People v. Baez
The PEOPLE, Plaintiff and Respondent, v. PEDRO RAMON BAEZ, Defendant and Appellant
- Proceeding
- appeal
- Trial court
- Superior Court of San Diego County
- Trial judge
- William T. Low
- Outcome
- other — D000223. Fourth Dist., Div. One.
- Area
- criminal
- Panel
- Howard B. Wiener (author)
Analysis
The trial court allowed the defendant's court-appointed interpreter to serve as the interpreter for multiple prosecution and defense witnesses, effectively removing the defendant's exclusive interpreter during significant portions of the trial. The Court of Appeal reversed the judgment, holding that this error was not harmless beyond a reasonable doubt because it physically separated the defendant from his counsel and deprived him of an exclusive interpreter for critical testimony.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Borrowing the defendant's interpreter to serve as the interpreter for five prosecution witnesses and one defense witness.“The court erred in borrowing Baez’s interpreter. Article I, section 14 of the California Constitution requires “[a] person unable to understand English who is charged with a crime has a right to an interpreter throughout the proceedings.”” | de novo | error | agree with court The court correctly identified that the constitutional right to an interpreter is personal and cannot be waived by counsel alone. It properly applied the Chapman harmless error standard, concluding that the physical separation from counsel and the loss of an exclusive interpreter for material testimony rendered the error prejudicial. |
Authorities
- relied: People v. Aguilar (1984) 35 Cal.3d 785 — A defendant's right to an interpreter is personal and requires a knowing, personal waiver; counsel's agreement is insufficient.
- relied: People v. Rodriguez (1986) 42 Cal.3d 1005 — The Chapman harmless error standard applies to violations of the right to an interpreter.
- relied: Chapman v. California (1967) 386 U.S. 18 — Constitutional errors require reversal unless the state proves beyond a reasonable doubt that the error was harmless.
- relied: People v. Menchaca (1983) 146 Cal.App.3d 1019 — Borrowing an interpreter can prejudice a defendant by preventing them from hearing bench-bar colloquies and rulings.
- relied: People v. Resendes (1985) 164 Cal.App.3d 812 — The ability to consult with counsel by interrupting proceedings is insufficient to dispel prejudice from physical separation.
The appellate opinion: sound — The opinion is sound because it correctly applies the Chapman standard to the specific facts of physical separation and loss of exclusive interpretation for material witnesses. It distinguishes prior cases effectively and relies on the controlling Supreme Court decision in Rodriguez to resolve the standard of review issue.
A jury convicted Pedro Baez of second degree murder for shooting his wife, found him sane, and the trial court denied a new trial and imposed 17 years to life, after having 'borrowed' Baez's court-appointed Spanish interpreter to translate for five prosecution witnesses and one defense witness. The Court of Appeal held the borrowing violated Baez's right under article I, section 14 of the California Constitution to an interpreter throughout the proceedings, applied the Chapman standard as directed by People v. Rodriguez, found the error not harmless beyond a reasonable doubt, and reversed without deciding the remaining claims.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Use of defendant's court-appointed interpreter to interpret for Spanish-speaking prosecution and defense witnesses, with defendant relocated in the courtroom, on counsel's (not defendant's) agreement“Under these circumstances, we cannot conclude that the error was harmless beyond a reasonable doubt.” | de novo | error (procedure) | agree with court Aguilar squarely holds the constitutional right to an interpreter is personal and may be waived only knowingly by the defendant; counsel's acquiescence here did not suffice and the record shows no personal waiver. Rodriguez fixed Chapman as the prejudice test, placing the burden on the People. Although the bilingual lawyer and the relocation of Baez to hear the Spanish mitigated the harm, the court identified concrete prejudice—physical separation from counsel during testimony on prior threats and the gun purchase—and Resendes rejects reliance on the defendant's ability to interrupt. The conclusion that the People could not show harmlessness beyond a reasonable doubt follows from these authorities. |
Admission of Baez's statements to the detective, prosecution-retained psychiatrist, and prosecutor's investigator after applying a preponderance-of-the-evidence standard“Because of our conclusion we do not address the effect of the court’s error in using the “preponderance of the evidence” standard rather than the correct “beyond a reasonable doubt” standard in permitting the introduction of Baez’s statements to law enforcement agents.” | unclear | not reached (law misapplied) | agree with court The court characterized the trial court's use of the preponderance standard as error but expressly declined to assess its effect because reversal was otherwise required, instructing that the correct standard be applied on retrial. For an offense committed in November 1981, before Proposition 8, California law required the prosecution to prove voluntariness beyond a reasonable doubt, so the court's characterization appears correct, though it cited no authority and did not decide prejudice. |
Denial of defense request that the court authorize and pay for an electroencephalogram to confirm an alleged epileptic seizure at the time of the shooting“The record before us shows no abuse of discretion as the request was untimely, not warranted by the evidence and of speculative value.” | abuse of discretion | correct | agree with court Funding of defense testing is committed to the trial court's discretion, and the opinion identifies three independent grounds—untimeliness, lack of evidentiary support, and speculative value—for the denial. The treatment is summary and in a footnote, but nothing in the recited record suggests the trial court exceeded its discretion, and the court left the door open to a renewed, timely motion on retrial. |
Authorities
- relied: People v. Aguilar (1984) 35 Cal.3d 785 — A criminal defendant unable to understand English has a constitutional right to an interpreter throughout the proceedings; the right is personal and may be waived only knowingly and intelligently by the defendant, not by counsel; borrowing the defendant's interpreter for witnesses deprives the defendant of that right.
