People v. Dominguez CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCN382527
- Trial judge
- Sim Von Kalinowski
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Buchanan (author), Richard D. Huffman, Sr., Joan K. Irion
Analysis
The trial court denied Dominguez's petition for resentencing under Penal Code section 1172.6, ruling that the record of conviction conclusively established he was the sole perpetrator and personally intended to kill, making him ineligible for relief. The Court of Appeal affirmed, holding that the record established as a matter of law that Dominguez was not convicted under the natural and probable consequences doctrine and possessed the specific intent to kill.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of petition for resentencing under Penal Code section 1172.6 at the prima facie stage.“The court may deny the petition at the prima facie stage only if the record of conviction conclusively establishes that the petitioner is ineligible for relief as a matter of law.” | de novo | correct | agree with court The appellate court correctly applied the standard from People v. Lewis and People v. Gaillard, which permits denial at the prima facie stage if the record of conviction conclusively establishes ineligibility. The court found that Dominguez's sworn admissions of personal use of a firearm and infliction of great bodily injury, combined with his status as the sole defendant, established specific intent to kill and negated any reliance on the natural and probable consequences doctrine, satisfying the 'conclusively establishes' standard. |
Authorities
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Establishes that the record of conviction may be used to determine prima facie eligibility for resentencing under section 1172.6 and that the court should not engage in factfinding at this stage.
- relied: People v. Gaillard (2024) 99 Cal.App.5th 1206 — Holds that a trial court may deny a section 1172.6 petition at the prima facie stage only if the record of conviction conclusively establishes ineligibility as a matter of law.
- relied: People v. Flores (2022) 76 Cal.App.5th 974 — Outlines the three conditions under which a petitioner is ineligible for resentencing in the plea context, including when the record establishes the petitioner could presently be convicted under the amended law.
- relied: People v. Smith (2005) 37 Cal.4th 733 — States that attempted murder requires the specific intent to kill and the commission of a direct but ineffectual act toward accomplishing the intended killing.
- relied: People v. Lee (2003) 31 Cal.4th 613 — Confirms that attempted murder requires specific intent to kill and discusses the historical role of the natural and probable consequences doctrine as an exception to this rule.
- relied: People v. Coley (2022) 77 Cal.App.5th 539 — Holds that section 1172.6 applies by its terms only to attempted murders based on the natural and probable consequences doctrine.
- relied: People v. Estrada (2024) 101 Cal.App.5th 328 — Acknowledges that a charging decision does not establish facts as a matter of law and prosecutors need not charge all codefendants together, but distinguishes cases where the record affirmatively shows sole perpetrator status.
The appellate opinion: sound — The opinion is sound because it correctly applies the 'conclusively establishes' standard from Lewis and Gaillard to the specific facts of the record. The court logically connects the defendant's sworn admissions of personal conduct and sole perpetrator status to the legal requirement of specific intent, thereby negating the applicability of the natural and probable consequences doctrine.
The trial court denied Henry Dominguez's Penal Code section 1172.6 resentencing petition at the prima facie stage, ruling that his 2018 guilty plea to attempted murder with admissions of personal, intentional firearm use and personal infliction of great bodily injury showed he was the sole perpetrator and ineligible as a matter of law. The Court of Appeal, reviewing de novo, affirmed, holding the record of conviction conclusively established ineligibility because the plea admissions showed intent to kill and no natural and probable consequences theory was ever in play.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of the section 1172.6 petition at the prima facie stage on the ground that the record of conviction conclusively establishes ineligibility as a matter of law“the trial court denied Dominguez’s petition, ruling that it was indisputable that Dominguez was the sole perpetrator in the attempted murder of [V.B.] and therefore ineligible for resentencing as a matter of law.” | de novo | correct | unsure The court correctly stated the Lewis framework (record of conviction may be consulted, no factfinding, denial only if ineligibility is conclusively established) and the Flores plea-context test. Its result is defensible: the plea form and colloquy contain personal-conduct admissions and no reference to any imputed-malice theory. But the court's observation that the information did not reference the natural and probable consequences doctrine is of limited weight, since a generically charged attempted murder count permits prosecution on any theory, and the court did not address Rivera or Curiel on that point. |
