People v. Macias CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD298622
- Trial judge
- Daniel B. Goldstein
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- William S. Dato (author), Joan K. Irion, Truc T. Do
Analysis
The trial court denied Macias's motion to unseal juror information, finding that the declaration failed to show diligence and that Evidence Code section 1150 barred the evidence. The Court of Appeal affirmed the judgment, finding no arguable issues on appeal after an independent review of the record.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion to unseal juror information“Accordingly, the court did not abuse its discretion in denying it. (Munoz, at p. 165 [abuse of discretion standard applies].)” | abuse of discretion | correct | agree with court The appellate court correctly applied the abuse of discretion standard and relied on People v. Munoz to determine that the defendant failed to make a prima facie showing of good cause, specifically regarding the requirement of diligent efforts to contact jurors. The court also correctly noted that Evidence Code section 1150 generally precludes evidence of the mental processes by which a verdict was determined, making the motion's underlying purpose legally untenable. |
Authorities
- relied: Anders v. California (1967) 386 U.S. 738 — Establishes the procedure for appointed counsel to file a brief identifying arguable issues when no arguable issues exist, requiring independent review by the court.
- relied: People v. Wende (1979) 25 Cal.3d 436 — Requires the appellate court to independently review the record for reversible error when appointed counsel files a Wende brief.
- relied: People v. Kelly (2006) 40 Cal.4th 106 — Supports the requirement for the appellate court to review the entire record in Wende/Anders cases.
- relied: People v. Costa (1963) 218 Cal.App.2d 310 — Holds that self-defense is not a recognized defense to a charge of robbery.
- relied: People v. Breverman (1998) 19 Cal.4th 142 — States that a sua sponte duty to instruct on a defense arises only if there is substantial evidence supportive of the defense and it is not inconsistent with the defendant's theory of the case.
- relied: People v. Munoz (2019) 31 Cal.App.5th 143 — Establishes the standard for unsealing juror information, requiring a prima facie showing of good cause including diligent efforts to contact jurors, and applies the abuse of discretion standard.
The appellate opinion: sound — The opinion is procedurally sound as it correctly follows the Wende/Anders protocol for independent review. It accurately applies the legal standards for self-defense in robbery cases and the requirements for unsealing juror information under Code of Civil Procedure section 237 and Evidence Code section 1150.
A San Diego jury convicted Jesus Manuel Macias of robbery on an Estes theory after he punched a loss prevention officer while leaving a store with concealed merchandise; the trial court denied his post-verdict motion to unseal juror identifying information and sentenced him to six years (middle term doubled for a strike). On appeal, appointed counsel filed a Wende/Anders brief, Macias filed no supplemental brief, and the Court of Appeal independently reviewed the record, found no arguable issues regarding a sua sponte self-defense instruction or the juror-information motion, and affirmed.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Judgment of conviction for robbery (Pen. Code, § 211) and six-year sentence, reviewed under Wende/Anders independent review of the entire record“Our review of the entire record, including the issues identified by appellate counsel, has identified no reasonably arguable appellate issue.” | de novo | correct | agree with court The court followed the required Wende/Anders procedure: counsel filed a no-issue brief, the defendant was given the opportunity to file a supplemental brief and did not, and the court independently reviewed the whole record per People v. Kelly before affirming. The facts recited (concealing merchandise, being confronted by LPOs outside the store, punching an LPO while they attempted to detain him) fit the Estes robbery theory as described in Robins. Nothing in the opinion suggests an overlooked arguable issue. |
Trial court's failure to instruct sua sponte on self-defense (no instruction was requested)“Our independent review of the record failed to identify any evidence tending to establish these facts.” | de novo | correct | agree with court The court's primary ground, quoting Costa for the proposition that self-defense is not a recognized defense to robbery, is stated categorically and is arguably overbroad in the Estes context, where the force element occurs during escape and the lawfulness of the detaining force could in theory matter. But the court's alternative ground under Breverman is independently sufficient: a sua sponte duty arises only when there is substantial evidence of the defense and it is consistent with the defense theory, and the only evidence pointed to (an LPO's testimony that muggings were common nearby) does not show a reasonable belief in imminent bodily injury as CALCRIM No. 3470 requires. Macias's actual theory was that he thought his phone was being taken, not that he feared injury. The conclusion is correct. |
Denial of post-verdict motion to unseal juror names and contact information under Code of Civil Procedure section 237“his counsel’s declaration failed to establish diligence in attempting to contact jurors on his own during the two-and-a-half months between learning of the perceived misconduct and filing his motion.” | abuse of discretion | correct | agree with court Section 237, subdivision (b) requires a prima facie showing of good cause, which under Munoz includes a reasonable belief that misconduct occurred, diligent efforts to contact jurors by other means, and a need for further investigation. The trial court denied the motion because the claimed misconduct (jurors discussing whether the 'three elements' of self-defense were met) concerns the jurors' mental processes, which Evidence Code section 1150, subdivision (a) renders inadmissible; that is a correct reading of the statute, since the declaration describes reasoning, not an overt act or extraneous information. The Court of Appeal added an independent ground, lack of diligence over two and a half months, which the record as described supports. Both grounds are sound, and the abuse of discretion standard is correctly drawn from Munoz. |
Authorities
- relied: People v. Wende (1979) 25 Cal.3d 436 — When appointed appellate counsel files a brief raising no arguable issues, the Court of Appeal must independently review the entire record for arguable issues before affirming.
