Lopez v. City of San Diego
CHRISTIAN TOSCANO LOPEZ, a Minor, Etc., Et Al., Plaintiffs and Appellants, v. CITY OF SAN DIEGO Et Al., Defendants and Respondents
- Area
- civil
- Panel
- Howard B. Wiener (author)
Analysis
The trial court sustained the defendants' demurrer to the plaintiffs' second amended complaint without leave to amend, finding that the allegations of police negligence did not establish a legal duty or special relationship. The Court of Appeal affirmed the judgment, holding that the plaintiffs failed to plead facts showing that police conduct increased the risk of harm or created a special relationship, and that the trial court did not abuse its discretion in denying leave to amend.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Sustaining demurrer to second amended complaint without leave to amend“The trial court did not abuse its discretion in denying plaintiffs further leave to amend.” | abuse of discretion | correct | agree with court agree with court |
Authorities
- relied: Williams v. State of California (1983) 34 Cal.3d 18 — Establishes that police liability for nonfeasance is limited to situations where a special relationship exists, such as when police induce detrimental reliance on a promise of protection.
- relied: Davidson v. City of Westminster (1982) 32 Cal.3d 197 — Holds that there is generally no legal duty for police to protect the public from third-party harm absent a special relationship.
- relied: Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425 — Defines the concept of a special relationship that can give rise to a duty to control the conduct of a third person.
- relied: Von Batsch v. American Dist. Telegraph Co. (1985) 175 Cal.App.3d 1111 — Holds that police failure to discover intruders does not state a cause of action if they did not create the peril or increase the risk of harm.
- relied: Rose v. County of Plumas (1984) 152 Cal.App.3d 999 — Holds that police cannot be liable for failure to provide medical aid if no special relationship or promise of aid was established.
- relied: Antique Arts Corp. v. City of Torrance (1974) 39 Cal.App.3d 588 — Holds that police are not liable for unreasonable delay in performance of duty absent a special relationship.
- relied: Clemente v. State of California (1985) 40 Cal.3d 202 — Supports the requirement that pleadings must contain sufficient factual allegations to support a claim, specifically regarding the inadequacy of the misfeasance theory.
The appellate opinion: sound — The opinion is sound because it correctly applies the established California law regarding police nonfeasance and the requirement for a special relationship to establish a duty of care. It effectively distinguishes the facts from cases where liability was found and correctly identifies the lack of factual allegations supporting the misfeasance theory.
The trial court sustained without leave to amend the demurrer of the City of San Diego, Mayor Hedgecock and Police Chief Kolender to the second amended complaint of victims and survivors of the 1984 San Ysidro McDonald's massacre, who alleged negligent hiring, training, supervision and a one-hour delay in the police rescue operation. The Court of Appeal affirmed, holding that no special relationship or affirmative conduct increasing the victims' risk was alleged, that the misfeasance theory (that the police response precluded a sheriff's response) was unsupported by factual allegations, and that denial of further leave to amend was not an abuse of discretion.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Sustaining demurrer for failure to allege facts establishing a duty (special relationship or affirmative conduct increasing risk) owed by the police defendants“The police can in no way be charged with lulling Huberty’s victims into a false sense of security, nor can the alleged inaction by police reasonably be said to have increased the risk of harm to which the victims were subject.” | de novo | correct | agree with court The court correctly treated the sufficiency of the complaint as a question of law, disregarding conclusory allegations that parroted the Harris/Jackson theories and asking whether the pleaded facts showed detrimental reliance, a promise, or conduct increasing the risk. Williams and Davidson squarely hold that police nonfeasance in protecting the public from a third party creates no duty absent such a special relationship, and the pleaded facts (a delayed tactical response to an ongoing massacre) fit the nonfeasance line of Von Batsch, Rose and Antique Arts. The opinion does not expressly state the standard of review, but its approach is functionally de novo. |
Rejection of the misfeasance theory that the San Diego police response affirmatively increased peril by precluding a response by the County Sheriff's Department“Lacking such factual allegations the pleadings are inadequate to show that the San Diego officers prevented other assistance.” | de novo | correct | agree with court The court properly required facts, not speculation, showing that the sheriff's department would have responded independently to an incident within city limits and that the city's response was itself unreasonable; absent those allegations the theory is a conclusion. Clemente v. State of California supports treating such speculative chains of causation as insufficient. The result is consistent with the Williams requirement that the police conduct create a risk beyond that to which the victims were already exposed. |
Denial of further leave to amend the second amended complaint“The trial court did not abuse its discretion in denying plaintiffs further leave to amend.” | abuse of discretion | correct | agree with court Plaintiffs had three pleading opportunities and, on appeal, identified no additional facts that could establish a special relationship or risk-increasing conduct; under settled law the plaintiff bears the burden of showing how an amendment would cure the defect. The court applied the correct standard, though it did not cite Blank v. Kirwan or Goodman v. Kennedy for the burden on plaintiffs. |
Authorities
- relied: Williams v. State of California (1983) 34 Cal.3d 18 — Police have no duty to protect members of the public from third-party harm absent a special relationship, typically arising from detrimental reliance on police representations or conduct that increases the risk beyond that already present; no recovery for failure to respond or investigate absent induced reliance.
