gno.law

P. v. Melton CA4/1

California Court of Appeal · D062913 · 2013-08-02 · Unpublished

Proceeding
appeal from a judgment
Trial court
Superior Court of San Diego County · No. SCD241884
Trial judge
Laura W. Halgren
Outcome
modified — Affirmed as modified with directions.
Area
criminal
Panel
Richard D. Huffman, Sr. (author), Judith D. McConnell, O'Rourke

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T06:51Z · confidence high

The trial court accepted Melton's conditional guilty plea to corporal injury and disobeying a court order, finding a sufficient factual basis, and imposed probation with specific fines and fees. On appeal, the court affirmed the plea's validity but modified the judgment to correct a clerical error in the calculation of the total fines and fees.

Ruling reviewedStandardThe courtThe model
Acceptance of conditional guilty plea based on factual basis
“Here, the court established a prima facie factual basis when it expressly asked Melton whether 'the factual basis of your plea is that you willfully inflicted corporal injury upon a former cohabitant, who was [Y]vette Batia, resulting in a traumatic condition; you had a prior similar offense, and you willfully violated a valid court order to prevent domestic violence[,]' and Melton responded 'yes.'”
abuse of discretioncorrectagree with court
The court correctly applied the standard from People v. Holmes, which holds that a trial court may establish a prima facie factual basis by asking the defendant if they did what is described in a sufficiently detailed complaint or plea agreement. The record shows the court asked Melton to confirm the facts matching the complaint and plea agreement, and Melton affirmed. The court correctly distinguished People v. Willard, which involved a stipulation to statutory elements without a factual document, whereas here the court inquired of the defendant based on the record. The reasoning is supported by the cited authorities.
Calculation of fines and fees in probation order
“The probation order incorrectly calculates the total amount of fines and fees as $1,734. The trial court stayed the $800 fine listed on line 2(a) of the probation order, found Melton unable to pay the fine listed on line 2(d), and suspended the probation revocation fine of $240.”
de novoerroragree with court
The appellate court identified a clerical error in the probation order where the total fines and fees were miscalculated. It correctly noted that the trial court's oral pronouncement controls over discrepancies in the written order and that appellate courts may correct such clerical errors. The court recalculated the total to $780 by excluding stayed and suspended fines, which is a straightforward arithmetic correction supported by the record.

Authorities

  • relied: People v. Holmes (2004) 32 Cal.4th 432 — A trial court may establish a prima facie factual basis for a plea by asking the defendant if they did what is described in a sufficiently detailed complaint or plea agreement.
  • relied: People v. Watts (1977) 67 Cal.App.3d 173 — A factual basis is necessary to protect defendants who may not recognize that their acts constitute the charged offense; evidence of each element is not required.
  • relied: People v. Hoffard (1995) 10 Cal.4th 1170 — Establishing a factual basis helps ensure that constitutional standards of voluntariness are met.
  • relied: People v. Willard (2007) 154 Cal.App.4th 1329 — Defense counsel's stipulation to the elements of a charge is insufficient to establish a factual basis if counsel fails to stipulate to a factual document in the record.
  • relied: People v. Howard (1992) 1 Cal.4th 1132 — A plea is valid if the record affirmatively shows it is voluntary under a totality of the circumstances test.
  • relied: People v. Mitchell (2001) 26 Cal.4th 181 — The sentencing court's oral pronouncement of fines and fees controls when there is a discrepancy in the record, and appellate courts may correct such clerical errors.

The appellate opinion: sound — The opinion is sound because it correctly applies the established legal standards for factual basis inquiries under People v. Holmes and distinguishes inapplicable precedent (Willard) based on the specific procedural posture of the trial court's inquiry. It also correctly identifies and corrects a clerical error in the fines calculation using the controlling authority from People v. Mitchell.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:31Z · confidence medium

The San Diego Superior Court accepted Kevin Melton's guilty plea to inflicting corporal injury on a former cohabitant (Pen. Code § 273.5, subd. (a)) and disobeying a court order (§ 273.6), with an admitted prior § 273.5 conviction, suspended sentence, granted formal probation with 365 days custody, and imposed fines and fees totaled in the probation order at $1,734. The Court of Appeal held the trial court adequately established a prima facie factual basis for the plea under section 1192.5 and did not violate due process, but accepted the Attorney General's concession that the fines and fees were miscalculated, modified the judgment to reflect $780 in fines and fees, and otherwise affirmed.

