People v. Esquivel CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN059454
- Trial judge
- Lisa R. Rodriguez
- Outcome
- reversed in part — Reversed in part and remanded with directions.
- Area
- criminal
- Panel
- William S. Dato (author), Judith D. McConnell, Michele M. Castillo
Analysis
The trial court resentenced the defendant under Penal Code section 1172.75, striking invalid prior enhancements but retaining a misdemeanor marijuana possession conviction. The Court of Appeal reversed in part, directing the trial court to hold a hearing under Health and Safety Code section 11361.8 to determine if the marijuana sentence should be dismissed, and to correct a clerical error regarding a stayed sentence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Retention of misdemeanor marijuana possession conviction during Penal Code section 1172.75 resentencing“Because Proposition 64 created a special procedure to recall or dismiss sentences for marijuana-related convictions that would no longer be valid under current law, Esquivel was required to employ it.” | de novo | error | agree with court The appellate court correctly identified that Proposition 64 enacted a specific statutory mechanism (Health and Safety Code section 11361.8) for retroactive relief regarding marijuana convictions, which includes a public safety determination. This specific legislative intent overrides the general presumption of retroactivity established in In re Estrada and People v. Rossi, which apply only in the absence of contrary legislative intent. Therefore, the trial court was not required to strike the conviction automatically during the 1172.75 resentencing, and the proper remedy is a remand for the specific 11361.8 hearing. |
Clerical error in minute order and abstract of judgment regarding the stay of sentence on count 7“Because the oral pronouncement controls (see People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2), we direct on remand that the trial court correct this clerical error to reflect that the sentence on count 7 was not stayed.” | de novo | error | agree with court The appellate court correctly applied the well-established principle that the oral pronouncement of judgment controls over the written minute order and abstract of judgment when there is a discrepancy. The court properly identified the discrepancy between the oral pronouncement (sentence not stayed) and the written documents (sentence stayed) and directed the trial court to correct the clerical error to reflect the oral pronouncement. |
Authorities
- relied: In re Estrada (1965) 63 Cal.2d 740 — Establishes a presumption that legislation reducing punishment for criminal behavior applies to all cases not yet final as of the legislation's effective date, absent a clear indication of legislative intent to the contrary.
- relied: People v. Rossi (1976) 18 Cal.3d 295 — Applies the Estrada presumption to situations where the Legislature completely eliminates any sanction for a particular type of conduct, rather than just reducing it.
- relied: People v. Esquivel (2021) 11 Cal.5th 671 — Reaffirms the Estrada presumption that legislation reducing punishment applies to all cases not yet final, absent clear legislative intent to the contrary.
- relied: People v. Rascon (2017) 10 Cal.App.5th 388 — Holds that Proposition 64's petition process creates access to resentencing for prisoners previously sentenced for specified marijuana-related crimes, but subject to judicial evaluation of the impact of resentencing on public safety.
- relied: People v. Conley (2016) 63 Cal.4th 646 — Supports the proposition that Proposition 64's petition process is subject to judicial evaluation of the impact of resentencing on public safety.
- relied: People v. Farell (2002) 28 Cal.4th 381 — Establishes that the oral pronouncement of judgment controls over the written minute order and abstract of judgment when there is a discrepancy.
- relied: People v. Mitchell (2001) 26 Cal.4th 181 — Supports the principle that clerical errors in the minute order and abstract of judgment can be corrected to reflect the oral pronouncement of judgment.
- relied: People v. Zackery (2007) 147 Cal.App.4th 380 — Supports the principle that clerical errors in the minute order and abstract of judgment can be corrected to reflect the oral pronouncement of judgment.
The appellate opinion: sound — The opinion is sound because it correctly identifies the specific statutory procedure (Health and Safety Code section 11361.8) enacted by Proposition 64 for retroactive relief regarding marijuana convictions, which includes a public safety determination. This specific legislative intent overrides the general presumption of retroactivity established in In re Estrada and People v. Rossi, which apply only in the absence of contrary legislative intent. The court also correctly applies the principle that the oral pronouncement of judgment controls over the written minute order and abstract of judgment when there is a discrepancy.