- relied: Davidson v. City of Westminster (1982) 32 Cal.3d 197 — Governmental liability for police nonfeasance is narrowly circumscribed; no duty to a victim of third-party crime absent a special relationship with the victim or the third person.
- relied: Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425 — A duty to control a third person's conduct or warn a potential victim arises only from a special relationship with the third person or the victim.
- relied: Hucko v. City of San Diego (1986) 179 Cal.App.3d 520 — A special relationship with police depends on representations or conduct inducing detrimental reliance such that the risk from police negligence exceeds that to which the victim was already exposed.
- relied: Von Batsch v. American Dist. Telegraph Co. (1985) 175 Cal.App.3d 1111 — Deputies who negligently investigated a burglar alarm and failed to find intruders took no affirmative action that increased or changed the pre-existing risk and therefore owed no duty to the later-murdered victim.
- relied: Rose v. County of Plumas (1984) 152 Cal.App.3d 999 — Deputies who found an injured plaintiff and failed to summon medical aid created no special relationship absent reliance or an express or implied promise to render aid.
- relied: Antique Arts Corp. v. City of Torrance (1974) 39 Cal.App.3d 588 — Police are not liable for an unreasonable delay in broadcasting a burglary report because no special relationship existed between the victim and the police.
- relied: Hartzler v. City of San Jose (1975) 46 Cal.App.3d 6 — Police owe no duty to respond to a report of a threatened killing absent a special relationship.
- relied: Clemente v. State of California (1985) 40 Cal.3d 202 — Factual allegations, not speculation, are required to show that an officer's conduct prevented the plaintiff from obtaining other assistance or otherwise increased the risk of harm.
- relied: Harris v. Smith (1984) 157 Cal.App.3d 100 — Cited by plaintiffs for the three theories of police liability (affirmative conduct increasing risk, failure to act after a promise, and special relationship with detrimental reliance); the court accepted the framework but found no facts pleaded to support any theory.
- relied: Jackson v. Clements (1983) 146 Cal.App.3d 983 — Cited by plaintiffs for the same three theories of police liability; the court treated the complaint's recitation of these theories as legal conclusions insufficient without supporting facts.
- missed: Blank v. Kirwan (1985) 39 Cal.3d 311 — On review of a demurrer sustained without leave to amend, the reviewing court treats the pleaded facts as true and reviews de novo, and the plaintiff bears the burden of showing a reasonable possibility that the defect can be cured by amendment; the court applied these principles without citing the controlling Supreme Court authority.
The appellate opinion: sound with gaps — The opinion correctly applies the Williams/Davidson special-relationship framework and the Court of Appeal nonfeasance cases to pleaded facts that show only a delayed tactical response, and it properly rejects the speculative sheriff-preclusion theory for lack of factual allegations. It omits any express statement of the demurrer standard of review or citation to Blank v. Kirwan on the plaintiff's burden to show how amendment would cure the defect, and it does not address the Government Code immunity for failure to provide police protection, though none of these gaps affects the result.
Opinion — Wiener
Opinion
WIENER, J.This case is part of the legal aftermath of the tragic 1984 massacre at a McDonald’s restaurant in San Ysidro, California. The plaintiffs, some of the victims and survivors of the massacre, appeal from the judgment entered after defendants’ demurrer to plaintiffs’ second amended complaint was sustained without leave to amend. Defendants are the City of San Diego, former San Diego Mayor Roger Hedgecock and San Diego Police Chief William Kolender (the police defendants). We affirm.
