Sanchez v. Hart CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2016-00034871-CU-PN-CTL
- Trial judge
- Katherine A. Bacal
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- Michele M. Castillo (author), Joan K. Irion, Buchanan
Analysis
The trial court found that attorney Hoyt E. Hart II waived his right to a jury trial by failing to appear at the scheduled resumption of proceedings, proceeded with a bench trial in his absence, and entered judgment against him for breach of fiduciary duty, conversion, and financial elder abuse. The Court of Appeal affirmed the judgment, holding that Hart waived his jury trial right under Code of Civil Procedure section 631(f)(1), the trial court acted within its authority under section 594(a) to proceed in his absence, and most of his sufficiency-of-evidence claims were forfeited on appeal.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Waiver of jury trial due to failure to appear at the rescheduled trial time“By statute, Hart’s absence operated to waive trial by jury. (§ 631(f)(1).)” | de novo | correct | agree with court The court correctly applied the statutory waiver provision. Hart failed to appear at the specific time the court ordered proceedings to recommence (10:00 a.m.) and did not seek leave to extend that time. Under Code of Civil Procedure section 631(f)(1), failing to appear at trial constitutes a waiver of the right to a jury trial. The court properly distinguished the initial 9:00 a.m. appearance from the commencement of trial, which was set for 10:00 a.m. after a continuance. The reliance on *Farwell v. Murray* supports the view that the relevant time for waiver is when the trial was actually set to commence after the continuance, not the original scheduled time. |
Proceeding with trial in defendant's absence under Code of Civil Procedure section 594(a)“Because Hart had actual notice of the start time, under section 594 the court did not err by conducting the trial in Hart’s absence until he showed up.” | de novo | correct | agree with court The court correctly held that the trial court had authority to proceed in Hart's absence. Section 594(a) allows a court to proceed in the absence of an adverse party if there is proof of notice. The court relied on *Colony Bancorp of Malibu, Inc. v. Patel* to establish that actual notice is sufficient to satisfy the statutory requirement, even if formal notice provisions are not strictly followed. Hart was present when the court set the 10:00 a.m. resumption time, providing actual notice. The court correctly distinguished *Au-Yang v. Barton*, where no proof of notice existed, by noting Hart's actual knowledge of the schedule. |
Trial court did not prejudge the outcome or violate due process based on comments about mandatory State Bar reporting“Taken together, we are not convinced the court prejudged the outcome.” | de novo | correct | agree with court The court correctly applied the due process standard requiring a trial judge to keep an open mind. The trial court's statement that testimony 'would trigger a mandatory report' was characterized as a statement of official duty rather than a foregone conclusion on the merits. The court noted the judge used limiting language ('at least based on that testimony') and allowed Hart time to review the transcript. The court distinguished this from cases like *In re Marriage of Carlsson* and *Webber v. Webber*, where judges made definitive statements about outcomes or cut off evidence. The fact that the trial court ultimately ruled in Hart's favor on one claim further supported the finding of no prejudice. |
Sufficiency of evidence for findings of excessive fees, malice, and punitive damages was forfeited“By ignoring the evidence supporting the court’s finding that the 40 percent attorney fees taken on this settlement was excessive, Hart forfeits the point. (Verrazono, 50 Cal.App.5th at p. 653.)” | substantial evidence | correct | agree with court The court correctly applied the forfeiture rule for sufficiency of evidence claims. Under *Jameson v. Desta* and *Verrazono v. Gehl Co.*, an appellant challenging a factual finding must cite the evidence in the record supporting the judgment and explain why it is insufficient. Hart failed to address key evidence, including expert testimony and adverse credibility findings, in his opening and reply briefs. The court properly held that these failures forfeited the claims. The court also correctly noted that Hart failed to provide legal authority for his arguments regarding malice and punitive damages, leading to forfeiture under *In re Champion*. |
Sufficiency of evidence for conversion finding regarding unsupported costs“This substantial evidence suffices to support the court’s finding as to unsupported cost reimbursements.” | substantial evidence | correct | agree with court The court correctly applied the substantial evidence standard. It found that testimony regarding checks written from the trust account, which held almost exclusively Sanchez funds, provided substantial evidence to support the finding of conversion. The court noted that Hart failed to show prejudice, as the judgment was also supported by the finding of excessive fees. The court correctly applied *Bowers v. Bernards* to hold that contradicted evidence is sufficient to support a finding if it is substantial. Hart's argument that the funds came from a separate account was undermined by the trial court's finding that his testimony regarding the purported modification of the retainer agreement was not credible. |
Authorities
- relied: Grafton Partners v. Superior Court (2005) 36 Cal.4th 944 — Courts must resolve doubts in interpreting jury trial waiver provisions in favor of the litigant's right to a jury trial.
- relied: Farwell v. Murray (1894) 104 Cal. 464 — For purposes of jury trial waiver, the relevant time is when the trial was actually set to commence after a continuance, not the original scheduled time.
- relied: Colony Bancorp of Malibu, Inc. v. Patel (2012) 204 Cal.App.4th 410 — Actual notice is sufficient to satisfy the notice requirement of Code of Civil Procedure section 594(a) for proceeding in a party's absence.
- relied: Au-Yang v. Barton (1999) 21 Cal.4th 958 — A trial court exceeds its authority if it conducts a trial in a defendant's absence without proof of the notice required by section 594(a).
- relied: Bird v. McGuire (1963) 216 Cal.App.2d 702 — The formal notice requirement of section 594 does not apply where the adverse party has actual notice or knowledge that the case is set for trial.
