gno.law

District Court, S.D. California · 3:26-cv-01726 · 2026-09-25 · Unknown

Faith Lynn Brashear v. California Unemployment Insurance Appeals Board, et al.

Proceeding
district
Area
civil
Panel
Robert Steven Huie (author)

Analysis

A model's reading — qwen3.8-27b, prompt own-v1, 2026-10-13T20:16Z · confidence high

The court reviewed the sufficiency of service of process on various defendants in a pro se civil action. It ordered the plaintiff to show cause why claims against certain defendants should not be dismissed for failure to prosecute or failure to effect timely service, and directed the plaintiff to clarify the identity of the workers' compensation defendants.

What the court decidedThe model
Order to Show Cause regarding Defendant AMC
“Plaintiff is ORDERED TO SHOW CAUSE as why her claims against defendant AMC should not be dismissed without prejudice for failure to prosecute. See Link v. Wabash R.R. Co., 370 U.S. 626, 630–31 (1962).”
agree with court
The court found that AMC was properly served on May 21, 2026, but had not responded to the complaint by the deadline of June 11, 2026. The plaintiff also failed to seek entry of default. Under Link v. Wabash R.R. Co., a court may dismiss for failure to prosecute when a plaintiff fails to proceed with reasonable diligence. The court's order to show cause is a procedural step consistent with this standard.
Order to Show Cause regarding Defendants EDD, Nancy Farias, and George Parisotto
“Plaintiff is ORDERED TO SHOW CAUSE as to why her claims against defendants EDD, Nancy Farias, and George Parisotto should not be dismissed without prejudice for failure to effect timely service of process. See Fed. R. Civ. P. 4(m).”
agree with court
The court determined that service on EDD and Farias was likely deficient because it was delivered to the Attorney General's office rather than the specific agency addresses listed in the California Roster, and that service on Parisotto had not been completed. Rule 4(m) requires dismissal or extension if service is not made within 90 days. The court's order to show cause allows the plaintiff an opportunity to cure the deficiencies or explain them, which is a standard application of Rule 4(m).
Direction to Clarify Identity of DWC/WCAB
“Plaintiff is DIRECTED to clarify whether she seeks relief against DWC, WCAB, or both, and explain which entity or entities she contends were served on May 27, 2026.”
agree with court
The complaint used a combined designation for two distinct entities with different addresses. The court correctly identified that it could not determine the sufficiency of service without knowing which entity was intended to be sued. This is a necessary procedural step to ensure proper notice and jurisdiction.

The order itself: sound — The order correctly applies Federal Rules of Civil Procedure 4(m) and 4(j) and California state law regarding service on state entities. It appropriately uses judicial notice to verify addresses and identifies specific deficiencies in the plaintiff's proofs of service. The orders to show cause provide the plaintiff with a fair opportunity to cure the defects or explain them, which is consistent with due process and the discretionary nature of Rule 4(m) extensions.

