People v. Ayala CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. CR98576
- Trial judge
- Aaron H. Katz
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Buchanan (author), Julia C. Kelety
Analysis
The trial court denied Ayala's petition for restoration of sanity and conditional release, finding he failed to prove by a preponderance of the evidence that he was no longer a danger to others. The Court of Appeal affirmed, concluding the evidence did not compel a finding in Ayala's favor as a matter of law.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition for restoration of sanity and conditional release under Penal Code section 1026.2“The court denied Ayala’s request to be found restored to sanity and released to a conditional release program.” | substantial evidence | correct | agree with court The appellate court correctly applied the 'evidence compels a finding' standard for cases where the trier of fact finds the burden was not met. The trial court's finding that Ayala continued to exhibit paranoid delusions and required inpatient support was supported by his own testimony regarding hallucinations and violent incidents, meaning the evidence was not uncontradicted or unimpeached to the point of compelling a contrary finding as a matter of law. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Appellate counsel must conduct an independent review of the record when no arguable issues are identified.
- relied: Anders v. California (1967) 386 U.S. 738 — Appellate counsel must file a brief identifying any arguable issues or explaining why none exist.
- relied: Conservatorship of Ben C. (2007) 40 Cal.4th 529 — Procedures for handling appeals where appointed counsel finds no arguable issues, including allowing the appellant to file a supplemental brief.
- relied: People v. Dobson (2008) 161 Cal.App.4th 1422 — Procedures for handling appeals where appointed counsel finds no arguable issues.
- relied: In re S.G. (2021) 71 Cal.App.5th 654 — When the trier of fact concludes the party with the burden did not carry it, the reviewing court asks whether the evidence compels a finding in favor of the appellant as a matter of law.
- relied: Garcia v. KND Development 52, LLC (2020) 58 Cal.App.5th 736 — The evidence must be uncontradicted and unimpeached and of such character and weight as to leave no room for a judicial determination that it was insufficient.
- relied: Christ v. Schwartz (2016) 2 Cal.App.5th 440 — Appellate courts disregard matters not part of the record on appeal.
- relied: Kendall v. Barker (1988) 197 Cal.App.3d 619 — Appellate courts disregard matters not part of the record on appeal.
- relied: People v. Delgadillo (2022) 14 Cal.5th 216 — When appointed counsel submits a brief finding no arguable issues, the appellate court must evaluate specific arguments in the supplemental brief but need not independently review the record for unraised issues.
The appellate opinion: sound — The opinion correctly identifies the applicable standard of review for a party who failed to meet their burden of proof at trial. It properly analyzes the record to determine that the appellant's testimony was not uncontradicted or unimpeached, thereby supporting the trial court's factual findings.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court, after an evidentiary hearing at which Joel Ayala was the sole witness, granted the People's Code of Civil Procedure section 631.8 motion and denied Ayala's Penal Code section 1026.2 application for restoration of sanity and conditional release, finding he had not shown by a preponderance of the evidence that his sanity was restored. On appeal, appointed counsel filed a no-issues brief under Conservatorship of Ben C. and People v. Dobson, Ayala filed a pro per supplemental letter, and the Court of Appeal construed the letter as a sufficiency challenge, held the evidence did not compel a finding in Ayala's favor as a matter of law, declined independent Wende review, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of Penal Code section 1026.2 application for restoration of sanity and release to a conditional release program (granting People's CCP section 631.8 motion for judgment) on the ground Ayala failed to carry his burden of proof by a preponderance of the evidence“Ultimately, the court was not satisfied that Ayala had met his burden of showing by a preponderance of the evidence that his sanity had been restored such that he could be released into the community in a community-based program.” | substantial evidence | correct | agree with court Ayala bore the burden of proof and presented only his own testimony, with no expert or treating-provider evidence; on cross-examination he admitted three violent incidents during commitment and gave testimony reflecting ongoing paranoid delusional content (e.g., sperm placed in his eye retina, 'voodoism'), and he said he would take medication mainly to obtain SSI benefits. Under the failure-of-proof formulation of substantial evidence review (In re S.G.; Garcia v. KND Development 52), the question is whether the evidence was uncontradicted, unimpeached, and compelled a finding for appellant as a matter of law; Ayala's testimony was impeached by his own admissions, so the trial court's finding was well within its province and the appellate conclusion follows. |
Authorities
- relied: Conservatorship of Ben C. (2007) 40 Cal.4th 529 — Wende independent review does not apply to appeals from conservatorship (non-criminal) proceedings; counsel may file a brief setting out the facts and law with no arguable issues, and the appellant may file a supplemental brief
- relied: People v. Dobson (2008) 161 Cal.App.4th 1422 — Wende/Anders independent review procedures do not apply to appeals from orders in not-guilty-by-reason-of-insanity commitment proceedings; Ben C. procedures apply