- relied: In re Marriage of Carlsson (2008) 163 Cal.App.4th 281 — A trial judge should not prejudge issues but should keep an open mind until all evidence is presented.
- relied: Kreling v. Superior Court (1944) 25 Cal.2d 305 — A court's expressions of opinion in the discharge of its official duties are not evidence of prejudice.
- relied: Jameson v. Desta (2018) 5 Cal.5th 594 — The burden is on the appellant to demonstrate error on appeal, and the trial court's order is presumed correct.
- relied: Verrazono v. Gehl Co. (2020) 50 Cal.App.5th 636 — An appellant challenging sufficiency of evidence must cite the evidence in the record supporting the judgment and explain why it is insufficient; failure to do so forfeits the claim.
- relied: In re Champion (2014) 58 Cal.4th 965 — Arguments lacking supporting legal authority are forfeited on appeal.
- relied: Bowers v. Bernards (1984) 150 Cal.App.3d 870 — Substantial evidence review requires determining if there is substantial evidence, contradicted or uncontradicted, to support the determination.
- relied: Century Surety Co. v. Polisso (2006) 139 Cal.App.4th 922 — The court will not reverse in the absence of an affirmative showing of prejudice or miscarriage of justice.
- relied: Ellis v. Ellis (2015) 235 Cal.App.4th 837 — The substantial modification test determines whether a revised judgment supersedes the original for appeal purposes.
The appellate opinion: sound — The opinion is sound because it correctly applies the statutory waiver provisions for jury trials and the notice requirements for proceeding in a party's absence, relying on well-established case law. It also correctly applies the forfeiture rules for sufficiency of evidence claims, ensuring that the appellant meets the burden of addressing the record evidence.
How this analysis was made · dispute it
unusual dispositionAfter Hart, a self-represented attorney-defendant, returned to court nearly an hour after the time set for trial to recommence, the trial court found he had waived jury trial under Code of Civil Procedure section 631(f)(1), proceeded with a bench trial in his absence under section 594, and ultimately entered a $3,356,591.71 judgment (including $1.5 million in punitive damages) against him for breach of fiduciary duty, conversion, and financial elder abuse while rejecting his cross-claim. The Court of Appeal denied Sanchez's motion to dismiss the appeal, held the jury waiver and absentee proceedings were proper, found no prejudgment, deemed most sufficiency-of-the-evidence challenges forfeited, found substantial evidence for the one preserved finding, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Finding that Hart waived his right to a jury trial by failing to appear when trial recommenced at 10:00 a.m. (Code Civ. Proc., § 631(f)(1))“We thus discern no error in the trial court’s conclusion that Hart waived his right to a jury trial.” | de novo | correct | unsure The court relied on section 581(a)(6) to fix when trial 'commenced' and on Farwell v. Murray to treat the one-hour continuance as resetting the time of trial, so Hart's absence at 10:00 and 10:15 was a failure to appear 'at the trial.' The result is defensible, but the opinion recites Grafton Partners' command to resolve doubts in favor of jury trial and then does not seriously engage with it: Hart appeared on the trial date at 9:00 a.m., his office called the court, and he returned 55 minutes late before any jury was sworn. The court also did not discuss whether section 631(g) discretion to relieve from waiver should have been considered once Hart reappeared and reserved his rights, and it declined to reach invited error. Given the fundamental nature of the right and the per se reversibility of an erroneous denial, I cannot say the court misapplied a specific authority, but the analysis is thin on the point where doubt most plausibly existed. |
Proceeding with trial and receiving about 40 minutes of witness testimony in Hart's absence (Code Civ. Proc., § 594(a))“Because Hart had actual notice of the start time, under section 594 the court did not err by conducting the trial in Hart’s absence until he showed up.” | de novo | correct | agree with court Colony Bancorp of Malibu, Inc. v. Patel is squarely on point: counsel who had actual notice of the time trial would resume cannot complain that the court proceeded at that time. Bird v. McGuire, which Hart cited, itself recognizes that actual notice satisfies section 594, and Au-Yang v. Barton is distinguishable because there the defendant had no notice at all. Hart had known of the trial date for months and was present when the court set 10:00 a.m. as the recommencement time. |
Alleged prejudgment/bias based on the court's comment upon Hart's return that events 'would trigger a mandatory report by this court to the State Bar . . . at least based on that testimony'“Taken together, we are not convinced the court prejudged the outcome.” | de novo | correct | agree with court Under Kreling v. Superior Court, a judge's expressions of opinion in discharging official duties do not show prejudice, and the court's remark was framed conditionally on testimony heard so far. The court then recessed so Hart could obtain a transcript, and it ultimately found for Hart on the professional negligence claim. The contrast with Carlsson, Pacific etc. Conference, Catchpole, and Webber—each involving a court that cut off evidence or announced a firm conclusion before hearing it—is apt. The comment was imprudent but does not demonstrate a closed mind. |
Finding that Hart took excessive attorney fees (40 percent of a $1 million settlement) subject to the MICRA cap (Bus. & Prof. Code, § 6146)“By ignoring the evidence supporting the court’s finding that the 40 percent attorney fees taken on this settlement was excessive, Hart forfeits the point.” | substantial evidence | not reached | agree with court Hart's opening brief omitted the evidence supporting the finding—his prior testimony that he took the statutory MICRA fee, expert Hong's opinion that he overcharged by more than $250,000, testimony that the settlement was for the medical negligence claims, and the adverse credibility finding on the purported retainer modification—and his reply did not cure the omission. Under Verrazono v. Gehl Co., failure to set forth all material evidence forfeits a substantial evidence challenge. The forfeiture ruling is consistent with settled appellate procedure. |