Ruling reviewedStandardThe courtThe model
Acceptance of the conditional guilty plea upon a finding of a prima facie factual basis under Penal Code section 1192.5
“The court here did not establish a factual basis by defense counsel's stipulation; rather it expressly inquired of the defendant based on the information in the complaint.”
abuse of discretioncorrectagree with court
People v. Holmes (2004) 32 Cal.4th 432 holds a trial court may satisfy section 1192.5 by asking the defendant whether he did what a sufficiently detailed complaint alleges, and that a complaint reciting the offense, names, date, location and a brief description couched in the statutory elements is enough. Here the court recited the victim's name, the date, and the conduct in element-based terms, and the defendant also initialed a handwritten factual basis on the plea form. Willard is properly distinguished because it involved a bare counsel stipulation to elements without reference to any factual document. The opinion slightly overstates the match with Holmes (the oral colloquy omitted location), but the written plea form fills that gap, so the conclusion is supported.
Finding that the plea was knowing and voluntary, so acceptance of the plea did not violate Fourteenth Amendment due process
“The record supports the court's finding Melton pleaded freely and voluntarily under the totality of the circumstances test, thus the court did not violated Melton's Fourteenth Amendment due process rights when it accepted Melton's guilty plea.”
mixedcorrectagree with court
People v. Howard (1992) 1 Cal.4th 1132 applies a totality-of-the-circumstances test to plea voluntariness, and People v. Hoffard (1995) 10 Cal.4th 1170 confirms a factual basis inquiry is not a federal constitutional requirement though it supports voluntariness. The record showed a factual basis colloquy, representation by counsel, a signed change-of-plea form with handwritten admissions, and the defendant's acknowledgment that counsel explained the form. That is sufficient under the cited authorities.
Calculation of total fines and fees in the probation order ($1,734) despite the court's oral stay, suspension, and inability-to-pay findings on several items
“Excluding the stayed and suspended fines and fees, the correct calculation of fines and fees is $780.”
de novoerror (procedure)agree with court
Under People v. Mitchell (2001) 26 Cal.4th 181, the oral pronouncement of judgment controls over a conflicting minute order or probation order, and appellate courts may correct clerical errors. The Attorney General conceded the miscalculation, and the opinion's arithmetic ($80 + $60 + $400 + $240 = $780) is consistent with the items the court actually ordered paid. Modification was the proper remedy.

Authorities

  • relied: People v. Holmes (2004) 32 Cal.4th 432 — Under section 1192.5 the trial court must establish a prima facie factual basis for a conditional plea; it may do so by questioning the defendant about a sufficiently detailed complaint or by accepting counsel's stipulation to a factual document, and the inquiry is reviewed for abuse of discretion.
  • relied: People v. Watts (1977) 67 Cal.App.3d 173 — The factual basis requirement protects against a defendant who knows what he did but not that it fails to constitute the charged offense; evidence of each element and resolution of contradictory evidence are not required for a prima facie factual basis.
  • relied: People v. Hoffard (1995) 10 Cal.4th 1170 — A factual basis inquiry is not a federal constitutional requirement but helps ensure constitutional standards of voluntariness are met.
  • relied: People v. Willard (2007) 154 Cal.App.4th 1329 — Defense counsel's bare stipulation to the statutory elements, without reference to a factual document in the record, is insufficient to establish a factual basis; distinguished because here the court inquired of the defendant directly.
  • relied: People v. Howard (1992) 1 Cal.4th 1132 — A plea is valid if the record affirmatively shows it is voluntary under the totality of the circumstances.
  • relied: People v. Mitchell (2001) 26 Cal.4th 181 — The oral pronouncement of judgment controls over a conflicting clerical record, and appellate courts may order correction of clerical errors in the minutes or abstract.

The appellate opinion: sound with gaps — The opinion correctly applies Holmes to the factual basis colloquy, properly distinguishes Willard, and reaches the right result on the conceded fines error under Mitchell. It contains a stray erroneous pin cite to Holmes at 'p. 683' and does not address whether a certificate of probable cause under section 1237.5 was obtained for a challenge going to the validity of the plea, nor does it acknowledge that the oral colloquy omitted the location element Holmes listed, relying implicitly on the written plea form.

How this analysis was made · dispute it

Opinion

Filed 8/2/13 P. v. Melton CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D062913

Plaintiff and Respondent, v. (Super. Ct. No. SCD241884)

KEVIN DOUGLAS MELTON,

Defendant and Appellant.

APPEAL from a judgment of the Superior Court of San Diego County, Laura W.

Halgren, Judge. Affirmed as modified with directions.

Law Offices of Russell S. Babcock, Russell S. Babcock, under appointment by the Court of Appeal, for Defendant and Appellant.

Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Eric A. Swenson and Elizabeth M.

Carino, Deputy Attorneys General, for Plaintiff and Respondent. Kevin Melton pleaded guilty to inflicting corporal injury on a former cohabitant (Pen. Code,1 § 273.5, subd. (a); count 2) and disobeying a court order (§ 273.6; count 4).

