Richardson v. Crowell CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2022-0038423-CU-PO-CTL
- Trial judge
- Gregory W. Pollack
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- William S. Dato (author), Buchanan, Julia C. Kelety
Analysis
The trial court sustained the defendant's demurrer without leave to amend, finding the plaintiff failed to allege compliance with the Government Claims Act's presentment requirement or a valid excuse for non-compliance. The Court of Appeal affirmed, holding that the complaint did not allege facts showing the claim was submitted or that the plaintiff was excused, and the plaintiff failed to demonstrate a reasonable possibility of success on amendment.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Sustaining demurrer without leave to amend“Based on our de novo review of Richardson’s complaint (Thomas v. Regents of University of California (2023) 97 Cal.App.5th 587, 605), the trial court correctly sustained Crowell’s demurrer.” | de novo | correct | agree with court The appellate court correctly applied the de novo standard of review for demurrers. The plaintiff's complaint failed to allege that the administrative claim was actually submitted to the state, which is a condition precedent to filing suit under the Government Claims Act. Because the complaint did not contain facts showing compliance or a valid statutory excuse, the demurrer was properly sustained. |
Denial of leave to amend“We also find no abuse of discretion in its decision not to grant him leave to amend. (Ibid.)” | abuse of discretion | not reached | agree with court The appellate court found no abuse of discretion in denying leave to amend. The plaintiff did not request leave to amend in the trial court, and his new arguments on appeal were not supported by specific factual allegations in the complaint or a clear statement of the applicable substantive law required to show a reasonable possibility of success. |
Authorities
- relied: State of California v. Superior Court (Bodde) (2004) 32 Cal.4th 1234 — The Government Claims Act establishes conditions precedent to filing a lawsuit for damages against a public employee for acts within the scope of employment.
- relied: Neal v. Gatlin (1973) 35 Cal.App.3d 871 — A party must submit a claim to the employing entity, and the entity must act upon it or deem it rejected, before filing suit.
- relied: J.M. v. Huntington Beach Union High School Dist. (2017) 2 Cal.5th 648 — A complaint that does not allege facts showing a claim was timely made or that compliance is excused is subject to demurrer.
- relied: Fowler v. Howell (1996) 42 Cal.App.4th 1746 — The claim presentment requirement applies to acts within the scope of employment.
- relied: Blank v. Kirwan (1985) 39 Cal.3d 311 — The burden of demonstrating a reasonable possibility that a pleading defect can be cured by amendment is squarely on the plaintiff.
- relied: Silverbrand v. County of Los Angeles (2009) 46 Cal.4th 106 — Discusses the prison-delivery rule regarding the submission of claims by inmates.
- relied: Rakestraw v. California Physicians’ Service (2000) 81 Cal.App.4th 39 — Leave to amend is appropriate only when a party has clearly and specifically set forth the applicable substantive law and supporting factual allegations.
- relied: Thomas v. Regents of University of California (2023) 97 Cal.App.5th 587 — Establishes the de novo standard of review for demurrers and the abuse of discretion standard for leave to amend.
The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard of review to the demurrer and the abuse of discretion standard to the denial of leave to amend. It accurately identifies that the plaintiff's complaint failed to allege the necessary facts to satisfy the Government Claims Act's presentment requirement or to establish a valid excuse for non-compliance.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court sustained clinical psychologist Brittany Crowell's demurrer without leave to amend and entered judgment against inmate Patrick Richardson because his complaint did not allege compliance with, or a valid excuse from, the Government Claims Act presentment requirement. The Court of Appeal, in a memorandum opinion, reviewed the demurrer de novo and the denial of leave to amend for abuse of discretion, rejected Richardson's section 905(b) lien exemption theory and his new appellate claim that he handed the form to a prison official to mail, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Order sustaining demurrer for failure to allege compliance with, or excuse from, the Government Claims Act claim presentment requirement (Gov. Code, §§ 905, 911.2, 915, 945.4, 950.2)“Crowell’s demurrer was properly sustained. Richardson checked a box on his form complaint indicating that he was excused from the presentment requirement.” | de novo | correct | agree with court Under Bodde and J.M. v. Huntington Beach, a complaint for damages against a public employee acting within the scope of employment must plead timely claim presentation or facts excusing it, or it is subject to demurrer. The complaint affirmatively alleged excuse rather than presentation, pleaded no facts placing Crowell's conduct outside her employment, and the only asserted exemption, section 905(b), is by its terms limited to mechanics', laborers', or materialmen's lien claims. The court's reading of the statute and the pleading is straightforward and correct. The court's sua sponte judicial notice of the truth of facts in a custodian-of-records declaration under Evid. Code § 452(h) is doubtful as a matter of judicial-notice doctrine, but the result does not depend on it because the pleading defect appears on the face of the complaint. |
Denial of leave to amend the complaint“We also find no abuse of discretion in its decision not to grant him leave to amend.” | abuse of discretion | correct | agree with court Under Blank v. Kirwan the plaintiff bears the burden of showing a reasonable possibility that amendment would cure the defect. Richardson's new appellate assertion that he gave the claim form to a prison official to mail omitted the necessary facts that the form was tendered within the six-month period of section 911.2 and that he followed CDCR's outgoing-mail procedures so as to invoke a prison-delivery-type rule under Silverbrand; the dates on the documents (claim signed two days before the complaint) also undercut any theory of presentation. The court's statement that Richardson 'made no request for leave to amend' is in tension with Code of Civil Procedure section 472c, subdivision (a), which permits the issue to be raised on appeal even if not requested below, but the court went on to address the merits of the proposed amendment, so the result is defensible. |
Authorities
- relied: State of California v. Superior Court (Bodde) (2004) 32 Cal.4th 1234 — Compliance with the Government Claims Act presentment requirement is a condition precedent to suit and must be pleaded; failure to allege compliance or excuse subjects the complaint to demurrer.