Rejection of Hart's cross-claim for breach of contract for unreimbursed costs“By not addressing this evidence, Hart forfeits the point.” | substantial evidence | not reached | agree with court Hart argued the court mischaracterized his costs as posttrial, but he did not address the evidence that he lacked prior approval for advanced costs or the adverse credibility finding on the retainer modification, and he did not explain how the alleged mischaracterization undermined the ultimate no-breach finding. Under Jameson v. Desta the appellant bears the burden to show error, and under Century Surety Co. v. Polisso prejudice is not presumed. The court's forfeiture and no-prejudice reasoning is correct. |
Finding that Hart acted with malice and fraud“This argument is forfeited for lack of supporting legal authority.” | substantial evidence | not reached | agree with court Hart's sole argument was that conduct under a lawful contract cannot be malicious, offered without legal authority, which supports forfeiture under In re Champion. He also ignored the trial court's adverse credibility findings, including that his account of Janis's modification 'seem[ed] to grow' as trial progressed. Both forfeiture grounds are well supported. |
Award of $1.5 million in punitive damages“Once again, Hart provides no supporting legal authority, and thus he forfeits the issue.” | substantial evidence | not reached | agree with court Hart argued the award was excessive relative to his home equity but cited no authority and did not reply to Sanchez's identification of evidence of his $25,000 monthly income and $125,000 airplane. Forfeiture under In re Champion and Verrazono is a legitimate basis for declining to reach the issue. The ratio of a $1.5 million punitive award to the net worth evidence recited in the opinion might have warranted scrutiny had Hart properly briefed it, but the appellate court was not required to construct that argument for him. |
Finding that Hart converted the Sanchezes' funds by writing checks from his trust account for unsupported cost reimbursements“This substantial evidence suffices to support the court’s finding as to unsupported cost reimbursements.” | substantial evidence | correct | agree with court Testimony that Hart wrote checks unrelated to the Sanchezes, some payable to himself, from a trust account holding almost exclusively Sanchez funds is substantial evidence of conversion. Hart's contrary explanation depended on the lien/modification testimony the trial court found not credible and partly on stricken testimony, and under Bowers v. Bernards contradicted evidence suffices. The court also correctly noted Hart failed to show prejudice given the independent excessive-fee conversion finding. |
Authorities
- relied: Grafton Partners v. Superior Court (2005) 36 Cal.4th 944 — Because the right to jury trial is fundamental, doubts in interpreting the waiver provisions of section 631 are resolved in favor of the litigant's right to jury trial.
- relied: Farwell v. Murray (1894) 104 Cal. 464 — For jury waiver purposes, where trial is continued to a later point in the day, trial is not deemed commenced at the originally scheduled time.
- relied: Colony Bancorp of Malibu, Inc. v. Patel (2012) 204 Cal.App.4th 410 — Under section 594, actual notice of the time trial will resume authorizes the court to proceed in the absence of a party and counsel who return late.
- relied: Bird v. McGuire (1963) 216 Cal.App.2d 702 — Section 594's notice requirement is mandatory but is satisfied where the adverse party has actual notice that the case is set for trial on a certain date.
- relied: Au-Yang v. Barton (1999) 21 Cal.4th 958 — A court exceeds its authority by trying a case in a defendant's absence where there was no proof the defendant received section 594(a) notice; distinguished because Hart had actual notice.
- relied: Kreling v. Superior Court (1944) 25 Cal.2d 305 — A judge's expressions of opinion in the discharge of official duties are not evidence of prejudice.
- relied: In re Marriage of Carlsson (2008) 163 Cal.App.4th 281 — Due process requires fundamental fairness; a trial judge should not prejudge issues but keep an open mind until all evidence is presented.
- relied: Jameson v. Desta (2018) 5 Cal.5th 594 — The judgment is presumed correct and the appellant bears the burden of demonstrating reversible error on the record presented.
- relied: Verrazono v. Gehl Co. (2020) 50 Cal.App.5th 636 — An appellant challenging sufficiency of the evidence must cite the evidence supporting the judgment and explain why it is insufficient; failure to set forth all material evidence forfeits the claim.
- relied: In re Champion (2014) 58 Cal.4th 965 — Arguments unsupported by legal authority are forfeited.
- relied: Century Surety Co. v. Polisso (2006) 139 Cal.App.4th 922 — Prejudice is not presumed; a judgment will not be reversed absent an affirmative showing of a miscarriage of justice.
- relied: Bowers v. Bernards (1984) 150 Cal.App.3d 870 — Substantial evidence review asks only whether substantial evidence, contradicted or uncontradicted, supports the determination.
- relied: Ellis v. Ellis (2015) 235 Cal.App.4th 837 — The substantial modification test determines whether the time to appeal runs from the original or an amended judgment; it does not require a new notice of appeal from a party who timely appealed the original judgment.
- relied: Kwan Software Engineering, Inc. v. Hennings (2020) 58 Cal.App.5th 57 — Due process claims are reviewed de novo.
The appellate opinion: sound with gaps — The section 594, prejudgment, and forfeiture analyses answer Hart's arguments with directly applicable authority (Colony Bancorp, Kreling, Jameson, Verrazono, Champion) and the result is well supported. The jury-waiver holding is defensible under section 581(a)(6) and Farwell, but the court invoked Grafton Partners' rule of resolving doubts in favor of jury trial without applying it to the unusual facts of a party who appeared on the trial date, called the court, and returned under an hour late, and it did not consider section 631(g) relief from waiver.