Melton also admitted his prior conviction of inflicting corporal injury on a former cohabitant (§ 273.5, subd. (a)). The prosecution dismissed the remaining counts and special allegations in exchange for Melton's guilty plea. The court then suspended Melton's sentence, granted Melton formal probation, and placed him in custody for 365 days with credit for time served.

Melton appeals, contending the court abused its discretion because it failed to establish a factual basis for Melton's conditional guilty plea, which violated Melton's Fourteenth Amendment due process rights and constitutes reversible error. Melton further contends the probation order miscalculates the total amount of fines and fees Melton owes. We affirm the judgment as modified with instructions to correct the total amount of fines and fees.

PROCEDURAL FACTS

On July 27, 2012, Melton entered into a written plea agreement. The court accepted Melton's guilty plea through the following exchange:

"The Court: Sir, to the charge in count two that on or about July 5th of this year, you did willfully and unlawfully inflict a corporal injury, resulting in a traumatic condition, upon [Y]vette Batia, . . . who was a person with whom you were cohabitating, in violation of Penal Code section 273.5(a), how do you plead, guilty or not guilty?

"The Defendant: Guilty.

1 Statutory references are to the Penal Code unless otherwise specified. 2 "The Court: 'Guilty.' All right. I will note that is what you've said. And to the allegation that you were previously convicted of Penal Code 273.5(a) in case SCD234647 on April 11th of 2012, within the meaning of Penal Code 273.5(e)1), do you admit that that is true?

"(The defendant nods head up and down.)

"The Court: Is that a 'yes?' "(The defendant nods head up and down.)

"The Court: I will note that you are nodding 'yes.' And then to the charge in count four that on July 5th of this year you did . . . willfully and unlawfully violate a court order obtained to prevent domestic violence and disturbance of the peace, in violation of Penal Code section 273.6(a), a misdemeanor, how do you plead?

"The Defendant: Guilty.

"The Court: 'Guilty.' All right. And the factual basis of your plea is that you willfully inflicted corporal injury upon a former cohabitant, who was [Y]vette Batia, resulting in a traumatic condition; you had a prior similar offense, and you willfully violated a valid court order to prevent domestic violence. Is that what you did, sir?

"(The defendant nods head up and down.)

"The Court: Nodding 'yes.' "The Defendant: Yes."

DISCUSSION

I

THE COURT ESTABLISHED A SUFFIENT FACTUAL BASIS FOR THE PLEA

Melton contends the court abused its discretion because it failed to establish a factual basis to accept Melton's guilty plea. Melton contends the court should have inquired further into Melton's conduct because the court's express inquiry, the complaint, 3 and the plea agreement lacked a sufficiently detailed account of the underlying facts. We disagree.

Under section 1192.5, when a trial court accepts a conditional plea, it must establish that there is a prima facie factual basis for the plea and the defendant pleads freely and voluntarily. (People v. Holmes (2004) 32 Cal.4th 432, 438 (Holmes).) A factual basis for the plea is necessary "to protect against the situation where the defendant, although he realizes what he had done, is not sufficiently skilled in law to recognize that his acts do not constitute the offense with which he is charged." (People v. Watts (1977) 67 Cal.App.3d 173, 178 (Watts).) Thus, establishing a factual basis for a plea helps ensure that " 'the constitutional standards of voluntariness are met.' " (Holmes, supra, at p. 683, quoting People v. Hoffard (1995) 10 Cal.4th 1170, 1182, fn. 11.)

A court must either solicit information from defense counsel or the defendant to establish a factual basis for the plea. (§ 1192.5; Holmes, supra, 32 Cal.4th at p. 442.) A court may establish a factual basis if defense counsel stipulates to a factual document in the record, like "a complaint, police report, preliminary hearing transcript, probation report, grand jury transcript, or written plea agreement." (Ibid.) A court may also question the defendant regarding the facts in the complaint or written plea agreement to establish a sufficient factual basis for the plea. (Ibid.) If the complaint is sufficiently detailed, a court may simply ask whether the defendant did what the complaint describes.

(Id. at p. 443.) A complaint is sufficiently detailed if it includes "the charged offense, the names of the defendant and the victim, the date and location of the charged offense, and a brief description of the factual basis for the charged offense." (Ibid.) A court need not 4 conduct a more extensive inquiry of the defendant to establish a prima facie factual basis for the plea. (Ibid. ["the trial court's questioning of defendant about the factual basis in the complaint was adequate to establish that defendant was cognizant that his acts did constitute the offense with which he was charged"].) Evidence of each element of a charged offense is unnecessary to establish a prima facie factual basis, and a court need not resolve all contradictory evidence to accept the plea. (Watts, supra, 67 Cal.App.3d at p. 179.)

