People v. O'CONNOR
The PEOPLE, Plaintiff and Respondent, v. KATHY COLENA O’CONNOR, Defendant and Appellant
- Area
- criminal
- Panel
- Don R. Work (author)
Analysis
The trial court denied probation and imposed a mandatory three-year prison sentence for pandering pursuant to Penal Code section 1203.065. The Court of Appeal affirmed the judgment, rejecting the appellant's arguments that the mandatory sentence was unconstitutional or the result of legislative error.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of probation and imposition of mandatory three-year sentence under Penal Code § 1203.065“The Legislature has clearly stated probation shall not be granted to any person convicted of violating section 266i. “If the words of the statute are clear, the court should not add to or alter them to accomplish a purpose that does not appear on the face of the statute or from its legislative history.”” | de novo | correct | agree with court agree with court |
Constitutionality of the mandatory sentence (Cruel and Unusual Punishment)“The test is whether the punishment is “so disproportionate to the crime for which it is inflicted that it shocks the conscience and offends fundamental notions of human dignity.”” | de novo | correct | agree with court agree with court |
Authorities
- relied: People v. Knowles (1950) 35 Cal.2d 175 — If statutory words are clear, courts should not alter them to accomplish a purpose not appearing on the face of the statute.
- relied: People v. Wingo (1975) 14 Cal.3d 169 — Courts cannot lightly encroach upon matters within the domain of the Legislature regarding sentencing.
- relied: In re Foss (1974) 10 Cal.3d 910 — Courts must defer to the Legislature in specifying punishment for crimes.
- relied: In re Lynch (1972) 8 Cal.3d 410 — Established the three-part test for determining if a penalty is cruel or unusual (dangerousness, comparison within jurisdiction, comparison with other jurisdictions).
- relied: In re Reed (1983) 33 Cal.3d 914 — Cited by appellant to argue pandering is similar to soliciting lewd conduct; court distinguished it.
- relied: People v. Madden (1979) 98 Cal.App.3d 249 — Upheld a mandatory three-year sentence and probation ineligibility for selling heroin, supporting the constitutionality of similar penalties for non-violent crimes.
- relied: People v. Main (1984) 152 Cal.App.3d 686 — Upheld a mandatory three-year sentence for robbery with a firearm despite mitigating circumstances, supporting the constitutionality of the penalty.
The appellate opinion: sound — sound
The trial court convicted Kathy O'Connor of pandering (Pen. Code, § 266i, subd. (c)) and, stating it would otherwise have granted probation, imposed the three-year lower term because section 1203.065 bars probation for that offense. The Court of Appeal rejected her claims that section 266i was inadvertently included in section 1203.065 and that the mandatory three-year minimum is cruel and unusual punishment, and affirmed; the Supreme Court denied review with one justice voting to grant.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of probation as mandated by Penal Code section 1203.065, subdivision (a), for a conviction under section 266i (rejecting the claim that the Legislature inadvertently included section 266i)“The Legislature has clearly stated probation shall not be granted to any person convicted of violating section 266i.” | de novo | correct | agree with court Section 1203.065 names section 266i expressly, and under People v. Knowles a court may not alter clear statutory text based on speculation about legislative inadvertence; the appellant offered no authority or legislative history to the contrary, so the trial court correctly treated itself as bound. |
Imposition of the mandatory three-year minimum prison term without probation, upheld against a claim of cruel and unusual punishment under the Lynch three-prong test“However, whether this court agrees or disagrees with the legislative choice here, the Legislature was not irrational or arbitrary in determining pandering was so dangerous to society as to justify a three-year minimum penalty to deter its practice.” | de novo | correct | agree with court The court applied the correct framework from In re Lynch with the deference required by Wingo and Foss, and its intra-jurisdictional comparison to Madden (heroin sales) and Main (armed robbery), both upholding three-year probation-ineligible terms, supports the conclusion. The analysis is thin on the as-applied dimension (nature of this nonviolent offender who ran a referral service, per People v. Dillon), characterizes pandering generically as involving force or threats, and the third prong compares maximum terms rather than mandatory minimums, but a three-year term for a three-year pandering operation does not shock the conscience under the deferential standard. |
Authorities
- relied: People v. Knowles (1950) 35 Cal.2d 175 — When statutory words are clear, a court may not add to or alter them to accomplish a purpose not apparent from the statute's face or legislative history.
- relied: People v. Wingo (1975) 14 Cal.3d 169 — Courts must not lightly encroach on legislative sentencing choices and uphold penal statutes unless unconstitutionality clearly, positively, and unmistakably appears.
- relied: In re Foss (1974) 10 Cal.3d 910 — Where reasonable minds may differ over a penalty, courts defer to the Legislature's broad discretion in fixing punishment.
