Bulletti v. Riley CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2011-00086509-CU-MC-CTL
- Trial judge
- John S. Meyer
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- Alex C. McDonald (author), Judith D. McConnell, Cynthia Aaron
Analysis
The trial court entered a judgment against defendant Dasha Riley for breach of contract after a bench trial. The Court of Appeal affirmed the judgment, concluding that Riley waived her appellate contentions by failing to provide an adequate record and coherent legal arguments.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Affirmance of the trial court's judgment for breach of contract“The judgment is affirmed.” | unclear | correct | agree with court The appellate court affirmed the judgment based on procedural waiver and the presumption of correctness, rather than a substantive review of the trial court's legal application. |
Waiver of appellate contentions due to inadequate record and lack of argument“Riley has not carried her burden on appeal.” | unclear | correct | agree with court The court found that the appellant failed to meet the burden of showing error by providing an adequate record and substantive legal arguments supported by citations. |
Authorities
- relied: In re Kathy P. (1979) 25 Cal.3d 91 — Appellant has not met her burden of showing error by an adequate record.
- relied: Christie v. Kimball (2012) 202 Cal.App.4th 1407 — We cannot presume error from an incomplete record.
- relied: Haywood v. Superior Court (2000) 77 Cal.App.4th 949 — The court declines to find error on a silent record.
- relied: Denham v. Superior Court (1970) 2 Cal.3d 557 — A judgment or order of the lower court is presumed correct and error must be affirmatively shown.
- relied: Fundamental Investment etc. Realty Fund v. Gradow (1994) 28 Cal.App.4th 966 — The burden of affirmatively demonstrating error is on the appellant.
- relied: Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836 — Issues not raised or supported by argument or citation to authority are waived.
- relied: People v. Ham (1970) 7 Cal.App.3d 768 — A point merely asserted without substantive argument or authority is deemed without foundation.
- relied: Jones v. Superior Court (1994) 26 Cal.App.4th 92 — Issues not raised or supported by substantive argument or citation to authority are considered waived.
- relied: Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691 — An issue unsupported by pertinent or cognizable legal argument may be deemed abandoned.
- relied: Ochoa v. Pacific Gas & Electric Co. (1998) 61 Cal.App.4th 1480 — A contention is deemed waived if the appellant does not formulate a coherent legal argument nor cite supporting authority.
- relied: Colores v. Board of Trustees (2003) 105 Cal.App.4th 1293 — The dearth of true legal analysis in appellate briefs amounts to a waiver of the contention.
- relied: Bayside Auto & Truck Sales, Inc. v. Department of Transportation (1993) 21 Cal.App.4th 561 — Supports the principle that arguments must be supported by authority.
- relied: City of Los Angeles v. Glair (2007) 153 Cal.App.4th 813 — Appellants acting in propria persona are held to the same standards as those represented by counsel.
- relied: Pulver v. Avco Financial Services (1986) 182 Cal.App.3d 622 — Statements of fact not part of, or supported by citations to, the record on appeal are improper.
- relied: Kendall v. Barker (1988) 197 Cal.App.3d 619 — Statements of fact not supported by citations to the record on appeal cannot be considered.
- relied: Gotschall v. Daley (2002) 96 Cal.App.4th 479 — The court disregards statements of fact set forth in briefs that are outside of the record on appeal.
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Briefs devoid of citations to the record on appeal are in dramatic noncompliance with appellate procedures.
- relied: Bernard v. Hartford Fire Ins. Co. (1991) 226 Cal.App.3d 1203 — It is the duty of a party to support arguments by appropriate reference to the record, including exact page citations.
- relied: Duarte v. Chino Community Hospital (1999) 72 Cal.App.4th 849 — If a party fails to support an argument with necessary citations to the record, the argument may be deemed waived.
- relied: City of Lincoln v. Barringer (2002) 102 Cal.App.4th 1211 — Supports the waiver of arguments lacking record citations.
- relied: Guthrey v. State of California (1998) 63 Cal.App.4th 1108 — Supports the waiver of arguments lacking record citations.
- relied: Paterno v. State of California (1999) 74 Cal.App.4th 68 — Supports the conclusion that incoherent arguments fail to carry the burden of showing prejudicial error.
