Diane K. Godfrey v. Team Kennedy Inc.
- Proceeding
- district
- Area
- civil
- Panel
- Allison H. Goddard (author)
Analysis
The Magistrate Judge reviewed a pro se plaintiff's repeated failure to comply with case management orders and appear for a mandatory conference. The Judge recommended that the District Court dismiss the action with prejudice for failure to prosecute and failure to comply with court orders.
| What the court decided | The model |
|---|---|
Recommendation to dismiss the action with prejudice for failure to prosecute and failure to comply with court orders.“RECOMMENDS that the District Court DISMISS this action WITH PREJUDICE pursuant to Federal Rule of Civil Procedure 41(b) for failure to prosecute and failure to comply with the Court’s orders.” | agree with court The recommendation follows the Ninth Circuit's established framework for dismissal under Rule 41(b). The record indicates the plaintiff failed to meet multiple deadlines, ignored a specific Order to Show Cause, and failed to appear for a mandatory conference despite multiple warnings and opportunities to cure. The application of the Pagtalunan factors is consistent with the recited facts. |
The order itself: sound — The order correctly identifies the legal standard for dismissal under Rule 41(b) and the inherent power of the court. It systematically applies the five Pagtalunan factors to the specific facts of the plaintiff's noncompliance. The record recited in the order (multiple missed deadlines, ignored orders, and failure to appear) supports the conclusion that less drastic alternatives were exhausted and that dismissal is appropriate.
Opinion
1 2 3 4 5 6 7 8 9 UNITED STATES DISTRICT COURT 10 SOUTHERN DISTRICT OF CALIFORNIA 11 12 DIANE K. GODFREY, Case No.: 3:25-cv-02822-DMS-AHG 13 Plaintiff, REPORT AND RECOMMENDATION 14 v. RECOMMENDING DISMISSAL OF 15 TEAM KENNEDY INC., CASE FOR FAILURE TO PROSECUTE AND FAILURE TO 16 Defendant. COMPLY WITH COURT ORDERS 17 18 This matter comes before the Court following Plaintiff’s repeated failures to 19 prosecute the case and comply with Court orders. 20 I. BACKGROUND 21 On April 30, 2026, the Court issued a Notice and Order Setting Early Neutral 22 Evaluation Conference (“ENE”) and Case Management Conference (“CMC”). ECF No. 23 10. The Court set the ENE and CMC for June 8, 2026 at 2:00 p.m. and required the parties 24 to complete several pre-conference tasks. Specifically, the Court required the parties to: 25 (1) meet and confer pursuant to Federal Rule of Civil Procedure 26(f) no later than 26 May 18, 2026; (2) file a Joint Case Management Statement by May 28, 2026; (3) provide 27 initial disclosures by June 1, 2026; (4) submit confidential ENE statements by June 1, 2026; 28 1 and (5) provide participant information to chambers by June 1, 2026. Id. 2 Plaintiff did not comply with those requirements. She did not submit a confidential 3 ENE statement, did not provide the required participant information, and did not participate 4 in filing the Joint Case Management Statement. 5 On June 3, 2026, the Court issued a further Order noting Plaintiff’s noncompliance. 6 ECF No. 13. Instead of imposing sanctions, the Court gave Plaintiff another opportunity to 7 participate. The Court ordered Plaintiff, no later than June 4, 2026, at 10:30 a.m., to advise 8 chambers whether she intended to appear at the June 8 ENE and to provide the participant 9 information and confidential ENE statement required by the April 30 Order. Id. In addition, 10 chambers emailed Plaintiff at the two email addresses reflected in the record to advise her 11 of the Court’s June 3 Order. Plaintiff did not respond to the Order, did not advise whether 12 she intended to attend the ENE, and did not provide either the participant information or 13 the confidential ENE statement. 14 Despite Plaintiff’s noncompliance, the Court convened the ENE on June 8, 2026. 15 ECF No. 14. Defendant Team Kennedy Inc. appeared through counsel. Plaintiff did not 16 appear. The Court waited approximately thirty minutes to allow Plaintiff additional time to 17 join the videoconference, but she never appeared. The Court therefore concluded the 18 proceeding without conducting the ENE or CMC. 19 On June 9, 2026, the Court issued an Order to Show Cause. ECF No. 15. Rather than 20 recommending dismissal at that time, the Court gave Plaintiff until June 30, 2026, to 21 explain in writing why sanctions should not be imposed. The Order directed Plaintiff to 22 explain: (1) why she did not submit the confidential ENE statement and participant 23 information required by the April 30 Order; (2) why she did not file the Joint Case 24 Management Statement required by the April 30 Order; (3) why she did not comply with 25 the June 3 Order; and (4) why she did not appear at the June 8 ENE. 26 The Order also advised Plaintiff that failure to respond could result in a 27 recommendation that the action be dismissed for failure to obey court orders and failure to 28 prosecute. Id. Plaintiff did not respond by the June 30 deadline and has not otherwise 1 contacted the Court, explained her absence, addressed any of the issues identified in the 2 Order to Show Cause, or taken any further action to prosecute this case. 3 II. LEGAL STANDARD 4 Federal Rule of Civil Procedure 41(b) authorizes dismissal where a plaintiff fails to 5 prosecute an action or fails to comply with the Federal Rules of Civil Procedure or a court 6 order. A district court also has inherent authority to dismiss an action sua sponte for failure 7 to prosecute or failure to comply with court orders. Link v. Wabash R.R. Co., 370 U.S. 626, 8 629–31 (1962); Henderson v. Duncan, 779 F.2d 1421, 1423 (9th Cir. 1986). 