- relied: In re Lynch (1972) 8 Cal.3d 410 — A punishment is cruel or unusual if so disproportionate to the offense that it shocks the conscience; analysis considers the nature of the offense and offender, penalties for more serious offenses in the same jurisdiction, and penalties for the same offense elsewhere.
- relied: In re Reed (1983) 33 Cal.3d 914 — Mandatory sex-offender registration for soliciting lewd conduct is cruel or unusual punishment; distinguished as not controlling the pandering penalty.
- relied: People v. Madden (1979) 98 Cal.App.3d 249 — A mandatory, probation-ineligible three-year term for selling heroin, a nonviolent offense, is not cruel or unusual under Lynch.
- relied: People v. Main (1984) 152 Cal.App.3d 686 — A mandatory three-year prison term for armed robbery with an inoperable, unloaded gun by a young first offender is not cruel or unusual under Lynch.
- missed: People v. Dillon (1983) 34 Cal.3d 441 — A cruel or unusual punishment challenge may be as-applied, requiring examination of the particular offender's culpability, including age, prior record, and the circumstances of the offense, not just the offense in the abstract.
The appellate opinion: sound with gaps — The court applied the governing Lynch framework with appropriate deference and supported the intra-jurisdictional comparison with apt authority (Madden, Main), reaching a defensible result on a statute whose text is unambiguous. It did not, however, address People v. Dillon's as-applied focus on the individual offender despite the appellant framing her offense as nonaggravated and nonviolent, described pandering in terms of force or threats that do not match her answering-service conduct, and its interstate comparison looked mostly at maximum terms rather than mandatory minimums or probation bars.
Opinion — Work
*647 Opinion
WORK, Acting P. J.Kathy Colena O’Connor appeals a judgment convicting her of pandering (Pen. Code, 1 § 266i, subd. (c)). She received the lower term of three years in prison after the court stated it would have granted probation except for the mandate of section 1203.065. 2
O’Connor developed an answering service to refer customers to prostitutes. She was arrested after police officers responded to her advertisements in local newspapers and were solicited for sex. Records seized from her residence indicated she had been pandering for approximately three years.
O’Connor contends the Legislature cannot validly deny probation to all persons convicted of violating section 266i, nor impose 1 a mandatory three-year minimum sentence for a nonaggravated, nonviolent pandering offense. These punishments, she argues, are cruel and unusual.
I
O’Connor cites no authority suggesting the Legislature cannot validly deny probation to all persons convicted of violating section 266i. She only speculates section 266i was inadvertently included in section 1203.065, subdivision (a). Although section 1203.065 specifically refers to section 266i, O’Connor argues section 266i was accidentally included in section 1203.065 during the “hectic last days of the [1983] legislative session.”
The Legislature has clearly stated probation shall not be granted to any person convicted of violating section 266i. “If the words of the statute are clear, the court should not add to or alter them to accomplish a purpose that does not appear on the face of the statute or from its legislative history.” (People v. Knowles (1950) 35 Cal.2d 175, 183 [217 P.2d 1].)
II
O’Connor next argues the punishment for violating section 266i is cruel and unusual.
*648 In accord with the doctrine of separation of powers, a court cannot lightly encroach upon matters within the domain of the Legislature. (People v. Wingo (1975) 14 Cal.3d 169, 174 [121 Cal.Rptr. 97, 534 P.2d 1001].) When reviewing legislation alleged to impose cruel and unusual punishment, the court must uphold statutes “ ‘unless their unconstitutionality clearly, positively, and unmistakably appears.’ ” (Ibid.)
Where reasonable men might differ over a penalty, the courts “... must defer to the Legislature, for it has the ‘broadest discretion possible ... in specifying punishment for the crime.’ ” (In re Foss (1974) 10 Cal.3d 910, 937 [112 Cal.Rptr. 649, 519 P.2d 1073] quoting In re Lynch (1972) 8 Cal.3d 410, 414 [105 Cal.Rptr. 217, 503 P.2d 921].) Fitting a penalty to a crime is not an exact science; it involves appraising the evil to be corrected, weighing alternatives, considering policy and responding to the public will. Leeway is permissible. (In re Lynch, supra, 8 Cal.3d at p. 423.) The test is whether the punishment is “so disproportionate to the crime for which it is inflicted that it shocks the conscience and offends fundamental notions of human dignity.” (Id. at p. 424.)
The California Supreme Court in Lynch adopted a three-part analysis to determine whether a penalty is cruel or unusual: (1) evaluation of the dangerousness of the offense and the offender to society (id. at p. 425); (2) comparison of “the challenged penalty with the punishments prescribed in the same jurisdiction for different offenses which, by the same test, must be deemed more serious” (id. at p. 426, italics in original); and (3) comparison of the challenged penalty with the punishments prescribed for the same offense in other jurisdictions having an identical or similar constitutional provision (id. at p. 427).
