gno.law

Marriage of Arroyo and Arroyo Roldan CA4/1

California Court of Appeal · D083729 · 2024-12-06 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of San Diego County · No. 18FL002390S
Trial judge
Sherry M. Thompson-Taylor
Outcome
affirmed — Affirmed.
Area
family
Panel
Michele M. Castillo (author), Richard D. Huffman, Sr., Judith D. McConnell

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T02:45Z · confidence high

The trial court sanctioned Edgardo Arroyo Roldan under Family Code section 271 for discovery noncompliance, ordering him to pay $91,495 in attorney fees and costs. The Court of Appeal affirmed the order, finding that Edgardo failed to provide a sufficient appellate record to review his claims regarding service and fee tethering, and that his argument excluding pro bono fees was forfeited and contrary to the statute's purpose.

Ruling reviewedStandardThe courtThe model
Trial court's finding of valid service of notice for section 271 sanctions
“Neither the minute order nor the findings and order after hearing “sufficiently illuminate the factual and legal predicate for the trial court’s orders,” so “a reliable record of what transpired at the hearing[ ] is indispensable for our review.””
abuse of discretionerroragree with court
The appellate court affirmed the trial court's finding of valid service because the appellant failed to provide a complete record, including proof of service and a transcript of the hearing, to demonstrate error. Under California appellate procedure, the burden is on the appellant to demonstrate error on the record presented; when the record is inadequate for meaningful review, the trial court's order is presumed correct and affirmed. The court correctly applied the presumption of regularity and the requirement for an adequate record (Jameson v. Desta; Bond v. Pulsar Video Productions).
Trial court's award of section 271 sanctions amount ($91,495) and its tethering to actual fees
“Given the incomplete appellate record and the resulting presumptions, Edgardo has not convinced us the court erred.”
abuse of discretionerroragree with court
The appellate court affirmed the sanctions amount because the appellant did not provide the full record of evidence and testimony considered by the trial court, including exhibits and a hearing transcript. The court applied the presumption that unreported testimony shows the absence of error and that the trial court's findings are supported by substantial evidence. This is a correct application of the standard of review for discretionary sanctions awards where the record is incomplete.
Trial court's inclusion of pro bono attorney fees and costs in section 271 sanctions
“To exclude pro bono attorney fees and costs from a section 271 sanction would hobble its deterrent effect.”
abuse of discretioncorrectagree with court
The appellate court rejected the argument that pro bono fees should be excluded from section 271 sanctions, noting the appellant offered no authority to support this view and that excluding such fees would undermine the statute's purpose of punishing parties who unreasonably increase litigation costs. The court correctly identified that section 271 is designed to deter conduct that frustrates settlement and increases costs, regardless of whether the opposing party's counsel was paid. The forfeiture argument was also properly applied due to lack of cited authority.

Authorities

  • relied: Parker v. Harbert (2012) 212 Cal.App.4th 1172 — Due process requires notice for section 271 sanctions to specify the authority relied on and the grounds/conduct for which sanctions are sought; standard of review is abuse of discretion.
  • relied: Jameson v. Desta (2018) 5 Cal.5th 594 — The trial court's order is presumed correct, and the burden is on the appellant to demonstrate error on the record presented; if the record is inadequate for meaningful review, the order should be affirmed.
  • relied: Elena S. v. Kroutik (2016) 247 Cal.App.4th 570 — Self-represented parties are entitled to the same, but no greater, consideration than other litigants and must comply with rules for preparing an adequate appellate record.
  • relied: Rhule v. WaveFront Technology, Inc. (2017) 8 Cal.App.5th 1223 — A reliable record of what transpired at the hearing is indispensable for appellate review when minute orders and findings do not sufficiently illuminate the factual and legal predicate.
  • relied: Bond v. Pulsar Video Productions (1996) 50 Cal.App.4th 918 — Trial court's findings of fact and conclusions of law are presumed to be supported by substantial evidence and are binding on the appellate court unless reversible error appears on the record.
  • relied: Estate of Fain (1999) 75 Cal.App.4th 973 — Unreported testimony is presumed to show the absence of error when the record is incomplete.
  • relied: In re Marriage of Blake & Langer (2022) 85 Cal.App.5th 300 — Section 271 is designed to punish a party who has unreasonably increased the cost of litigation.

