People v. Smith CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCD296816
- Trial judge
- David L. Berry
- Outcome
- affirmed — Affirmed.
- Area
- criminal
- Panel
- Judith D. McConnell (author), William S. Dato, Michele M. Castillo
Analysis
The trial court denied Smith's Pitchess motion to compel the production of Officer McNett's personnel records after an in-camera review found no discoverable evidence. The Court of Appeal affirmed the judgment, conducting its own independent review of the records and concluding the trial court did not abuse its discretion.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of Pitchess motion to compel production of officer personnel records“Based upon our review, we conclude the trial court did not abuse its discretion in denying discovery of the records at issue.” | abuse of discretion | not reached | agree with court The appellate court applied the correct standard of review for a Pitchess denial, which is abuse of discretion based on the record of documents examined. The court independently reviewed the files as requested by the defendant and unopposed by the People, finding no discoverable material. This procedural approach is consistent with California law regarding Pitchess motions. |
Authorities
- relied: Pitchess v. Superior Court (1974) 11 Cal.3d 531 — Establishes the right of a criminal defendant to access law enforcement personnel files if disclosure facilitates a fair trial.
- relied: People v. Gaines (2009) 46 Cal.4th 172 — Defines the 'good cause' standard for Pitchess discovery, requiring materiality and a reasonable belief that the agency has the information.
- relied: People v. Rodriguez (2011) 193 Cal.App.4th 360 — Establishes that the appellate court reviews the record of documents examined by the trial court to determine if there was an abuse of discretion.
- relied: People v. Codinha (2021) 71 Cal.App.5th 1047 — Notes that the Legislature expanded Pitchess principles through Evidence Code section 1043.
The appellate opinion: sound — The opinion is procedurally sound as it correctly identifies the standard of review and the governing statutes/cases for Pitchess motions. It properly notes that the appellate court can independently review the files when requested and unopposed, which is a standard practice in California appellate courts for this type of claim.
How this analysis was made · dispute it
unusual dispositionThe trial court conducted an in camera review of the arresting officer's personnel records on Smith's Pitchess motion, found no discoverable material, declined to order production, and after Smith pleaded guilty to being a felon in possession of a firearm and ammunition placed him on 18 months' probation. On appeal Smith asked only for independent review of the sealed records; the Court of Appeal reviewed them, found no abuse of discretion in the denial of production, and affirmed the judgment.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of production of any documents from Officer McNett's personnel file following in camera Pitchess review“we conclude the trial court did not abuse its discretion in denying discovery of the records at issue.” | abuse of discretion | correct | agree with court The court correctly stated the Pitchess framework (good cause under Evidence Code section 1043, in camera review under Gaines) and the abuse-of-discretion standard for reviewing the trial court's post-review denial (Rodriguez). It then independently examined the sealed records, which is the accepted appellate procedure. The conclusion necessarily rests on sealed material not visible in the opinion, but the legal standard and procedure applied are correct and the People did not oppose the review. |
Authorities
- relied: Pitchess v. Superior Court (1974) 11 Cal.3d 531 — A criminal defendant may obtain access to law enforcement personnel and complaint files upon a showing that disclosure will facilitate the ascertainment of facts and a fair trial.
- relied: People v. Gaines (2009) 46 Cal.4th 172 — Good cause for Pitchess discovery requires materiality to the pending litigation and a reasonable belief the agency has the information sought; once shown, the court must review the records in camera to determine what should be disclosed.
- relied: People v. Rodriguez (2011) 193 Cal.App.4th 360 — An appellate court reviews the record of documents examined by the trial court in camera to determine whether the denial of Pitchess discovery was an abuse of discretion.
- relied: People v. Codinha (2021) 71 Cal.App.5th 1047 — The Legislature codified and expanded Pitchess by setting procedural conditions for discovery of personnel records in Evidence Code section 1043, subdivision (b).
- missed: People v. Mooc (2001) 26 Cal.4th 1216 — The trial court must make a record adequate for appellate review of the documents it examined in camera, and the reviewing court independently examines that record to determine whether discovery was properly denied.
The appellate opinion: sound with gaps — The opinion applies the correct Pitchess framework and standard of review, and performs the independent review the defendant requested, reaching a result the People did not contest. It does not cite People v. Mooc or describe whether the trial court made an adequate record of the documents reviewed in camera, which is the usual predicate for meaningful appellate review of such a denial.
