The People v. Smith CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. MH99951
- Trial judge
- David M. Gill
- Outcome
- affirmed — Affirmed.
- Area
- other
- Panel
- Judith D. McConnell (author), Judith L. Haller, O'Rourke
Analysis
The trial court re-imposed an order committing the defendant to the State Department of Mental Health for an indeterminate term under the Sexually Violent Predator Act (SVPA) following the finality of the appellate decision in People v. McKee (2012) 207 Cal.App.4th 1325. The Court of Appeal affirmed the commitment order, rejecting the defendant's equal protection arguments that the SVPA's disparate treatment of sexually violent predators compared to mentally disordered offenders and persons found not guilty by reason of insanity was unconstitutional.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Commitment of defendant to the State Department of Mental Health for an indeterminate term under the SVPA.“The order is affirmed.” | de novo | correct | agree with court The appellate court applied de novo review to the constitutional equal protection question, consistent with the standard established in People v. McKee (2012) 207 Cal.App.4th 1325. The court found that the legislative justification for disparate treatment was supported by substantial evidence and that the defendant's attempt to distinguish his case based on adult victims was foreclosed by the class-wide holding in McKee II. |
Authorities
- relied: People v. McKee (2010) 47 Cal.4th 1172 — The SVPA is subject to equal protection analysis because it treats SVPs less favorably than similarly situated civilly committed individuals, and the state must justify this disparate treatment.
- relied: People v. McKee (2012) 207 Cal.App.4th 1325 — The amended SVPA does not violate equal protection because the state demonstrated that SVPs pose a significantly greater risk to society, justifying the disparate treatment in the burden of proof for release.
- relied: People v. McDonald (2013) 214 Cal.App.4th 1367 — The holding in McKee II applies to the class of SVPs as a whole, not just those who victimized children, and strict scrutiny does not require the least restrictive means in this context.
- relied: People v. Landau (2013) 214 Cal.App.4th 1 — Follows McKee II in upholding the constitutionality of the amended SVPA on equal protection grounds.
- relied: People v. McCloud (2013) 213 Cal.App.4th 1076 — Follows McKee II in upholding the constitutionality of the amended SVPA on equal protection grounds.
- relied: People v. McKnight (2012) 212 Cal.App.4th 860 — The holding in McKee II applies to the class of SVPs as a whole, not just those who victimized children.
The appellate opinion: sound — The opinion is sound because it correctly applies the binding precedent from People v. McKee (2012) 207 Cal.App.4th 1325, which resolved the class-wide equal protection challenge to the SVPA. The court properly rejects the defendant's attempt to distinguish his case based on the age of his victims, citing authority that the holding applies to the class of SVPs generally.
How this analysis was made · dispute it
unusual dispositionAfter the Court of Appeal remanded following People v. McKee (2010) 47 Cal.4th 1172, the San Diego Superior Court re-imposed an indeterminate commitment of Herman J. Smith to the State Department of State Hospitals under the Sexually Violent Predator Act once People v. McKee (2012) 207 Cal.App.4th 1325 became final. On appeal Smith renewed his equal protection challenge, argued McKee II applied the wrong standard of review and strict scrutiny test, and argued his adult-victim case was distinguishable; the Court of Appeal rejected each argument on the authority of McKee I and McKee II and affirmed the order.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Re-imposition of indeterminate SVP commitment over Smith's claim that treating SVPs less favorably than MDOs and NGIs violates equal protection“Smith's arguments fail to establish the current version of the SVPA violates equal protection of the law.” | de novo | correct | agree with court McKee I identified the equal protection problem and remanded for classwide proof; McKee II, after a 21-day evidentiary hearing, found the People justified the disparate treatment and review was denied. The court correctly treated McKee II as controlling and noted other published districts (McDonald, Landau, McCloud, McKnight) have followed it, so the affirmance follows directly from binding and final authority. |
Rejection of Smith's contention that McKee II applied a substantial evidence test rather than de novo review“On appeal, we reviewed the matter de novo, which was the correct standard of review.” | de novo | correct | agree with court The court accurately explains that McKee I's phrase 'reasonable inferences based on substantial evidence' describes the object of independent judicial judgment about legislative findings, not a deferential appellate standard. Smith's reading takes the phrase out of context, and the court's explanation is consistent with the quoted passage of McKee I at p. 1206. |
