gno.law

People v. Paen CA4/1

California Court of Appeal · D084396 · 2025-08-14 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. SCE422670
Trial judge
John M. Thompson
Outcome
affirmed — Affirmed.
Area
criminal
Panel
Michele M. Castillo (author), Judith D. McConnell, Laurence D. Rubin

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T03:43Z · confidence high

The trial court convicted Paen of robbery, refusing to instruct on petty theft as a lesser included offense and instead instructing on shoplifting as a lesser related offense over Paen's objection. The Court of Appeal affirmed, finding no substantial evidence to support the absence of force for the lesser included offense and finding no prejudice from the erroneous lesser related offense instruction.

Ruling reviewedStandardThe courtThe model
Refusal to instruct on petty theft as a lesser included offense of robbery
“We conclude no substantial evidence supports Paen’s theory he did not use force to accomplish the taking. Accordingly, the trial court’s refusal to instruct on petty theft was not error.”
de novonot reachedagree with court
The court correctly applied the de novo standard and the 'substantial evidence' test for lesser included offenses. It properly distinguished the facts from People v. Brew and People v. Morales, noting that the video and testimony established a push that overcame resistance, which constitutes force under People v. Wright and People v. Clayton. The rejection of the People's argument that intent timing was the sole factor, relying on People v. Bradford, was legally sound as Bradford addressed a specific factual scenario where force was undisputed.
Instruction on shoplifting as a lesser related offense over defendant's objection
“Here, the court instructed the jury on shoplifting “as a lesser related” offense “over” Paen’s “objection.” Doing so was error.”
unclearerroragree with court
The court correctly identified that instructing on an uncharged lesser related offense without the defendant's consent violates due process notice requirements under People v. Jennings and People v. Toro. However, the court affirmed the judgment because the defendant failed to demonstrate prejudice from this specific error, adhering to the principle that error without a showing of prejudice is insufficient for relief (People v. Ledesma). The court noted the defendant's briefing focused on the missing lesser included offense rather than the prejudice caused by the shoplifting instruction.

Authorities

  • relied: People v. Avila (2009) 46 Cal.4th 680 — Establishes the de novo standard of review for a trial court's decision not to instruct on a lesser included offense.
  • relied: People v. Lopez (2020) 9 Cal.5th 254 — A trial court must instruct on an uncharged lesser included offense if there is substantial evidence from which the jury could reasonably conclude the defendant committed the lesser offense but not the charged offense.
  • relied: People v. Cunningham (2001) 25 Cal.4th 926 — A trial judge has no duty to instruct on any lesser offense unless there is substantial evidence to support such instruction.
  • relied: People v. Choyce (2025) 18 Cal.5th 86 — Defines substantial evidence in the context of lesser included offense instructions as evidence that a reasonable jury could find persuasive.
  • relied: People v. Simon (2016) 1 Cal.5th 98 — Speculative, minimal, or insubstantial evidence is insufficient to require an instruction on a lesser included offense.
  • relied: People v. Birks (1998) 19 Cal.4th 108 — Defines when a lesser offense is necessarily included in a greater offense based on statutory elements or facts alleged.
  • relied: People v. Melton (1988) 44 Cal.3d 713 — Theft is a lesser included offense of robbery, which includes the additional element of force or fear.
  • relied: People v. Bradford (1997) 14 Cal.4th 1005 — If intent to steal arose only after the victim was assaulted, the robbery element of stealing by force or fear is absent; used to distinguish the current case where force was the issue.
  • relied: People v. Wright (1996) 52 Cal.App.4th 203 — Force sufficient to establish robbery must be a quantum more than that needed merely to take the property from the person of the victim.
  • relied: People v. Clayton (1928) 89 Cal.App. 405 — The force required for robbery is such force as is actually sufficient to overcome the victim's resistance.
  • relied: People v. Garcia (1996) 45 Cal.App.4th 1242 — A slight push, like a tap, on the shoulder can satisfy the element of force for robbery if intentional and used to move the victim.
  • relied: People v. Brew (1991) 2 Cal.App.4th 99 — Distinguished because the taking was accomplished without force or fear as the defendant did not touch the cashier.
  • relied: People v. Morales (1975) 49 Cal.App.3d 134 — Distinguished because evidence supported an inference that the victim fell due to being startled rather than being shoved.
  • relied: People v. Hicks (2017) 4 Cal.5th 203 — Defines a lesser related offense as one that shares some common elements or arises from the same course of conduct but has elements not included in the greater offense.
  • relied: People v. Jennings (2010) 50 Cal.4th 616 — California law does not permit a court to instruct concerning an uncharged lesser related crime unless agreed to by both parties.
  • relied: People v. Toro (1989) 47 Cal.3d 966 — The due process notice requirement precludes conviction for a lesser related offense when the defendant has not consented to its consideration by the trier of fact.
  • relied: People v. Ledesma (1987) 43 Cal.3d 171 — Error without a showing of prejudice, or a showing of entitlement to relief regardless of prejudice, is insufficient to obtain appellate relief.

