People v. Galaviz CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCS255144
- Trial judge
- Francis M. Devaney
- Outcome
- modified — Affirmed as modified and remanded with directions.
- Area
- criminal
- Panel
- O'Rourke (author), Judith D. McConnell, Cynthia Aaron
Analysis
The trial court sentenced the defendant to 389 days in jail, deviating from the plea agreement's stipulated 365-day term. The Court of Appeal modified the judgment to reflect the bargained 365-day sentence and affirmed the judgment as modified.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Sentencing deviation from plea agreement (389 days vs. 365 days)“Here, the trial court approved the plea agreement in which the parties stipulated Galaviz's sentence would be 365 days in jail. At sentencing, the court said it would follow the probation officer's report. That report did not state a recommended sentence, noting instead that under the plea agreement, Galaviz would serve a 365-day jail term. The court's felony sentence of 389 days in jail contradicts the bargained for misdemeanor sentence. Accordingly, we conclude Galaviz should receive the benefit of his bargain, and the sentence modified.” | de novo | error | agree with court The appellate court correctly applied the principle that a plea agreement is a contract binding on the court and parties. The record clearly shows the stipulated term was 365 days, and the trial court's imposition of 389 days contradicted this agreement without justification. The modification to 365 days is the correct legal remedy to enforce the benefit of the bargain. |
Revocation of right to self-representation“Counsel presents no argument for reversal but asks us to review the record for error as mandated by People v. Wende (1979) 25 Cal.3d 436. Pursuant to Anders v. California (1967) 386 U.S. 738, counsel refers to possible but not arguable issues of whether (1) the court abused its discretion by revoking Galaviz's right to represent himself;” | abuse of discretion | not reached | unsure The opinion lists this as a 'possible but not arguable issue' referred by counsel under Anders. The court does not provide specific reasoning or a holding on this issue in the body of the opinion, only noting it was reviewed. As the issue was deemed not arguable and no specific error is identified in the text, the court effectively found no reversible error or deemed the issue waived/not viable. |
Probation condition requiring approval of residence and employment“Galaviz was then released from custody. He did not object to a probation condition that his probation officer approve his residence and employment.” | abuse of discretion | not reached | unsure Similar to the self-representation issue, this was listed as a 'possible but not arguable issue.' The opinion notes the defendant did not object below. The court does not explicitly rule on the validity of the condition in the text, implying it was not a basis for reversal. The lack of objection and the 'not arguable' designation suggest the court found no error or that the issue was forfeited. |
Ineffective assistance of counsel“Counsel presents no argument for reversal but asks us to review the record for error as mandated by People v. Wende (1979) 25 Cal.3d 436. Pursuant to Anders v. California (1967) 386 U.S. 738, counsel refers to possible but not arguable issues of whether ... (3) his attorney in the trial court provided prejudicially ineffective assistance by failing to object to the probation condition regarding Galaviz's residence and employment;” | de novo | not reached | unsure Listed as a 'possible but not arguable issue.' The court does not provide analysis or a holding on this claim in the opinion text. The designation as 'not arguable' implies the court found the claim meritless or procedurally barred, but without explicit reasoning, the specific legal conclusion is not detailed in the provided text. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — Mandates independent review of the record by appellate counsel in criminal cases where counsel finds no arguable issues.
- relied: Anders v. California (1967) 386 U.S. 738 — Requires appointed counsel to file a brief identifying any possible errors, even if not arguable, to ensure effective assistance of counsel on appeal.
- relied: People v. Segura (2008) 44 Cal.4th 921 — A negotiated plea agreement is a form of contract interpreted by general contract principles, and acceptance binds the court and parties.
- relied: People v. Barkeley (2008) 166 Cal.App.4th 1590 — In cases of ambiguity in the trial record regarding sentencing, courts look for evidence of intent; if none exists to support a deviation, the plea agreement controls.
- relied: People v. Glee (2000) 82 Cal.App.4th 99 — When a trial court's statements create ambiguity (e.g., 'felony probation' vs. 'summary probation'), the specific sentence imposed (jail term) can indicate the intended classification (misdemeanor) consistent with the plea.
- relied: People v. Johnson (2012) 53 Cal.4th 519 — Standard for appointing counsel when a defendant is not mentally competent to represent themselves.
The appellate opinion: sound — The opinion is sound because it correctly identifies the binding nature of the plea agreement and applies established contract principles to resolve the sentencing discrepancy. It relies on appropriate authorities (Segura, Barkeley, Glee) to support the conclusion that the trial court's deviation from the stipulated term was erroneous.