Finding that Dominguez's sworn plea admissions (attempted murder, personal and intentional firearm use, personal infliction of great bodily injury) necessarily established his own intent to kill“We therefore conclude that when Dominguez pled guilty to attempted murder under those specific facts, he necessarily admitted his intent to kill.” | de novo | correct | unsure The court candidly acknowledged (citing Lee) that a bare admission of attempted murder did not historically require the aider's intent to kill under the natural and probable consequences doctrine, and that firearm 'use' under Granado does not require discharge. It bridged the gap by reading the admissions in context. That is a reasonable reading, but it edges toward the inference-drawing Lewis forbids at the prima facie stage, and under Curiel even an established intent to kill does not by itself conclusively foreclose relief for a petitioner who may have been an aider and abettor. The conclusion is defensible largely because the record shows a single-perpetrator offense, not because intent to kill alone suffices. |
Conclusion that the absence of any codefendant or other participant in the record of conviction supports finding Dominguez was the sole perpetrator“we are not required to hypothesize about other purely theoretical perpetrators or imagined scenarios.” | de novo | correct | unsure The court acknowledged Estrada's caution that a charging decision does not establish facts as a matter of law, then relied on the complete absence of any reference to other participants combined with the personal-conduct admissions. This is consistent with how several courts treat sole-defendant pleas, but the phrasing ('there is no suggestion in the record') arguably inverts the Lewis rule that the petitioner's allegations are taken as true unless the record refutes them. The opinion does not describe what Dominguez's form petition alleged, so the strength of this point cannot be fully assessed from the opinion. |
Authorities
- relied: People v. Lewis (2021) 11 Cal.5th 952 — At the prima facie stage the court may consult the record of conviction but may not engage in factfinding or weighing of evidence; denial is proper only where the record conclusively refutes the petition.
- relied: People v. Flores (2022) 76 Cal.App.5th 974 — In the plea context a petitioner is ineligible as a matter of law if the charging document did not permit an imputed-malice theory, the petitioner was not convicted under such a theory, or the petitioner could still be convicted under amended law.
- relied: People v. Gaillard (2024) 99 Cal.App.5th 1206 — A petition may be denied at the prima facie stage only if the record of conviction conclusively establishes ineligibility as a matter of law.
- relied: People v. Bratton (2023) 95 Cal.App.5th 1100 — Appellate courts independently review whether a petitioner made an adequate prima facie showing.
- relied: People v. Coley (2022) 77 Cal.App.5th 539 — Section 1172.6 applies to attempted murder only when the conviction rested on the natural and probable consequences doctrine.
- relied: People v. Smith (2005) 37 Cal.4th 733 — Attempted murder requires specific intent to kill and a direct but ineffectual act toward the killing.
- relied: People v. Lee (2003) 31 Cal.4th 613 — Attempted murder requires intent to kill, but under the former natural and probable consequences doctrine an aider and abettor could be liable without personally intending to kill.
- relied: People v. Estrada (2024) 101 Cal.App.5th 328 — A prosecutor's charging decision does not establish facts as a matter of law, and codefendants need not be charged or tried together.
- relied: People v. Granado (1996) 49 Cal.App.4th 317 — Personal 'use' of a firearm does not require that the weapon be discharged or pointed at the victim.
- relied: People v. Self (2012) 204 Cal.App.4th 1054 — The record of conviction includes the charging documents, the change of plea form, and the abstract of judgment.
- relied: People v. McCoy (2001) 25 Cal.4th 1111 — Under the natural and probable consequences doctrine an aider and abettor is liable for any offense that was a natural and probable consequence of the crime aided and abetted.
- relied: People v. Harden (2022) 81 Cal.App.5th 45 — Senate Bill No. 1437 added section 188, subdivision (a)(3), providing that malice may not be imputed based solely on participation in a crime.
- missed: People v. Curiel (2023) 15 Cal.5th 433 — A finding that the defendant harbored intent to kill does not by itself conclusively establish ineligibility under section 1172.6 where the conviction may have rested on the natural and probable consequences doctrine, because intent to kill alone does not establish the elements of direct aiding and abetting.
- missed: People v. Rivera (2021) 62 Cal.App.5th 217 — A guilty plea to a generically charged murder count does not conclusively establish ineligibility for resentencing, because a generic charge permits prosecution under any theory including natural and probable consequences.
The appellate opinion: sound with gaps — The court applied the correct Lewis/Flores framework, reviewed de novo, and reached a defensible result given the sole-defendant plea with sworn admissions of personal, intentional firearm use and personal infliction of great bodily injury. It did not, however, address the Supreme Court's Curiel decision on the limits of an intent-to-kill finding at the prima facie stage, gave undue weight to the absence of a natural and probable consequences reference in a generic information, and leaned on the absence of record evidence of other participants in a way that sits uneasily with the rule that the petitioner's allegations are accepted as true.