The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard for lesser included offenses and the due process rules for lesser related offenses. It effectively distinguishes the factual record from cited precedents to support the conclusion that force was present and that the defendant failed to demonstrate prejudice from the erroneous instruction.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:02Z · confidence medium

The trial court refused to instruct the jury on petty theft as a lesser included offense of robbery, instead instructed on shoplifting as a lesser related offense over the defendant's objection, and the jury convicted Paen of robbery, for which he received three years in prison. The Court of Appeal held that no substantial evidence supported the absence of force so the petty theft refusal was not error, held that the shoplifting instruction given over objection was error but that Paen showed no prejudice, and affirmed.

Ruling reviewedStandardThe courtThe model
Refusal to instruct the jury on petty theft as a lesser included offense of robbery (CALCRIM No. 1800 given only as a definition of theft)
“We conclude no substantial evidence supports Paen’s theory he did not use force to accomplish the taking.”
de novocorrectagree with court
The court correctly stated the rule that a lesser included instruction is required only where substantial evidence would let a jury find the lesser but not the greater (Lopez, Cunningham, Simon, Birks) and correctly rejected the People's overreading of Bradford. It then addressed each of Paen's three evidentiary points: the alarm-removal testimony had no bearing on force, the officer's uncertainty went to where contact was made rather than whether it was made, and the footage (viewed favorably to Paen) showed a forearm push that moved the manager back a step, corroborated by the manager's contemporaneous radio warning. Garcia supports treating an intentional push to move a store employee aside as force beyond incidental touching, and Brew and Morales were properly distinguished on their facts. A mere possibility that the jury would disbelieve the prosecution witnesses is not affirmative substantial evidence of the lesser offense, so the result is correct even though the court did not cite Breverman. The record as described supports the conclusion.
Instructing the jury on shoplifting as a lesser related offense over the defendant's objection
“Here, the court instructed the jury on shoplifting “as a lesser related” offense “over” Paen’s “objection.” Doing so was error.”
unclearharmless erroragree with court
Under Birks, Toro, and Jennings, a court may not instruct on an uncharged lesser related offense without the consent of both parties, and the right to preclude such consideration belongs to the defendant, so giving the shoplifting instruction over Paen's objection was error. The due process concern identified in Toro is conviction of a nonincluded offense without notice; Paen was convicted of the charged robbery, not shoplifting, so the error could not have deprived him of notice. Paen never articulated how the extra instruction harmed him, and his reply brief treated it only as failing to cure the other claimed error. The court properly declined to reverse absent a showing of prejudice (Ledesma; Cal. Const., art. VI, § 13 principle).