Although O’Connor argues pandering is not a serious crime, the opinion of the Legislature is to the contrary. The panderer commonly preys on very young women. Many in this group have experienced difficulties in the home, in school, or on the job, or have become dependent on drugs, making them particularly vulnerable to the panderer’s promises of easy money. (Jennings, The Victim as Criminal: A Consideration of California’s Prostitution Law (1976) 64 Cal.L.Rev. 1235, 1252.) Even if the prostitute escapes drug addiction, once she has an arrest record it becomes more difficult to escape in view of the problems persons with arrest records have in finding legitimate employment, thus inhibiting rehabilitation. (Id. at p. 1247.) Thus, it is legislatively reasonable to make prostitution a misdemeanor (§ 647), but impose a more serious penalty for one who through force, promises or threats encourages another to be a prostitute.
O’Connor says pandering is similar to soliciting lewd conduct, punishment for which offense may not include the requirement of registration as a sex *649 offender. (In re Reed (1983) 33 Cal.3d 914 [191 Cal.Rptr. 658, 663 P.2d 216].) However, whether this court agrees or disagrees with the legislative choice here, the Legislature was not irrational or arbitrary in determining pandering was so dangerous to society as to justify a three-year minimum penalty to deter its practice.
Turning to the second prong of the Lynch test, a comparison of the penalty for pandering with the penalty imposed in this state for other crimes leads to the same conclusion. In People v. Madden (1979) 98 Cal.App.3d 249 [159 Cal.Rptr. 381], the court upheld a minimum three-year prison sentence for selling or offering more than one-half ounce of heroin. A defendant was ineligible for probation (§ 1203.07), even though she was a heavy heroin user and was only selling the drug to support her own heroin habit. (Id. at p. 254.) As the court noted, “[T]he crime ... does not involve direct violence to another person.” (Id. at p. 255.) However, the court upheld the constitutionality of the prohibition against the granting of probation under Lynch.
In People v. Main (1984) 152 Cal.App.3d 686 [199 Cal.Rptr. 683], an 18-year-old was convicted of robbery with a firearm. He was ineligible for probation (§ 1203.06) and sentenced to a three-year state prison term. The appellate court, using the Lynch test, upheld the mandatory sentence despite the fact that the defendant was young and unsophisticated, had no prior criminal record, the gun was inoperable and not loaded, and there were other mitigating circumstances.
Thus, three-year mandatory state prison sentences have been approved for selling heroin and for using an inoperable firearm during a robbery— crimes arguably comparable to pandering. The penalty for pandering satisfies the second prong of the Lynch test.
The third element of the Lynch test is to compare the punishments for the same crime in other states with the punishment imposed in California. The Commonwealth of Massachusetts also imposes a mandatory two-year minimum sentence for an individual convicted of pandering. (Mass. Gen. Laws Ann., ch. 272, § 7 (West 1986).) The maximum punishment in California for the crime is eight years. Numerous other states have greater maximum terms. For example, for the equivalent crime, Delaware has a maximum sentence of 10 years (Del. Code Ann., tit. 11, §§ 1352, 4205 (1984)) while Michigan has a 20-year maximum (Mich. Comp. Laws Ann., § 750.455 (West 1986)).
California’s punishment for this crime is not the most severe in the nation and its three-year minimum sentence is not cruel or unusual.
*650 The judgment is affirmed.
Butler, J., and Lewis, J., concurred.
Appellant’s petition for review by the Supreme Court was denied March 2,1987. Anderson, J., * participated therein. Broussard, J. was of the opinion that the petition should be granted.
All statutory references are to the Penal Code unless otherwise specified.
Section 1203.065, subdivision (a) provides: “Notwithstanding any other provision of law, probation shall not be granted to, nor shall the execution or imposition of sentence be suspended for, any person convicted of violating subdivision (2) of Section 261, or Section 264.1, or Section 266h, or Section 266i, or Section 266], or 289, or of committing sodomy or oral copulation in violation of Section 286 or 288a by force, violence, duress, menace or threat of great bodily harm or subdivision (c) of Section 311.4.”
Assigned by the Chairperson of the Judicial Council.
Cites, in this corpus
- People v. Main Crim. 6723 · 1984-02-29
- In Re Reed Crim. 22595 · 1983-05-26
- People v. Madden Crim. 3372 · 1979-10-30
- People v. Wingo Crim. 17942 · 1975-05-09
- In Re Foss Crim. 16690 · 1974-03-14
- In Re Lynch Docket Nos. Crim. 16232, 16237 · 1972-12-04
- People v. Knowles Crim. 4992 · 1950-04-21
Cited by
- People v. Reyes D069277 · 2016-03-30
- People v. Reyes D069277M · 2016-03-30
- People v. McNulty E003990 · 1988-06-29