gno.law

People v. Sullivan

California Court of Appeal · D008507 · 1989-11-22 · Published · 215 Cal. App. 3d 1446 · 264 Cal. Rptr. 284 · 1989 Cal. App. LEXIS 1194

The PEOPLE, Plaintiff and Respondent, v. LON ALBERT SULLIVAN, Defendant and Appellant

Area
criminal
Panel
Daniel J. Kremer (author)

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T07:37Z · confidence high

The trial court convicted Sullivan of manufacturing and possessing methamphetamine, refusing a requested instruction that limited handling for abandonment does not support a possession conviction. The appellate court affirmed the refusal of the instruction but reversed the simple possession conviction as a lesser included offense and stayed the sentence for possession for sale under Penal Code section 654.

Ruling reviewedStandardThe courtThe model
Refusal of requested instruction on 'limited handling of contraband for abandonment'
“We do agree with the trial court’s determination the Mijares instruction was not warranted because the facts here do not show a fleeting handling of contraband for the purpose of destroying or abandoning it.”
abuse of discretioncorrectagree with court
The court correctly applied the standard that a defendant is entitled to an instruction if supported by substantial evidence. The court found Sullivan's testimony showed extended control and dominion (moving drugs to a truck, then to a pocket to conceal), which does not fit the 'fleeting' or 'de minimis' possession required by People v. Mijares. The court also correctly noted that even under the broader standard of People v. Cole, the jury's rejection of the defense via the manufacturing and sale convictions rendered the error harmless.

Authorities

  • relied: People v. Mijares (1971) 6 Cal.3d 415 — Establishes that momentary possession of contraband for the purpose of abandonment does not support a conviction for possession.
  • relied: People v. Cole (1988) 202 Cal.App.3d 1439 — Held that the Mijares defense is not limited to 'brief moments' and that possession solely for disposal is not unlawful.
  • relied: People v. Flannel (1979) 25 Cal.3d 668 — Establishes the duty of the trial court to instruct the jury on principles of law closely connected with the evidence.
  • relied: People v. Wickersham (1982) 32 Cal.3d 307 — A defendant is entitled to an instruction on a defense theory if supported by substantial evidence.
  • relied: People v. Lemus (1988) 203 Cal.App.3d 470 — Disbelief of a defendant's version of facts is not a reason for rejecting a requested instruction; credibility is for the jury.

The appellate opinion: sound — The opinion is sound because it correctly distinguishes the facts from the precedent in Mijares and provides a robust alternative harmless error analysis based on the jury's rejection of the defense through other convictions. It also correctly identifies the legal error in the lower court's reliance on the 'incredible' nature of the testimony as a basis for refusing the instruction.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:32Z · confidence medium

The trial court refused Sullivan's requested Mijares instruction on transitory possession for disposal, and he was convicted of manufacturing methamphetamine, possessing methamphetamine, possessing methamphetamine for sale, and driving without a license. The Court of Appeal held the instruction was properly refused (declining to follow People v. Cole), but reversed the simple possession conviction as a lesser included offense of possession for sale, stayed the possession-for-sale sentence under Penal Code section 654, awarded one day of custody credit, and otherwise affirmed.