Authorities

  • relied: People v. Avila (2009) 46 Cal.4th 680 — A trial court's decision not to instruct on a lesser included offense is reviewed de novo.
  • relied: People v. Lopez (2020) 9 Cal.5th 254 — A court must instruct on an uncharged lesser included offense if substantial evidence would allow the jury to conclude the defendant committed the lesser but not the greater offense.
  • relied: People v. Cunningham (2001) 25 Cal.4th 926 — There is no duty to instruct on a lesser offense absent substantial evidence supporting the instruction.
  • relied: People v. Simon (2016) 1 Cal.5th 98 — Speculative, minimal, or insubstantial evidence does not require a lesser included offense instruction.
  • relied: People v. Choyce (2025) 18 Cal.5th 86 — Substantial evidence for a lesser included instruction is evidence a reasonable jury could find persuasive.
  • relied: People v. Birks (1998) 19 Cal.4th 108 — Definition of a lesser included offense under the elements and accusatory pleading tests; no right to instructions on lesser related offenses without consent.
  • relied: People v. Melton (1988) 44 Cal.3d 713 — Theft is a lesser included offense of robbery, which adds the element of force or fear.
  • relied: People v. Bradford (1997) 14 Cal.4th 1005 — If intent to steal arose only after the victim was assaulted, the robbery element of taking by force or fear is absent; the court distinguished this as not making intent timing the sole force inquiry.
  • relied: People v. Wright (1996) 52 Cal.App.4th 203 — Force for robbery must be more than that needed merely to take the property from the victim.
  • relied: People v. Garcia (1996) 45 Cal.App.4th 1242 — An intentional push to move a cashier out of the way, even a slight one, satisfies the force element of robbery.
  • relied: People v. Clayton (1928) 89 Cal.App. 405 — The force required for robbery is that sufficient to overcome the victim's resistance.
  • relied: People v. Brew (1991) 2 Cal.App.4th 99 — Taking money without touching the cashier was not accomplished by force or fear; distinguished because Paen pushed the manager.
  • relied: People v. Morales (1975) 49 Cal.App.3d 134 — Where evidence supported an inference the victim fell from being startled rather than pushed, a lesser theft instruction was required; distinguished on the facts.
  • relied: People v. Hicks (2017) 4 Cal.5th 203 — A lesser related offense has one or more elements not included in the greater offense as alleged.
  • relied: People v. Jennings (2010) 50 Cal.4th 616 — A court may not instruct on an uncharged lesser related offense unless both parties agree.
  • relied: People v. Toro (1989) 47 Cal.3d 966 — Due process notice precludes conviction of a lesser related offense absent the defendant's consent; the decision to permit consideration of a lesser related offense belongs to the defendant.
  • relied: People v. Ledesma (1987) 43 Cal.3d 171 — Error without a showing of prejudice does not warrant appellate relief.
  • missed: People v. Breverman (1998) 19 Cal.4th 142 — Leading authority that the sua sponte duty to instruct on lesser included offenses arises only when there is evidence substantial enough to merit consideration, and that error in failing to so instruct is reviewed for prejudice under Watson; not cited, though the court's cited cases state the same substantive rule.

The appellate opinion: sound — The opinion correctly states the lesser included offense standard, applies it to each of the defendant's specific evidentiary arguments, and distinguishes the cases he relied on, and it correctly identifies the lesser related offense instruction as error under Birks, Toro, and Jennings while declining to reverse without a showing of prejudice. The court did not cite Breverman or note that the jury's rejection of the shoplifting option would itself bear on harmlessness, but neither omission affects the defensible result.

How this analysis was made · dispute it

Opinion

Filed 8/14/25 P. v. Paen CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D084396

Plaintiff and Respondent, v. (Super. Ct. No. SCE422670)