How this analysis was made · dispute it
unusual dispositionThe trial court accepted Galaviz's guilty plea to resisting an executive officer (Pen. Code, § 69) under a plea agreement stipulating a 365-day jail term, but at sentencing suspended imposition of sentence, granted three years' probation, and imposed 389 days in county jail with 389 days of credit, along with a probation condition requiring officer approval of residence and employment. On Wende/Anders review the Court of Appeal found no arguable issue except the sentence, concluded the 389-day term contradicted the bargained-for 365 days, modified the judgment to a 365-day jail term, affirmed as modified, and directed preparation of an amended abstract.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Revocation of defendant's self-represented status and appointment of counsel based on concern about mental competence to represent himself“Galaviz was self-represented at the start of trial court proceedings, but the court later appointed counsel for him because of its concern he was not mentally competent to represent himself.” | abuse of discretion | correct | unsure The court reviewed this as a possible but not arguable Wende issue and implicitly found no error, citing People v. Johnson (2012) 53 Cal.4th 519, which authorizes trial courts to deny or revoke self-representation for defendants who are competent to stand trial but lack the mental capacity to conduct trial proceedings. The opinion gives no facts about the basis for the court's concern, so the conclusion cannot be independently checked from the record quoted. |
Imposition of a probation condition requiring the probation officer's approval of defendant's residence and employment“He did not object to a probation condition that his probation officer approve his residence and employment.” | unclear | correct | unsure The court listed this as a possible but not arguable issue and found no error without discussion; the defendant's failure to object would forfeit a reasonableness challenge under People v. Welch, though a facial constitutional overbreadth claim could survive under In re Sheena K. The opinion does not address the Sheena K. exception or the Bauer line of cases finding residence-approval conditions overbroad, so the implicit rejection is defensible but unexplained. |
Trial counsel's failure to object to the residence/employment approval condition (claimed ineffective assistance)“his attorney in the trial court provided prejudicially ineffective assistance by failing to object to the probation condition regarding Galaviz's residence and employment” | unclear | correct | unsure The court implicitly found no arguable ineffective-assistance claim; on a silent record, the absence of a tactical explanation and of a showing of prejudice ordinarily defeats such a claim on direct appeal. The opinion provides no analysis, but the result is consistent with the usual treatment of unobjected-to probation conditions on Wende review. |
Sentencing defendant to 389 days in county jail as a condition of probation despite a plea agreement stipulating 365 days“The court's felony sentence of 389 days in jail contradicts the bargained for misdemeanor sentence.” | de novo | error | agree with court Under People v. Segura, a plea agreement is a contract that binds the court once accepted, and the record (the approved agreement and the probation report reciting a 365-day term) shows the court intended to follow the bargain, so a 389-day term exceeded what was promised; modifying to 365 days gives the defendant the benefit of his bargain. The court is right on the merits, but it did not address forfeiture from the failure to object at sentencing under People v. Walker, nor Penal Code section 1192.5, and it loosely labeled the offense a misdemeanor without noting that a wobbler with imposition of sentence suspended remains a felony absent a section 17(b) declaration. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed counsel finds no arguable issues, the Court of Appeal must independently review the entire record for error.
- relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel who finds no arguable issues may file a brief identifying anything in the record that might arguably support the appeal.
- relied: People v. Johnson (2012) 53 Cal.4th 519 — A trial court may deny or revoke self-representation for a defendant who is competent to stand trial but suffers from severe mental illness rendering him unable to carry out the basic tasks of presenting a defense without counsel.
- relied: People v. Segura (2008) 44 Cal.4th 921 — A negotiated plea agreement is a contract interpreted under general contract principles, and acceptance of the agreement binds the court and the parties to its terms.
- relied: People v. Barkeley (2008) 166 Cal.App.4th 1590 — Where the record is ambiguous, a reviewing court looks for evidence that the trial court intended to impose a sentence inconsistent with the plea agreement.
- relied: People v. Glee (2000) 82 Cal.App.4th 99 — Where the record is ambiguous about felony or misdemeanor treatment of a wobbler, the sentence actually imposed (one year in jail followed by summary probation) shows the court intended a misdemeanor sentence.
- missed: In re Sheena K. (2007) 40 Cal.4th 875 — A facial constitutional challenge to a probation condition presenting a pure question of law is not forfeited by failure to object in the trial court, though other challenges are.
The appellate opinion: sound with gaps — The court correctly treated the plea agreement as a binding contract under Segura and reasonably read the record as showing the trial court intended to honor the 365-day bargain, so the modification is a defensible remedy. The opinion skips forfeiture under Walker and section 1192.5, does not explain its rejection of the probation-condition and ineffective-assistance issues, and imprecisely calls the section 69 wobbler a misdemeanor without any section 17(b) analysis.
How this analysis was made · dispute it
record incompleteOpinion
Filed 10/29/13 P. v. Galaviz CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D062990
Plaintiff and Respondent, v. (Super. Ct. No. SCS255144)
MICHAEL GALAVIZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Francis M.