Ruling reviewedStandardThe courtThe model
Refusal of defendant's requested instruction that limited handling of contraband for purposes of abandonment will not support a possession conviction (Mijares defense)
“We do agree with the trial court’s determination the Mijares instruction was not warranted because the facts here do not show a fleeting handling of contraband for the purpose of destroying or abandoning it.”
de novocorrectagree with court
The court correctly stated that a defendant is entitled to an instruction on a defense theory supported by substantial evidence regardless of credibility (Flannel, Wickersham, Lemus, Burnham), and rejected the Attorney General's 'incredible testimony' argument on that basis. It then held that Mijares is limited to fleeting, de minimis possession during the act of abandonment, that Cole wrongly expanded the defense to any possession solely for disposal, and that Sullivan's own account (removing the drug from the shed, separating it into the front seat, then pocketing it when stopped) showed extended dominion rather than momentary handling. The reading of Mijares is a fair one given the Supreme Court's own emphasis on 'brief moments' and its caveats about concealment from police; the court also offered a sound alternative harmlessness holding, noting that the jury's verdicts on manufacturing and possession for sale necessarily rejected the disposal theory. I agree with the court, though the published discussion does not identify the harmless-error standard it is applying.
Entry of judgment convicting defendant of both possession of methamphetamine (Health & Saf. Code, § 11377) and possession of methamphetamine for sale (§ 11378) on the same contraband
“his conviction of possession of methamphetamine must be reversed because it is a lesser included offense of his conviction of possession of methamphetamine for sale”
de novoerror (law misapplied)agree with court
Simple possession is a necessarily included offense of possession for sale of the same substance, and a defendant may not stand convicted of both the greater and the lesser included offense. The reasoning is in the unpublished portion (II-IV), so only the conclusion can be evaluated, but the conclusion is consistent with settled law and the result is correct.
Imposition of unstayed sentence on possession of methamphetamine for sale in addition to the manufacturing sentence
“his sentence for possession of methamphetamine for sale must be stayed pursuant to Penal Code section 654”
unclearerror (law misapplied)unsure
The court ordered the possession-for-sale sentence stayed under section 654, implying it found the possession and manufacturing arose from an indivisible course of conduct with a single objective. The analysis is in the unpublished portion and the opinion does not set out the facts or standard it applied, so the result cannot be independently verified from the published text, although staying rather than striking the sentence is the proper section 654 remedy.
Calculation of presentence custody credit omitting the day of arrest
“order he be given custody credit for the day of his arrest”
unclearerror (other)agree with court
The day of arrest counts as a day in custody for credit purposes and the correction is routine. The discussion is unpublished, but the disposition is consistent with settled practice.

Authorities

  • relied: People v. Mijares (1971) 6 Cal.3d 415 — Unlawful possession of narcotics does not include merely handling the contraband for brief moments prior to abandoning it; the rule does not protect those who remove contraband from their possession fearing imminent apprehension.
  • relied: People v. Flannel (1979) 25 Cal.3d 668 — A trial court must instruct on principles of law closely and openly connected with the evidence and necessary to the jury's understanding of the case.
  • relied: People v. Wickersham (1982) 32 Cal.3d 307 — A defendant is entitled to an instruction on a defense theory supported by substantial evidence.
  • relied: People v. Lemus (1988) 203 Cal.App.3d 470 — Disbelief of the defendant's version of the facts is not a ground for refusing a requested defense instruction; credibility is for the jury.
  • relied: People v. Burnham (1986) 176 Cal.App.3d 1134 — However incredible a defendant's testimony, he is entitled to an instruction based on the hypothesis that it is entirely true.
  • relied: People v. Speaks (1981) 120 Cal.App.3d 36 — The defendant's own testimony may constitute substantial evidence warranting a requested instruction.
  • relied: People v. Cole (1988) 202 Cal.App.3d 1439 — Held that possession of drugs solely for the purpose of disposal is not unlawful regardless of duration; the Sullivan court analyzed Cole, concluded it misread Mijares, and expressly declined to follow it.
  • relied: People v. Grantham (1972) 26 Cal.App.3d 661 — Mijares instruction properly refused where defendant's version showed he was holding drugs for another rather than disposing of them.
  • relied: People v. Rand (1972) 23 Cal.App.3d 579 — Mijares instruction not warranted where defendant moved drugs in response to fear of police apprehension.
  • relied: People v. Sonleitner (1986) 183 Cal.App.3d 364 — Mijares instruction not warranted where defendant destroyed drugs as police raided the house.

The appellate opinion: sound — The court correctly framed the substantial-evidence standard for defense instructions, rejected the prosecution's credibility argument, and gave a reasoned basis grounded in Mijares's own language for limiting the defense to fleeting handling, while offering an independent harmlessness holding tied to the jury's verdicts. The published reasoning is somewhat conclusory in explaining why Cole misread Mijares and does not cite a prejudice standard, and the sentencing holdings are unpublished, but the result is well supported.

How this analysis was made · dispute it

record incomplete

Opinion — Kremer

Opinion

KREMER, P. J.