KYLE JOSEPH PAEN,

Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, John M. Thompson, Judge. Affirmed. Garrick Byers, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Collette C. Cavalier, Ksenia Gracheva, and Daniel J. Hilton, Deputy Attorneys General, for Plaintiff and Respondent. Kyle Joseph Paen challenges his robbery conviction by claiming the trial court prejudicially erred when it (1) declined to instruct the jury on petty theft as a lesser included offense of robbery and (2) instead instructed on the lesser related offense of shoplifting over Paen’s objection. Because Paen failed to establish prejudicial error, we affirm. I. A. In November 2023, an on-duty security guard saw Paen walk into a discount retail store. The security guard recognized Paen from previous store visits and reported him as “suspicious” over the radio to the assistant manager. From her position at the store’s entrance, the security guard watched Paen approach an electronics table and grab three speakers priced “around [$]89.99” each. When the security guard lost sight of Paen, she told the assistant manager that Paen was headed towards the home department, to which the assistant manager reported, “‘I’m on my way to go greet him.’” The assistant manager located Paen in an aisle in the home goods department and testified to seeing him “pulling apart two alarms from two speakers boxes.” The assistant manager watched Paen place the alarms in a basket and then place the speakers inside a blue bag from a different store. Standing towards the right-hand side of the aisle, the assistant manager yelled at Paen to stop removing the alarms and “to pay for [the speakers] or to leave the store.” The aisle was open and unobstructed behind Paen, but he made no attempt to exit that way. Instead, he “walked very fast towards” the assistant manager and “pushed” him with his forearm. When demonstrating how Paen pushed him, the assistant manager “lifted his right arm and rubbed across his forearm area, from the elbow down to the top of his hand.” While the surveillance footage played for the jury at trial, the assistant manager identified himself taking “a step backward” after being “pushed” by 2 Paen. According to him, the push frightened him and caused him to briefly grab Paen’s sweatshirt. After the assistant manager released Paen’s sweatshirt, Paen walked towards the front exit of the store. The assistant manager followed to ensure Paen would not “hurt anybody else because of what he had done to me.” Over the radio, the assistant manager notified the security guard that Paen was walking towards the exit and to “watch out because he had pushed me.” Paen walked past the security guard, who stepped aside, and exited the store with the speakers. Paen then entered the passenger side of a vehicle in the parking lot, which drove away from the store. On cross-examination, the assistant manager did not recall showing the investigating officer the alarms he saw Paen remove from the speakers. The assistant manager told the investigating officer and prosecutor about the removed alarms about six months after the incident, though he also testified that he “mentioned exactly the same thing” to the security guard and investigating officer “the day that the incident occurred.” No surveillance footage captured the alarm removal. At trial, the investigating officer was shown still photographs from the surveillance footage he had previously watched. When shown a photograph of the confrontation between Paen and the assistant manager and asked if he could see where contact was made, the officer said, “It is pretty close, but it appears [Paen’s] forearm is probably on [the assistant manager’s] chest.” The officer acknowledged he could not see Paen’s right hand, that “you can just see basically his elbow.” When asked if he could see where Paen’s hand was on the assistant manager’s chest, the officer responded “[n]o, not from this angle.”

3 B. Paen was charged with robbery. (Pen. Code § 211.) During trial, defense counsel requested the court instruct the jury on petty theft as a lesser included offense of robbery. The court agreed to instruct the jury with CALCRIM No. 1800 as “the definition of theft” as the term is used in the other instructions but not as a lesser included offense. Instead of instructing on a lesser included offense, the court decided— over defense counsel’s objection—to instruct the jury on shoplifting as a lesser related offense. The jury convicted Paen of robbery as charged. The court sentenced him to a term of three years in prison. II. A. Paen claims the trial court erred by not instructing the jury on petty theft as a lesser included offense of robbery because substantial evidence supports finding he did not use force during the taking. We conclude the trial court did not err in this respect. We review de novo a trial court’s decision not to instruct on a lesser included offense. (People v. Avila (2009) 46 Cal.4th 680, 705.) In doing so, we consider the evidence in the light most favorable to the defendant. (People v. Turk (2008) 164 Cal.App.4th 1361, 1368, fn. 5.) 1. “[T]he trial court must instruct on the general principles of law relevant to the issues raised by the evidence.” (People v. St. Martin (1970) 1 Cal.3d 524, 531.) A trial court must instruct the jury on an uncharged lesser included offense “if there is substantial evidence from which the jury could reasonably conclude that the defendant committed the lesser included 4 offense but not the charged offense.” (People v. Lopez (2020) 9 Cal.5th 254, 269.) Yet “a trial judge has no duty to instruct on any lesser offense unless there is substantial evidence to support such instruction.” (People v. Cunningham (2001) 25 Cal.4th 926, 1008.) “Substantial evidence in this context is that which a reasonable jury could find persuasive.” (People v. Choyce (2025) 18 Cal.5th 86, 104.) “Speculative, minimal, or insubstantial evidence is insufficient to require an instruction on a lesser included offense.” (People v. Simon (2016) 1 Cal.5th 98, 132.) “[A] lesser offense is necessarily included in a greater offense if either the statutory elements of the greater offense, or the facts actually alleged in the accusatory pleading, include all the elements of the lesser offense, such that the greater cannot be committed without also committing the lesser.” (People v. Birks (1998) 19 Cal.4th 108, 117.) Here, the charged offense was robbery. “Robbery is the felonious taking of personal property in the possession of another, from his [or her] person or immediate presence, and against his [or her] will, accomplished by means of force or fear.”1 (§ 211.) Petty theft, on the other hand, is the taking of personal property of another where the value of the stolen property does not exceed $950. (§§ 484(a), 490.2(a).) “Theft is a lesser included offense of robbery, which includes the additional element of force or fear.” (People v. Melton (1988) 44 Cal.3d 713, 746.)