Opinion
Filed 2/18/26 Sanchez v. Hart CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
GEORGE SANCHEZ, D084650
Plaintiff and Respondent, v. (Super. Ct. No. 37-2016- 00034871-CU-PN-CTL) HOYT E. HART II, Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Katherine A. Bacal, Judge. Affirmed. Hoyt E. Hart II, in pro. per., for Defendant and Appellant. Law Offices of Daniel J. Williams and Daniel J. Williams, for Plaintiff and Respondent. Following a bench trial, attorney Hoyt E. Hart II was found to have committed a breach of his fiduciary duties, conversion, and financial elder abuse against a dependent adult while representing George Sanchez and the now-deceased Janis Sanchez. Though the matter was set for a jury trial, when Hart failed to timely return to court after receiving one hour to obtain a declaration in support of his request to continue trial, the court found Hart had waived his right to a jury trial, commenced a bench trial, and began hearing from Sanchez’s first witness. Hart appeared nearly an hour late and after about 40 minutes of witness testimony. Hart raises various grounds on appeal. First, Hart argues the court committed reversible error by denying him trial by jury. We conclude, as the trial court did, Hart waived his right to a jury trial “[b]y failing to appear at the trial” when he did not return to court by the time set for proceedings to recommence without giving the court any indication when he might return. (Code Civ. Proc., § 631, subd. (f)(1).) Second, Hart claims a due process violation based on the court receiving witness testimony without him present. But because Hart had actual notice of the trial date and the time to “recommence,” the court was authorized under section 594(a) to proceed with trial in his absence. Third, Hart contends the trial court prejudged the outcome of the case when, upon his late return, it advised him “[t]hings have already occurred that would trigger a mandatory report by this court to the State Bar, . . . at least based on that testimony,” and gave him time to obtain a rough transcript before trial resumed. We disagree, as in our view the record indicates the court had not reached a fixed conclusion and would keep an open mind until it received all evidence. Fourth, Hart challenges the sufficiency of the evidence for various factual findings. Most of these claims are forfeited either because Hart fails to address evidence supporting the judgment or for lack of supporting legal authority. For the one preserved claim, we conclude substantial evidence supports the court’s finding. We therefore affirm the judgment.
2 I. A. Hart represented the Sanchezes for claims of professional negligence, medical battery, and loss of consortium related to injuries Janis suffered due to her exposure to a blood thinner following a mitral valve surgery. Some of the defendants settled, while others were dismissed. After two offers to settle were declined, the claims against the hospital ended in a defense verdict. B. Sanchez, on his own behalf and as Janis’ successor in interest, sued Hart for (1) professional negligence, (2) breach of fiduciary duty, (3) conversion, and (4) financial elder abuse of a dependent adult. Among other things, Sanchez alleged Hart failed to advise him and Janis of the hospital’s section 998 settlement offers and the consequence of declining the offers; failed to provide an accounting of funds allegedly paid on the Sanchezes’ behalf; obtained an unreasonable loan from them with no repayment terms or interest; charged an unreasonable fee exceeding the amount permitted under law; and misappropriated their funds under the guise of costs without approval. Hart asserted a cross-claim of breach of contract for unreimbursed costs. 1. Trial was set to begin the morning of October 11, 2023. That morning, Hart filed a declaration and request to continue trial. Hart attested that he had engaged an attorney in July to assist him at trial and had “introduced” the attorney to the court and Sanchez’s counsel the day before trial. But, according to Hart, after a call from Sanchez’s counsel to the attorney’s firm, the firm ordered the attorney to “immediately withdraw from 3 the case.” Given the attorney’s “abrupt withdrawal,” Hart requested a 90-day continuance for him to retain new counsel. The court addressed the request with Hart in court at 9:00 a.m. Because Hart had been self-represented since March and the new attorney had never substituted in, the court was “perplexed” why Hart representing himself would be good cause to continue trial.1 Despite the court’s tentative ruling to deny the request, it gave Hart “an hour” to obtain a declaration from the attorney addressing “when he was retained and agreed to take on the matter.” The court informed the parties “we’ll pick up in an hour, if the tentative is confirmed denying the continuance.” At the end of the discussion, the court confirmed “[w]e’ll recommence at 10:00.” At 10:07 a.m., the court went on the record to note Hart had not returned. The court took a recess until “just after 10:15 in the morning,” at which point Hart still had not appeared. The court stated for the record that “about 15 or 20 minutes ago” someone from Hart’s office called the court to say they had located the attorney “and were trying to obtain a declaration.” But “[t]he court has received nothing. It has not received a filing, and Mr. Hart is not present.” Consequently, the court found Hart had waived his right for a jury trial, so it commenced the matter as a bench trial. After waiving his opening statement, Sanchez took the stand as the first witness. At around 10:55 a.m.—nearly an hour late—Hart entered the courtroom. The court informed him trial had commenced and Sanchez had been testifying for about 40 minutes.