How this analysis was made · dispute it
unusual dispositionAt a Penal Code section 1172.75 resentencing, the trial court struck two invalid prison-prior enhancements and reduced Esquivel's sentence to 31 years 8 months, leaving intact a 180-day concurrent term for misdemeanor marijuana possession and, in the minute order and abstract, recording the count 7 Vehicle Code section 10851 sentence as stayed under Penal Code section 654 despite an oral pronouncement of a concurrent term. The Court of Appeal held Esquivel was not automatically entitled under Estrada/Rossi to have the marijuana conviction stricken because Proposition 64 created a specific petition procedure (Health & Saf. Code, § 11361.8) with a public-safety determination, reversed in part and remanded for a section 11361.8 hearing per the parties' agreement, and directed correction of the clerical error on count 7.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Trial court's full resentencing under Penal Code section 1172.75 that left the misdemeanor marijuana possession conviction and 180-day concurrent term in place rather than striking it as conduct decriminalized by Proposition 64“Because Proposition 64 created a special procedure to recall or dismiss sentences for marijuana-related convictions that would no longer be valid under current law, Esquivel was required to employ it.” | de novo | correct | agree with court The Estrada presumption yields to a clear contrary legislative intent, and Proposition 64 expressly addressed retroactivity by enacting section 11361.8, which conditions relief for persons currently serving a sentence on a judicial finding that recall would not pose an unreasonable risk of danger to public safety. Conley reached the same conclusion for Proposition 36's parallel petition scheme and Rascon applied that reasoning to Proposition 64, so the court's refusal to let a section 1172.75 resentencing bypass the public-safety determination is well supported. The court did not directly engage the text of section 1172.75, subdivision (d)(2) ('shall apply ... any other changes in law that reduce sentences') or the fact the issue was never raised below, but the specific-statute-controls reasoning is sound and the parties agreed on the remand remedy. |
Minute order and abstract of judgment reflecting that the count 7 sentence (Veh. Code, § 10851, upper term doubled to six years) was stayed under Penal Code section 654, contrary to the oral pronouncement of a concurrent term“Because the oral pronouncement controls (see People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2), we direct on remand that the trial court correct this clerical error to reflect that the sentence on count 7 was not stayed.” | de novo | error (procedure) | agree with court It is settled that the oral pronouncement of judgment controls over a conflicting minute order or abstract, and an appellate court may order correction of clerical errors in the abstract at any time (Farell; Mitchell; Zackery). The opinion identifies a direct conflict between the oral pronouncement and the written record, so ordering correction is plainly proper. |
Authorities
- relied: People v. Rossi (1976) 18 Cal.3d 295 — Estrada presumption extends to legislation that entirely eliminates punishment for conduct, applying to judgments not yet final absent contrary legislative intent
- relied: In re Estrada (1965) 63 Cal.2d 740 — Absent a clear indication of contrary intent, ameliorative sentencing legislation is presumed to apply to all cases not yet final on its effective date
- relied: People v. Esquivel (2021) 11 Cal.5th 671 — Statement of the Estrada rule: ameliorative legislation presumptively applies to all cases not yet final as of its effective date
- relied: People v. Rascon (2017) 10 Cal.App.5th 388 — Proposition 64's petition process creates access to resentencing for previously sentenced marijuana offenders subject to judicial evaluation of public-safety impact, displacing automatic Estrada retroactivity
- relied: People v. Conley (2016) 63 Cal.4th 646 — Where an initiative creates a specific recall/resentencing petition procedure with a public-safety determination, that procedure, not the Estrada presumption, governs retroactive relief
- relied: People v. Farell (2002) 28 Cal.4th 381 — The oral pronouncement of judgment controls over a conflicting abstract of judgment
- relied: People v. Mitchell (2001) 26 Cal.4th 181 — Appellate courts may order correction of clerical errors in the abstract of judgment so it accurately reflects the oral pronouncement
- relied: People v. Zackery (2007) 147 Cal.App.4th 380 — Clerk's minutes and abstract must conform to the oral pronouncement of judgment and may be corrected on appeal
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Appellate courts may appropriately dispose of straightforward appeals by memorandum opinion
The appellate opinion: sound with gaps — The court correctly reasoned, consistent with Conley and Rascon, that Proposition 64's section 11361.8 petition procedure with its public-safety caveat expresses a contrary intent that displaces the Estrada/Rossi presumption, and it properly ordered correction of the clerical error under Farell and Mitchell. It did not, however, directly address the text of Penal Code section 1172.75, subdivision (d)(2) on which Esquivel relied, nor explain why a claim never raised at resentencing warrants partial reversal rather than leaving Esquivel to file his own section 11361.8 petition, though the parties' agreement on the remedy makes the result defensible.
