People v. Garrett
The PEOPLE, Plaintiff and Appellant, v. WILLIAM ALLEN GARRETT, Defendant and Respondent
- Area
- criminal
- Panel
- Gilbert Nares (author)
Analysis
The trial court stayed the mandatory two-year enhancement under Penal Code section 12022.1, relying on the third sentence of section 1170.1, subdivision (a), which excludes enhancements from subordinate terms. The Court of Appeal reversed, holding that section 12022.1 is an offender-related enhancement added to the aggregate term under the first sentence of section 1170.1, not a subordinate term enhancement, and remanded for resentencing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Stay of the two-year enhancement under Penal Code section 12022.1 pursuant to the third sentence of section 1170.1, subdivision (a).“The trial court here erred in construing section 1170.1, subdivision (a) to require a stay of imposition of the enhancement mandated by section 12022.1.” | de novo | error (statutory interpretation) | agree with court The appellate court correctly identified that section 12022.1 is an offender-related enhancement that attaches to the aggregate term, not the subordinate term, making the trial court's reliance on the subordinate term exclusion in section 1170.1, subdivision (a), third sentence, legally incorrect. |
Authorities
- relied: People v. Tassell (1984) 36 Cal.3d 77 — Section 1170.1 distinguishes between offender-related enhancements (added to aggregate term) and offense-related enhancements (attached to counts); section 12022.1 is offender-related.
- relied: People v. Baries (1989) 209 Cal.App.3d 313 — Legislative history of section 12022.1 does not support eliminating the enhancement in two-sentence situations; section 12022.1 requires consecutive sentences.
- relied: People v. Burnes (1990) 224 Cal.App.3d 1222 — Interpreting section 12022.1 enhancements as subordinate term enhancements is inconsistent with section 1170.1; section 1170.1(g) double-term limit does not apply to section 12022.1.
- relied: People v. Prather (1990) 50 Cal.3d 428 — The double-the-base-term limitation of section 1170.1, subdivision (g) is not applicable to a section 12022.1 enhancement.
- relied: People v. Vega (1990) 224 Cal.App.3d 506 — Remand for resentencing is appropriate when sentencing is based on a misapprehension of law.
- relied: People v. Sanchez (1991) 230 Cal.App.3d 768 — Section 12022.1 does not provide discretion to impose concurrent sentences; it requires consecutive sentences.
The appellate opinion: sound — The opinion correctly applies the distinction established in People v. Tassell between offender-related and offense-related enhancements, concluding that section 12022.1 falls into the former category and is therefore governed by the first sentence of section 1170.1, not the third. It also correctly notes the mandatory nature of section 12022.1 and the absurd result that would follow if the subordinate term exclusion applied.
How this analysis was made · dispute it
unusual dispositionThe trial court, following the probation report, stayed the mandatory two-year Penal Code section 12022.1 on-bail enhancement on the theory that the third sentence of section 1170.1, subdivision (a) excludes enhancements from a subordinate term. The Court of Appeal held that section 12022.1 is an offender-related enhancement added once to the aggregate term under the first sentence of section 1170.1(a), found the stay erroneous, reversed the sentence, and remanded for resentencing rather than simply ordering the abstract amended.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Stay of the two-year section 12022.1 on-bail enhancement under the third sentence of section 1170.1, subdivision (a), on the ground that enhancements are excluded from a subordinate term“the computations involving subordinate terms have nothing to do with imposing offender-related enhancements such as section 12022.1.” | de novo | error (statutory interpretation) | agree with court The question is purely one of statutory construction. Tassell squarely classifies section 12022.1 as an offender-related enhancement that is added once as the third component of the aggregate term, and the first sentence of section 1170.1(a) expressly names section 12022.1 as such an additional term. Reading the subordinate-term exclusion to bar the enhancement would nullify the mandatory 'shall' language of section 12022.1(b) whenever the secondary offense is subordinate, an absurd result; Baries and Burnes support this reading. The court's conclusion follows from the text and controlling Supreme Court authority. |
Imposition of an aggregate term of nine years, four months; the People sought a remand solely to amend the abstract of judgment to add two years, but the court instead ordered full resentencing“Because the trial court’s sentencing was pursuant to a misapprehension of law, however, we do not know what sentence the court might have imposed under a proper understanding of the rules governing its sentencing discretion, and thus we remand for resentencing.” | unclear | error (law misapplied) | agree with court Because the trial court sentenced under a mistaken view of its options, the appellate court cannot know how it would have exercised discretion on the remaining components of the sentence; remand for resentencing rather than mechanical correction of the abstract is the conventional remedy and is consistent with Vega and Baries. The court did not address whether, on remand, the trial court might have independent discretion to strike the enhancement under other provisions, but that question was not raised by the trial court's ruling, which rested solely on section 1170.1. |
Authorities
- relied: People v. Tassell (1984) 36 Cal.3d 77 — Section 1170.1 distinguishes offender-related enhancements (including section 12022.1), which are added once in computing the aggregate term, from offense-related enhancements, which attach to particular counts.