9 In determining whether dismissal is appropriate, courts consider: 10 1. The public’s interest in expeditious resolution of litigation; 11 2. The Court’s need to manage its docket; 12 3. The risk of prejudice to the defendant; 13 4. The availability of less drastic alternatives; and 14 5. The public policy favoring disposition of cases on their merits. 15 Pagtalunan v. Galaza, 291 F.3d 639, 642 (9th Cir. 2002); Ferdik v. Bonzelet, 963 F.2d 16 1258, 1260–61 (9th Cir. 1992). 17 III. DISCUSSION 18 A. Public’s Interest in Expeditious Resolution 19 This case cannot move forward without Plaintiff’s participation. Plaintiff failed to 20 submit the required ENE materials, failed to participate in preparing the Joint Case 21 Management Statement, failed to respond to the Court’s June 3 Order, failed to appear at 22 the ENE, and failed to respond to the Order to Show Cause. 23 These failures have prevented the Court from conducting the initial case 24 management proceedings necessary to establish a schedule and move the case toward 25 resolution. Because Plaintiff has stopped participating in the case, there is no indication 26 that the litigation will move forward absent dismissal. Accordingly, this factor weighs 27 strongly in favor of dismissal. 28 // 1 B. The Court’s Need to Manage Its Docket 2 The Court scheduled an ENE and CMC that could not proceed because of Plaintiff’s 3 noncompliance. Before the conference, the Court issued an additional Order addressing 4 Plaintiff’s noncompliance. Chambers also emailed Plaintiff at the two email addresses 5 reflected in the record to advise her of the Court’s June 3 Order. The Court nevertheless 6 convened the conference and waited approximately thirty minutes for Plaintiff to appear. 7 After Plaintiff failed to attend, the Court issued a detailed Order to Show Cause 8 identifying each failure and giving Plaintiff three additional weeks to explain her conduct. 9 Plaintiff ignored that Order as well. The Court should not be required to continue issuing 10 orders, reserving conference time, monitoring deadlines, and attempting to obtain 11 Plaintiff’s participation when she has shown no intention of complying. The Court has 12 already devoted significant resources attempting to obtain Plaintiff’s participation. 13 Accordingly, the second factor weighs in favor of dismissal. 14 C. Risk of Prejudice to Defendant 15 Defendant complied with the Court’s conference requirements, prepared for the 16 June 8 ENE, and appeared through counsel. Plaintiff failed to appear, and the ENE could 17 not proceed. 18 The delay is attributable to Plaintiff. Plaintiff has offered no explanation for her 19 noncompliance and has given no indication that she intends to continue litigating this case. 20 Her repeated noncompliance has delayed the case and unnecessarily increased Defendant’s 21 litigation costs. Defendant should not be required to continue defending a case that Plaintiff 22 has effectively abandoned. Thus, the third factor favors dismissal. 23 D. Availability of Less Drastic Alternatives 24 The Court employed several alternatives short of dismissal. When Plaintiff did not 25 comply with the initial deadlines, the Court did not impose sanctions. Instead, it issued the 26 June 3 Order giving her another opportunity to comply and requiring her to confirm 27 whether she intended to attend and provide two outstanding items. The Court also emailed 28 Plaintiff at both addresses reflected in the record. When Plaintiff did not respond, the Court 1 not cancel the conference but rather began the ENE and waited approximately thirty 2 ||minutes for her to appear. Even after Plaintiff failed to attend, the Court again declined to 3 ||recommend immediate dismissal and instead issued an Order to Show Cause, which gave 4 || Plaintiff an opportunity to respond. The Order warned Plaintiff that failure to respond could 5 result in dismissal. 6 There is no indication that Plaintiff intends to participate. Monetary sanctions would 7 likely be ineffective against a pro se litigant who has not responded to any prior 8 || directive. The Court has therefore attempted less drastic alternatives, and those alternatives 9 ||have not worked. Accordingly, the fourth factor weighs strongly in favor of dismissal. 10 E. Public Policy Favoring Disposition on the Merits 11 Ordinarily, cases should be resolved on their merits. Here, however, Plaintiff's own 12 || conduct has made a merits determination impossible. Plaintiff has stopped participating in 13 case, and it cannot proceed without her participation. Accordingly, although the fifth 14 || factor weighs against dismissal, it 1s outweighed by the remaining factors. 15 Taken together, the Pagtalunan factors weigh in favor of dismissal under Rule 41(b). 16 RECOMMENDATION 17 For the foregoing reasons, the undersigned RECOMMENDS that the District Court 18 || DISMISS this action WITH PREJUDICE pursuant to Federal Rule of Civil Procedure 19 ||41(b) for failure to prosecute and failure to comply with the Court’s orders. It is 20 ORDERED that any party may file written objections with the Court no later than 21 August 4, 2026. The document should be captioned “Objections to Report and 22 ||Recommendation.” Any reply to the objections must be filed no later than 23 || August 18, 2026. 24 IT IS SO ORDERED. 25 ||Dated: July 20, 2026 ) WD 4. 4 | b A 26 Honorable Allison H. Goddard 07 United States Magistrate Judge 28