Lon Albert Sullivan appeals his convictions for manufacturing methamphetamine (Health & Saf. Code, § 11379.6, subd. (a)), possessing methamphetamine (Health & Saf. Code, § 11377, subd. (a)), possessing methamphetamine for sale (Health & Saf. Code, § 11378), and driving without a license (Veh. Code, § 14601.1, subd. (a)). On appeal, he contends the court committed instructional and sentencing errors. We conclude Sullivan’s requested instruction was properly refused, his conviction of possession of methamphetamine must be reversed because it is a lesser included offense of his conviction of possession of methamphetamine for sale, and his sentence for possession of methamphetamine for sale must be stayed pursuant to Penal Code section 654.

Facts

At about 7:20 p.m. on November 24, 1987, Sheriff’s Deputy Donald Phelps stopped Sullivan for driving a vehicle without a rear license plate and for having a right turn indicator light that flashed white instead of red. Sullivan got out of his truck and walked back to the deputy. Deputy Phelps asked Sullivan for his name and driver’s license. Sullivan told the deputy his name and stated his license had been suspended.

Phelps approached Sullivan’s Land Cruiser and smelled chemicals he associated with methamphetamine labs. After Phelps arrested Sullivan for *1449 driving without a license, he opened the back of the vehicle and was “assailed” with an overpowering chemical odor. In the vehicle he found an amber fluid and other items associated with methamphetamine labs. He radioed for a narcotics task force officer to come to the site.

A search of Sullivan’s person yielded a plastic bag containing 6.7 grams of 53 percent pure methamphetamine. The search of his vehicle yielded chemicals and equipment used for producing methamphetamine. There were containers of liquid containing trace amounts of methamphetamine which were consistent with the waste product generated by the second step of methamphetamine production. The materials did not constitute a complete methamphetamine lab; a chemical necessary for the final step was not present.

In the front seat of the vehicle, the police seized a gram scale, numerous small plastic baggies and Sullivan’s address book which had notations consistent with the purchase of a chemical necessary for methamphetamine manufacture and with the sale of methamphetamine.

The police proceeded to Sullivan’s house and searched the interior but found nothing. The officers noticed a shed in the back which had a lock on the door. They asked Sullivan’s girlfriend for a key to the shed. She said Sullivan had the key. The officers unsuccessfully attempted to open the lock with her keys and then obtained Sullivan’s key rings. One of his keys opened the lock.

Inside, the officers found an orange metal container labeled Freon, a chemical used in processing methamphetamine, as well as a separator funnel and other paraphernalia associated with the manufacture of methamphetamine.

In his defense, Sullivan presented testimony that while he was in custody, his girlfriend had rented out a shed behind their house to Thomas Siegor. Her friend had drawn up a written rental receipt which was produced at trial. After several months had lapsed without Siegor paying any rent, Sullivan borrowed a pair of bolt cutters from a friend and cut Siegor’s lock off the shed. Sullivan and his friend entered the shed where they found the methamphetamine, chemicals and paraphernalia. The friend urged Sullivan to call the police. Sullivan was afraid to call the police because he was on probation for a drug offense. Instead, he decided to take the chemicals and equipment to an industrial park and dispose of them in a dumpster there. He wanted to remove the chemicals from the property immediately because he knew they were dangerous and he was afraid for his children.

*1450 He loaded the Land Cruiser with the chemicals and equipment from the shed, put his own lock on the shed’s door and told his girlfriend he was going to the store. He was pulled over by the sheriff’s deputy about a quarter mile from his house.

Discussion

I

Sullivan contends the court erred in refusing his requested instruction that “Limited handling of contraband, such as for the purpose of abandonment, will not support a conviction for possession.”

A trial court has a duty to instruct the jury on principles of law which are closely and openly connected with the evidence and which are necessary to the jury’s understanding of the case. (People v. Flannel (1979) 25 Cal.3d 668, 681 [160 Cal.Rptr. 84, 603 P.2d 1].) A defendant is entitled to have the court instruct on a defense theory if it is supported by substantial evidence, i.e., if a reasonable jury could conclude the particular facts underlying the instruction existed. (People v. Wickersham (1982) 32 Cal.3d 307, 324 [185 Cal.Rptr. 436, 650 P.2d 311]; People v. Lemus (1988) 203 Cal.App.3d 470, 477 [249 Cal.Rptr. 897].) The testimony of the defendant alone may constitute substantial evidence to warrant a requested instruction. (People v. Speaks (1981) 120 Cal.App.3d 36, 40 [174 Cal.Rptr. 65].) “ ‘ “The fact that the evidence may not be of a character to inspire belief does not authorize the refusal of an instruction based thereon.” ’ [Citations.]” (People v. Burnham (1986) 176 Cal.App.3d 1134, 1143 [222 Cal.Rptr. 630], italics omitted.) “ ‘ “However incredible the testimony of a defendant may be he is entitled to an instruction based upon the hypothesis that it is entirely true.” ’ [Citations.]” (Ibid., italics omitted.)