Opinion
Filed 1/16/25 P. v. Dominguez CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D083247
Plaintiff and Respondent, v. (Super. Ct. No. SCN382527)
HENRY CURTIS DOMINGUEZ,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Sim von Kalinowski, Judge. Affirmed. Cindy Brines, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Christopher P. Beesley, and Michael D. Butera, Deputy Attorneys General, for Plaintiff and Respondent. Henry Curtis Dominguez appeals the denial of his petition for resentencing under Penal Code1 section 1172.6. We conclude that the record of conviction conclusively establishes his ineligibility for relief. Accordingly, we affirm. FACTUAL AND PROCEDURAL BACKGROUND In 2018, Dominguez pled guilty to attempted murder (§§ 664 & 187, subd. (a)). He also admitted to personally using a firearm (§ 12022.53, subd. (b)) and inflicting great bodily injury (§ 1192.7, subd. (c)(8)). Dominguez admitted in his change of plea form that he “unlawfully attempted to murder [V.B.]” and that he “personally and intentionally used a firearm in the attempted commission of the above offense (to wit, a revolver) and personally inflicted great bodily injury[.]” At his change of plea hearing, the court said: “[T]he change of plea form says as follows: That you unlawfully attempted to murder [V.B.], . . . a human being. And you admit personally intentionally using a firearm in the attempted commission of the above offense; to wit, a revolver, and you personally inflicted great bodily injury on the victim. Is that what happened?” Dominguez answered, “Yes, your honor.” The court sentenced him to 19 years in prison. In 2022, Dominguez filed a form petition for resentencing under section 1172.6, which provides procedures for a person convicted of attempted murder under the natural and probable consequences doctrine to ask for their conviction to be vacated. (See § 1172.6, subd. (a); People v. Lewis (2021) 11 Cal.5th 952, 959–960 (Lewis).) After considering the parties’ briefs and holding a hearing on whether Dominguez had made a prima facie case for relief, the trial court denied Dominguez’s petition, ruling that it was 1 Undesignated statutory references are to the Penal Code. 2 indisputable that Dominguez was the sole perpetrator in the attempted murder of [V.B.] and therefore ineligible for resentencing as a matter of law. The court further noted that Dominguez “was the sole defendant; he admitted he attempted to murder [V.B.]; he admitted he personally and intentionally used a firearm in committing the crime and admitted he personally inflicted great bodily injury[.]” DISCUSSION Senate Bill No. 1437 (2017–2018 Reg. Sess.) amended the felony murder rule and eliminated the natural and probable consequences doctrine as related to murder “ ‘to ensure that murder liability is not imposed on a person who is not the actual killer, did not act with the intent to kill, or was not a major participant in the underlying felony who acted with reckless indifference to human life.’ ” (Ibid.; Lewis, supra, 11 Cal.5th at p. 959.) “[U]nder the natural and probable consequences doctrine, an aider and abettor is guilty not only of the intended crime, but also ‘for any other offense that was a “natural and probable consequence” of the crime aided and abetted.’ ” (People v. McCoy (2001) 25 Cal.4th 1111, 1117.) In enacting Senate Bill No. 1437, the Legislature eliminated the natural and probable consequences doctrine for murder by adding subdivision (a)(3) to section 188, which states that “ ‘[m]alice shall not be imputed to a person based solely on his or her participation in a crime.’ ” (People v. Harden (2022) 81 Cal.App.5th 45, 51.) In addition, Senate Bill No. 1437 created procedures for those with murder convictions who could not be convicted under the law as amended to retroactively seek relief. (Lewis, supra, 11 Cal.5th at p. 957.) The Legislature subsequently extended relief to defendants convicted of attempted murder based on the natural and probable consequences doctrine.