- relied: People v. Baries (1989) 209 Cal.App.3d 313 — Legislative history of the 1985 amendment to section 12022.1 shows no intent to eliminate the enhancement where the defendant is sentenced in separate proceedings; section 12022.1 requires consecutive sentences; remand for resentencing is the proper remedy when the court misapprehends the law.
- relied: People v. Burnes (1990) 224 Cal.App.3d 1222 — Treating a section 12022.1 secondary offense as necessarily a subordinate term would be inconsistent with the scope and meaning of section 1170.1's consecutive sentencing provisions; the double-the-base-term limit does not apply to the on-bail enhancement.
- relied: People v. Vega (1990) 224 Cal.App.3d 506 — Where a trial court sentenced under a misapprehension of law, the matter is remanded for resentencing; section 1170.1(g) does not limit a section 12022.1 enhancement.
- relied: People v. Prather (1990) 50 Cal.3d 428 — Cited (as interpreted by Burnes and Vega) for the proposition that the double-the-base-term limitation of section 1170.1, subdivision (g) does not apply to the section 12022.1 enhancement.
- relied: People v. Sanchez (1991) 230 Cal.App.3d 768 — Section 12022.1 does not permit concurrent sentencing; consecutive sentences for primary and secondary offenses are required.
The appellate opinion: sound — The opinion correctly frames the issue as which sentence of section 1170.1(a) governs the on-bail enhancement and resolves it with the plain statutory text, controlling Supreme Court authority in Tassell, and consistent Court of Appeal decisions, while also invoking the mandatory language and purpose of section 12022.1. It appropriately declines the People's request for a mechanical two-year addition and remands for resentencing, acknowledging a conflicting decision (McClanahan) in a footnote on a collateral point.
Opinion — Nares
Opinion
NARES, J.William Allen Garrett (Garrett) entered a plea of guilty in superior court case No. CRN17202 to driving under the influence in violation of Vehicle Code section 23153, subdivision (a) while on felony bail in violation of Penal Code 1 section 12022.1. On May 15, 1990, Garrett was sentenced on two other felony cases, Nos. CRN17201 and CRN15678, and *1526 this case. A term of eight years, eight months was imposed in the other matters, and a consecutive eight-month increment imposed for this case, for a total of nine years, four months. The court, as recommended by the probation report, stayed the two-year section 12022.1 enhancement pursuant to the third sentence of section 1170.1, subdivision (a).
The People appeal, asserting the stay of the two-year enhancement was erroneous. Garrett argues the court had discretion to stay the enhancement. We agree with the contention advanced by the People, and reverse with directions.
Background
While on bail and awaiting (1) sentence for residential robbery while armed and having served a prior prison term, as well as (2) sentence for possession of controlled substances for sale, Garrett, fleeing from police officers, drove a stolen pickup truck through a stop sign and into another vehicle, injuring the occupants of the second vehicle.