Opinion
Filed 12/9/24 P. v. Smith CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D083524
Plaintiff and Respondent, v. (Super. Ct. No.SCD296816)
ANDRE DELOINE SMITH,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, David L. Berry, Judge. Affirmed. Jo Pastore, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Eric A. Swenson and Monique Myers, Deputy Attorneys General. I INTRODUCTION Defendant Andre Deloine Smith pleaded guilty to being a felon in possession of a firearm and unlawful possession of ammunition. The trial court placed him on probation for a term of eighteen months. On appeal from the judgment of conviction, Smith requests that our court independently review the personnel records of the arresting officer pursuant to Pitchess v. Superior Court (1974) 11 Cal.3d 531 (Pitchess), to decide whether the trial court erred by declining to order the production of any documents responsive to Smith’s Pitchess motion. We have reviewed the personnel records at issue and conclude the trial court did not err in declining to order their production. Therefore, we affirm the judgment. II BACKGROUND Two San Diego police officers initiated a traffic stop after observing a vehicle driving on a public highway with expired registration tags. During the traffic stop, Officer McNett approached the driver’s side of the vehicle and identified Smith as the driver. Officer McNett informed Smith the reason for the stop was the expired registration tags. In response, Smith provided Officer McNett with paperwork and said the registration was up to date. According to Officer McNett, the paperwork included an incomplete DMV registration application and two incomplete one-day moving permits from the DMV. Officer McNett ran a criminal records check for Smith and confirmed the vehicle registration was outdated. Officer McNett asked Smith to step out of the vehicle and handcuffed him. Officer McNett then conducted a warrantless inventory search of the vehicle. He removed blankets from the back seat and discovered a firearm 2 case containing a loaded 40-caliber semiautomatic handgun with a magazine inserted, ammunition in the magazine, and an extra magazine loaded with ammunition. At the conclusion of the inventory search, Officer McNett impounded the vehicle. Smith was charged by amended information with being a felon in possession of a firearm (Pen. Code, § 29800, subd. (a)(1); count 1) and illegal possession of ammunition (id., § 30305, subd. (a)(1); count 2). Smith moved to suppress the evidence obtained during the search of his vehicle, which he argued was obtained in violation of the Fourth Amendment to the United States Constitution. He also filed a Pitchess motion requesting discovery of Officer McNett’s personnel records. In particular, he sought a court order compelling the San Diego Police Department to produce records involving instances of ethnic or racial bias, acts of dishonesty, the fabrication of probable cause or reasonable suspicion, unlawful arrest or detention, or unlawful search and seizure on the part of Officer McNett. At the hearing on the Pitchess motion, defense counsel clarified that Smith sought documents from Officer McNett’s personnel file to prove that McNett lied when he described Smith’s DMV documentation as incomplete or invalid. The trial court held an in-camera review of Officer McNett’s records, but found there was no discoverable evidence and declined to order the production of any documents or information. Thereafter, Smith pleaded guilty to both counts, admitted prior conviction allegations on each count (Pen. Code, § 1203, subd. (e)(4)), and admitted two aggravants for unsatisfactory performance while on probation (Cal. Rules of Court, rule 4.421(b)(5)). The trial court placed Smith on probation for 18 months for count 1 and imposed, but stayed, 18 months of probation for count 2 (Pen. Code, § 654).
3 III DISCUSSION Smith asks our court to independently review Officer McNett’s personnel file and determine whether the trial court erred in finding that it contained no discoverable documents or information. The People do not object to our independent review of the file. Under Pitchess, a criminal defendant may obtain access to law enforcement personnel and complaint files if he or she demonstrates that disclosure will facilitate the ascertainment of the facts and a fair trial. (Pitchess, supra, 11 Cal.3d at pp. 536–537.) The Legislature expanded the principles of Pitchess by setting forth procedural conditions for obtaining discovery of personnel records in Evidence Code section 1043, subdivision (b). (People v. Codinha (2021) 71 Cal.App.5th 1047, 1081.) A defendant must demonstrate good cause for the discovery by showing both “ ‘ “materiality” to the subject matter of the pending litigation and a “reasonable belief” that the agency has the type of information sought.’ ” (People v. Gaines (2009) 46 Cal.4th 172, 179.) “If the defendant establishes good cause, the court must review the requested records in camera to determine what information, if any, should be disclosed.” (Ibid.) Where, as here, a trial court denies production of files or information from an officer’s personnel file, this court reviews “the ‘record of the documents examined by the trial court’ [to] determine whether the trial court abused its discretion.” (People v. Rodriguez (2011) 193 Cal.App.4th 360, 366.) In accordance with Smith’s unopposed request for an independent review, we have examined Officer McNett’s personnel files. Based upon our 4 review, we conclude the trial court did not abuse its discretion in denying discovery of the records at issue. IV DISPOSITION The judgment is affirmed.
McCONNELL, P. J.
WE CONCUR:
DATO, J.
CASTILLO, J.
Cites, in this corpus
- People v. Rodriguez No. D055704 · 2011-03-07
- People v. Gaines S157008 · 2009-04-30
- Pitchess v. Superior Court L.A. 30224 · 1974-05-23