How this analysis was made · dispute it

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 FAITH LYNN BRASHEAR, Case No.: 26-cv-1726-RSH-DEB 12 Plaintiff, ORDER ON SERVICE OF PROCESS 13 v. 14 CALIFORNIA UNEMPLOYMENT INSURANCE APPEALS BOARD, et al., 15 Defendants. 16 17 18 19 On March 18, 2026, plaintiff Faith Lynn Brashear, proceeding pro se, initiated this 20 action against the California Unemployment Insurance Appeals Board (“CUIAB”), the 21 Employment Development Department (“EDD”), the California Division of Workers’ 22 Compensation (“DWC”)/Workers Compensation Appeals Board (“WCAB”), Nancy 23 Faulkner, in her official capacity as the Chair of the CUIAB, Nancy Farias, in her official 24 capacity as the Director of the EDD, George Parisotto, in his official capacity as the 25 Administrative Director of the DWC, and Apartment Management Consultants LLC 26 (“AMC”). ECF No. 1. 27 On April 9, 2026, the Court dismissed Plaintiff’s action for failure to pay the filing 28 fee or seek IFP status. ECF No. 6. On April 28, 2026, Plaintiff filed a notice and receipt 1 indicating that she had paid the required $405 filing fee. ECF No. 8 at 1, 5. A summons 2 was thereafter issued on May 8, 2026. ECF No. 9. 3 Plaintiff subsequently engaged ABC Legal as a process server and, on June 15, 4 2026, filed proofs of service and related documentation concerning her efforts to serve 5 Defendants. ECF No. 13-1. To date, only defendants CUIAB and Faulkner have appeared 6 in this action. See Docket. The Court therefore finds it appropriate to address the 7 sufficiency of service as to the remaining Defendants and Plaintiff’s prosecution of her 8 claims against them. 9 I. LEGAL STANDARD 10 “Before a federal court may exercise personal jurisdiction over a defendant, the 11 procedural requirement of service of summons must be satisfied.” Omni Cap. Int’l, Ltd. v. 12 Rudolf Wolff & Co., 484 U.S. 97, 104 (1987). Under Federal Rule of Civil Procedure 13 4(c)(1), a plaintiff “is responsible for having the summons and complaint served within 14 the time allowed by Rule 4(m).” 15 Federal Rule of Civil Procedure 4(m), in turn, provides: 16 If a defendant is not served within 90 days after the complaint is filed, 17 the court—on motion or on its own after notice to the plaintiff—must dismiss the action without prejudice against that defendant or order 18 that service be made within a specified time. But if the plaintiff shows 19 good cause for the failure, the court must extend the time for service for an appropriate period. 20 21 Fed. R. Civ. P. 4(m). 22 II. ANALYSIS 23 A. Defendant AMC 24 The Court first considers the sufficiency of Plaintiff’s service on defendant AMC. 25 Federal Rule of Civil Procedure 4(h)(1)(B) permits service on a corporation, partnership, 26 or other unincorporated association by delivering the summons and complaint to an agent 27 authorized by appointment or law to receive service of process. See Fed. R. Civ. P. 28 4(h)(1)(B); Cal. Civ. Proc. Code § 416.40; Miller v. Hotel Avenida—Oceanside Camp 1 Pendleton, No. 25-CV-1852 JLS (SBC), 2026 WL 1199475, at *1 (S.D. Cal. May 1, 2 2026) (“Under California law, a corporation or limited liability company can be served 3 by delivering the summons and complaint to one of an enumerated list of individuals, 4 including the designated agent for service of process or the general manager of the 5 entity.”) (internal quotation marks omitted). 6 Here, Plaintiff’s proof of service as to defendant AMC indicates that, on May 21, 7 2026, the summons and Complaint were personally delivered to an individual identified 8 as “Jacqueline” at CT Corporation System, 330 North Brand Boulevard, Suite 700, 9 Glendale, California 91203. ECF No. 13-1 at 19. The Court takes judicial notice of 10 California Secretary of State records identifying CT Corporation System as AMC’s 11 designated agent for service of process at this North Brand Boulevard address. 12 Based on the present record, AMC therefore appears to have been served through 13 its designated agent on May 21, 2026. AMC’s response to Plaintiff’s Complaint, 14 therefore, would have been due on June 11, 2026. See Fed. R. Civ. P. 12(a)(1)(A)(i). To 15 date, however, AMC has neither answered nor otherwise responded to the Complaint, 16 and Plaintiff has not sought entry of default against AMC under Federal Rule of Civil 17 Procedure 55(a). 