How this analysis was made · dispute it
unusual dispositionOpinion
Filed 12/30/24 P. v. Esquivel CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D082555
Plaintiff and Respondent, v. (Super. Ct. No. SCN059454)
LUIS ENRIQUE ESQUIVEL,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Lisa R. Rodriguez, Judge. Reversed in part and remanded with directions. Laura R. Vavakin, under the appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Charles C. Ragland, Assistant Attorney General, Daniel Rogers and Adrian R. Contreras, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION1 In 1998, defendant Luis Enrique Esquivel was convicted on a host of criminal charges and sentenced to 34 years in state prison. Among the convictions was a misdemeanor for marijuana possession. (Health & Saf.
Code, § 11357, subd. (b).2) Twenty-five years later at Esquivel’s request, the trial court held a resentencing hearing as authorized by Penal Code section 1172.75 based on the fact that two one-year prison prior enhancements (Pen. Code, § 667.5, subd. (b)) incorporated in Esquivel’s sentence were no longer valid. The court conducted a full resentencing as required by the statute (id., § 1172.75, subd. (d)), struck the offending enhancements, and made other changes that reduced Esquivel’s sentence to 31 years, 8 months. Still included in that sentence was a 180-day concurrent term for possession of marijuana. Although not brought to the court’s attention at the time of resentencing, Esquivel now contends he is entitled to have his marijuana conviction stricken because possession of less than 28.5 grams is no longer illegal after the passage of Proposition 64 in 2016. He maintains his case must be remanded for another resentencing. The People dispute Esquivel’s assertion that we can strike his marijuana conviction on appeal, but they concede he is entitled to make that request of the trial court pursuant to section 11361.8. Because we agree with the People, we will reverse in part and remand with directions.
1 We believe it appropriate to resolve this case by memorandum opinion. (See People v. Garcia (2002) 97 Cal.App.4th 847, 851–854.) 2 All statutory references are to the Health and Safety Code unless otherwise indicated. 2 DISCUSSION A. Striking the Conviction for Possessing Marijuana In arguing that the trial court should have stricken his misdemeanor conviction for possession of marijuana, Esquivel relies on subdivision (d)(2) of Penal Code section 1172.75, which provides that upon resentencing a defendant and in addition to striking any now-invalid prison prior enhancements, “[t]he court shall apply . . . any other changes in law that reduce sentences.” Section 11362.1 generally makes it legal for persons 21 years of age and older to possess less than 28.5 grams of marijuana. Citing People v. Rossi (1976) 18 Cal.3d 295 (Rossi) and similar cases, he contends that a conviction cannot stand and must be reversed if the conduct underlying that conviction is no longer illegal before the entry of final judgment. The holding in Rossi is not quite so broad as Esquivel suggests. Rossi was a decision that applied the general principles of In re Estrada (1965) 63 Cal.2d 740 (Estrada) to a situation where, as here, the Legislature completely eliminated any sanction for a particular type of conduct. Estrada had established a presumption to assist in interpreting statutes that reduce punishment for criminal behavior. Under the Estrada rule, absent a clear indication of legislative intent to the contrary, “we presume that [such] legislation applies to all cases not yet final as of the legislation’s effective date.” (People v. Esquivel (2021) 11 Cal.5th 671, 673.) Rossi merely explained that the same presumption should also apply where the subsequent legislation totally eliminated—rather than simply reduced— punishment for specific behavior. (Rossi, supra, 18 Cal.3d at pp. 299, 301.) The problem with Esquivel’s argument is that the relevant legislation in this case plainly reflects a contrary intent. In addition to amending 3 section 11357, the basis for Esquivel’s original conviction, and adding section 11362.1, Proposition 64 also enacted section 