The appellate opinion: sound with gaps — The opinion is procedurally sound as it correctly applies the presumption of correctness and the requirement for adequate record citations and substantive argument. However, it does not address the substantive legal merits of the breach of contract, statute of limitations, or res judicata claims because the appellant failed to properly present them.
How this analysis was made · dispute it
unusual dispositionAfter a bench trial in Peter Bulletti's breach of contract action, the San Diego Superior Court found that Dasha Riley, acting under a power of attorney and as trustee, misused about $22,000 of trust funds and entered judgment against her for $49,482.50 including interest. On appeal, Riley argued the claim was barred by the statute of limitations and res judicata and that the trial court lacked jurisdiction, but the Court of Appeal affirmed because her record was inadequate and her briefs contained no record citations or coherent legal argument, so her contentions were waived and the presumption of correctness controlled.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Judgment for plaintiff after bench trial on breach of contract claim, awarding $22,000 plus legal interest from November 21, 2001 (total $49,482.50)“Following a short bench trial, the trial court found in favor of Bulletti and awarded him $22,000 plus interest at the legal rate from November 21, 2001.” | unclear | correct | agree with court The appellate court did not review the merits of the judgment under any identified standard; it affirmed on the ground that the judgment is presumed correct and the appellant failed to affirmatively show error through an adequate record and reasoned, cited argument. Denham and Kathy P. squarely support affirmance on that basis, and the court's recitation of the trial transcript shows evidence consistent with the award. |
Implicit rejection of Riley's statute of limitations defense to the breach of contract claim“Based on this inadequate record, we cannot address the merits of her statute of limitations, res judicata, jurisdictional, and other contentions.” | unclear | not reached | agree with court The clerk's transcript omitted the complaint and all pretrial pleadings, so the appellate court could not determine when the claim accrued, whether the defense was pleaded, or how the trial court treated it. Declining to find error on a silent record is consistent with Christie v. Kimball and Haywood, and the court correctly treated the point as waived for lack of record citations and legal argument. |
Implicit rejection of Riley's res judicata defense“She has not presented any coherent, substantive arguments or analyses showing the trial court erred by not applying the statute of limitations and/or the doctrine of res judicata to bar Bulletti's breach of contract claim” | unclear | not reached | agree with court Res judicata requires proof of a prior final judgment on the merits between the same parties, none of which appears in the record designated by Riley. The waiver and inadequate-record rulings rest on well-settled authority (Benach, Nwosu, Duarte) and are applied the same to self-represented litigants under City of Los Angeles v. Glair. |
Trial court's exercise of jurisdiction over the breach of contract action“We conclude Riley has not carried her burden on appeal to show the trial court erred or did not have jurisdiction to decide this matter.” | unclear | not reached | agree with court Although a true lack of subject matter jurisdiction ordinarily cannot be waived, the appellant still bears the burden to demonstrate it with an adequate record and argument, and nothing in the opinion suggests the superior court lacked fundamental jurisdiction over an ordinary contract claim for money. The court appropriately framed the result as a failure of the appellant's burden rather than a merits determination. |
Authorities
- relied: Denham v. Superior Court (1970) 2 Cal.3d 557 — A judgment of the lower court is presumed correct; all intendments and presumptions are indulged to support it on matters where the record is silent, and error must be affirmatively shown by the appellant.
- relied: In re Kathy P. (1979) 25 Cal.3d 91 — An appellant who fails to provide an adequate record has not met her burden of showing error.
- relied: Christie v. Kimball (2012) 202 Cal.App.4th 1407 — A reviewing court cannot presume error from an incomplete record.
- relied: Haywood v. Superior Court (2000) 77 Cal.App.4th 949 — Where the record does not contain all the relevant documents, the appellate court declines to find error on a silent record.
- relied: Fundamental Investment etc. Realty Fund v. Gradow (1994) 28 Cal.App.4th 966 — The burden of affirmatively demonstrating error is on the appellant.
- relied: Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836 — Points not supported by reasoned argument and citation to authority are treated as waived; the appellate court will not construct theories to undermine the judgment.
- relied: Nwosu v. Uba (2004) 122 Cal.App.4th 1229 — Briefs devoid of record citations are in dramatic noncompliance with appellate procedures, and pro per litigants must follow the same procedural rules as attorneys.