Rejection of argument that strict scrutiny required the People to show the SVPA's indeterminate commitment was the least restrictive means available“concluding the least restrictive means available requirement applies only to disparate treatment of a suspect class.” | de novo | correct | agree with court McKee I articulated the test as requiring a compelling interest and that the disparate treatment be necessary to further it, and did not impose a least-restrictive-means finding; McKee II expressly rejected that gloss and McDonald agreed. The court's position is debatable as a matter of general strict scrutiny doctrine, but it faithfully applies the test the Supreme Court actually prescribed in McKee I, and the Supreme Court denied review of McKee II. |
Rejection of argument that Smith's case is distinguishable from McKee because his victims were adults“While McKee had child victims, the People's evidence was not limited to child sexual abuse statistics.” | de novo | correct | agree with court McKee I itself noted the child-victim justification would not apply to SVPs without child victims, but McKee II rested on multiple classwide grounds including recidivism risk, harm from adult sexual assault, and diagnostic and treatment differences. The quoted language from McKee II at pp. 1343-1344 expressly covers adult sexual assault, and McKnight and McDonald hold McKee II applies to the SVP class as a whole, so the court's answer is well supported. |
Denial of an individualized evidentiary hearing on Smith's own equal protection claim“He fails, however, to explain how the facts in his case are so different from those presented in McKee II as to warrant an individualized adjudication of his equal protection claim.” | de novo | correct | agree with court The Supreme Court's grant-and-hold transfer order directing suspension of proceedings to avoid multiplicity, and its emphasis on classwide proof, support resolving the challenge in a single case as McDonald held. Smith offered no case-specific facts that would differentiate him from the class, so the court reasonably declined to order a separate hearing. |
Authorities
- relied: People v. McKee (2010) 47 Cal.4th 1172 — The amended SVPA treats SVPs less favorably than similarly situated MDOs and NGIs and is subject to equal protection scrutiny; the People must show on remand that SVPs as a class pose a substantially greater risk justifying the disparate treatment, with courts exercising independent judgment on the facts.
- relied: People v. McKee (2012) 207 Cal.App.4th 1325 — After a 21-day evidentiary hearing and de novo review, the People justified the disparate treatment of SVPs under the amended SVPA; strict scrutiny here does not require the least restrictive means, and the harm from child and adult sexual assault supports greater protection.
- relied: People v. McDonald (2013) 214 Cal.App.4th 1367 — McKee II controls equal protection challenges to the SVPA, applies to the SVP class as a whole rather than only to offenders against children, and the issue was intended to be resolved classwide in a single case without individualized hearings.
- relied: People v. Landau (2013) 214 Cal.App.4th 1 — Followed McKee II in rejecting an equal protection challenge to the indeterminate SVP commitment.
- relied: People v. McCloud (2013) 213 Cal.App.4th 1076 — Followed McKee II in rejecting an equal protection challenge to the amended SVPA.
- relied: People v. McKnight (2012) 212 Cal.App.4th 860 — McKee II is not limited to McKee or to SVPs with child victims but applies to the class of SVPs as a whole.
The appellate opinion: sound — The opinion answers each of Smith's arguments directly with the controlling authority, McKee I and the final McKee II, and shows that every other published district to consider the question has agreed. It correctly reads the standard-of-review passage in McKee I in context and explains why McKee II's classwide holding reaches adult-victim SVPs without an individualized hearing.
Opinion
Filed 9/17/13 P. v. Smith CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D063112
Plaintiff and Respondent, v. (Super. Ct. No. MH99951)
HERMAN J. SMITH, Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David M.
Gill, Judge. Affirmed.
Laurel M. Nelson, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Bradley A. Weinreb and Randall D. Einhorn, Deputy Attorneys General, for Plaintiff and Respondent.
Herman J. Smith was committed for an indeterminate term to the custody of the State Department of Mental Health (DMH), now the State Department of State Hospitals, under the Sexually Violent Predator Act (SVPA). (Welf. & Inst. Code, § 6600 et seq.)
Smith appeals, contending that treating sexually violent predators (SVP's) differently from mentally disordered offenders (MDO's) and persons found not guilty by reason of insanity (NGI's) violates his constitutional right to equal protection, that we failed to apply the correct standard of review and strict scrutiny requirements, and that his case is distinguishable because his victims were adults. We have considered these arguments in light of our Supreme Court's opinion in People v. McKee (2010) 47 Cal.4th 1172 (McKee I), and this court's final opinion on remand in the same case, People v. McKee (2012) 207 Cal.App.4th 1325 (McKee II). Based on these opinions, we affirm the order.
