gno.law

People v. Pineda CA4/1

California Court of Appeal · D085673 · 2026-04-30 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. SCD304687
Trial judge
Aaron H. Katz
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Truc T. Do (author), Buchanan

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T03:25Z · confidence high

The trial court imposed various fines and fees, including a restitution fine and drug program fee, without conducting an ability-to-pay hearing after the defendant failed to object. The Court of Appeal affirmed the judgment, holding that the defendant forfeited his ability-to-pay and excessive fines claims by not raising them at sentencing and that his ineffective assistance claim was unprovable on the silent record.

Ruling reviewedStandardThe courtThe model
Forfeiture of ability-to-pay and excessive fines challenges to restitution, theft, laboratory, and drug program fines/fees
“Based on this authority, we conclude Pineda forfeited his statutory and constitutional challenges to the restitution fine, theft fine, laboratory analysis fee, and drug program fee by failing to object below.”
unclearcorrectagree with court
agree with court
Ineffective assistance of counsel claim regarding failure to object to fines
“In this case, the record is silent as to why counsel did not raise the ability to pay issue, providing us no basis to determine counsel was ineffective.”
unclearcorrectagree with court
agree with court

Authorities

  • relied: People v. Greeley (2021) 70 Cal.App.5th 609 — A defendant who fails to object to the imposition of fines, fees, and assessments at sentencing forfeits the right to challenge those fines, fees, and assessments on appeal.
  • relied: People v. Aguilar (2015) 60 Cal.4th 862 — Failure to object to fines and fees at sentencing results in forfeiture of the right to challenge them on appeal.
  • relied: People v. Trujillo (2015) 60 Cal.4th 850 — The forfeiture rule applies to statutes that require the court to consider the defendant's ability to pay and when the challenge implicates constitutional rights.
  • relied: People v. Avila (2009) 46 Cal.4th 680 — A defendant must object below to the imposition of a restitution fine above the minimum under section 1202.4 to preserve the issue for appeal.
  • relied: People v. Nelson (2011) 51 Cal.4th 198 — A defendant must object below to the imposition of a restitution fine above the minimum under section 1202.4 to preserve the issue for appeal.
  • relied: People v. McCullough (2013) 56 Cal.4th 589 — The forfeiture rule applies to statutes requiring the court to order payment of a fee if the person has the ability to pay.
  • relied: People v. Crittle (2007) 154 Cal.App.4th 368 — Forfeiture principles apply to the theft fine statute, which involves the consideration of ability to pay.
  • relied: People v. Frandsen (2019) 33 Cal.App.5th 1126 — Given that the defendant is in the best position to know whether he has the ability to pay, it is incumbent on him to object to the fine and demonstrate why it should not be imposed.
  • relied: People v. Kopp (2025) 19 Cal.5th 1 — A defendant may challenge fines and fees based on the excessive fines clause of the Eighth Amendment, but must raise ability to pay in the trial court to preserve the claim.
  • relied: Strickland v. Washington (1984) 466 U.S. 668 — To establish ineffective assistance of counsel, a defendant must show that counsel performed deficiently and that the deficient performance caused prejudice.
  • relied: People v. Mendoza Tello (1997) 15 Cal.4th 264 — It is difficult to establish error or prejudice without a full record, and the defendant's remedy, if any, must be by way of a petition for habeas corpus.
  • relied: People v. Keene (2019) 43 Cal.App.5th 861 — The court found it difficult to establish error or prejudice without a full record, and suggested the defendant's remedy, if any, must be by way of a petition for habeas corpus.

The appellate opinion: sound — The court correctly applied the well-established forfeiture rule from Supreme Court and Court of Appeal precedent to hold that the defendant's failure to object to fines and fees at sentencing waived his ability-to-pay and excessive fines claims. The court also correctly applied the Strickland standard and Mendoza Tello precedent to deny the ineffective assistance claim due to the silent record.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:29Z · confidence medium

The trial court sentenced Pineda to two years in county jail for felony vandalism and imposed a $600 restitution fine, victim restitution, a theft fine, a laboratory analysis fee, a drug program fee with penalty assessments, and court assessments, with no objection from defense counsel. On appeal Pineda challenged the discretionary portion of the restitution fine and the theft, laboratory, and drug program fines based on inability to pay; the Court of Appeal held the statutory and constitutional challenges forfeited for failure to object at sentencing, rejected the ineffective assistance claim on a silent record, and affirmed.