1 The parties agree the court inadvertently omitted the term “or fear” from the robbery instruction the jury received. Paen does not claim the omission of “or fear” from the robbery instruction constituted prejudicial error. As a result, we focus our analysis on “force.” 5 2. To start, the People assert “the trial court’s duty to instruct on petty theft turns on intent, not force.” But not in all cases. The People rely on People v. Bradford (1997) 14 Cal.4th 1005, 1055- 1056, in which the Supreme Court held “[i]f intent to steal arose only after the victim was assaulted, the robbery element of stealing by force or fear is absent.” There, the use of force was undisputed because the defendant had killed the victim before taking her property, so the only question was when the intent to steal formed relative to the killing. (Id. at p. 1056.) But Bradford does not, as the People suggest, hold that the timing of the defendant’s intent to steal is the only aspect of force we examine when assessing if a lesser included theft offense instruction was warranted. Accordingly, we turn to whether evidence existed as to the absence of force by Paen that a reasonable jury could find persuasive. 3. Paen contends substantial evidence supports his theory that he did not use force to take the speakers. As far as we can discern, Paen appears to argue (1) the jury may have doubted the assistant manager’s credibility because “he did not tell anyone about the . . . alarms being removed in a timely manner, and there was no other evidence of that”; (2) the investigating officer testified he “was unsure ‘where any contact was made’” in a still photograph from the surveillance footage; and (3) the surveillance footage could be viewed to show Paen slipping by the assistant manager without using force. We disagree. Force sufficient to establish a robbery “must be a quantum more than that which is needed merely to take the property from the person of the victim.” (People v. Wright (1996) 52 Cal.App.4th 203, 210.) “‘All the force 6 that is required to make the offense a robbery is such force as is actually sufficient to overcome the victim’s resistance.’” (People v. Clayton (1928) 89 Cal.App. 405, 411.) Here, the jury was instructed the force required for robbery “must be more than the incidental touching necessary to take the property.” For example, “a slight push, ‘like a tap,’ on [the] shoulder” can satisfy the element of force for robbery. (People v. Garcia (1996) 45 Cal.App.4th 1242, 1246.) In Garcia, had the defendant “simply brush[ed] against the cashier as he grabbed for the money,” force might have been lacking, but instead he “intentionally pushed against [the cashier] to move her out of the way so he could reach into the register.” (Ibid.) As to Paen’s claim questioning the assistant manager’s “credibility” because he “did not tell anyone” about the removed speaker alarms “in a timely manner,” we disagree with Paen’s characterization of the testimony. The assistant manager testified he did not recall showing the alarms to the investigating officer, but he also testified he told the officer about seeing Paen remove the alarms “the day that the incident occurred” as well as six months later. In any event, Paen does not fully explain or provide any supporting authority for how this purportedly “impeached” testimony about the alarms has any bearing on the question of force. Paen next asserts the investigating officer was “unsure” about where Paen contacted the assistant manager in a still photograph of the confrontation. Yet the officer’s statements were in response to questions about “where any contact was made” and “where on [the assistant manager’s] chest that [Paen’s] hand is,” rather than any question about whether any contact had been made. (Italics added.) At other points in his testimony, the officer was unequivocal that, based on his review of the surveillance footage, Paen “pushed” or “shoved” the assistant manager. In context, the officer’s 7 statements refer only to the location of Paen’s hand on the assistant manager’s chest and provide no evidence suggesting contact was not made during the taking. Thus, this testimony is not substantial