FACTUAL AND PROCEDURAL BACKGROUND
In October 1993 Smith pleaded guilty to the crimes of rape by force or fear, sodomy by force or fear, and oral copulation by force or fear. In addition, he admitted to a prior felony conviction for rape in 1973. In September 2009 a jury found Smith to be an SVP within the meaning of the SVPA and subject to involuntary commitment for an indeterminate term.1 Smith appealed the 2009 commitment order on several grounds.
We rejected Smith's contentions, except for his challenge to the indeterminate 1 In November 2006 California voters passed Proposition 83, entitled "The Sexual Predator Punishment and Control Act: Jessica's Law" amending the SVPA effective November 8, 2006. (McKee I, supra, 47 Cal.4th at p. 1183.) Proposition 83 changed an SVP commitment from a two-year term to an indefinite commitment and shifted the burden of proof for release to the SVP (id. at pp. 1183-1184), unless the DMH authorizes a petition for release (id. at p. 1187). In contrast, an MDO is committed for a one-year period and thereafter has the right to be released unless the People prove beyond a reasonable doubt that he or she should be recommitted for another year. (Pen. Code, § 2972.) 2 commitment on equal protection grounds.2 Based on McKee I, which held that the 2006 amendments to the SVPA may violate equal protection (McKee I, supra, 47 Cal.4th at p. 1184), we reversed in part and remanded to the trial court with directions to suspend further proceedings pending finality of the proceedings on remand in McKee I.3 In July 2012 we issued our opinion in McKee II, upholding the constitutionality of the amended SVPA on equal protection grounds. The Supreme Court denied review in McKee II, rendering the opinion final (McKee II, supra, 207 Cal.App.4th 1325, review den. Oct. 10, 2012, S204503), and the trial court subsequently re-imposed the order for Smith to be committed to an indeterminate term.
DISCUSSION
Smith's constitutional argument focuses primarily on whether the amended SVPA violates equal protection. Smith challenges our decision in McKee II, arguing we misunderstood and misapplied both the standard of review and the strict scrutiny test.
In McKee I, the Supreme Court held the SVPA is subject to equal protection analysis because it "treats SVP's significantly less favorably than those similarly situated individuals civilly committed under other statutes" including MDO's and NGI's.
2 In Respondent's brief, we grant the People's unopposed request that this court take judicial notice of its prior opinion in People v. Smith (D056391 April 14, 2011) [nonpub. opn.]). (Evid. Code §§ 451, 452, 459.) 3 The Supreme Court remanded in McKee I for an evidentiary hearing on whether disparate treatment for SVP's is justified. The court transferred "grant and hold" cases under McKee I to the Courts of Appeal with directions to vacate their prior opinions and reconsider in light of McKee I. The order expressed a desire to avoid unnecessary multiplicity of proceedings and directed this court to suspend further proceedings pending finality of the proceedings in McKee I. 3 (McKee I, supra, 47 Cal.4th at pp. 1196, 1203, 1207.) Since individuals within each of these categories "have the same interest at stake—the loss of liberty through involuntary civil commitment—it must be the case that when society varies the standard and burden of proof for SVP's . . . , it does so because of the belief that the risks involved with erroneously freeing SVP's from their commitment are significantly greater than the risks involved with freeing" other civil committees. (Id. at p. 1204.)
The Supreme Court remanded the case for a hearing on whether the People could justify disparate treatment for SVP's. The court instructed: "It must be shown that, notwithstanding the similarities between SVP's and [other civil committees], the former as a class bear a substantially greater risk to society, and that therefore imposing on them a greater burden before they can be released from commitment is needed to protect society. This can be shown in a variety of ways. For example, it may be demonstrated that the inherent nature of the SVP's mental disorder makes recidivism as a class significantly more likely. Or it may be that SVP's pose a greater risk to a particularly vulnerable class of victims, such as children. Of course, this latter justification would not apply to SVP's who have no history of victimizing children. But in the present case, McKee's previous victims were children. Or the People may produce some other justification." (McKee I, supra, 47 Cal.4th at p. 1208, fn. omitted.)