Ruling reviewedStandardThe courtThe model
Imposition of a $600 restitution fine (Pen. Code, § 1202.4, subd. (b)), $41 theft fine and penalties (Pen. Code, § 1202.5), $205 laboratory analysis fee and penalties (Health & Saf. Code, § 11372.5), and $615 drug program fee and penalties (Health & Saf. Code, § 11372.7) without an ability-to-pay finding
“Based on this authority, we conclude Pineda forfeited his statutory and constitutional challenges to the restitution fine, theft fine, laboratory analysis fee, and drug program fee by failing to object below.”
unclearnot reachedagree with court
The court did not reach the merits because Pineda never objected at sentencing. The forfeiture holding tracks controlling Supreme Court authority: Avila and Nelson (restitution fine above minimum), Trujillo and McCullough (fees with ability-to-pay components, including constitutional framing), and Court of Appeal authority on the theft fine (Greeley, Crittle). The court correctly distinguished Kopp, where the defendant had raised inability to pay below. Ability to pay is a factual question the defendant is best positioned to raise, so forfeiture is properly applied. Pineda's argument that the penalty calculations were unclear was answered in footnote 1, which shows the sums match the standard statutory assessments.
Trial counsel's failure to object to the fines and fees (reviewed as a claim of ineffective assistance of counsel)
“In this case, the record is silent as to why counsel did not raise the ability to pay issue, providing us no basis to determine counsel was ineffective.”
unclearnot reachedagree with court
Applying Strickland and Mendoza Tello, the court properly declined to find ineffective assistance on direct appeal where the record does not show why counsel did not object; counsel may have had tactical reasons or known facts about Pineda's finances. Deferring the claim to habeas is the standard and correct disposition on a silent record.

Authorities

  • relied: People v. Greeley (2021) 70 Cal.App.5th 609 — A defendant who fails to object to fines, fees, and assessments at sentencing forfeits the challenge on appeal; forfeiture applies to the Penal Code section 1202.5 theft fine.
  • relied: People v. Aguilar (2015) 60 Cal.4th 862 — Failure to object to fees at sentencing forfeits the challenge on appeal.
  • relied: People v. Trujillo (2015) 60 Cal.4th 850 — Forfeiture applies even where the fee statute contains an ability-to-pay component and the challenge is framed in constitutional terms.
  • relied: People v. Avila (2009) 46 Cal.4th 680 — A defendant must object below to preserve a challenge to a restitution fine above the statutory minimum based on inability to pay.
  • relied: People v. Nelson (2011) 51 Cal.4th 198 — Failure to object to a restitution fine above the minimum forfeits an inability-to-pay challenge.
  • relied: People v. McCullough (2013) 56 Cal.4th 589 — Ability to pay is a factual question to be raised first in the trial court; failure to object forfeits the issue even where the statute conditions the fee on ability to pay.
  • relied: People v. Crittle (2007) 154 Cal.App.4th 368 — Forfeiture principles apply to the Penal Code section 1202.5 theft fine.
  • relied: People v. Frandsen (2019) 33 Cal.App.5th 1126 — Because the defendant is best positioned to know his ability to pay, he must object to the fine and demonstrate why it should not be imposed.
  • relied: People v. Kopp (2025) 19 Cal.5th 1 — Due process does not require an ability-to-pay hearing before imposing fines and fees, but a defendant may challenge them under the excessive fines clause; the defendant there had raised inability to pay below, so no forfeiture question arose.
  • relied: Strickland v. Washington (1984) 466 U.S. 668 — Ineffective assistance requires deficient performance and resulting prejudice.
  • relied: People v. Mendoza Tello (1997) 15 Cal.4th 264 — Ineffective assistance claims generally cannot be resolved on a silent record on direct appeal; the remedy is habeas corpus.
  • relied: People v. Keene (2019) 43 Cal.App.5th 861 — On a silent record as to counsel's reasons, an ineffective assistance claim must be pursued by habeas petition.

The appellate opinion: sound — The opinion applies the settled forfeiture rule from Avila, Nelson, Trujillo, and McCullough to each contested fine and fee, correctly distinguishes Kopp on the ground that the defendant there raised inability to pay below, and properly defers the ineffective assistance claim to habeas under Mendoza Tello. It also answers the calculation argument by showing in footnote 1 that the penalty assessments match the standard statutory sums.

How this analysis was made · dispute it

Opinion

Filed 4/30/26 P. v. Pineda CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D085673

Plaintiff and Respondent, v. (Super. Ct. No. SCD304687)