- relied: People v. Rodriguez (1986) 42 Cal.3d 1005 — Deprivation of a defendant's interpreter is reviewed for prejudice under the Chapman harmless-beyond-a-reasonable-doubt standard rather than being reversible per se.
- relied: Chapman v. California (1967) 386 U.S. 18 — Federal constitutional error requires reversal unless the beneficiary of the error proves beyond a reasonable doubt that it did not contribute to the verdict.
- relied: People v. Menchaca (1983) 146 Cal.App.3d 1019 — Lack of an exclusive interpreter deprives the defendant of translation of open-court colloquy between bench and counsel and court rulings, and relocating the defendant to hear Spanish testimony does not cure the deprivation.
- relied: People v. Carreon (1984) 151 Cal.App.3d 559 — Cited as the contrasting view on the standard for assessing prejudice from interpreter deprivation, a conflict resolved by Rodriguez in favor of Chapman.
- relied: People v. Resendes (1985) 164 Cal.App.3d 812 — A defendant's theoretical ability to consult counsel by interrupting the proceedings does not dispel the prejudice from loss of an exclusive interpreter.
- missed: People v. Jimenez (1978) 21 Cal.3d 595 — Under California law applicable to pre-Proposition 8 offenses, the prosecution must prove the voluntariness of a defendant's statements beyond a reasonable doubt before they may be admitted; the court stated this standard in footnote 2 without citing the controlling authority.
The appellate opinion: sound with gaps — The core holding correctly applies Aguilar's personal-waiver rule and the Chapman test mandated by Rodriguez, candidly weighs mitigating facts (bilingual counsel, relocation to hear Spanish), and grounds prejudice in physical separation from counsel during testimony on prior threats and the gun purchase, supported by Resendes. The opinion is thinner in its footnote treatment of the confession-standard and EEG-funding claims, labeling the former error without citing authority and disposing of the latter in a sentence, leaving those issues for retrial.
Opinion — Wiener
*1433 Opinion
WIENER, Acting P. J.An information charged Pedro Ramon Baez with fatally shooting his wife Tomasa on November 2, 1981 (Pen. Code, §§ 197, 12022.5). 1 Baez pleaded not guilty and not guilty by reason of insanity. A jury found him guilty of second degree murder and sane at the time of the offense. Baez unsuccessfully moved for a new trial and was sentenced to prison for an indeterminate term of 17 years to life.
Baez appeals contending the judgment should be reversed because the court prejudicially erred in (1) “borrowing” his interpreter to serve as a witness interpreter; (2) permitting the introduction of his statements to the detective, the prosecution-hired psychiatrist, and the prosecutor’s investigator, and (3) refusing to pay for testing necessary to establish his defense. We agree with Baez’s first argument and hold the “borrowing” of his interpreter to serve as the interpreter for five prosecution witnesses and one defense witness requires reversal. 2 As directed by the Supreme Court we have modified our original opinion, filed September 17, 1985, to make appropriate reference to the recent decision in People v. Rodriguez (1986) 42 Cal.3d 1005 [232 Cal.Rptr. 132, 728 P.2d 202].
Factual and Procedural Background
A.
Baez, bom in 1929 in Puerto Rico, immigrated to and lived in New York for 22 years. He left his wife and his five children, came to San Diego in 1974 and eventually secured work as a janitor at Triple A Shipyard. In 1979 a friend introduced him to Tomasa, a Mexican national who lived and worked in Tijuana. Baez married Tomasa two months later. Their brief marriage was hardly tranquil. They had many problems. Tomasa refused to sleep with Baez; he hit her and threw her down. They called each other names—Baez called Tomasa and her family “Mexican pigs;” Tomasa called Baez a “dog.” Finally Tomasa left Baez and petitioned to dissolve their *1434 marriage. Baez wanted his wife to return. She refused. Baez then loaned her money to help her buy a car and house, the latter on her promise to reconcile. After having Baez deed the property to her she still refused to reconcile.