Sullivan’s requested instruction derives from the Supreme Court’s decision in People v. Mijares (1971) 6 Cal.3d 415 [99 Cal.Rptr. 139, 491 P.2d 1115]. In Mijares, the defendant reached into his friend’s pocket, grabbed a red bandanna containing heroin and tossed it into a field. The defendant then drove his friend, who had apparently overdosed, to a fire station for help. The court reviewed cases suggesting a momentary possession of contraband for disposal would not support a possession conviction, noting well-settled law establishing actual abandonment of an object terminates possession of the object. The court reasoned “[i]t would be incongruous to adhere to cases declaring that abandonment concludes an existing narcotic possession and then hold that during the brief moment involved in abandoning the narcotic, a sufficient possession which did not previously exist somehow comes into being to support a conviction for possession of contraband.” (Id. *1451 at p. 422.) The court concluded the jury should have been instructed that illegal possession “does not include merely handling for only brief moments prior to abandoning the narcotic.” (Id. at p. 423.) The Supreme Court also emphasized its “decision in no way insulates from prosecution under the narcotics laws those individuals who, fearing they are about to be apprehended, remove contraband from their immediate possession” nor insulated “certain actions relating to abandonment of narcotics [which] fall within the proscription of section 135 of the Penal Code, forbidding the destruction or concealment of evidence.” (Id. at p. 422.)

Following the Mijares decision, the instruction has been refused in a number of cases because the evidence did not show the defendant possessed the evidence for the purpose of disposal (see People v. Grantham (1972) 26 Cal.App.3d 661 [103 Cal.Rptr. 262] [defense version showed defendant was keeping illegal drugs in a safe place until claimed by another]; People v. Booker (1978) 77 Cal.App.3d 223 [143 Cal.Rptr. 482] [defense version showed ex-felon defendant was carrying a gun for the purpose of selling it to a pawnbroker]; People v. Hampton (1981) 115 Cal.App.3d 515 [171 Cal.Rptr. 312] [defense version showed defendant only briefly possessed air-freighted shipment of marijuana but nothing indicated his possession was for disposal]); or because the evidence showed the disposal of contraband was in response to a fear of being apprehended by the police (see People v. Rand (1972) 23 Cal.App.3d 579 [100 Cal.Rptr. 473] [defendant fled with drugs due to phone call by the police]; People v. Sonleitner (1986) 183 Cal.App.3d 364 [228 Cal.Rptr. 96] [defendant flushed drugs down toilet as police raided house]).

Recently, the court in People v. Cole (1988) 202 Cal.App.3d 1439 [249 Cal.Rptr. 601] held the Mijares defense was not limited to the type of fleeting possession that occurred in Mijares. The Cole court held Mijares was “not limited to possession for ‘brief moments’ only.” (People v. Cole, supra, at p. 1445.) The Cole court held “possession of illegal drugs solely for the purpose of disposal does not constitute unlawful possession.” (Ibid., italics omitted.) In Cole, the defendant’s house was searched pursuant to a search warrant. Cocaine was found in the defendant’s safe and elsewhere in the house. The defendant testified the day before the search he had seized the cocaine from his minor daughter, who was on probation for possessing cocaine, and placed it in his safe, intending either to dispose of the drugs himself or to turn them over to the police. The trial court gave the defendant’s requested instruction telling the jury: “ ‘The fact that the defendant physically handled a controlled substance for only brief moments for the purpose of abandoning or disposing of the controlled substance is insufficient evidence to convict the defendant of possession of that con *1452 trolled substance even though he knew its nature as a controlled substance.’ ” (Id. at p. 1443.)