I
Plaintiffs’ theory of liability is that the police defendants were negligent in failing to exercise reasonable care in responding to and handling the crisis created when James Huberty walked into McDonald’s and started his random shooting. Before he was fatally wounded Huberty killed 21 persons and injured several more. Styled as five separate causes of action, the complaint in reality merely alleges five sets of factual circumstances, each of which plaintiffs claim establish defendants’ negligence. Specifically, plaintiffs argue that the police defendants are liable because the police officers were inadequately hired, improperly trained and/or negligently supervised which resulted in their ineffectual and untimely efforts to rescue the persons under siege proximately causing the alleged injuries and deaths.
*681 Relying on Harris v. Smith (1984) 157 Cal.App.3d 100, 105 [203 Cal.Rptr. 541] and Jackson v. Clements (1983) 146 Cal.App.3d 983, 988 [194 Cal.Rptr. 553], plaintiffs contend their pleadings establish three different theories on which to predicate the defendants’ liability. Defendants are alleged to have (1) acted in an affirmative fashion which placed plaintiffs in peril or increased their risk of harm; (2) omitted or failed to act after a promise was made; and (3) created a special relationship upon which plaintiffs relied to their detriment. It is true that the complaint contains allegations which parrot these three legal theories. But the function of a complaint is to plead facts, not legal conclusions. (See generally 4 Witkin, Cal. Procedure (3d ed. 1985) Pleading, § 332, p. 382.) Our function is to determine whether the facts as alleged give rise to any valid cause of action.
II
Where the gravamen of the complaint is a police failure to act reasonably in protecting members of the public from the harm caused by a third person (i.e., nonfeasance), a series of recent Supreme Court cases make clear that the liability of the governmental entity is narrowly circumscribed. (See Williams v. State of California (1983) 34 Cal.3d 18, 23 [192 Cal.Rptr. 233, 664 P.2d 137]; Davidson v. City of Westminster (1982) 32 Cal.3d 197, 202 [185 Cal.Rptr. 252, 649 P.2d 894].) Generally, there is no legal “duty,” and hence no liability for negligence, unless there is a special relationship between the police and either the victim or the third person which gives rise to a responsibility to control the third person’s conduct. (See generally Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 435 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166]; Davidson v. City of Westminster, supra, 32 Cal.3d at p. 203.) In the usual situations involving the performance of police duties, such a relationship has been held to depend on representations or conduct by the police which cause the victim(s) to detrimentally rely on the police such that the risk of harm as the result of police negligence is something more than that to which the victim was already exposed. (See Williams v. State of California, supra, 34 Cal.3d at pp. 24-25, 27-28; Hucko v. City of San Diego (1986) 179 Cal.App.3d 520, 522 [224 Cal.Rptr. 552].) “Recovery has been denied, however, for injuries caused by the failure of police personnel to respond to requests for assistance, the failure to investigate properly, or the failure to investigate at all, where the police had not induced reliance on a promise, express or implied, that they would provide protection.” (Williams, supra, 34 Cal.3d at p. 25.)
III
Based on the foregoing principles, plaintiffs’ complaint fails to set forth facts sufficient to establish the potential liability of the police defen *682 dants. The essence of plaintiffs’ negligence allegations is that, having arrived on the scene within four minutes after Huberty started shooting, the police delayed over an hour before commencing an operation to “neutralize” Huberty and rescue the victims. Whether this delay was due to negligence, or prudent caution arising from the uncertainty of the situation is immaterial. The police can in no way be charged with lulling Huberty’s victims into a false sense of security, nor can the alleged inaction by police reasonably be said to have increased the risk of harm to which the victims were subject. In fact, in view of the sheer horror of the ordeal, it is difficult to imagine anything the police could have done or failed to do which would have made the risk any greater than that to which the victims were exposed before the police arrived.
Although not factually identical, past cases support this conclusion. In Von Batsch v. American Dist. Telegraph Co. (1985) 175 Cal.App.3d 1111 [222 Cal.Rptr. 239], sheriff’s deputies responded to a burglar alarm signal from a business office. Their investigation failed to include an inspection of the roof which would have discovered several holes cut by intruders. Several hours after the deputies had left, a business executive in the building was killed by the intruders. The court concluded that no cause of action had been stated, reasoning as follows: “The officers did not create the peril to decedent. They took no affirmative action which contributed to, increased, or changed the risk which would have otherwise existed. At most they merely failed to eliminate the danger of unknown intruders.” (Id. at p. 1124.)