Melton cites People v. Willard (2007) 154 Cal.App.4th 1329 (Willard) to support the conclusion a court may not establish a sufficient factual basis for a plea by using only the statutory language of the elements of a charge to describe a defendant's actions.

However, Willard is inapplicable to this case because the court in Willard held defense counsel's stipulation to the elements of a charge was insufficient to establish a factual basis because counsel failed to stipulate to a factual document in the record. (Id. at pp. 1334-1335.) The court here did not establish a factual basis by defense counsel's stipulation; rather it expressly inquired of the defendant based on the information in the complaint. Here, the court established a prima facie factual basis when it expressly asked Melton whether "the factual basis of your plea is that you willfully inflicted corporal injury upon a former cohabitant, who was [Y]vette Batia, resulting in a traumatic condition; you had a prior similar offense, and you willfully violated a valid court order to prevent domestic violence[,]" and Melton responded "yes." The court's inquiry described the information included in both the complaint and the written plea agreement.

Further, the court's inquiry contained information identical to the complaint, which the 5 court found sufficient to establish a prima facie factual basis in Holmes.2 In Holmes, the court asked the defendant if he did what was in the complaint, which stated the defendant's name, the victim's name, date of the offense, location, and used only the elements of the charge to describe the defendant's conduct. (Holmes, supra, 32 Cal.4th at p. 436.) Similarly here, the elements of the charge sufficiently described Melton's conduct, and the inquiry included the name of the victim and date of the offense.

Thus, further inquiry was unnecessary to establish a prima facie factual basis for Melton's plea.3 Due Process and Voluntariness Melton contends he did not know the factual basis of his plea because the court failed to establish a sufficient factual basis, thus he pleaded involuntarily, which violated his Fourteenth Amendment due process rights. We disagree.

"A plea is valid if the record affirmatively shows that it is voluntary under a totality of the circumstances" test. (People v. Howard (1992) 1 Cal.4th 1132, 1175 [a strong factual basis for the plea, representation by counsel, and the court's advisement of the constitutional right to a jury trial showed defendant's plea was knowing and intelligent].) Though a factual basis inquiry is not a federal constitutional requirement, it 2 The complaint in Holmes stated the following: " 'The above named defendant(s) committed a violation of Penal Code section 220, a felony, in that on or about March 24, 2000, in the County of Riverside, State of California, he did willfully and unlawfully assault Sandra R., with the intent to commit rape.' " (Holmes, supra, 32 Cal.4th at p. 436.)

3 We need not address whether any error is harmless because the court did not abuse its discretion when it found a prima facie factual basis for Melton's plea. 6 may help ensure that constitutional standards for voluntariness are met. (People v. Hoffard, supra, 10 Cal.4th at pp. 1182-1183.)

Here, the court's express inquiry included information sufficient to establish a prima facie factual basis for the plea under Holmes, supra, 32 Cal.4th 432, which supports the court's finding of voluntariness. The record further shows Melton understood the nature of the charges against him because he signed the change of plea form with a handwritten factual basis for his plea.4 Melton also acknowledged that his counsel explained the change of plea form, and Melton stated he understood what he was signing.

The record supports the court's finding Melton pleaded freely and voluntarily under the totality of the circumstances test, thus the court did not violated Melton's Fourteenth Amendment due process rights when it accepted Melton's guilty plea.

II

THE PROBATION REPORT MISCALCULATED FINES AND FEES

Melton contends the probation report miscalculates the fines and fees he owes, and the Attorney General correctly concedes.

The sentencing court's oral pronouncement of fines and fees controls when there is a discrepancy in the record, and appellate courts may correct such clerical errors. (See People v. Mitchell (2001) 26 Cal.4th 181, 185.)

4 Melton initialed the following handwritten statement: I admit that on the dates charged, "I willfully inflicted corporal injury upon a former cohabitant Yvette Batia resulting in a traumatic condition. I have a prior PC 273.5 offense (SDC234647). I willfully violated a valid court order to prevent domestic violence." 7 The probation order incorrectly calculates the total amount of fines and fees as $1,734. The trial court stayed the $800 fine listed on line 2(a) of the probation order, found Melton unable to pay the fine listed on line 2(d), and suspended the probation revocation fine of $240. The court then ordered Melton to pay the remaining fines and fees. The remaining fines and fees include a court operations assessment of $80, a criminal conviction assessment of $60, a domestic violence fund fee of $400, and a restitution fine of $240. Excluding the stayed and suspended fines and fees, the correct calculation of fines and fees is $780.

DISPOSITION

The judgment is modified to reduce the fines imposed as set forth in this opinion.

The superior court is directed to modify its minute order accordingly. In all other respects, the judgment is affirmed.

HUFFMAN, J.

WE CONCUR:

McCONNELL, P. J.

O'ROURKE, J.

Cites, in this corpus