is distinguishable. In Krouse the juror declarations suggested the jury knowingly and expressly agreed to inflate damages improperly by including attorney fees. (De Vera v. Long Beach Pub. Transportation Co., supra, 180 Cal.App.3d at p. 796.) The Supreme Court in Krouse remanded the matter because the juror declarations were inconclusive about the nature and extent of any open discussion or agreement among the jurors about the matter of attorney fees; the declarations raised the possibility of overt acts by jurors which on further investigation might verify the statements in the declarations. (Cove, Inc. v. Mora, supra, 172 Cal.App.3d at p. 103.) Here, however, Ford proffered juror declarations only about their subjective collective mental process purporting to show how the verdict was reached. 6 In Krouse the Supreme Court held “affidavits showing discussions among the jurors are admissible, since they are objectively verifiable and subject to corroboration. But the Supreme Court has not gone as far as [Drust v. Drust (1980) 113 Cal.App.3d 1 (169 Cal.Rptr. 750)], which allowed affidavits showing how the verdict was reached.” (Ferreira v. Quik Stop Markets, Inc., supra, 141 Cal.App.3d at pp. 1034-1035, italics in original.) 7

Because Ford’s attempted impeachment of the verdict rested solely on an attack on the jury’s subjective mental processes in reaching the verdict, the court properly denied a new trial.

*337 Disposition

The judgment is affirmed.

Benke, J., and Nares, J., concurred.

1

The form declaration prepared by Ford’s counsel stated:

“I served as a juror on the case of Wayne Ford vs. Frank Bennacka, etc., et al.
“In our jury deliberations, we reached a consensus that both sides were at fault, namely, 50% negligence as to each. Therefore, because each side was equally negligent, we had to return a verdict in favor of the Defendants because the Defendants’ negligence did not preponderate over the negligence of the Plaintiff. We all agreed that if the Defendants had been more negligent than Plaintiffs [sic], we could and would have given the verdict to the Plaintiff.”

Juror Stephens added a handwritten sentence to her declaration stating: “I felt the defendant was 51% at fault, and the plaintiff was 49% at fault.” Juror Anderson modified the second sentence of the second paragraph of his attorney-prepared declaration to provide: “Therefore, because each side was equally negligent, we did return a verdict in favor of the Defendants because the Defendants’ negligence did not preponderate over the negligence of the Plaintiff.” (Italics added.)

2

In Krouse v. Graham, supra, 19 Cal.3d 59, the Supreme Court remanded the matter to the superior court to reconsider juror declarations about asserted jury misconduct in determining a motion for new trial. In Krouse four identical declarations of jurors alleged “several jurors commented” on their belief the plaintiff’s counsel would be paid one-third of the total award, the jury “considered” that belief, and the jury “determined” its award by adding legal fees to the amount of plaintiff’s damages. The Supreme Court noted: “An express agreement by the *333 jurors to include [attorney] fees in their verdict, or extensive discussion evidencing an implied agreement to that effect, constitutes misconduct requiring reversal. [Citations.]” (Id. at p. 81.)

In Krouse v. Graham, supra, 19 Cal.3d at pages 80-81, the Supreme Court stated “if the jurors in the present case actually discussed the subject of attorneys’ fees and specifically agreed to increase the verdicts to include such fees, such discussion and agreement would appear to constitute matters objectively verifiable, subject to corroboration, and thus conduct which would lie within the scope of [Evidence Code] section 1150. [Citation.]” However, the Supreme Court found the juror declarations to be inconclusive: “It is not clear from the record whether the jury’s treatment of attorneys’ fees constituted ‘overt acts, objectively ascertainable’ and thus admissible, or rather may more properly be described as evidence of the jury’s ‘subjective reasoning processes’ and thus excludable, all as more fully developed in [People v. Hutchinson (1969) 71 Cal.2d 342].” (Id. at p. 81.) The Supreme Court thus vacated the order denying new trial and directed the superior court to admit the declarations and reconsider the motion. (Id. at p. 82.)

3

All statutory references are to the Evidence Code unless otherwise specified.

4

The Supreme Court in People v. Hutchinson, supra, 71 Cal.2d 342, permitted juror declarations about improper statements a bailiff made to the jury.

5

In Maple v. Cincinnati, Inc., supra, 163 Cal.App.3d at page 394, the appellate court stated: “The trial judge simply made a subjective determination that the jurors didn’t think or analyze the case ‘correctly,’ a determination triggered by statements of a juror who had voted in the minority. [jj] If a trial judge believes that the evidence is objectively insufficient as a matter of law to support a verdict, he or she of course has the power under Code of Civil Procedure section 657 to order a new trial on that basis. The trial judge does not, however, have the power to pass judgment on the correctness of the jurors’ thought processes involved in weighing the evidence. [j[] . . . [Attempts by judges to straight jacket a jury in its deliberations by an after-the-fact critiquing and criticizing of the language and reasoning used in those deliberations runs directly contrary to our fundamental concept of the jury function.”

6

Indeed, Ford characterizes the juror declarations as reflecting “the collective criteria the jurors used to arrive at their verdict.”

7

In Ferreira v. Quik Stop Markets, Inc., supra, 141 Cal.App.3d at page 1035, the appellate court stated: “Drust takes Krouse a step farther than permissible, and was wrongly decided.”

Cites, in this corpus

Cited by