In Rose v. County of Plumas (1984) 152 Cal.App.3d 999 [199 Cal.Rptr. 842], the plaintiff was injured during a disturbance at a bar. Sheriff’s deputies who arrived to investigate the disturbance discovered plaintiff injured and bleeding but failed to arrange for emergency treatment. Apparently, this lack of treatment caused the plaintiff to suffer permanent injury. The court nonetheless held that liability could not be imposed: “Nothing in the complaint even suggests that plaintiffs in any sense relied on the police for medical aid. Plaintiff’s injuries were sustained prior to the arrival of the police; they did not cause them. The officers did not undertake any affirmative action which contributed to, increased or changed the risk which otherwise already existed. [Citation.] No express or implied promises were made by the officers indicating they would render aid. Nothing in the complaint suggests that plaintiff or anyone else held the subjective belief that emergency aid would be rendered by the officers. The pleading merely states that plaintiff was injured and in need of emergency care, but did not get it. In no sense can a ‘special relationship’ be inferred from such a bald assertion.” (Id. at pp. 1004-1005.)
*683 Finally, in Antique Arts Corp. v. City of Torrance (1974) 39 Cal.App.3d 588 [114 Cal.Rptr. 332], a dispatcher inexplicably delayed ten minutes in broadcasting a report of a burglary. The delay allowed the burglars to escape with stolen property. The court held, however, that the police could not be held liable for an unreasonable delay in the performance of their duty because no special relationship existed between the victim and the police. (Id. at pp. 591-592; see also Hartzler v. City of San Jose (1975) 46 Cal.App.3d 6 [120 Cal.Rptr. 5] [no duty to respond to report of a threatened killing].)
In our view, the results in these cases—where the allegations of police negligence are much clearer than those of the present one—demonstrate that liability will not be imposed in the absence of a direct connection between police conduct and an increased risk of harm. Such a connection is manifestly absent in the present case.
IV
At oral argument, plaintiffs’ counsel pursued his contention that the police defendants affirmatively increased the peril to which the victims were exposed (i.e., a misfeasance theory) because response by the San Diego police units precluded response by the San Diego County Sheriff’s Department. They suggest that had the sheriffs department responded, it would have performed the rescue operation in a non-negligent manner, presumably resulting in fewer deaths and injuries.
To support this theory plaintiffs allege no facts as to why the sheriffs department would respond to a report of a criminal incident within the city limits of San Diego other than to assist San Diego police. In addition, the complaint does not allege that it was unreasonable for the San Diego police to respond at all and it is purportedly this response which precluded action by the sheriffs department. Lacking such factual allegations the pleadings are inadequate to show that the San Diego officers prevented other assistance. (See Clemente v. State of California (1985) 40 Cal.3d 202, 213 [219 Cal.Rptr. 445, 707 P.2d 818].) We see no basis for application of a misfeasance theory.
We also reject plaintiffs’ contention that the court abused its discretion by not giving them a further opportunity to amend their complaints. Plaintiffs have failed in each of their pleading efforts to present sufficient facts to the trial court and have presented no additional facts here which could possibly serve as the basis for liability against the police defendants. *684 The trial court did not abuse its discretion in denying plaintiffs further leave to amend.
Disposition
Judgment affirmed. Plaintiffs to bear all costs for this appeal.
Kremer, P. J., and Todd, J., concurred.
A petition for a rehearing was denied April 15, 1987, and the opinion was modified to read as printed above. Appellants’ petition for review by the Supreme Court was denied May 27, 1987.
Cites, in this corpus
- Hucko v. City of San Diego D002615 · 1986-03-31
- Von Batsch v. American District Telegraph Co. B008743 · 1985-12-19
- Clemente v. State of California L.A. 31832 · 1985-10-28
- Harris v. Smith Civ. 22783 · 1984-06-13
- Rose v. County of Plumas Civ. 22740 · 1984-03-08
- Jackson v. Clements Docket Nos. AO20733, AO20735 · 1983-08-11
- Williams v. State of California S.F. 24343 · 1983-06-13
- Davidson v. City of Westminster L.A. 31449 · 1982-08-30
- Tarasoff v. Regents of University of California S.F. 23042 · 1976-07-01
- Hartzler v. City of San Jose Civ. 34650 · 1975-02-18
- Antique Arts Corp. v. City of Torrance Civ. 42677 · 1974-05-29
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