- relied: Duarte v. Chino Community Hospital (1999) 72 Cal.App.4th 849 — If a party fails to support an argument with necessary citations to the record, that portion of the brief may be stricken and the argument deemed waived.
- relied: City of Los Angeles v. Glair (2007) 153 Cal.App.4th 813 — Appellants acting in propria persona are held to the same standards as those represented by counsel.
- relied: Paterno v. State of California (1999) 74 Cal.App.4th 68 — An appellant must present persuasive substantive argument and analysis showing prejudicial error; conclusory assertions do not suffice.
The appellate opinion: sound — The court applied the settled presumption of correctness and the appellant's burden to furnish an adequate record and reasoned, cited argument, supporting each step with controlling Supreme Court and Court of Appeal authority. It also addressed the pro per status issue and offered an alternative holding that the arguments failed on their own terms, leaving no argument unanswered.
How this analysis was made · dispute it
record incompleteOpinion
Filed 10/4/13 Bulletti v. Riley CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
PETER BULLETTI, D062100
Plaintiff and Respondent, v. (Super. Ct. No. 37-2011-00086509-CU-MC-CTL) DASHA RILEY, Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, John S.
Meyer, Judge. Affirmed.
Dasha Riley, in pro. per., for Defendant and Appellant.
Peter Bulletti, in pro. per., for Plaintiff and Respondent.
The trial court entered a judgment against defendant Dasha Riley after a bench trial in plaintiff Peter Bulletti's breach of contract action against her. Riley appeals, apparently contending Bulletti's claim was barred by the statute of limitations and the doctrine of res judicata, and the trial court did not have jurisdiction to decide the matter. FACTUAL AND PROCEDURAL BACKGROUND Because neither the defendant's nor plaintiff's briefs provide citations to the record in support of their extensive factual and procedural allegations, we provide only a short summary of the procedural and factual background based on the limited clerk's transcript and reporter's trial transcript. In 2001, Bulletti was incarcerated. He apparently gave Riley a power of attorney to act on his behalf and also entered into a trust agreement for her to act as his trustee for certain trust assets. Riley received, as trustee, $23,600 from the estate of Bulletti's mother. Riley apparently withdrew that money soon thereafter from the trust account and used about $22,000 of it for purposes not authorized by the trust agreement.
Bulletti filed a breach of contract action against Riley, seeking $23,600 plus interest. Following a short bench trial, the trial court found in favor of Bulletti and awarded him $22,000 plus interest at the legal rate from November 21, 2001. The court summarized Bulletti's case, stating:
"It looks like you met Ms. Riley, you went to prison, you relied on her to take care of your affairs while you were in prison, that . . . included receiving money from an estate that was due you, and it looks like Ms. Riley made a lot of promises to you. [She] [r]eceived almost $25,000. Took almost $11,000 in some sort of investment which was probably some sort of a scam, paid herself or had herself paid. Gave you legal advice, set up trusts, received money for that which probably was an unauthorized practice of law. And never accounted for the rest of the money, except for maybe a couple of thousand dollars that was sent to you in prison."
On April 17, 2012, the trial court entered judgment for Bulletti in the total amount of $49,482.50. Riley timely filed a notice of appeal.
2 DISCUSSION
I
Riley's Waiver of Appellate Contentions In support of her appeal, Riley submitted a record that is inadequate for us to consider her appellate contentions. The reporter's transcript consists only of the trial transcript. The clerk's transcript consists of only two substantive documents: (1) the trial court's minutes for the bench trial on March 2, 2012; and (2) the court's judgment. It omits Bulletti's complaint and any pleadings or other pretrial papers filed by the parties.
Based on this inadequate record, we cannot address the merits of her statute of limitations, res judicata, jurisdictional, and other contentions. Riley has not carried her burden on appeal. (In re Kathy P. (1979) 25 Cal.3d 91, 102 ["appellant . . . has not met her burden of showing error by an adequate record"]; Christie v. Kimball (2012) 202 Cal.App.4th 1407, 1412 ["[w]e cannot presume error from an incomplete record"];
Haywood v. Superior Court (2000) 77 Cal.App.4th 949, 955 [because "the record does not contain all the documents . . . we decline to find error on a silent record"].)