- relied: Neal v. Gatlin (1973) 35 Cal.App.3d 871 — A claim must be presented to the employing public entity before suing a public employee for acts within the scope of employment.
- relied: J.M. v. Huntington Beach Union High School Dist. (2017) 2 Cal.5th 648 — If a complaint does not allege facts showing a claim was timely made or that compliance is excused, it is subject to demurrer.
- relied: Fowler v. Howell (1996) 42 Cal.App.4th 1746 — Claim presentation is required for suits against public employees for conduct within the scope of their employment.
- relied: Blank v. Kirwan (1985) 39 Cal.3d 311 — Denial of leave to amend is reviewed for abuse of discretion, and the plaintiff bears the burden of showing a reasonable possibility the defect can be cured by amendment.
- relied: Silverbrand v. County of Los Angeles (2009) 46 Cal.4th 106 — The prison-delivery rule treats a prisoner's filing as made when delivered to prison authorities for mailing in accordance with prison procedures.
- relied: Rakestraw v. California Physicians' Service (2000) 81 Cal.App.4th 39 — To obtain leave to amend a plaintiff must clearly and specifically set forth the applicable substantive law and the factual allegations that would cure the defect.
- relied: Thomas v. Regents of University of California (2023) 97 Cal.App.5th 587 — An order sustaining a demurrer is reviewed de novo and the denial of leave to amend for abuse of discretion.
- missed: Lockley v. Law Office of Cantrell, Green, Pekich, Cruz & McCort (2001) 91 Cal.App.4th 875 — A court may take judicial notice of the existence of documents such as declarations but not of the truth of hearsay statements contained in them; the appellate court's own-motion judicial notice of the truth of the custodian's declaration under Evid. Code § 452(h) was not squared with this limit, though the point is harmless here.
The appellate opinion: sound with gaps — The court correctly applied settled Government Claims Act pleading rules, properly construed the narrow section 905(b) lien exemption, and reasonably held that the new unpleaded mailing theory lacked the allegations needed to show a curable defect. It skipped over Code of Civil Procedure section 472c on raising leave to amend for the first time on appeal and took judicial notice of the truth of facts in a declaration without addressing the usual limits on judicial notice, but neither gap affects the outcome because the defect appears on the face of the complaint.
Opinion
Filed 8/4/26 Richardson v. Crowell CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
PATRICK RICHARDSON, D084009
Plaintiff and Appellant. (Super. Ct. No. v. 37-2022-0038423-CU-PO-CTL)
BRITTANY CROWELL,
Defendant and Respondent.
APPEAL from a judgment of the Superior Court of San Diego County, Gregory W. Pollack, Judge. Affirmed. Patrick Richardson, in pro. per., for Plaintiff and Appellant. Rob Bonta, Attorney General, William Kwong, Assistant Attorney General, Neah Huynh, George Morris, and Ari J. Sheps, Deputy Attorneys General, for Defendant and Respondent. MEMORANDUM OPINION1 In May 2022, Patrick Richardson, an inmate in the custody of the Department of Corrections and Rehabilitation (CDCR), was written up by department clinical psychologist Brittany Crowell. Richardson sued Crowell for damages in September 2022, alleging under various tort theories that her writeup violated “an obligation of confidentiality” and that she committed other, apparently unrelated “breache[s] [of] various nuances of professionality and ethics.” In February 2024, the court entered judgment for Crowell after sustaining her demurrer without leave to amend. The court found that Richardson failed to comply with the claim presentment requirement of the Government Claims Act (the Act) (Gov. Code,2 § 810 et seq.). It noted that while a claim form was attached, the complaint failed to allege Richardson submitted the form to state officials. And although his complaint did assert he was excused from complying with the claim requirement, Richardson did not “meaningfully explain why he was excused or why he failed to comply.” Richardson now challenges the trial court’s conclusion. The Act establishes certain “conditions precedent” to the filing of a lawsuit for damages against a public employee for allegedly wrongful acts performed within the scope of his or her employment. (State of California v. Superior Court (Bodde) (2004) 32 Cal.4th 1234, 1237; Neal v. Gatlin (1973)