1 Hart informed the court the attorney had “substituted in” the day before. The appellate record, however, contains only the attorney’s withdrawal and no record of him substituting in as counsel. 4 Hart presented a declaration from his former attorney and renewed his request for a continuance. Because the declaration did not say Hart had “retained” the attorney and no substitution in had been filed with the court, the court said it would not grant a continuance unless Hart had new counsel lined up. Hart did not. Next, the court informed Hart that testimony had been taken and “certainly” he could get at least a rough transcript of it. The court also informed Hart that “[t]hings have already occurred that would trigger a mandatory report by this court to the State Bar, and [Hart] should be aware of that, at least based on that testimony.” If Hart wanted to obtain a transcript to see what Sanchez had already testified to, the court offered to “take a break so [Hart] can get that, and then we’ll pick up where we left off.” The court granted Hart’s request to recess until 1:30 p.m. At around 1:30 p.m., Hart made a record to “reserve [his] rights regarding forfeiture of the jury.” He emphasized, “I did appear [for trial] earlier in the day.” The court responded, “you didn’t [appear] until after trial commenced” and “had you been here for trial, we would have had a jury trial at your request.” After Hart finished making his record, Sanchez retook the witness stand without objection by Hart. 2. Following the bench trial, the court found in Hart’s favor on the professional negligence claim but against him on the claims for breach of fiduciary duty, conversion, financial abuse of a dependent adult, and the cross-claim for breach of contract. It also found Hart “acted with malice and fraud.” The court entered judgment in Sanchez’s favor totaling $3,356,591.71, which included $1.5 million in punitive damages.
5 II. A. Sanchez moves to dismiss this appeal because Hart did not submit a new notice of appeal after the trial court issued an amended judgment, which Sanchez argues was a “substantial modification.” Hart opposes. We deny the motion. The substantial modification test helps determine whether the time to appeal begins to run from the original judgment or a later, revised judgment. (Ellis v. Ellis (2015) 235 Cal.App.4th 837, 842.) If the revised judgment results in a “‘substantial modification,’” then “the revised judgment supersedes the original and becomes the final, appealable judgment in the action.” (Ibid.) But “[i]f not, any changes are considered to relate back to the original judgment and the time to appeal runs from the entry of the first judgment.” (Ibid.) Cases applying the substantial modification test, including the two cited by Sanchez, typically involve a party who appealed from a later amended judgment but not the original. (See, e.g., Ellis, 235 Cal.App.4th at p. 842; Dakota Payphone, LLC v. Alcaraz (2011) 192 Cal.App.4th 493, 504.) But here we have the opposite situation. Hart timely appealed the original judgment. Sanchez presents no legal authority to support his conclusion that the purported substantial modification in the amended judgment obligated Hart to file a new appeal. As a result, we are not persuaded. If anything, Sanchez’s argument is better understood as contending Hart’s appeal was premature given the later amended judgment. To the extent we were to credit such an argument, we exercise our discretion to construe the appeal as filed from the amended judgment. (Cal. Rules of Court, rule 8.308(c).)
6 We therefore deny the motion to dismiss. B. Hart contends the court improperly denied him a jury trial because his late return was not a waiver. Sanchez argues Hart’s failure to appear at trial constituted a valid waiver of trial by jury under Code of Civil Procedure section 631(f)(1). On this record, we agree with Sanchez. The parties agree we review de novo the constitutional issue of Hart’s waiver of a jury trial. (Citing Brown v. Mortensen (2019) 30 Cal.App.5th 931, 938.) The right to a jury trial is secured by our state constitution. (Cal. Const., art. I, § 16.) A civil trial by jury may be waived only “as prescribed by statute.” (Ibid.) Section 631 lists the ways a party can waive trial by jury, including “[b]y failing to appear at the trial.” (§ 631(f)(1).) Because the right to trial by jury is “so fundamental,” courts are to “resolve doubts in interpreting the waiver provisions of section 631 in favor of a litigant’s right to jury trial.” (Grafton Partners v. Superior Court (2005) 36 Cal.4th 944, 956.) As described above, Hart failed to appear at 10:00 a.m. as directed by the court, instead not returning until around 10:55 a.m. Hart argues he “did not fail to appear at trial” under section 631 because he had appeared at 9:00 a.m. Put another way, Hart disputes when trial commenced for purposes of section 631(f)(1). Although trial was originally set to begin at 9:00 a.m., trial did not commence at that time. (See § 581(a)(6) [“A trial shall be deemed to actually commence at the beginning of the opening statement or argument . . . , or if there is no opening statement, then at the time of the administering of the oath or affirmation to the first witness, or the introduction of any evidence.”].) Instead, the court continued the matter by 7 one hour so Hart could obtain a declaration. As a result, trial was set to start at 10:00 a.m., but Hart did not appear. Given Hart’s absence, the court took another recess until 10:15 a.m., at which point it is undisputed Hart had still failed to appear. (See Farwell v. Murray (1894) 104 Cal. 464, 467 [for section 631 purposes, “trial of the case was not commenced [at the original time], but was continued until [a later point in the day]”].) By statute, Hart’s absence operated to waive trial by jury. (§ 631(f)(1).) Hart points to his office’s call to the court and argues the court “was aware of why [he] was not in the courtroom.” Yet as far as we can tell from the record, that call did not inform the court of when Hart might return, leaving the court, potential jurors, opposing counsel, and witnesses to wait for an unknown length of time. And Hart never sought leave of court to further delay the start of trial. He provides no legal authority permitting him to unilaterally postpone the start of trial for an indefinite period or excusing his failure to appear at the time appointed for trial to “recommence.” We thus discern no error in the trial court’s conclusion that Hart waived his right to a jury trial. As a result, we do not need to reach Sanchez’s alternative argument based on the doctrine of invited error. C. Hart argues the court violated his constitutional due process right by conducting the first 40 minutes of trial in his absence because it prevented him from being able to object to inadmissible evidence and to protect the record for appeal. We disagree. We review such due process claims de novo. (Kwan Software Engineering, Inc. v. Hennings (2020) 58 Cal.App.5th 57, 82.) As Sanchez notes, section 594 permits a court to proceed with trial “in the absence of the adverse party.” (§ 