18 B. State Entities/Individuals Official Capacity 19 The Court next addresses the sufficiency of Plaintiff’s service on defendants EDD, 20 DWC/WCAB, and defendants Nancy Farias and George Parisotto in their respective 21 official capacities as the Director of the EDD and the Administrative Director of the 22 DWC. 23 1. Standard 24 “The Federal Rules of Civil Procedure provide two mechanisms for serving a state 25 agency or a state agency’s officers sued in their official capacity[.]” Christopher Allen of 26 Fam. Ottersbach v. Kilgore through Region 9 IV-D Agency, No. 24-CV-1664 JLS (SBC), 27 2025 WL 951279, at *3 (S.D. Cal. Mar. 28, 2025). Under Federal Rule of Civil 28 Procedure 4(j)(2), “[a] state, a municipal corporation, or any other state-created 1 governmental organization that is subject to suit must be served by: (A) delivering a copy 2 of the summons and of the complaint to its chief executive officer; or (B) serving a copy 3 of each in the manner prescribed by that state’s law for serving a summons or like 4 process on such a defendant.” Fed. R. Civ. P. 4(j)(2); see Ward v. Stanislaus, No. 23-CV- 5 06167-JSC, 2024 WL 3432000, at *2 (N.D. Cal. July 16, 2024) (“[N]o matter whether 6 service of a state official sued in their official capacity must fulfill Rule 4(e) or 4(j), such 7 service may be achieved pursuant to California law governing service on public 8 entities.”). 9 “California law, in turn, provides that a public entity may be served ‘by delivering 10 a copy of the summons and of the complaint to the clerk, secretary, president, presiding 11 officer, or other head of its governing body.’” Allen, 2025 WL 951279, at *3 (quoting 12 Cal. Civ. P. Code § 416.50(a)); Alternatively, California law provides that a public entity 13 “may be served by leaving a copy of the summons and complaint during usual office 14 hours. . . with the person who is apparently in charge.” Cal. Civ. P. Code § 415.20(a); see 15 Allen, 2025 WL 951279, at *3. This method of service must be followed by “mailing a 16 copy of the summons and complaint by first-class mail, postage prepaid to the person to 17 be served at the place where a copy of the summons and complaint were left.” Cal. Civ. 18 P. Code § 415.20(a). 19 2. EDD 20 With respect to defendant EDD, Plaintiff submits a document from ABC Legal 21 indicating that EDD was served on May 26, 2026 at 1300 I Street, Sacramento, California 22 95814. ECF No. 13-1 at 8. Although an accompanying activity log refers to a signed 23 proof of service for EDD, the executed proof is not in the record. Id. at 11. 24 Defendants CUIAB and Faulkner contend that service on EDD was deficient 25 because the documents were delivered to the Attorney General’s office rather than EDD’s 26 headquarters. ECF No. 16 at 7. The Court takes judicial notice of the California Attorney 27 General’s website which identifies 1300 I Street as an address for service on the Attorney 28 General, whereas the California Secretary of State’s 2026 California Roster lists 1 defendant EDD’s address at 722 Capitol Mall, Sacramento, California 95814. Compare 2 California Department of Justice, Service on the Attorney General, 3 https://oag.ca.gov/services-info (last accessed September 21, 2026) with California 4 Secretary of State, 2026 California Roster at 53, https://admin.cdn.sos.ca.gov/ca- 5 roster/2026/2026-complete-roster.pdf (last accessed September 21, 2026); Organic 6 Cannabis Found., LLC v. Commissioner, 962 F.3d 1082, 1096 (9th Cir. 2020) (judicial 7 notice may be taken of official information that is posted on a government website that is 8 not subject to reasonable dispute); Corrie v. Caterpillar, 503 F.3d 974, 978 n.2 (9th Cir. 9 2007) (taking judicial notice of a government publication). Although the ABC Legal log 10 reflects an unsuccessful attempt to serve EDD at the 722 Capitol Mall address on May 11 22, 2026, it does not explain why service could not be completed at that location. ECF 12 No. 13-1 at 13–14. On this record, the Court cannot determine that defendant EDD has 13 been properly served.1 14 3. Nancy Farias 15 With respect to defendant Farias, Plaintiff submits an executed proof of service 16 stating that Farias was served by delivery of the summons and Complaint to Officer M. 17 Brooks at 1300 I Street, Sacramento, California 95814. ECF No. 13-1 at 29. According to 18 19 1 Plaintiff also submits a separate proof of service identifying the California 20 Attorney General as a party served on May 22, 2026. ECF No. 13-1 at 33–36. The 21 California Attorney General, however, is not a named defendant in this action. ECF No. 1 at 1. To the extent Plaintiff relies on that delivery, she has not established a legal basis for 22 treating service on the Attorney General as valid service on EDD in this action. See e.g., 23 Harmon v. C.D.C.R. People of the State of California, No. CV 21-4177-JLS (AGR), 2022 WL 2062372, at *4 (C.D. Cal. May 6, 2022) (“The California Attorney General is 24 not the chief executive officer or ‘the clerk, secretary, president, presiding officer, or 25 other head’ of [the California Department of Corrections and Rehabilitation (CDCR)], nor is he designated to accept service on behalf of CDCR.”), report and recommendation 26 adopted, 2022 WL 3446033 (C.D. Cal. Aug. 17, 2022); Gottschalk v. City & Cnty. of San 27 Francisco, 964 F. Supp. 2d 1147, 1165 (N.D. Cal. 2013) (finding that service on the California Attorney General did not constitute proper service on the California 28 1 the proof of service, Officer Brooks represented that he was authorized to accept service 2 on Farias’s behalf. Id. The proof, however, describes delivery to the Attorney General’s 3 office, rather than EDD’s address as listed in the 2026 California Roster. Id. For the 4 reasons discussed above with respect to EDD, Plaintiff likewise has not established a 5 legal basis for treating that delivery as valid service on Farias in her official capacity. 