1 This case is appropriate for resolution by memorandum opinion because it raises “no substantial issues of law or fact.” (Cal. Stds. Jud. Admin., § 8.1; see People v. Garcia (2002) 97 Cal.App.4th 847.) 2 Undesignated statutory references are to the Government Code. 2 35 Cal.App.3d 871, 873 & fn. 1 (Neal).) One such condition is that the party must have submitted a claim to the employing entity—here, the State—and the entity must have either acted upon it or deemed it rejected. (§§ 915, subd. (b), 945.4, 950.2; Neal, at p. 873, fn. 1.) “If a complaint does not allege facts showing that a claim was timely made, or that compliance with the claims statutes is excused, it is subject to demurrer.” (J.M. v. Huntington Beach Union High School Dist. (2017) 2 Cal.5th 648, 652.) Crowell’s demurrer was properly sustained. Richardson checked a box on his form complaint indicating that he was excused from the presentment requirement. He appended a completed administrative claim form to his complaint but, consistent with his belief that he was excused from the presentment requirement, he did not include in his pleading any allegations that he submitted the form before filing suit. Also consistent with his belief, the State did not have any record of receiving a claim from Richardson.3 We also do not see any factual allegations in the complaint that could support Richardson’s belief that he was excused from satisfying the Act’s presentment requirement. Richardson did not allege that Crowell’s conduct, about which he complains, fell outside the scope of her employment. (See Neal, supra, 35 Cal.App.3d at p. 873 & fn. 1; Fowler v. Howell (1996) 42 Cal.App.4th 1746, 1750–1751.) Instead, he argues that his complaint was “an affidavit in conjunction with a lien process” that is exempted from this 3 The source of this fact is a declaration by the custodian of records for the Government Claims Program, which Crowell submitted in support of her demurrer. It appears that the trial court considered the declaration but there is no indication it took judicial notice of it. Finding that the facts stated in the declaration are not subject to reasonable dispute—and are not disputed by Richardson—we take judicial notice of it on our own motion. (Evid. Code, §§ 452, subd. (h), 459.) 3 requirement by subdivision (b) of section 905. Even were we to agree with this characterization of the complaint, this statutory exemption applies to claims “in connection with which the filing of a notice of lien, statement of claim, or stop notice is required under any law relating to liens of mechanics, laborers, or materialmen” (§ 905, subd. (b), italics added), which is clearly not the circumstance here. Richardson appears to change his approach on appeal, representing for the first time that he complied with the requirement by giving a claim form (that was appended to his complaint) to an unnamed prison official to mail. For reasons beyond his control, he asserts, the official did not deposit the claim in the mail. But Richardson never described this asserted attempt to present a claim in his complaint. As a result, it does not support reversal of the order sustaining Crowell’s demurrer. Neither does it provide a sufficient basis for us to find that the trial court abused its discretion in failing to grant Richardson leave to amend his complaint to include these additional factual allegations. (Blank v. Kirwan (1985) 39 Cal.3d 311, 318.) First, Richardson has made no request for leave to amend his complaint. (Ibid. [burden of demonstrating a reasonable possibility that a pleading defect can be cured by amendment “is squarely on the plaintiff”].) More importantly, Richardson’s argument omits necessary assertions that (1) he gave the form to the official within the six-month statutory period for his claim to be submitted to the State (§ 911.2, subd. (a)), and (2) he followed CDCR’s procedures for mailing his claim such that the 4 prison is to blame for it not being presented.4 (See Silverbrand v. County of Los Angeles (2009) 46 Cal.4th 106, 123–124 [discussing prison-delivery rule]; Cal. Code Regs., tit. 15, §§ 3141 [right to confidential mail], 3142 [CDCR procedures for outgoing confidential mail].) It is appropriate to grant leave to amend a complaint only when a party has “clearly and specifically set forth the ‘applicable substantive law’ ” and supporting factual allegations for any new claims or theories. (Rakestraw v. California Physicians’ Service (2000) 81 Cal.App.4th 39, 43.) Based on our de novo review of Richardson’s complaint (Thomas v. Regents of University of California (2023) 97 Cal.App.5th 587, 605), the trial court correctly sustained Crowell’s demurrer. We also find no abuse of discretion in its decision not to grant him leave to amend. (Ibid.)
DISPOSITION
The judgment is affirmed.
DATO, Acting P. J.
WE CONCUR:
BUCHANAN, J.
KELETY, J.
4 Based on the dates recorded on the documents, it appears that Richardson signed the claim form just two days before he signed and verified his complaint. Richardson has offered no explanation why he would timely file a government claim, then two days later without waiting for a response file a superior court complaint asserting that he was excused from filing a claim. 5
Cites, in this corpus
- J.M. v. Huntington Beach Union High School Dist. S230510 · 2017-03-06
- Silverbrand v. County of Los Angeles S143929 · 2009-04-23
- People v. Garcia F034831 · 2002-04-17
- Rakestraw v. California Physicians' Service B115766 · 2000-05-31
- Fowler v. Howell B092865 · 1996-03-05
- Blank v. Kirwan L.A. 32012 · 1985-08-01
- Neal v. Gatlin Civ. 1797 · 1973-12-07