594(a).) “[I]f the issue to be tried is an 8 issue of fact, proof shall first be made to the satisfaction of the court that the adverse party has had 15 days’ notice of such trial.” (Ibid.) For section 594 purposes, “actual notice, however acquired, is sufficient.” (Colony Bancorp of Malibu, Inc. v. Patel (2012) 204 Cal.App.4th 410, 418 [cleaned up].) In Colony Bancorp, defense counsel returned to court late after a break. (Id. at p. 416.) The court had ordered the parties back at a specific time and resumed trial at that time in defense counsel’s absence. (Ibid.) Defense counsel arrived during the plaintiffs’ direct examination of a witness. (Id. at p. 417.) The appellate court rejected the defendant’s claim of constitutional violation because the trial court had authority to resume trial at the set time under section 594. (Id. at pp. 417-418.) Because defense counsel “had actual notice the trial would resume at 1:30 p.m., . . . the trial court had the authority to proceed with the matter in the absence of [defendant] and his counsel.” (Id. at p. 418.) Colony Bancorp guides us here. The court ordered proceedings to resume at 10:00 a.m. and, when Hart failed to appear by 10:15 a.m., the court commenced trial and witness examination began. Hart attested that he had been aware of the trial date for months, and he was present when the court stated proceedings would “recommence” at 10:00 a.m. Because Hart had actual notice of the start time, under section 594 the court did not err by conducting the trial in Hart’s absence until he showed up. Hart protests that section 594 does not apply because he “did not fail to appear for trial.” For the reasons discussed above, we disagree. Hart failed to appear at the appointed time without seeking leave of court to extend his time to obtain the attorney declaration. Hart also claims section 594 is inapplicable because its “mandatory notice provisions were not complied with.” As Hart notes, section 594’s notice 9 requirement is “‘mandatory.’” (Quoting Bird v. McGuire (1963) 216 Cal.App.2d 702, 713.) Yet even the case Hart cites recognizes that the formal notice requirement does not apply “where the adverse party or [that party’s] attorney has actual notice or knowledge for the required time that the case is in fact set for trial on a certain date.” (Id. at p. 714.) Such is the case here. Consequently, it stands in contrast to another case Hart cites in which the trial court “exceeded its authority when it conducted the trial in defendant’s absence” because “there was and could have been no proof that defendant received the notice required by section 594(a).” (Au-Yang v. Barton (1999) 21 Cal.4th 958, 964.) The court thus did not err by receiving 40 minutes of testimony in Hart’s absence. D. Hart accuses the trial court of “improperly prejudg[ing] the outcome of the case” after the first 40 minutes of testimony based on a comment the court made to Hart upon his late return. Sanchez argues the court’s statement did “not constitute prejudging, bias, or any impermissible conduct.” We agree with Sanchez. We apply de novo review to this due process claim. (Kwan Software Engineering, 58 Cal.App.5th at p. 82.) Due process deals with fundamental fairness. (In re Marriage of Carlsson (2008) 163 Cal.App.4th 281, 290.) As part of that fairness, “[a] trial judge should not prejudge the issues but should keep an open mind until all the evidence is presented.” (Id. at p. 291 [cleaned up].) Once Hart returned to court—nearly an hour late—the court informed him “[t]hings have already occurred that would trigger a mandatory report by this court to the State Bar, and you should be aware of that, at least based on 10 that testimony.” (Italics added.) The court then gave Hart time to obtain a rough transcript of the testimony before trial resumed that afternoon. Hart construes the court’s statement as “announc[ing] a key fact finding” after hearing testimony in his absence and “prejudg[ing] the outcome” before he presented any evidence. We disagree. First, a court’s expressions of opinion in the discharge of its official duties are not evidence of prejudice. (Kreling v. Superior Court (1944) 25 Cal.2d 305, 310-311.) Second, rather than a foregone conclusion, the court raised the possibility of mandatory reporting in limiting terms—it “would” be triggered “at least based on that testimony”—that suggest the court would keep an open mind until it had received all evidence. And the court gave Hart time to review the testimony he missed by returning late so he could be in a better position to defend himself. Finally, by the end of trial, the court ruled in Hart’s favor on the professional negligence cause of action. Taken together, we are not convinced the court prejudged the outcome. The cases Hart identifies show why the court’s conduct here falls short of a due process violation. In one, the court “abruptly ended the trial before [a party] finished his presentation, cutting off any opportunity for rebuttal evidence.” (In re Marriage of Carlsson, 163 Cal.App.4th at p. 291.) In another, before trial and with unresolved motions pending before him, the trial judge wrote to the parties that the defendant “‘should consider offering some of their abundant means to help resolve this problem’” because he believed the plaintiffs would prevail and obtain “‘a very sizable judgment.’” (Pacific etc. Conference of United Methodist Church v. Superior Court (1978) 82 Cal.App.3d 72, 76-77, 81.) In yet another, “the court appears to have been almost entirely indifferent to evidence corroborating [the plaintiff’s] fundamental contentions” while “completely brush[ing] aside [the 11 defendant’s] failure on the stand to explicitly deny [them].” (Catchpole v. Brannon (1995) 36 Cal.App.4th 237, 259.) In the last, the court “indicated early in the presentation of plaintiff’s case—and before having heard her evidence . . . —that he was not favorable to an award of alimony,” including by stating, “‘I have told you that I am not going to award any support.’” (Webber v. Webber (1948) 33 Cal.2d 153, 156, 157.) When compared to these cases, the evidence here cannot be construed as the court reaching a firm conclusion as to reporting Hart or prejudging the case. E. Lastly, Hart challenges the sufficiency of the evidence for various findings in the court’s decision after trial. He contends (1) the 40 percent attorney fees he received from a $1-million settlement with one of the defendants in the action he litigated on behalf of the Sanchezes “did not exceed the maximum allowed fee,” (2) his cross-claim for unreimbursed costs were not posttrial costs as the court found, (3) the evidence did not show malice, (4) the punitive damages award of $1.5 million was not supported by the evidence, and (5) his case expenses “were audited and found to be fully accounted for.” We conclude all claims but the last are forfeited. As for the last claim, Hart has not met his burden to establish either error or prejudice. Our review for substantial evidence “begins and ends with the determination as to whether, on the entire record, there is substantial evidence, contradicted or