Furthermore, as Bulletti in effect asserts, Riley has waived her appellate contentions by not presenting any coherent or comprehensible, substantive legal arguments supported by citations to the record and legal authorities. She has not presented any coherent, substantive arguments or analyses showing the trial court erred by not applying the statute of limitations and/or the doctrine of res judicata to bar Bulletti's breach of contract claim or otherwise erred or did not have jurisdiction to 3 consider his claim. A trial court's judgment or order is presumed to be correct. In Denham v. Superior Court (1970) 2 Cal.3d 557, the court stated:
"[I]t is settled that: 'A judgment or order of the lower court is presumed correct. All intendments and presumptions are indulged to support it on matters as to which the record is silent, and error must be affirmatively shown [by the appellant]. This is not only a general principle of appellate practice but an ingredient of the constitutional doctrine of reversible error.' " (Id. at p. 564.)
"The burden of affirmatively demonstrating error is on the appellant." (Fundamental Investment etc. Realty Fund v. Gradow (1994) 28 Cal.App.4th 966, 971.) "An appellant must provide an argument and legal authority to support his contentions. This burden requires more than a mere assertion that the judgment is wrong. 'Issues do not have a life of their own: If they are not raised or supported by argument or citation to authority, [they are] . . . waived.' [Citation.] It is not our place to construct theories or arguments to undermine the judgment and defeat the presumption of correctness. When an appellant fails to raise a point, or asserts it but fails to support it with reasoned argument and citations to authority, we treat the point as waived." (Benach v. County of Los Angeles (2007) 149 Cal.App.4th 836, 852.)
"Where a point is merely asserted by [appellant] without any [substantive]
argument of or authority for its proposition, it is deemed to be without foundation and requires no discussion." (People v. Ham (1970) 7 Cal.App.3d 768, 783, disapproved on another ground in People v. Compton (1971) 6 Cal.3d 55, 60, fn. 3.) "Issues do not have a life of their own: if they are not raised or supported by [substantive] argument or citation to authority, we consider the issues waived." (Jones v. Superior Court (1994) 26 4 Cal.App.4th 92, 99; see also Landry v. Berryessa Union School Dist. (1995) 39 Cal.App.4th 691, 699-700 ["[w]hen an issue is unsupported by pertinent or cognizable legal argument it may be deemed abandoned and discussion by the reviewing court is unnecessary"]; Ochoa v. Pacific Gas & Electric Co. (1998) 61 Cal.App.4th 1480, 1488, fn. 3 [contention was deemed waived because "[a]ppellant did not formulate a coherent legal argument nor did she cite any supporting authority"]; Colores v. Board of Trustees (2003) 105 Cal.App.4th 1293, 1301, fn. 2 ["[t]he dearth of true legal analysis in her appellate briefs amounts to a waiver of the [contention] and we treat it as such"]; Bayside Auto & Truck Sales, Inc. v. Department of Transportation (1993) 21 Cal.App.4th 561, 571.) Appellants acting in propria persona are held to the same standards as those represented by counsel. (See, e.g., City of Los Angeles v. Glair (2007) 153 Cal.App.4th 813, 819.) Because Riley has not presented any coherent or comprehensible, substantive legal arguments supported by citations to the record and legal authorities, we conclude she has waived her appellate contentions.
We further conclude Riley has waived her appellate contentions to the extent her arguments rely on her statement of facts because she failed to support her statement of facts with citations to the record on appeal and referred to matters outside the record on appeal. Statements of fact not part of, or supported by citations to, the record on appeal are improper and cannot be considered on appeal. (Cal. Rules of Court, rule 8.204(a)(2)(C);1 Pulver v. Avco Financial Services (1986) 182 Cal.App.3d 622, 632;
1 All references to rules are to the California Rules of Court. 5 Kendall v. Barker (1988) 197 Cal.App.3d 619, 625.) We disregard any statements of fact set forth in Riley's briefs that are outside of the record on appeal. (Pulver, at p. 632;
Kendall, at p. 625; Gotschall v. Daley (2002) 96 Cal.App.4th 479, 481, fn. 1.)