- relied: In re S.G. (2021) 71 Cal.App.5th 654 — Where the party with the burden of proof appeals from a finding that it failed to carry that burden, substantial evidence review asks whether the evidence compels a finding in appellant's favor as a matter of law
- relied: Garcia v. KND Development 52, LLC (2020) 58 Cal.App.5th 736 — Appellant's evidence must be uncontradicted and unimpeached and of such character and weight as to leave no room for a judicial determination that it was insufficient, for a failure-of-proof finding to be reversed
- relied: People v. Delgadillo (2022) 14 Cal.5th 216 — When appointed counsel files a no-issues brief in a non-Wende context and the appellant files a supplemental brief, the appellate court must address the arguments raised but need not independently review the record for unraised issues
- relied: People v. Wende (1979) 25 Cal.3d 436 — In a first appeal of right in a criminal case, when appointed counsel finds no arguable issues the Court of Appeal must independently review the record
- missed: People v. Sword (1994) 29 Cal.App.4th 614 — Section 1026.2 establishes a two-step restoration process beginning with placement in an outpatient program, and the applicant bears the burden of proving by a preponderance of the evidence that he would not be a danger to others if under supervision and treatment in the community; the trial court may reject even uncontradicted expert opinion
The appellate opinion: sound with gaps — The court correctly applied the failure-of-proof formulation of substantial evidence review and the Ben C./Dobson/Delgadillo framework for no-issues briefs outside the Wende context, and the result is plainly supported by Ayala's own admissions of violence and current delusional thinking. It did not, however, set out the governing section 1026.2 standard (danger to others under community supervision and treatment, the outpatient first step) or cite section 1026.2-specific authority such as People v. Sword, and it did not expressly explain why Dobson, decided in the NGI-extension context, governs a restoration-of-sanity appeal.
Opinion
Filed 9/8/26 P. v. Ayala CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D087899
Plaintiff and Respondent, (Super. Ct. No. CR98576)
v. JOEL E. AYALA, Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Aaron H. Katz, Judge. Affirmed. Joel E. Ayala, in pro. per., and Rudy Kraft, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance by Plaintiff and Respondent.
Joel E. Ayala appeals from an order denying his application for restoration of sanity and conditional release under Penal Code section 1026.2 (section 1026.2). Appellate counsel filed a brief identifying no arguable issues but requesting that this court undertake independent review of the record under People v. Wende (1979) 25 Cal.3d 436 and Anders v. California (1967) 386 U.S. 738. Ayala subsequently filed a supplemental brief on his own behalf. For the reasons set out below, we affirm the court’s order. FACTUAL AND PROCEDURAL BACKGROUND Ayala was committed to Patton State Hospital by way of an order filed September 7, 1989. A court found him not guilty by reason of insanity as to the offense of murder (Pen. Code, § 187(a)) pursuant to a plea arrangement. The charge arose from an incident in which Ayala shot and killed his stepbrother. Ayala has been committed to Patton State Hospital since 1989. In November 2025, Ayala filed a petition for transfer to an outpatient treatment program pursuant to section 1026.2, asserting that he has been restored to sanity and is therefore no longer a danger to the health and safety of others. The court held an evidentiary hearing on Ayala’s petition on February 24, 2026. The sole witness to testify was Ayala. On direct examination, Ayala generally testified that he had not been involved in incidents requiring a special incident report (SIR), which is a reporting system pursuant to which staff place patients into a “seclusion” or “restraint” room. He acknowledged that he had been placed in a “side room” at least two times recently, but claimed it was “for no reason.” Ayala also described how his current doctor has prescribed him medications that help him with his behavior and attitude, and he feels good on the medication and is not experiencing side effects. Ayala is currently taking Trazodone, Haldol, Lithium, and Zyprexa, as well as blood pressure medication, and he has been on them for approximately two years. Ayala explained his diagnoses as he understands them. He believes that he suffers from post-traumatic stress disorder (PTSD), which then turned into paranoid schizophrenia. Ayala admitted that in the past he 2 suffered from visual and audio hallucinations, but he denied recently or presently having hallucinations. He also asserted he has not felt paranoid during recent years. Ayala testified he would continue to take his medication if he were placed in a conditional release program (CONREP) or fully released into the community. He indicated he would take his medication “just so [he] can get [SSI] benefits.” On cross-examination, Ayala admitted that in 1997, during his commitment, he had used an electrical cord to try to choke another patient. In 2000, Ayala assaulted another patient in the hospital because he believed that individual was looking at him and Ayala believed the man was homosexual. And in 2016, Ayala tried to hit another patient who he claimed had tried to strike him and had been antagonizing him. Ayala was also asked about being moved to a different unit in 2018 because he complained other patients were raping him. Ayala’s responses were unintelligible. For example, among other things, Ayala said, “And I see out of my left eye retina, he put sperm in my left eye retina. And that’s why I see sometimes visions in my left eye. [¶] I think they both put some kind of voodoism that they’re trying to use.” At the conclusion of Ayala’s testimony, the People moved for judgment