uncontradicted, which will support the determination.” (Bowers v. Bernards (1984) 150 Cal.App.3d 870, 873-874.) “We do not reweigh evidence or reassess the credibility of witnesses.” (Pope v. Babick (2014) 229 Cal.App.4th 1238, 1246.) We view the evidence and resolve all evidentiary conflicts in favor of the judgment. (Verrazono v. Gehl Co. (2020) 50 Cal.App.5th 636, 652.) It does not matter if other evidence 12 could support a different finding so long as some evidence would support the finding of fact. (Ibid.) 1. Sanchez argues Hart forfeited his sufficiency of the evidence claims by failing to “cite and discuss the evidence in the record supporting the [j]udgment and explain why such evidence is insufficient as a matter of law.” We agree that most claims are forfeited for one reason or another. As a “fundamental principle of appellate procedure,” we presume the trial court’s order is correct. (Jameson v. Desta (2018) 5 Cal.5th 594, 608- 609.) Because of this presumption, “the burden is on an appellant to demonstrate, on the basis of the record presented to the appellate court, that the trial court committed an error that justifies reversal of the judgment.” (Id. at p. 609.) To satisfy that burden, an appellant challenging the sufficiency of the evidence “‘must cite the evidence in the record supporting the judgment and explain why such evidence is insufficient as a matter of law.’” (Verrazono, 50 Cal.App.5th at p. 652.) “‘The fact that there was substantial evidence in the record to support a contrary finding does not compel the conclusion that there was no substantial evidence to support the judgment.’” (Ibid.) Failure to set forth all material evidence forfeits a substantial evidence claim. (Id. at p. 653.) a. Related to its determination on the claims for breach of fiduciary duty, conversion, and financial abuse of Janis as a dependent adult, the court found Hart took “excessive” attorney fees, which the parties appear to agree relates to the 40 percent fee he took from a $1 million settlement with one of the defendants in the underlying case.
13 Hart argues the 40 percent fee “did not exceed the maximum allowed fee” because the settlement resolved mixed claims of professional negligence and medical battery, which excepts it from the Medical Injury Compensation Reform Act statutory cap on attorney fees. (Citing Waters v. Bourhis (1985) 40 Cal.3d 424, 437-438 and Bus. & Prof. Code, § 6146.) In support, Hart points to his retainer agreement with the Sanchezes and the first amended complaint, which respectively permits and asserts claims for medical negligence and medical battery, as well as testimony that the settlement released all claims. He also relies on a purported modification Janis made to the retainer agreement. In his opening brief, Hart omits evidence supporting the court’s finding. For example, he does not address • the court’s finding that Hart’s previous testimony—which included testimony that Hart took the medical malpractice statutory fee, which is subject to the MICRA cap on fees—was “more compelling than the testimony at the present trial”; • the testimony of Sanchez’s expert Valerie Hong, who opined that Hart took over $250,000 more in attorney fees than he was entitled to; and • the testimony that this settlement was “probably” “for the medical [negligence] claims,” while “everything else was merely released.” In addition, Hart discusses “Janis’ modification” to the retainer agreement without acknowledging or addressing the court’s finding that Hart’s “testimony as to the purported modification of the retainer agreement” was “not credible.” Despite Sanchez identifying most of this evidence in its responding brief, in reply Hart claims without further discussion that he “fully addressed the propriety of the non-MICRA 40% fee” on the settlement. By ignoring the 14 evidence supporting the court’s finding that the 40 percent attorney fees taken on this settlement was excessive, Hart forfeits the point. (Verrazono, 50 Cal.App.5th at p. 653.) b. On Hart’s cross-claim for breach of contract related to unreimbursed costs, the court found he “did not prove that [the Sanchezes] breached any contract” with him and the “additional costs requested by [Hart] for the appeal and the motion for new trial are not supported” by the retainer agreement. Hart contends the court “incorrectly attributed” his unreimbursed cost claim to posttrial and appellate activities when he in fact sought trial costs. Even after Sanchez identifies evidence undiscussed in the opening brief that could support the court’s finding of no breach of contract—including evidence Hart did not obtain prior approval for costs purportedly advanced and the adverse credibility finding on the alleged modification to the retainer—Hart fails to address it in his reply brief. Instead, Hart faults Sanchez for “offer[ing] no citation to the evidence to prove his point.” While it would have been helpful for Sanchez to do more than refer back to ten pages of his procedural and factual background, Hart forgets who bears the burden on appeal: him. (Jameson, 5 Cal.5th at p. 609.) By not addressing this evidence, Hart forfeits the point. (Verrazono, 50 Cal.App.5th at p. 653.) It is also arguably forfeited because Hart neither explains nor provides legal authority for why any purported error about some or all of the costs being for appellate or posttrial matters undermines the court’s ultimate conclusion that Hart did not prove a breach of contract. “[W]e cannot presume prejudice and will not reverse the judgment in the absence of an 15 affirmative showing there was a miscarriage of justice.” (Century Surety Co. v. Polisso (2006) 139 Cal.App.4th 922, 963.) c. The court found Hart “acted with malice and fraud” because he “clearly knew that what [he] took [was] for his own benefit,” including the excessive attorney fees and checks written to himself as “unsupported costs reimbursements,” and “would be to the [Sanchezes’] detriment.” Hart challenges this finding because the attorney fees and cost reimbursements were “taken pursuant to a lawful retainer contract,” and he contends “[i]t is not malicious to conduct one’s self according to the terms of a lawful contract.” This argument is forfeited for lack of supporting legal authority. (In re Champion (2014) 58 Cal.4th 965, 986.) It is also forfeited because even in his reply brief Hart does not address, among other things, the court’s various adverse credibility findings against him that might support the malice finding, including but not limited to Hart’s incredible testimony of Janis’ purported modification agreement that “seem[ed] to grow” as trial progressed to “includ[e] every term that would be necessary to make a finding that there was not a breach of fiduciary duty.” (See Verrazono, 50 Cal.App.5th at p. 653.) d. The court awarded Sanchez $1.5 million in punitive damages. Hart claims the court based this award on evidence his home was worth $2.3 million with $1.9 million in debt against it, as “[n]o other evidence was submitted.” He contends the punitive damages award is “excessive” and “not supported by the evidence admitted at trial.”