11361.8, which creates a special petition procedure for defendants “currently serving” a marijuana-related sentence to request the recall or dismissal of that sentence if they “would not have been guilty of an offense” under the new law. This procedure provides broader relief than the Estrada presumption because it applies to anyone currently serving a sentence, even if the conviction is final. But at the same time, section 11361.8 also includes an important caveat: If the court finds that the petitioner otherwise qualifies for relief, it “shall grant the petition to recall the sentence or dismiss the sentence because it is legally invalid unless the court determines that granting the petition would pose an unreasonable risk of danger to public safety.” (Id., subd. (b).) In other words, relief is not automatic. It requires a case-by-case evaluation and entitles the People to be heard on the issue of public safety. Because Proposition 64 created a special procedure to recall or dismiss sentences for marijuana-related convictions that would no longer be valid under current law, Esquivel was required to employ it. But his argument on this appeal—which asks that the court conducting a Penal Code section 1172.75 resentencing to also strike his marijuana possession conviction— seeks to entirely bypass section 11361.8. This is something he cannot do. Proposition 64 expressly addressed the question of retroactive application of section 11362.1, and it permitted already-convicted defendants to petition for relief subject to a determination that granting the petition would not create “an unreasonable risk of danger to public safety.” (§ 11361.8, subd. (b).) The Estrada presumption simply does not apply. (See People v. Rascon (2017) 10 Cal.App.5th 388, 394–395 [Proposition 64’s petition process “create[s] access to resentencing for prisoners previously sentenced for specified marijuana- 4 related crimes, ‘but subject to judicial evaluation of the impact of resentencing on public safety,’ ” quoting People v. Conley (2016) 63 Cal.4th 646, 658–659].) The parties agree that if Esquivel is not automatically entitled to have his marijuana conviction stricken, the proper remedy is to remand to the trial court with directions to conduct a hearing to determine whether Esquivel would “pose an unreasonable risk of danger to public safety” within the meaning of section 11361.8, subdivision (b) if the court were to dismiss his sentence for marijuana possession. We follow that path here.
B. Clerical Errors In its oral pronouncement of judgment, the trial court sentenced Esquivel on count 7—unlawfully taking and driving a vehicle in violation of Vehicle Code section 10851—to the upper term of three years, doubled to six years for the prior strike, to run concurrently. Yet the minute order and abstract of judgment incorrectly reflect that the court stayed that sentence under Penal Code section 654. Because the oral pronouncement controls (see People v. Farell (2002) 28 Cal.4th 381, 384, fn. 2), we direct on remand that the trial court correct this clerical error to reflect that the sentence on count 7 was not stayed. (See People v. Mitchell (2001) 26 Cal.4th 181, 185–187; People v. Zackery(2007) 147 Cal.App.4th 380, 385–386.)
5 DISPOSITION
The judgment is reversed in part and remanded to the trial court with directions to conduct a hearing pursuant to Health and Safety Code section 11361.8. On remand, the court is directed to correct the resentencing minute order and the abstract of judgment to reflect that sentence on count 7 was not stayed. The clerk shall provide a certified copy of the amended abstract to the Department of Corrections and Rehabilitation. In all other respects, the judgment is affirmed.
DATO, J.
WE CONCUR:
McCONNELL, P. J.
CASTILLO, J.
Cites, in this corpus
- People v. Esquivel S262551 · 2021-06-17
- People v. Rascon No. B269000 · 2017-04-03
- People v. Conley S211275 · 2016-06-30
- People v. Zackery C051431 · 2007-02-01
- People v. Farell S092183 · 2002-07-11
- People v. Garcia F034831 · 2002-04-17
- People v. Mitchell S090791 · 2001-07-19
- People v. Rossi Crim. 19292 · 1976-11-10
- In Re Estrada Crim. 8524 · 1965-12-23