Furthermore, to the extent her assertions of fact and procedure ostensibly refer to matters within the record on appeal, her briefs do not contain any citations to the appellate record in violation of rule 8.204(a)(1)(C). As in Nwosu v. Uba (2004) 122 Cal.App.4th 1229, at page 1246, Riley's briefs "are devoid of citations to the [record on appeal] and are thus in dramatic noncompliance with appellate procedures." "It is the duty of a party to support the arguments in its briefs by appropriate reference to the record, which includes providing exact page citations." (Bernard v. Hartford Fire Ins.
Co. (1991) 226 Cal.App.3d 1203, 1205.) "If a party fails to support an argument with the necessary citations to the record, that portion of the brief may be stricken and the argument deemed to have been waived." (Duarte v. Chino Community Hospital (1999)
72 Cal.App.4th 849, 856; see also City of Lincoln v. Barringer (2002) 102 Cal.App.4th 1211, 1239; Guthrey v. State of California (1998) 63 Cal.App.4th 1108, 1115.) Because Riley's briefs do not contain any citations to the record on appeal to support her assertions of fact and procedure and appellate contentions, we consider her contentions on appeal to have been waived. (Nwosu, at p. 1247; City of Lincoln, at p. 1239; Duarte, at p. 856; Guthrey, at p. 1115.) Finally, we note that the fact that Riley filed this appeal in propria persona does not exempt her from compliance with established appellate rules.
(Nwosu, at pp. 1246-1247 [pro per litigants must follow the same procedural rules as attorneys]; City of Los Angeles v. Glair, supra, 153 Cal.App.4th at p. 819.) We conclude 6 Riley has not carried her burden on appeal to show the trial court erred or did not have jurisdiction to decide this matter.
In any event, assuming arguendo Riley has not waived her appellate contentions, we nevertheless conclude her appellate arguments are incoherent, incomprehensible, vague and/or conclusory and therefore she has not carried her burden on appeal to present persuasive substantive argument and analysis showing the trial court prejudicially erred or did not have jurisdiction to decide this matter. (Denham v. Superior Court, supra, 2 Cal.3d at p. 564; Fundamental Investment etc. Realty Fund v. Gradow, supra, 28 Cal.App.4th at p. 971; Paterno v. State of California (1999) 74 Cal.App.4th 68, 105.)
DISPOSITION
The judgment is affirmed. The parties are to bear their own costs on appeal.
McDONALD, J.
WE CONCUR:
McCONNELL, P. J.
AARON, J.
Cites, in this corpus
- Christie v. Kimball No. B230286 · 2012-01-26
- City of Los Angeles v. Glair B190031 · 2007-07-25
- Benach v. County of Los Angeles B189151, B191036 · 2007-03-15
- Nwosu v. Uba No. H026182 · 2004-10-01
- Colores v. Board of Trustees of the California State University B151173 · 2003-02-18
- City of Lincoln v. Barringer C036184 · 2002-11-12
- Gotschall v. Daley C036185 · 2002-02-26
- Haywood v. Superior Court B135613 · 2000-01-25
- Paterno v. State C013846, C016505, C019267 · 1999-09-10
- Duarte v. Chino Community Hospital E020473 · 1999-06-03
- Guthrey v. State of California Docket Nos. F025848, F026374 · 1998-05-11
- Ochoa v. Pacific Gas & Electric Co. F025931 · 1998-02-10
- Landry v. Berryessa Union School District H013458 · 1995-10-25
- Fundamental Investment Growth Shelter Realty Fund v. Gradow B073048 · 1994-09-27
- Bayside Auto & Truck Sales, Inc. v. Department of Transportation A059528 · 1993-12-08
- Security Pacific National Bank v. Bradley B047406 · 1992-03-03
- Bernard v. Hartford Fire Insurance A047782 · 1991-01-15
- Kendall v. Barker A038861 · 1988-01-05
- Pulver v. Avco Financial Services B009160 · 1986-06-19
- People v. Kathy P. L.A. 30981 · 1979-08-30
- People v. Compton Docket Nos. Crim. 15654, 15655 · 1971-11-16
- People v. Ham Crim. 7577 · 1970-05-20
- Denham v. Superior Court L.A. 29704 · 1970-05-06