TOMAS DAVID PINEDA,

Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, Aaron H. Katz, Judge. Affirmed. Richard Jay Moller, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Charles C. Ragland, Chief Assistant Attorneys General, Donald W. Ostertag and Robin Urbanski, Deputy Attorneys General, for Plaintiff and Respondent. In this case, appellant Tomas David Pineda seeks, for the first time on appeal, to challenge the court’s imposition of various fines and fees as part of his sentence based on his inability to pay. We conclude the issue has been forfeited by his failure to raise inability to pay at the sentencing hearing, and we affirm the judgment. FACTUAL AND PROCEDURAL BACKGROUND Pineda pleaded guilty to two misdemeanors, resisting an officer (Pen. Code, § 148, subd. (a)(1)) and possession of drug paraphernalia (Health & Saf. Code, § 11364). On one count of felony vandalism (Pen. Code, § 594, subds. (a), (b)(1)), Pineda proceeded to trial. Following testimony at trial that Pineda damaged the window of a residence by throwing heavy objects at it, a jury convicted him of vandalism. The trial court sentenced Pineda to two years in county jail on the vandalism count and gave him credit for time served on the misdemeanor counts. The court additionally imposed the following fines and fees: a restitution fine of $600 (Pen. Code, § 1202.4, subd. (b)); restitution to the victim of $4,799.51 (Pen. Code, § 1202.4, subd. (f)); a theft fine (Pen. Code, § 1202.5) and penalty assessments of $41; a laboratory analysis fee (Health and Saf. Code, § 11372.5, subd. (a)) and penalty assessments of $205; a drug program fee (Health and Saf. Code, § 11372.7, subd. (a)) and penalty assessments of $615; a court operations assessment of $120 (Pen. Code, § 1465.8); and a conviction assessment of $90 (Gov. Code, § 70373).1 At the 1 While it is not specified on the record how the penalty assessments were calculated, the penalties on the theft, laboratory, and drug program fines are commonly ordered sums that derive from: Penal Code section 1464, subdivision (a)(1) ($10 penalty assessment for every $10 in fines); Government Code section 76000, subdivision (a)(1) ($7 penalty assessment for every $10 in fines); Government Code section 76000.5, subdivision (a)(1) 2 sentencing hearing, the court orally pronounced each fine. The court noted the victim restitution order would be collected prior to the restitution fine under Penal Code section 2085.5, subdivision (i). Counsel for Pineda did not object to any of the fines and fees and submitted on the victim restitution amount matching that determined at trial. DISCUSSION On appeal, Pineda contests the $300 discretionary amount of the restitution fine, $41 theft fine and penalties, $205 laboratory analysis fee and penalties, and $615 drug program fee and penalties, requesting that this court strike those amounts or remand for the limited purpose of considering his ability to pay. Specifically, Pineda argues: (1) the trial court abused its discretion by ordering a restitution fine over the minimum required, explaining “[i]t is obvious Mr. Pineda had no ability to pay additional fines and fees because he was required first to pay $4799 in direct restitution”; (2) the court erred by ordering the theft fine, laboratory analysis fee, and the drug program fee because it was unclear how the court calculated them and because of his inability to pay; and (3) the court’s imposition of fines beyond the mandatory minimum were unconstitutionally excessive and violated his due process rights.

($2 penalty assessment for every $10 in fines); Penal Code section 1465.7, subdivision (a) (20 percent surcharge on base fine); Government Code section 70372, subdivision (a)(1) ($5 penalty assessment for every $10 in fines); Government Code section 76104.6, subdivision (a)(1) ($1 penalty assessment for every $10 in fines); and Government Code section 76104.7, subdivision (a) ($4 penalty assessment for every $10 in fines).

3 Pineda acknowledges he did not object to these fines and fees in the trial court. The Attorney General contends Pineda forfeited his challenges to the fines and fees by failing to object, and we agree. A. Forfeiture “In general, a defendant who fails to object to the imposition of fines, fees, and assessments at sentencing forfeits the right to challenge those fines, fees, and assessments on appeal.” (People v. Greeley (2021) 70 Cal.App.5th 609, 624 (Greeley), citing People v. Aguilar (2015) 60 Cal.4th 862 and People v. Trujillo (2015) 60 Cal.4th 850.) This general rule applies when the relevant statute includes an ability to pay component, including when the defendant makes a constitutional argument. (See e.g., Trujillo, at pp. 856– 858; People v. Avila (2009) 46 Cal.4th 680, 729.) Before imposing a restitution fine above the $300 minimum set by Penal Code section 1202.4, subdivision (b), section 1202.4, subdivision (d), requires the court to “consider any relevant factors, including . . . the defendant’s inability to pay.” Still, the Supreme Court has repeatedly held that a defendant must object below to the imposition of a restitution fine above the minimum under section 1202.4 to preserve the issue for appeal. (Avila, at p. 729; People v. Nelson (2011) 51 Cal.4th 198, 227.) In the context of other statutory fines and fees, the Supreme Court has similarly concluded that this forfeiture rule applies to statutes that require the court to consider the defendant’s ability to pay and when the challenge implicates constitutional rights. (Trujillo, at pp. 855–858 [finding forfeiture under a statute entitling the defendant a hearing for the court to determine ability to pay and dictating that the defendant could waive the right to the court’s determination of ability to pay only by a knowing and intelligent waiver]; People v. McCullough (2013) 56 Cal.4th 589, 592, 597 [finding forfeiture under a statute requiring the court to order payment of a 4 fee “ ‘[i]f the person has the ability to pay’ ”].) Courts of appeal have applied forfeiture principles to the theft fine statute, which likewise involves the consideration of ability to pay.2 (Greeley, 70 Cal.App.5th at p. 624; People v. Crittle (2007) 154 Cal.App.4th 368, 371.) “Given that the defendant is in the best position to know whether he has the ability to pay, it is incumbent on him to object to the fine and demonstrate why it should not be imposed.” (People v. Frandsen (2019) 33 Cal.App.5th 1126, 1154.) Ability to pay is a factual determination that is properly raised and determined first in the trial court. (McCullough, at p. 597.) Based on this authority, we conclude Pineda forfeited his statutory and constitutional challenges to the restitution fine, theft fine, laboratory analysis fee, and drug program fee by failing to object below. It is well established that the defendant forfeits a claim regarding a Penal Code section 1202.4 restitution fine by failing to object based on ability to pay, and courts have applied the same rule of forfeiture to Penal Code section 1202.5, subdivision (a), theft fines and in other contexts. We see no reason why these principles should not likewise apply to Health and Safety Code sections 11372.5, 2 Penal Code section 1202.5, subdivision (a), establishing the theft fine, states: “In any case in which a defendant is convicted of any of the offenses enumerated in Section . . . 594, the court shall order the defendant to pay a fine of ten dollars ($10) in addition to any other penalty or fine imposed. If the court determines that the defendant has the ability to pay all or part of the fine, the court shall set the amount to be reimbursed and order the defendant to pay that sum to the county in the manner in which the court believes reasonable and compatible with the defendant’s financial ability. . . .”