Baez was laid off from work in June 1981. By September or October his money was running out, his unemployment insurance was about to expire, and he was depressed. Tomasa offered to let Baez stay at her house. In October 1981 Baez bought a gun. On October 27 or 29 he bought bullets.
On November 1, Baez visited Tomasa at her mother’s house in Tijuana. There was a suggestion she might reconcile. She was to contact him about 7 a.m. the next day to talk about getting back together. Between 6 and 7 a.m. on November 2, Tomasa called her sister, Maria Ramirez, and said she was late getting to work and could not go to Baez’s house. About 7 a.m. Tomasa called Baez and told him the same thing. She said he could see her about 8:30 a.m. near her work where she parked her car. Baez loaded his gun. He then went to meet Tomasa. Her car was parked near a playground or park in Chula Vista. Baez sat in the front seat; Tomasa in the rear. They talked for five or six minutes. He asked her to return to him. Tomasa refused. She said she would sleep with a Black man or a dog before she would return to him. Standing outside the car Baez pulled out his gun, “lost his head” and fired several shots. He then tried to shoot himself but was unable to do so. He told some people in the park to call the police because he had just shot his wife.
B.
At trial Baez had a court-appointed interpreter. The need for a Spanish-speaking interpreter was more than a formality. It was clear Baez required someone to translate from English to Spanish. Fred Godwin, the personnel manager at Triple A, testified Baez could not speak English “very well at all” and had a difficult time making himself understood. Someone usually translated Godwin’s English statements into Spanish for Baez. Two other employees from Baez’s place of employment testified similarly. Gerald Blank, Baez’s lawyer, confirmed Baez’s difficulty to communicate in English. When Blank spoke Spanish he was able to communicate with his client. Blank decided Baez simply could not speak or understand enough English to permit him to communicate in English. In order for Baez to understand, Blank had to speak Spanish.
C.
During trial four of Tomasa’s Spanish-speaking relatives were called by the prosecutor during the prosecution’s case-in-chief: Encamación Ortega *1435 DeLugo (Tomasa’s mother), Maria Ramirez (Tomasa’s sister), Felipe Enzo Ramirez (Maria’s husband) and Encamación Ortega DeLugo Morris (Tomasa’s sister). Ruben Rodriguez, who testified for the prosecution about Baez obtaining the gun, also spoke Spanish. Before calling these witnesses it was agreed Baez’s interpreter would also serve as the witnesses’ interpreter. The court explained to the jury: “The next witness speaks Spanish. We just have one interpreter so we’re going to try to get by with one, probably have Mr. Baez move to where he could be sure to hear Spanish. It will require a little bit of change here in the courtroom, [fl] Mr. Baez, would you step forward and sit in this little green chair. . . .”
While Baez was relocated to enable him to hear the questions and answers in Spanish his interpreter served as the interpreter for the five prosecution witnesses. His interpreter was also called upon to read Baez’s suicide note in English to the jury. When Atanasia Melendes testified for the defense, Baez’s interpreter also was borrowed. On rebuttal the prosecutor recalled DeLugo, Maria Ramirez, Felipe Enzo Ramirez, and Ruben Rodriguez. He also called Tomasa’s sister, Alcelia DeLuga Ortega, and two of Tomasa’s friends, Maria Garcia and Maria Ellena Lopez Josso. Baez’s interpreter also served as the witness interpreter for these witnesses.
Discussion
The court erred in borrowing Baez’s interpreter. Article I, section 14 of the California Constitution requires “[a] person unable to understand English who is charged with a crime has a right to an interpreter throughout the proceedings. ’ (Italics added.)” (People v. Aguilar (1984) 35 Cal.3d 785, 790 [200 Cal.Rptr. 908, 677 P.2d 1198].)
When we filed our original opinion in this case, the difficult question presented was by what standard we should judge whether the error required reversal. (Compare, e.g., People v. Menchaca (1983) 146 Cal.App.3d 1019, 1023 [194 Cal.Rptr. 691] with People v. Carreon (1984) 151 Cal.App.3d 559, 574-575 [198 Cal.Rptr. 843].) That issue has now been resolved by the Supreme Court in People v. Rodriguez, supra, 42 Cal.3d 1005 in favor of applying the test of Chapman v. California (1967) 386 U.S. 18, 24 [17 L.Ed.2d 705, 710, 87 S.Ct. 824, 24 A.L.R.3d 1065].