under Code of Civil Procedure section 631.8, on the ground that Ayala had not met his burden to demonstrate restoration of sanity sufficient to permit him to be safely treated on an outpatient basis. The People noted that he had not provided any expert testimony or testimony from his treating providers. In addition, the People argued that Ayala’s own testimony raised “red flags” about possible hallucinations or paranoid thinking. The concern about this is that the methods staff and Patton State Hospital have to help Ayala during 3 certain outbursts or internal struggles would not be available in an outpatient setting. The court conceded that Ayala has “made progress” over the years. The court also acknowledged that Ayala’s violent incidents “are not numerous,” but yet some “have occurred.” The court explained, however, that the testimony Ayala provided during cross-examination was concerning, in that it demonstrated Ayala “continues to suffer from some psychotic symptomology, particularly when it comes to paranoid delusions.” Ultimately, the court was not satisfied that Ayala had met his burden of showing by a preponderance of the evidence that his sanity had been restored such that he could be released into the community in a community-based program. The court denied Ayala’s request to be found restored to sanity and released to a conditional release program. DISCUSSION Ayala’s counsel has submitted a brief pursuant to Conservatorship of Ben C. (2007) 40 Cal.4th 529 (Ben C.) and People v. Dobson (2008) 161 Cal.App.4th 1422 (Dobson). Consistent with these authorities, counsel’s brief sets out no arguable appellate issues, but describes the record and trial evidence and provides the relevant law. On June 24, 2026, we issued an order granting Ayala 30 days to file a supplemental brief, pursuant to the procedures set forth in Ben C. and Dobson. On June 25, Ayala’s attorney filed with the court a handwritten letter from Ayala constituting his supplemental brief. In it, Ayala states, among other things, that he suffered an “organic Brain injury” when he was two years eight months old. The letter also includes Ayala’s statements about one of the violent incidents in which he took part during his 4 commitment, and he contends that many of his behaviors can be traced to family members dying, missing loved ones, and having emotional stress.1 Ayala’s supplemental brief does not expressly set forth any specific argument that there was reversible error in the court’s order denying him conditional release. However, by referring to and/or restating some of the testimony provided at trial, Ayala’s brief may be viewed as implicitly arguing that the evidence compels a finding in his favor as a matter of law on the question whether he met his burden of proof at the proceeding. “The substantial evidence standard of review takes on a unique formulation where, as here, ‘the trier of fact has expressly or implicitly concluded that the party with the burden of proof did not carry the burden and that party appeals.’ ” (In re S.G. (2021) 71 Cal.App.5th 654, 671.) In this context, “ ‘ “ ‘the question for a reviewing court becomes whether the evidence compels a finding in favor of the appellant as a matter of law. [Citations.] Specifically, the question becomes whether the appellant's evidence was (1) “uncontradicted and unimpeached” and (2) “of such a character and weight as to leave no room for a judicial determination that it was insufficient to support a finding.” ’ ” ’ ” (Garcia v. KND Development 52, LLC (2020) 58 Cal.App.5th 736, 744–745.) We conclude Ayala has not demonstrated that the evidence he presented at the hearing was of such a character and weight as to leave no room for the court to determine that evidence was insufficient to support a 1 To the extent Ayala’s letter refers to matters that were not part of the record on appeal, we disregard those references and do not consider them in reaching our disposition of this appeal. (Christ v. Schwartz (2016) 2 Cal.App.5th 440, 450, fn. 5; Kendall v. Barker (1988) 197 Cal.App.3d 619, 625.)
5 finding in his favor. Rather, as the trial court noted, Ayala’s testimony acknowledged still-concerning behavior, as well as presence of psychotic symptoms. For example, the evidence demonstrated Ayala appeared to continue to demonstrate some paranoia, and Ayala conceded that hospital staff continued to provide support to assist him during outbursts or difficulties. These supports would be unavailable in an outpatient setting. In sum, the evidence presented at the hearing did not compel a finding of sufficient restoration of sanity so as to require his release to a conditional release program as a matter of law. There is thus no basis for reversal of the court’s order on the ground Ayala implicitly raises. In light of our analysis above, we decline to exercise our discretion to independently review the record on appeal for reversible error. (Cf. People v. Delgadillo (2022) 14 Cal.5th 216, 231–232 [in a Pen. Code, § 1172.6 resentencing case, when appointed counsel submits brief finding no arguable issues, appellate court must evaluate specific arguments in appellant’s supplemental brief, but it need not independently review record on appeal to identify unraised issues].)
6 DISPOSITION The order denying Ayala’s request for restoration of sanity and conditional release under section 1026.2 is affirmed.
HUFFMAN, J.* WE CONCUR:
BUCHANAN, Acting P. J.
KELETY, J.
* Retired Associate Justice of the Court of Appeal, Fourth Appellate District, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Cites, in this corpus
- People v. Delgadillo S266305 · 2022-12-19
- Christ v. Schwartz D068579 · 2016-08-12
- People v. Dobson F053531 · 2008-04-16
- San Diego County Health & Human Services Agency v. Ben C. S126664 · 2007-02-05
- Kendall v. Barker A038861 · 1988-01-05
- People v. Wende Crim. 20851 · 1979-10-12