16 Once again, Hart provides no supporting legal authority, and thus he forfeits the issue. (In re Champion, 58 Cal.4th at p. 986.) In response to Hart’s claim that “[n]o other evidence was submitted” aside from the value of and debt against his home, Sanchez points to Hart’s testimony that his law practice averages a monthly income of about $25,000 and he owns a $125,000 airplane. Hart neither addresses this evidence nor provides any argument on punitive damages in his reply brief. For this additional reason, the point is forfeited. (Verrazono, 50 Cal.App.5th at p. 653.) 2. The court found Hart converted the Sanchezes’ money for his own use, including using Sanchez money from his trust account to write checks for “unsupported costs reimbursements.” Hart disputes this finding because “the entire expense history was audited” by his expert, and her uncontested testimony was that “all case expenses were proper and accounted for.” We conclude substantial evidence supports the court’s finding. First, it is not clear any prejudice resulted from this purportedly erroneous finding because the court also found Hart converted money by taking excessive attorney fees, a finding Hart has not met his burden to overcome on appeal. Even after Sanchez points out how Hart “does not include any argument and/or analysis of facts to establish the purported errors were prejudicial,” Hart does not explain or provide legal support for why succeeding on this claim would change the judgment’s outcome. That Hart does not affirmatively show prejudice is reason enough to affirm. (Century Surety Co., 139 Cal.App.4th at p. 963.)
17 Second, Hart does not address how the court “distrust[ed]” the “weaker” evidence his expert relied on as to costs, a point Sanchez raises in his responding brief. Third, a witness testified about several checks Hart wrote unrelated to the Sanchezes, including some made payable to himself, that came out of his trust account at a time it held almost exclusively Sanchez funds. This substantial evidence suffices to support the court’s finding as to unsupported cost reimbursements. Hart disputes that the checks came from “Sanchez money” and instead explains they were expenses from his “separate cost advance account funded by the lien satisfaction disbursement.” As best we can tell, Hart is referring to a lien he claims Janis granted him against the money that had been deposited in his trust account as part of her purported modification to the retainer agreement. Yet again, however, Hart does not account for the court’s conclusion that his testimony about this “purported modification” was “not credible.” In addition, he cites to testimony the court struck. Finally, to the extent Hart identifies contradictory evidence, it makes no difference because contradicted evidence suffices under substantial evidence review. (Bowers, 150 Cal.App.3d at pp. 873-874.)
18 III. We affirm the judgment. Sanchez is entitled to recover appellate costs. (Cal. Rules of Court, rule 8.278(a)(1).)
CASTILLO, J.
WE CONCUR:
IRION, Acting P. J.
BUCHANAN, J.
Cites, in this corpus
- Jameson v. Desta S230899 · 2018-07-05
- Ellis v. Ellis CA2/4 B248860 · 2015-03-04
- Pope v. Babick G049629 · 2014-09-18
- In re Champion S065575 · 2014-04-14
- Colony Bancorp of Malibu, Inc. v. Patel No. B221259 · 2012-03-16
- Dakota Payphone, LLC v. Alcaraz No. E047943 · 2011-02-02
- In Re Marriage of Carlsson C053515 · 2008-05-08
- Century Surety Co. v. Polisso C045334 · 2006-05-22
- Grafton Partners L.P. v. Superior Court S123344 · 2005-08-04
- Au-Yang v. Barton S061703 · 1999-11-18
- Catchpole v. Brannon A062338 · 1995-06-27
- Waters v. Bourhis S.F. 24611 · 1985-12-05
- Bowers v. Bernards AO15585 · 1984-01-12
- Pac. & Sw. Annual Conference of United Methodist Church v. Superior Court of San Diego Cty. Civ. 18181 · 1978-06-23
- Bird v. McGuire Civ. 20682 · 1963-05-29
- Webber v. Webber L. A. 20219 · 1948-12-03
- Kreling v. Superior Court L. A. 19069 · 1944-11-28
- Farwell v. Murray No. 15598 · 1894-11-02