6 4. DWC/WCAB 7 With respect to the defendant identified in Plaintiff’s Complaint as “California 8 Division of Workers’ Compensation/WCAB,” Plaintiff submits an executed proof of 9 service reflecting personal delivery of the summons and Complaint to “Pearl L.” at 1515 10 Clay Street, Oakland, California 94612. ECF No. 13-1 at 16. According to the proof, 11 Pearl L. represented that she was authorized to accept service on behalf of 12 “WCAB/Division of Workers’ Compensation.” Id. 13 Defendants CUIAB and Faulkner contend that delivery to the Oakland address was 14 insufficient because WCAB’s headquarters are located in San Francisco. ECF No. 16 at 15 7. The Court takes judicial notice that DWC’s website identifies its headquarters, 16 including its Chief Counsel and Legal Office, as located at 1515 Clay Street, Oakland, 17 California. See Department of Industrial Relations, Division of Workers’ Compensation— 18 Service of Subpoenas on the Division, https://www.dir.ca.gov/dwc/PublicRecordsAct/ 19 ServiceOfSubpoenas.html (last accessed September 23, 2026). The 2026 California 20 Roster separately lists WCAB’s address as 455 Golden Gate Avenue, San Francisco, 21 California 94102. California Roster at 73. 22 To the extent Plaintiff intended to sue DWC, the Court is not presently persuaded 23 that the May 27, 2026 delivery was deficient. The Complaint, however, uses the 24 combined designation “California Division of Workers’ Compensation/WCAB” while 25 referring to DWC and WCAB separately elsewhere. ECF No. 1 at 1, 5, 16, 21. Before 26 determining the sufficiency of service, the Court will require Plaintiff to clarify the 27 identity of the defendant or defendants she intended to sue under this designation. 28 /// 1 5. George Parisotto 2 With respect to defendant Parisotto, Plaintiff has not submitted an executed proof 3 of service showing that Parisotto was served with the summons and Complaint. Instead, a 4 summary from ABC Legal Service lists Parisotto’s status as “[p]reparing for service 5 attempt.” ECF No. 13-1 at 8. Although the accompanying activity log reflects that the 6 process server received documents for service on Parisotto on May 29, 2026, it does not 7 document completed service. Id. at 12. Accordingly, the present record does not establish 8 that defendant Parisotto has been properly served. 9 III. CONCLUSION 10 For the foregoing reasons, Plaintiff is DIRECTED to file a written response to this 11 Order on or before October 30, 2026 that addresses the following: 12 1. Plaintiff is ORDERED TO SHOW CAUSE as why her claims against 13 defendant AMC should not be dismissed without prejudice for failure to prosecute. See 14 Link v. Wabash R.R. Co., 370 U.S. 626, 630–31 (1962). Plaintiff may discharge this 15 portion of the Order as to AMC and DWC by filing either a properly supported request 16 for entry of default pursuant to Federal Rule of Civil Procedure 55(a) or a written 17 response explaining why she has not sought entry of default against that Defendant. 18 2. Plaintiff is ORDERED TO SHOW CAUSE as to why her claims against 19 defendants EDD, Nancy Farias, and George Parisotto should not be dismissed without 20 prejudice for failure to effect timely service of process. See Fed. R. Civ. P. 4(m). 21 Plaintiff may discharge this portion of the Order as to each Defendant by completing 22 proper service and filing proof of service by that date. Alternatively, Plaintiff may file a 23 written response demonstrating that the Defendant has already been properly served, 24 together with any supporting proofs of service or declarations. Any response asserting 25 that service has already been completed must address the deficiencies identified above. 26 3. Plaintiff is DIRECTED to clarify whether she seeks relief against DWC, 27 WCAB, or both, and explain which entity or entities she contends were served on May 28 1 || 27, 2026. The Court reserves determination of the sufficiency of that service pending 2 || Plaintiff's response. 3 Failure to comply with this Order may result in dismissal without prejudice of A || Plaintiff's claims against the affected Defendant or Defendants.’ 5 IT IS SO ORDERED. 6 || Dated: September 25, 2026 . 7 lo hut ¢ Howe g Hon. Robert S. Huie United States District Judge 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 This Order is without prejudice to any Detendant’s right to raise any available objections to the sufficiency or timeliness of service of process.