Applying this standard, we address the People’s arguments that no prejudice occurred in this case. First, they rely on the fact that Baez’s counsel agreed to the borrowing of the interpreter. This argument was rejected in Aguilar, the court holding that the defendant must personally and knowingly waive his right to an exclusive interpreter. (35 Cal.3d at p. 794.) The record here is devoid of any indication that Baez understood *1436 his right to have an independent interpreter throughout the proceedings or any statement by Baez that would suggest a personal waiver.
Several other factors, however, distinguish this case from the facts of Aguilar. Chief among them, is that Baez’s counsel, Gerald Blank, is fluent in both Spanish and English. Thus, the lack of a personal interpreter did not inhibit attorney-client communications since Baez could directly communicate with Blank. Furthermore, the Aguilar court’s concern with a check on the accuracy of the interpreter’s translation (see 35 Cal.3d at pp. 793, 794, fn. 10) was also not a factor since Blank could and in fact did question the translation where he disagreed. The People also point out that when the interpreter was borrowed, Baez was moved to a location in the courtroom where he could hear both the questions and answers in Spanish. (Compare Aguilar, supra, 35 Cal.3d at p. 792; People v. Menchaca, supra, 146 Cal.App.3d at p. 1024.) Thus, the record here strongly indicates Baez was able to understand the substance of the trial proceedings.
There remains, of course, the fact that the lack of an exclusive interpreter precluded Baez receiving a translation of the “open-court colloquy between the bench and counsel” and the rulings of the court. (Menchaca, supra, 146 Cal.App.3d at p. 1025, quoted in Aguilar, supra, 35 Cal.3d at p. 792.) Were this the only possible prejudice suffered by Baez, we would be hard-pressed to conclude that reversal of the conviction was mandated in view of the fact that even English-speaking defendants rarely understand to any significant extent the legal dialogue which occurs between court and counsel. Moreover, we have reviewed the colloquy which took place in this case and cannot conceive that Baez’s understanding or lack thereof could possibly have had any impact on the outcome.
There are, however, other facts which suggest more substantial forms of prejudice. It is true that Baez was not unable to communicate with counsel due to a language barrier. But in moving the defendant to a position in the courtroom where he could hear both the questions and answers in Spanish, it appears that Baez was separated from his counsel. Thus, although not linguistically incapacitated, Baez was physically inhibited from communicating with his lawyer. (Compare Rodriguez, supra, 42 Cal.3d at pp. 1015-1016, emphasizing that at least one interpreter “was at all times available” to two codefendants to facilitate communication with counsel.) The fact that a defendant can arrange for consultation with his attorney by interrupting the proceedings has been held to be insufficient to dispel prejudice. (People v. Resendes (1985) 164 Cal.App.3d 812, 816-818 [210 Cal.Rptr. 609].)
We also note that the witnesses who necessitated the borrowing of Baez’s interpreter did not testify on collateral or insignificant issues. Of the five *1437 Spanish-speaking witnesses who testified during the prosecution’s case-in-chief (see ante, p. 1434-1435), four were questioned regarding prior threats made by Baez to kill Tomasa and one testified about selling Baez the gun used to kill Tomasa. Under these circumstances, we cannot conclude that the error was harmless beyond a reasonable doubt.
Disposition
Judgment reversed.
Work, J., and Butler, J., concurred.
Respondent’s petition for review by the Supreme Court was denied February 17, 1988.
All statutory references are to the Penal Code unless otherwise specified.
Because of our conclusion we do not address the effect of the court’s error in using the “preponderance of the evidence” standard rather than the correct “beyond a reasonable doubt” standard in permitting the introduction of Baez’s statements to law enforcement agents. The correct standard will be applied to the facts upon retrial. We also do not address the court’s alleged error in refusing to authorize and pay for an electroencephalogram to confirm Baez had an alleged epileptic seizure during the shooting. The record before us shows no abuse of discretion as the request was untimely, not warranted by the evidence and of speculative value. When and if counsel should renew this motion in a timely manner on a sounder record the court can rule on this issue in a manner consistent with Baez’s right to effective assistance of counsel.
Cites, in this corpus
- People v. Rodriguez Crim. 24124 · 1986-12-11
- People v. Resendes F003342 · 1985-02-15
- People v. Aguilar Crim. 23237 · 1984-04-05
- People v. Carreon Crim. 5839 · 1984-01-31
- People v. Menchaca Crim. 41643 · 1983-09-12
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