After remand, the superior court conducted a 21-day evidentiary hearing on the justification of disparate treatment for SVP's and concluded the People had met their burden. On appeal, we reviewed the matter de novo, which was the correct standard of review. (McKee II, supra, 207 Cal.App.4th at p. 1338.) Smith contends we applied the 4 substantial evidence test instead of de novo review. He is mistaken. In McKee I, he singles out the reference to " ' "reasonable inferences based on substantial evidence" ' "
without reading the context of the passage: "When a constitutional right, such as the right to liberty from involuntary confinement, is at stake, the usual judicial deference to legislative findings gives way to an exercise of independent judgment of the facts to ascertain whether the legislative body ' "has drawn reasonable inferences based on substantial evidence." ' " (McKee I, supra, 47 Cal.4th at p. 1206, italics added.) In McKee II, we concluded "[t]he People have shown 'that the inherent nature of the SVP's mental disorder makes recidivism as a class significantly more likely[;] . . . that SVP's pose a greater risk [and unique dangers] to a particularly vulnerable class of victims, such as children'; and that SVP's have diagnostic and treatment differences from MDO's and NGI's, thereby supporting a reasonable perception by the electorate . . . that the disparate treatment of SVP's under the amended [SVPA] is necessary to further the state's compelling interests in public safety and humanely treating the mentally disordered."
(McKee II, supra, 207 Cal.App.4th at p. 1347.) The Supreme Court denied a petition for review, making McKee II final. (McKee II, review den. Oct. 10, 2012, S204503.)
This court has, of course, followed McKee II, and other Courts of Appeal have as well. (See, e.g., People v. McDonald (2013) 214 Cal.App.4th 1367, 1376-1382; People v. Landau (2013) 214 Cal.App.4th 1, 47-48; People v. McCloud (2013) 213 Cal.App.4th 1076, 1085-1086; People v. McKnight (2012) 212 Cal.App.4th 860, 863-864.) While it is clear Smith believes the evidence relied on in McKee II is insufficient to justify disparate treatment of SVP's, we have carefully evaluated it and conclude otherwise.
5 Smith argues the strict scrutiny test requires that only the least restrictive means available to meet the state's compelling purpose will pass constitutional muster. He ignores, however, that the Supreme Court in McKee I did not require such a finding to justify disparate treatment of SVP's, and this court in McKee II expressly rejected that argument, concluding the least restrictive means available requirement applies only to disparate treatment of a suspect class. (McKee II, supra, 207 Cal.App.4th at p. 1349.)
Our colleagues in Division Three also rejected the claim that strict scrutiny requires the least restrictive means: " '[I]n strict scrutiny cases, the government must show both a compelling state interest justifying the disparate treatment and that the disparate treatment is necessary to further that compelling state interest. [Citations.] We are unpersuaded . . . that Proposition 83 . . . was required to adopt the least restrictive means available.' " (People v. McDonald, supra, 214 Cal.App.4th at p. 1380, quoting McKee II, supra, 207 Cal.App.4th at p. 1349.)
Smith argues his case is distinguishable from McKee because McKee victimized children and Smith victimized adults. While McKee had child victims, the People's evidence was not limited to child sexual abuse statistics. "[T]here is substantial evidence to support a reasonable perception by the electorate, as a legislative body, that the harm caused by child sexual abuse and adult sexual assault is, in general, a greater harm than the harm caused by other offenses and is therefore deserving of more protection."
(McKee II, supra, 207 Cal.App.4th at pp. 1343-1344, italics added.) Further, "'[i]t is plain that McKee II is not to be restricted to Mr. McKee alone or only to those SVP's convicted of crimes against children, like him, but rather its holding applies to the class of SVP's as 6 a whole." (People v. McDonald, supra, 214 Cal.App.4th at p. 1378, quoting People v. McKnight, supra, 212 Cal.App.4th at pp. 863-864.) Smith's arguments fail to establish the current version of the SVPA violates equal protection of the law.4
DISPOSITION
The order is affirmed.
MCCONNELL, P. J.
WE CONCUR:
HALLER, J.
O'ROURKE, J.
4 Smith also contends he should have an opportunity to litigate his case. He fails, however, to explain how the facts in his case are so different from those presented in McKee II as to warrant an individualized adjudication of his equal protection claim. "The Supreme Court's emphasis on classwide proof, together with its suspension of activity in grant-and-hold cases to avoid an unnecessary multiplicity of proceedings, demonstrates to us the Supreme Court intended the equal protection challenge to the [SVPA] be resolved on a classwide basis in a single case." (People v. McDonald, supra, 214 Cal.App.4th at p.1378.) The People's evidence in McKee II addressed the justifications for treating SVP's differently from MDO's and NGI's; the evidence presented was not specific to the particular facts of McKee's crimes. 7
Cites, in this corpus
- People v. McDonald No. G044963 · 2013-03-28
- People v. Landau No. G042008 · 2013-02-07
- People v. McCloud No. A132798 · 2013-01-17
- People v. McKnight No. A123119 · 2012-12-12
- People v. McKee No. D059843 · 2012-07-24
- People v. McKee S162823 · 2010-01-28