On appeal, the defendant contended the instruction was misleading and that “whether possession lasted ‘only brief moments’ is not the sine qua non of innocent possession as discussed in Mijares . . . .” (202 Cal.App.3d at p. 1444.) The appellate court agreed. The court concluded the trial court had a sua sponte duty to modify defendant’s requested instruction and suggested the following instruction in the event of a retrial: “If the defendant physically controlled the substance solely for the purpose of its disposal, such possession would not be unlawful even though he knew its nature as a controlled substance. Length of time of possession is one of the factors which may be considered when deciding whether the defendant physically handled the substance solely for disposal.” (Id. at pp. 1446-1447.)

The trial court here rejected Sullivan’s requested instruction because the case did not involve a fleeting possession as occurred in Mijares. Sullivan argues, based on People v. Cole, that this was not a proper reason for denying the instruction since Cole held a fleeting possession was not necessary. We disagree. The Mijares decision was premised on the fleeting nature of the possession. Cole has read the fleeting nature of the possession out of the Mijares formula and expanded the scope of the defense.

We think the Cole court, by abandoning the requirement the possession be “fleeting,” has unreasonably expanded the Mijares rule. Mijares’s rule arose from a situation involving a fleeting, de minimis possession and a reflexive act of abandonment. The Supreme Court’s holding was that this de minimis possession and reflexive response was not a criminal possession this rule is one which is an understandable and simple rule. Cole complicates the rule by bringing in inquiries into the defendant’s subjective intent in possessing the contraband. These inquiries are not suggested by Mijares or supported by the language of the statute. Mijares’s focus was on the fleeting nature of the possession (during the instant of abandonment), not on the subjective mental state of the defendant. The statute makes possession illegal without regard to the specific intent in possessing the substance. We conclude the Cole court misinterpreted the Mijares decision and erred in deleting the “momentary” possession requirement. We therefore decline to follow Cole, preferring instead to apply pure Mijares.

The Attorney General argues the trial court was not required to give Sullivan’s requested instruction because Sullivan’s disposal defense “was patently false” and “incredible.” Disbelief of a defendant’s version of the facts is not, however, a reason for rejecting a requested instruction; it is the *1453 jury’s function to weigh the evidence and determine credibility. (See People v. Lemus, supra, 203 Cal.App.3d 470, 477.)

We do agree with the trial court’s determination the Mijares instruction was not warranted because the facts here do not show a fleeting handling of contraband for the purpose of destroying or abandoning it.

Here, Sullivan’s own version of the facts show he made a conscious decision to exercise control and dominion over the methamphetamine for an extended period of time. He did not take merely momentary possession of the methamphetamine while disposing of it, e.g., his possession was not limited to handling the methamphetamine for the few moments it would take to carry it into the house and flush it down the toilet. Instead, Sullivan, as shown by his version of the facts, elected to remove the methamphetamine from the shed and place it in the front seat of his truck, separate from the chemicals and equipment. Later, when stopped by the deputy, Sullivan did not attempt to turn the methamphetamine over to the police but moved the methamphetamine from the front seat of the truck to his pocket to conceal it from the deputy and to retain possession of it. This evidence did not justify Sullivan’s requested Mijares instruction since the instruction applies only where there is a brief handling of the contraband while disposing of it.

Furthermore, even if we were to adopt the Cole position that the disposal defense does not require merely a momentary handling, we would not reverse. Here, the jury was presented evidence and argument on the disposal theory. They found Sullivan guilty not merely of possessing methamphetamine but also of manufacturing methamphetamine and possessing methamphetamine for sale. Thus, the jury necessarily reached the issue of Sullivan’s intent in possessing the cocaine. They found he possessed it with the specific intent to sell it, not to dispose of it. Their conviction of Sullivan for manufacturing the methamphetamine also indicates their rejection of his testimony he found the chemicals, equipment and methamphetamine and that his only intent was to dispose of them. Under these circumstances, there exists no reasonable doubt that the jury could have believed Sullivan’s defense and yet still convicted him of the offenses because of the court’s failure to give the Mijares instruction. No reversal is required on this ground.

II-IV *

*1454 Disposition

We reverse Sullivan’s conviction for possession of methamphetamine, order stayed his sentence for possession of methamphetamine for sale and order he be given custody credit for the day of his arrest. In all other respects, the judgment is affirmed.

Todd, J., and Huffman, J., concurred.

*

See footnote, ante, page 1446.

Cites, in this corpus

Cited by