- relied: Anders v. California (1967) 386 U.S. 738 — Appointed counsel who finds no meritorious issues must so advise the court and refer to anything in the record that might arguably support the appeal; the court then reviews the record.
- relied: People v. Kelly (2006) 40 Cal.4th 106 — In a Wende appeal the Court of Appeal must review the entire record and its opinion should reflect the contentions raised and the reasons they fail.
- relied: People v. Costa (1963) 218 Cal.App.2d 310 — Self-defense is not a recognized defense to a charge of robbery.
- relied: People v. Breverman (1998) 19 Cal.4th 142 — When a defendant does not rely on a defense, a sua sponte instructional duty arises only if there is substantial evidence supporting the defense and it is not inconsistent with the defendant's theory of the case.
- relied: People v. Munoz (2019) 31 Cal.App.5th 143 — A petition to unseal juror identifying information requires a prima facie showing of good cause supporting a reasonable belief of juror misconduct, diligent efforts to contact jurors by other means, and the need for further investigation; the ruling is reviewed for abuse of discretion.
- relied: People v. Estes (1983) 147 Cal.App.3d 23 — A theft becomes robbery when force or fear is used to retain property or effect an escape after the taking.
- relied: People v. Robins (2020) 44 Cal.App.5th 413 — An Estes robbery is distinguished from a standard robbery in that force or fear is used in the escape rather than the acquisition of property, typically when a shoplifter assaults a loss prevention officer.
The appellate opinion: sound — The court followed the Wende/Anders procedure, addressed both issues counsel flagged, and resolved each with controlling authority: Breverman's substantial-evidence requirement disposes of the instruction question regardless of whether Costa's categorical statement fully applies to Estes robberies, and Munoz plus Evidence Code section 1150 dispose of the juror-information motion on two independent grounds. The reasoning is brief but sufficient for a no-issue appeal, and no argument was left unanswered.
Opinion
Filed 8/7/25 P. v. Macias CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D084280
Plaintiff and Respondent, v. (Super. Ct. No. SCD298622)
JESUS MANUEL MACIAS,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Daniel B. Goldstein, Judge. Affirmed. Lara Gressley, under the appointment by the Court of Appeal, for Defendant and Appellant. No appearance by Plaintiff and Respondent. Jesus Manuel Macias appeals from a judgment of conviction after a jury found him guilty on one count of robbery. (Pen. Code, § 211.) His appointed counsel filed a brief pursuant to Anders v. California (1967) 386 U.S. 738 (Anders) and People v. Wende (1979) 25 Cal.3d 436 (Wende), which raised no arguable issues but asked us to independently review the record for reversible error. We granted Macias an opportunity to file a supplemental brief on his own behalf, but he did not do so. After reviewing the entire record (People v. Kelly (2006) 40 Cal.4th 106, 119), we find no arguable appellate issues and affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
In April 2023, Macias scuffled with two plainclothes loss prevention officers (LPOs) outside of the department store where they worked. While inside the store, one of the LPOs observed Macias concealing the store’s clothing in the backpack he was carrying and on his person. As Macias was about to leave the store with the merchandise, the LPOs stood outside the front door to confront him. After Macias stepped outside, the LPOs identified themselves as such and told him they needed to speak with him about the “unpaid merchandise.” Macias, who appeared to be talking on the phone when he exited the store, ignored the LPOs. As they attempted to “get him off his cell phone” and detain him, Macias punched one of them twice in the head. Macias punched him two more times and spat on him after the LPOs took him to the ground. They were able to subdue him, handcuff him, and take him back into the store. The police responded shortly thereafter.