3 (Sen. Bill No. 775, ch. 551 (2021–2022 Reg. Sess.) § 1.) Under those procedures now codified in section 1172.6, a person convicted of attempted murder under the natural and probable consequences doctrine may file a petition with the sentencing court to have the conviction vacated, and to be resentenced on any remaining counts. (§ 1172.6, subd. (a).) After receipt of such a petition, the trial court must hold a hearing to determine whether the petitioner has made a prima facie case for relief. (Id., subd. (c).) In determining whether there is a prima facie case for relief, the trial court may rely on the record of conviction (Lewis, supra, 11 Cal.5th at pp. 970–971), which includes “the charging documents, the change of plea form, and the abstract of judgment” (People v. Self (2012) 204 Cal.App.4th 1054, 1059). “In reviewing any part of the record of conviction at this preliminary juncture, a trial court should not engage in ‘factfinding involving the weighing of evidence or the exercise of discretion.’ ” (Lewis, at p. 972.) “The court may deny the petition at the prima facie stage only if the record of conviction conclusively establishes that the petitioner is ineligible for relief as a matter of law.” (People v. Gaillard (2024) 99 Cal.App.5th 1206, 1211.) “In the plea context, a petitioner convicted of murder is ineligible for resentencing if the record establishes, as a matter of law, that (1) the complaint, information, or indictment did not allow the prosecution to proceed under a theory of felony murder, murder under the natural and probable consequences doctrine, or another theory of imputed malice; (2) the petitioner was not convicted under such theory; or (3) the petitioner could presently be convicted of murder or attempted murder under the law as amended by [section 1172.6].” (People v. Flores (2022) 76 Cal.App.5th 974, 987.) We independently review a trial court’s determination as to whether a 4 petitioner has made an adequate prima facie showing. (People v. Bratton (2023) 95 Cal.App.5th 1100, 1113.) In his plea form, Dominguez admitted under penalty of perjury that he: (1) unlawfully attempted to murder the victim; (2) in the process of attempting to murder that victim, he personally inflicted great bodily injury; and (3) used a handgun in the commission of the offense. In addition, at the hearing on his change of plea, Dominguez confirmed under oath to the court that those statements were true and correct. Neither the information nor the plea form included any reference to the natural and probable consequences doctrine or to any other theory of imputed or vicarious liability. The admissions in support of the plea were also focused on Dominguez’s personal conduct, which places Dominguez beyond the reach of section 1172.6, subdivision (a), because that section “applies by its terms only to attempted murders based on the natural and probable consequences doctrine.” (People v. Coley (2022) 77 Cal.App.5th 539, 548.) Moreover, Dominguez’s sworn statements established his intent to kill. Not only did he admit that he “attempted to murder” the victim, but Dominguez also stated that he used a gun to do so and personally inflicted great bodily injury on the victim. Generally, admission to attempted murder carries with it an intent to kill. (See People v. Smith (2005) 37 Cal.4th 733, 739 [“ ‘[a]ttempted murder requires the specific intent to kill and the commission of a direct but ineffectual act toward accomplishing the intended killing’ ”], quoting People v. Lee (2003) 31 Cal.4th 613, 623 (Lee).) The natural and probable consequences doctrine, at one time, provided an exception to that rule (see Lee, at pp. 624–625), but as noted, there is no reference to that doctrine here. Dominguez’s plea goes beyond a generic statement admitting his guilt of attempted murder on an unspecified theory.
5 Rather, he explicitly acknowledged that he attempted to kill V.B., and in that attempt, he used a gun to inflict great bodily injury on the victim. Although “use” of a firearm does not require discharge of the weapon or that the weapon be pointed at the victim (see People v. Granado (1996) 49 Cal.App.4th 317, 322), Dominguez’s admission of personal use, coupled with his admissions that he attempted to murder V.B. and caused him great bodily injury in the process, foreclose the possibility that he did not act with the requisite intent. We therefore conclude that when Dominguez pled guilty to attempted murder under those specific facts, he necessarily admitted his intent to kill. In so concluding, we decline to read each of his admissions in isolation, or to give each admission its own speculative meaning without considering it in context. Lastly, there is no suggestion in the record that Dominguez was anything but the sole assailant in the attempted murder. We recognize that “a charging decision does not establish any facts as a matter of law” and that prosecutors need not charge or try “all codefendants together[.]” (People v. Estrada (2024) 101 Cal.App.5th 328, 339.) But where, as here, there is nothing whatsoever in the record of conviction to suggest that there were other potential codefendants who acted alongside Dominguez, and where Dominguez’s admissions show he harbored the requisite intent to kill, personally and intentionally used a firearm to commit the attempted murder, and personally inflicted great bodily injury on the victim, we are not required to hypothesize about other purely theoretical perpetrators or imagined scenarios. As there are no other relevant facts in Dominguez’s record of conviction, we conclude that the trial court did not err in denying his petition at the prima facie stage.
6 DISPOSITION The order denying Dominguez’s petition for resentencing under section 1172.6 is affirmed.
BUCHANAN, J.
WE CONCUR:
HUFFMAN, Acting P. J.
IRION, J.
Cites, in this corpus
- People v. Lewis S260598 · 2021-07-26
- People v. Self No. D058656 · 2012-04-04
- People v. Smith S123074 · 2005-12-29
- People v. Lee S094597 · 2003-08-14
- People v. McCoy S087893 · 2001-06-25
- People v. Granado A069538 · 1996-09-13