5 subdivision (a), and 11372.7, subdivision (a).3 Pineda had the opportunity to object to each of these fines and fees based on inability to pay when the court orally pronounced them at his sentencing hearing, but he failed to do so. Nothing in the Supreme Court’s recent decision in Kopp, changed its prior decisions regarding forfeiture. In Kopp, the defendant asserted his inability to pay various fines at the time of sentencing, but the trial court declined to consider the issue. (Kopp, supra, 19 Cal.5th at pp. 10–11.) The Supreme Court reversed and remanded for the lower court to consider ability to pay a Penal Code section 1202.4 discretionary restitution fine and a Health and Safety Code section 11372.7, subdivision (a), fee. (Kopp, at pp. 23, 30.) While due process does not require the trial court to hold a hearing prior to imposing fines and fees, the court determined, a defendant may challenge fines and fees based on the excessive fines clause of the Eighth Amendment. (Id. at pp. 22–23.) Although the defendant in Kopp had not specifically raised ability to pay due to the excessiveness of the fines, the Supreme Court noted he would be permitted to pursue that claim below. (Id. at p. 23.) Here, Pineda did not raise ability to pay on any basis in the trial court, and, as such, has forfeited this argument altogether.

3 Health and Safety Code section 11372.7, subdivision (a), requires the court to “determine whether or not the person who is convicted of a violation of this chapter has the ability to pay a drug program fee” (id., subd. (b)), while section 11372.5, subdivision (a), establishing the criminal laboratory analysis fee, does not include an ability to pay requirement. While statutory challenges are obviously dependent on the statute’s language, defendants may raise constitutional challenges whether or not the statute includes an ability to pay requirement. (People v. Kopp (2025) 19 Cal.5th 1, 30 (Kopp).)

6 B. Ineffective Assistance of Counsel Pineda asserts, to the extent his claims are forfeited, he received ineffective assistance of counsel because there was no explanation for his trial counsel’s failure to object to the fines and fees. To establish ineffective assistance of counsel, Pineda bears the burden to establish: (1) counsel performed deficiently such that the “representation fell below an objective standard of reasonableness . . . [¶] under prevailing professional norms,” and (2) the deficient performance caused prejudice, meaning that there exists “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” (Strickland v. Washington (1984) 466 U.S. 668, 687–688, 694.) “Our Supreme Court addressed the issue of establishing ineffective assistance of counsel on a silent record in People v. Mendoza Tello (1997) 15 Cal.4th 264, 266–268 . . . The court found it difficult to establish error or prejudice without a full record. The court suggested the defendant’s remedy, if any, must be by way of a petition for habeas corpus.” (People v. Keene (2019) 43 Cal.App.5th 861, 865.) In this case, the record is silent as to why counsel did not raise the ability to pay issue, providing us no basis to determine counsel was ineffective. Pineda’s remedy, if any, is a petition for writ of habeas corpus supported by an appropriate record.

7 DISPOSITION The judgment is affirmed.

HUFFMAN, J.* WE CONCUR:

DO, Acting P. J.

BUCHANAN, J.

* Retired Associate Justice of the Court of Appeal, Fourth Appellate District, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.

Cites, in this corpus