Garrett’s plea of guilty to violation of Vehicle Code section 23153 included an admission he committed that offense while on bail for another offense, and thus was subject to the two-year enhancement provided for in section 12022.1. Garrett was also advised that when considered with his other pleas, in this case he was subject to a penalty of eight months (one-third the middle term) for the offense and an added two-year consecutive term mandated by section 12022.1.
In calculating a recommended term, the probation officer’s report stated that as to this case, Garrett should receive the eight-month consecutive sentence noted above, but also that “[t]he enhancement per PC12022.1 must be excluded per 1170.1 PC.” The total recommended term was thus nine years, four months. At the sentencing hearing Garrett’s attorney supported the probation report recommendation, arguing section 1170.1 required staying the section 12022.1 enhancement.
The district attorney argued that such a reading of section 1170.1 would “absolutely nullify Penal Code 12022.1, and the legislative intent behind that.” At sentencing the court stated it had determined “to adopt the recommendation of the Probation Department ... to stay the imposition of the sentence [on the section 12022.1 enhancement], pursuant to Penal Code section 1170.1.” An aggregate term of nine years, four months was then imposed on Garrett.
*1527 Question Presented
Does the two-year enhancement provided for by section 12022.1 fall under the first or the third sentences of section 1170.1, subdivision (a) 2 for sentencing purposes?
Discussion
The operation of section 1170.1 was described in People v. Tassell (1984) 36 Cal.3d 77, 90 [201 Cal.Rptr. 567, 679 P.2d 1], as follows:
“Section 1170.1 refers to two kinds of enhancements: (1) those which go to the nature of the offender; and (2) those which go to the nature of the offense. Enhancements for prior convictions—authorized by sections 667.5, 667.6 and 12022.1—are of the first sort. The second kind of enhancements— those which arise from the circumstances of the crime—are typified by sections 12022.5 and 12022.7: was a firearm used or was great bodily injury inflicted? Enhancements of the second kind enhance the several counts; those of the first kind, by contrast, have nothing to do with particular counts but, since they are related to the offender, are added only once as a step in arriving at the aggregate sentence.
“Section 1170.1, subdivision (a) starts out by stating the basic rule that when a person is convicted of two or more felonies, the total sentence consists of (1) the principal term, (2) the subordinate term, and (3) any enhancements for prior convictions.”
According to Tassell, the first sentence of 1170.1, subdivision (a) (see fn. 2, ante) describes the components of an “aggregate term” (principal term, subordinate term, and additional terms for offender-related enhancements such as § 12022.1). The second sentence defines the first component of an aggregate term, the principal term, as including any offense-related enhancements. The third sentence defines the second component of an aggregate term, the subordinate term, as excluding enhancements except in circumstances not here relevant.
*1528 Because section 1170.1, subdivision (a) “makes it very clear that enhancements for prior convictions do not attach to particular counts but instéad are added just once as the final step in computing the total sentence” (People v. Tassell, supra, 36 Cal.3d at p. 90), the computations involving subordinate terms have nothing to do with imposing offender-related enhancements such as section 12022.1. The plain language of the first sentence of section 1170.1, subdivision (a) informs us the “aggregate term” has three components, and offender-related enhancements such as section 12022.1 are the third component, to be imposed as an “additional term” apart from the principal and subordinate terms.
A separate reason why the restrictions on enhancements in a subordinate term have no application to this matter is that the language of section 12022.1 is mandatory: any person arrested for a secondary felony offense while on bail for a primary felony offense “shall be subject to a penalty enhancement of an additional two years in state prison which shall be served consecutive to any other term imposed by the court.” (§ 12022.1, subd. (b).) To allow the third sentence of section 1170.1, subdivision (a) to control here would defeat (as the district attorney argued below) the statutory purpose of ensuring mandatory enhancement for “felony while on felony bail” offenders: whenever the secondary offense was made into a subordinate term, the legislatively mandated enhancement could never be applied. Clearly, such an absurd result was not intended.