2 Macias was charged with a single count of robbery under an Estes1 theory. A jury convicted him of robbery in October 2023. Roughly six months later, the court imposed a six-year prison term comprised of the middle term of three years doubled for a strike prior (Pen. Code, §§ 213, subd. (a)(2), & 1170.12, subd. (c)(1)). To investigate a claim of juror misconduct to support a motion for a new trial, in January 2024 Macias moved to unseal the jurors’ names and contact information, which are sealed as a matter of course after a verdict is reached (Code Civ. Proc., § 237, subd. (a)(2)). According to a declaration from Macias’s trial counsel, after the verdict was read and the jury was discharged, jurors described being deadlocked nine-to-three in favor of acquittal before they reconsidered video evidence of the scuffle between Macias and the LPOs. The attorney declared, “two jurors . . . explained that the jury reached its decision by considering whether Mr. Macias acted in lawful self-defense. They determined that Mr. Macias did not meet the ‘three elements’ for self-defense, and that conclusion contributed to their guilty verdict.” Because no self-defense instruction was given—Macias did not ask for it—he believed their consideration of this theory indicated juror misconduct and rendered the verdict unlawful. The court denied Macias’s motion in April 2024 after concluding that any ensuing motion for a new trial would have to be based on evidence showing how the jury reached its decision, which a court is precluded from considering. (See Evid. Code, § 1150, subd. (a) [“No evidence is admissible 1 People v. Estes (1983) 147 Cal.App.3d 23. “What sets an Estes robbery apart from a standard robbery is that force or fear is used not in the acquisition of the property, but in the escape.” (People v. Robins (2020) 44 Cal.App.5th 413, 419, fn. omitted.) “The typical case starts with a shoplifting and turns into a robbery when the thief is confronted by a LPO, and the thief assaults the LPO in an attempt to get away.” (Ibid.) 3 to show the effect of such statement, conduct, condition, or event upon a juror either in influencing him to assent to or dissent from the verdict or concerning the mental processes by which it was determined”].)
DISCUSSION
Appointed counsel filed a brief summarizing the factual record and proceedings in the trial court. Macias presents no argument for reversal but asks us to independently review the record in accordance with Wende, supra, 25 Cal.3d 436 and Anders, supra, 386 U.S. 738. Counsel identified the following issues that might arguably support the appeal: (1) whether the trial court had a sua sponte duty to instruct the jury on self-defense; and (2) prejudicially erred by denying Macias’s motion to unseal juror information. Our review of the entire record, including the issues identified by appellate counsel, has identified no reasonably arguable appellate issue. We briefly discuss the two possible issues identified by counsel. The first possibility can be dispensed with in short order because “[s]elf-defense, is not, of course, a recognized defense to a charge of robbery.” (People v. Costa (1963) 218 Cal.App.2d 310, 316.) Even if it were, when a defendant does not rely on a defense, “a sua sponte instructional duty arises ‘only if . . . there is substantial evidence supportive of such a defense and the defense is not inconsistent with the defendant’s theory of the case.’ ” (People v. Breverman (1998) 19 Cal.4th 142, 157.) Based solely on testimony from one of the LPOs that muggings were common near the store, Macias urged the jury to infer that he punched the LPO because he thought they were trying to take his phone, not because he was trying to escape with the store’s property. His theory, however, did not support a finding of self-defense, which would require a reasonable belief that he was “in imminent danger of 4 suffering bodily injury.” (CALCRIM No. 3470.) Our independent review of the record failed to identify any evidence tending to establish these facts. Regarding Macias’s motion to unseal juror information, “[a]ny person may petition the court for access to these records” upon a “prima facie showing of good cause.” (Code Civ. Proc., § 237, subd. (b).) “This showing must ‘ “support a reasonable belief that jury misconduct occurred, that diligent efforts were made to contact the jurors through other means, and that further investigation is necessary to provide the court with adequate information to rule on a motion for new trial.” ‘ “ (People v. Munoz (2019) 31 Cal.App.5th 143, 165 (Munoz).) Even were we to assume that Macias could work around the evidentiary bar of Evidence Code section 1150—which we agree with the trial court would likely be an insurmountable hurdle—his counsel’s declaration failed to establish diligence in attempting to contact jurors on his own during the two-and-a-half months between learning of the perceived misconduct and filing his motion. Accordingly, the court did not abuse its discretion in denying it. (Munoz, at p. 165 [abuse of discretion standard applies].) Competent counsel has represented Macias on this appeal.
DISPOSITION
The judgment is affirmed.
DATO, J. WE CONCUR:
IRION, Acting P. J.
DO, J.
Cites, in this corpus
- People v. Kelly S133114 · 2006-11-27
- People v. Breverman S058721 · 1998-08-31
- People v. Estes Crim. 23762 · 1983-09-15
- People v. Wende Crim. 20851 · 1979-10-12
- People v. Costa Crim. 8423 · 1963-07-15