Devaney, Judge. Affirmed as modified and remanded with directions.
Vanderhoff Law Group and Jeanne C. Vanderhoff, under appointment by the Court of Appeal, for the Defendant and Appellant.
Kamala D. Harris, Attorney General, for the Plaintiff and Respondent. The People charged Michael Galaviz with resisting an executive officer (Pen.
Code,1 § 69); battery upon an officer (§ 243, subd. (b)); resisting an officer (§ 148, subd.
(a)(1)); and vandalism of property valued under $400 (§ 594, subd. (b)(1)). The People further alleged he had prior convictions under the "Three Strikes" Law.
Galaviz was self-represented at the start of trial court proceedings, but the court later appointed counsel for him because of its concern he was not mentally competent to represent himself. (People v. Johnson (2012) 53 Cal.4th 519.)
Galaviz pleaded guilty to resisting an executive officer and the People dismissed the remaining charges against him. Although the plea agreement stipulated that he would serve 365 days in jail, the court sentenced him as follows: "Imposition of sentence is suspended for three years. I am going to place you on probation for three years on the following conditions. I am going to sentence you to 389 days in the custody of the county sheriff. I'll give you credit . . . for a total of 389 days against the 389-day commitment." Galaviz was then released from custody. He did not object to a probation condition that his probation officer approve his residence and employment.
Appointed counsel has filed a brief summarizing the facts and proceedings below.
Counsel presents no argument for reversal but asks us to review the record for error as mandated by People v. Wende (1979) 25 Cal.3d 436. Pursuant to Anders v. California (1967) 386 U.S. 738, counsel refers to possible but not arguable issues of whether (1) the court abused its discretion by revoking Galaviz's right to represent himself; (2) the court 1 All statutory references are to the Penal Code. 2 erred by requiring the probation officer to approve Galaviz's residence and employment;
(3) his attorney in the trial court provided prejudicially ineffective assistance by failing to object to the probation condition regarding Galaviz's residence and employment; and (4)
at sentencing, the court erroneously treated section 69 as a felony by sentencing him to a 389-day jail term despite the bargained for misdemeanor sentence of 365 days in jail.
We granted Galaviz permission to file a brief on his own behalf. He has not responded. Having reviewed the entire record pursuant to People v. Wende, supra, 25 Cal.3d 436 and Anders v. California, supra, 386 U.S. 738, including the possible issues referred to by appellate counsel, we conclude the trial court erroneously sentenced Galaviz to 389 days instead of the bargained for 365 days.
Galaviz pleaded guilty to an offense, misdemeanor resisting an executive officer, that is classified as a wobbler because it is punishable either as a felony or a misdemeanor. (§§ 69, 17, subd. (b).) Because a negotiated plea agreement is a form of contract, it is interpreted according to general contract principles. Acceptance of the agreement binds the court and the parties to the agreement. (People v. Segura (2008) 44 Cal.4th 921, 930.) In People v. Barkeley (2008) 166 Cal.App.4th 1590, the court faced an ambiguity in the trial record, but concluded on the facts of that case that "[t]here was no evidence that [the trial court] intended to impose a sentence that was inconsistent with defendant's plea agreement." (Id. at p. 1595.)
People v. Glee (2000) 82 Cal.App.4th 99, 106 is analogous. There, an ambiguity existed because the trial court had stated it was placing the defendant on "felony 3 probation" for one year, but nevertheless specified that the probation was "summary probation." (Id. at pp. 105-106.) The appellate court concluded the imposition of a one-year sentence in county jail followed by one year of summary probation indicated the trial court intended to impose a misdemeanor sentence. (Glee, at pp. 102, 104-105.)
Here, the trial court approved the plea agreement in which the parties stipulated Galaviz's sentence would be 365 days in jail. At sentencing, the court said it would follow the probation officer's report. That report did not state a recommended sentence, noting instead that under the plea agreement, Galaviz would serve a 365-day jail term.
The court's felony sentence of 389 days in jail contradicts the bargained for misdemeanor sentence. Accordingly, we conclude Galaviz should receive the benefit of his bargain, and the sentence modified.
4 DISPOSITION
We modify the judgment on the Penal Code section 69 conviction to a 365-day jail term. As so modified the judgment is affirmed. The trial court is directed to prepare an amended abstract of judgment reflecting the modification and forward a certified copy of the abstract to the Department of Corrections and Rehabilitation.
O'ROURKE, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
Cites, in this corpus
- People v. Johnson S188619 · 2012-01-30
- People v. Barkley H031717 · 2008-09-23
- People v. Segura S148536 · 2008-08-04
- People v. GLEE B128359 · 2000-07-12
- People v. Wende Crim. 20851 · 1979-10-12