As the court concluded in People v. Baries (1989) 209 Cal.App.3d 313, 321-322 [256 Cal.Rptr. 920]: “[W]e have examined the legislative history of the 1985 amendment to section 12022.1. Nothing in that history indicates any legislative intent to eliminate the enhancement in the two-sentence situation; that possibility is nowhere discussed in any of the materials available from the state archives. ... We conclude the legislative history gives no support to the argument that the Legislature intended to eliminate the enhancement from the two-sentence situation.”
Our conclusion is consistent with the decisions of other courts on related questions. People v. Burnes (1990) 224 Cal.App.3d 1222, 1233 [274 Cal.Rptr. 466], considering whether a “secondary offense” under section 12022.1 must be considered a subordinate term for consecutive sentencing purposes, held: “Such an interpretation, however, would be inconsistent with the general scope and meaning of the consecutive sentencing provisions contained in section 1170.1.” The trial court here erred in construing section *1529 1170.1, subdivision (a) to require a stay of imposition of the enhancement mandated by section 12022.1. 3
Nature of Relief
The People request we remand this matter with directions to amend the abstract of judgment to reflect a total sentence of eleven years, four months, vice nine years, four months. (See, e.g., People v. Burnes, supra, 224 Cal.App.3d at p. 1234.) Because the trial court’s sentencing was pursuant to a misapprehension of law, however, we do not know what sentence the court might have imposed under a proper understanding of the rules governing its sentencing discretion, and thus we remand for resentencing. (People v. Vega, supra, 224 Cal.App.3d at p. 520; People v. Baríes, supra, 209 Cal.App.3d at p. 324.)
Disposition
The judgment is reversed as to the sentence and remanded to the trial court for resentencing in accordance with the views herein. In all other respects the judgment is affirmed.
Todd, Acting P. J., and Thompson, J., *
All statutory references are to the Penal Code unless otherwise specified.
In relevant part, the first three sentences of section 1170.1, subdivision (a) state: “[1] [W]hen any person is convicted of two or more felonies . . . and a consecutive term of imprisonment is imposed . . . , the aggregate term of imprisonment for all these convictions shall be the sum of the principal term, the subordinate term, and any additional term imposed pursuant to Section . . . 12022.1 [and other enhancements related to the offender], [2] The principal term shall consist of the greatest term of imprisonment imposed by the court for any of the crimes, including any enhancements [related to the offense], [3] The subordinate term for each consecutive offense . . . shall consist of one-third of the middle term of imprisonment prescribed . . . , and shall exclude any enhancements." (Italics added.)
To complete our analysis of the application of section 12022.1, we note that (contrary to the apparent assumptions of the parties below) (1) the double-the-base-term limitation of section 1170.1, subdivision (g) is not applicable to a section 12022.1 enhancement (People v. Prather (1990) 50 Cal.3d 428, 437-439 [267 Cal.Rptr. 605, 787 P.2d 1012], as interpreted by People v. Burnes, supra, 224 Cal.App.3d at p. 1232 and People v. Vega (1990) 224 Cal.App.3d 506, 520 [273 Cal.Rptr. 684], but see People v. McClanahan (1991) 230 Cal.App.3d 1321 [281 Cal.Rptr. 847]) and (2) section 12022.1 does not provide discretion to impose concurrent sentences, but instead requires imposition of consecutive sentences for primary and secondary offenses. (People v. Baríes, supra, 209 Cal.App.3d at pp. 322-323; People v. Sanchez (1991) 230 Cal.App.3d 768, 771 [281 Cal.Rptr. 459].)
Retired Associate Justice of the Court of Appeal, Second District, sitting under assignment by the Chairperson of the Judicial Council.
Cites, in this corpus
- People v. Sanchez H007225 · 1991-05-24
- People v. Burnes E006573 · 1990-10-29
- People v. Vega F012660 · 1990-10-03
- People v. Prather S007747 · 1990-03-26
- People v. Baries No. H003879 · 1989-03-31
- People v. Tassell Crim. 22823 · 1984-04-20
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