evidence of a lack of force. Paen also contends a jury could have decided the surveillance footage shows Paen “slipped through the space between [the assistant manager] and the merchandise shelf without using force.” But even when viewed in the light most favorable to Paen, the surveillance footage does not support this interpretation. Instead, it shows Paen using his forearm to push the assistant manager back a step as he exited the aisle. It also captures the assistant manager taking a step backwards consistent with being pushed. Consistent with the footage, the assistant manager testified to alerting the security guard to “watch out” because Paen had “pushed” him. Paen’s reliance on People v. Brew (1991) 2 Cal.App.4th 99 and People v. Morales (1975) 49 Cal.App.3d 134 is unavailing. Brew found the taking was accomplished without force or fear as the defendant confiscated money without touching the cashier. (Brew, 2 Cal.App.4th at p. 105.) Here, in contrast, testimony and video evidence established Paen pushed the assistant manager. And in Morales, evidence supported an inference that the victim fell not because she was shoved but because she was startled. (Morales, at p. 140.) The court stated, “[t]he witness’ distance from the event, . . . her inability to remember details, and the fact that the victim fell backwards all arguably cast doubt upon . . . her testimony that the defendant deliberately pushed the victim.” (Ibid.) No such evidence casts the same doubt here. We conclude no substantial evidence supports Paen’s theory he did not use force to accomplish the taking. Accordingly, the trial court’s refusal to 8 instruct on petty theft was not error. Absent error, we need not address Paen’s corresponding prejudice arguments. B. Paen also contends the court erred by instructing the jury on shoplifting as a lesser related offense over his objection. While we agree giving this instruction was error, Paen does not show any prejudice from that error. A lesser related offense is one that, even if it “shares some common elements with the greater offense” or “arises out of the same criminal course of conduct as the greater offense,” “has one or more elements that are not elements of the greater offense as alleged.” (People v. Hicks (2017) 4 Cal.5th 203, 209.) It is undisputed shoplifting is a lesser related, not a lesser included, offense of robbery. “California law does not permit a court to instruct concerning an uncharged lesser related crime unless agreed to by both parties.” (People v. Jennings (2010) 50 Cal.4th 616, 668.) “An accusatory pleading provides notice of the specific offense charged and also of offenses included within the charged offense . . . but it does not provide notice of nonincluded offenses.” (People v. Toro (1989) 47 Cal.3d 966, 973.) Because a lesser related offense— unlike a lesser included offense—includes elements apart from those of the charged greater offense, “[t]he due process notice requirement precludes conviction for a lesser related offense when the defendant has not consented to its consideration by the trier of fact.” (Toro, at p. 975.) Thus, “the decision to permit or preclude consideration of the lesser related offense is a right accorded to the defendant.” (Ibid.) Here, the court instructed the jury on shoplifting “as a lesser related” offense “over” Paen’s “objection.” Doing so was error.

9 Even so, Paen does not explain how the shoplifting instruction prejudiced him. In his opening brief, Paen’s prejudice argument focuses entirely on the absent lesser included offense without discussing the shoplifting instruction. And though Paen mentions shoplifting in the prejudice section of his reply brief, he does so only to explain why it did not cure the prejudice flowing from the lack of lesser included offense instruction and not because he asserts any prejudice flowed from the shoplifting instruction itself. Error without a showing of prejudice, or a showing of entitlement to relief regardless of prejudice, is insufficient to obtain appellate relief. (See People v. Ledesma (1987) 43 Cal.3d 171, 217-218.) III. We affirm.

CASTILLO, J.

WE CONCUR:

McCONNELL, P. J.

RUBIN, J.

Cites, in this corpus