The appellate opinion: sound — The opinion is sound because it correctly applies the presumption of regularity and the burden on the appellant to provide an adequate record, which is a fundamental principle of California appellate procedure. It also correctly rejects the pro bono fee exclusion argument based on the statute's purpose and the appellant's failure to cite authority, which constitutes forfeiture.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:29Z · confidence low

After postjudgment litigation in a dissolution case, the San Diego Superior Court sanctioned Edgardo Arroyo Roldan $91,495 in attorney fees under Family Code section 271 for discovery noncompliance, finding he had been validly served with the sanctions request. The Court of Appeal affirmed, holding the appellate record was too incomplete to review the service and tethering claims and that the challenge to inclusion of pro bono fees was forfeited for lack of authority and unpersuasive in light of the statute's deterrent purpose.

Ruling reviewedStandardThe courtThe model
Trial court's finding that Edgardo was validly served with notice of the section 271 sanctions request, satisfying due process
“The court, however, found valid service.”
substantial evidencecorrectagree with court
The appellate court properly applied the presumption of correctness and the rule that unreported hearings are presumed to support the findings (Jameson, Bond, Rhule). Edgardo failed to provide a reporter's transcript or settled statement, the proof of service for the supplemental brief, or the earlier sanctions briefing; his address-change exhibit was never made part of the record. The court also noted he attended the December 7, 2023 hearing at which the February 14, 2024 date was set, undercutting his lack-of-notice claim. On this record the court had no basis to disturb the finding.
Trial court's determination of the amount of section 271 sanctions ($91,495) as tethered to actual attorney fees and costs incurred
“The incomplete state of the record is similarly fatal to Edgardo’s claim the section 271 sanctions were not adequately tethered to attorney fees and costs, as we do not have all the evidence and testimony the court considered.”
mixedcorrectagree with court
Section 271 awards are reviewed for abuse of discretion with underlying findings reviewed for substantial evidence (Parker). The court correctly declined to second-guess the amount where the record lacked many of the 18 supporting exhibits and any record of hearing testimony, invoking Estate of Fain's presumption that unreported testimony would show the absence of error. The court did not reach the substantive 'tethering' requirement recognized in published authority such as Menezes v. McDaniel, but it did not need to given the record deficiency.
Trial court's inclusion of pro bono attorney fees and costs in the section 271 sanction award
“To exclude pro bono attorney fees and costs from a section 271 sanction would hobble its deterrent effect.”
abuse of discretioncorrectagree with court
The court treated the argument as forfeited for lack of supporting authority under Parker, which is a legitimate application of the forfeiture rule, and alternatively rejected it on the merits because section 271 is punitive and deterrent in purpose (Blake & Langer). The result is consistent with California Supreme Court authority allowing fee awards where counsel served without charge to the client (Lolley v. Campbell), though the court did not cite it. The reasoning is thin but the conclusion is correct.

Authorities

  • relied: Parker v. Harbert (2012) 212 Cal.App.4th 1172 — Due process requires notice of the authority and grounds for section 271 sanctions; section 271 awards are reviewed for abuse of discretion with findings reviewed for substantial evidence; arguments unsupported by authority are forfeited.
  • relied: Jameson v. Desta (2018) 5 Cal.5th 594 — A judgment is presumed correct; appellant bears the burden of showing error on an adequate record, and an inadequate record requires affirmance.
  • relied: Elena S. v. Kroutik (2016) 247 Cal.App.4th 570 — A self-represented litigant is held to the same rules of appellate procedure as a represented party.
  • relied: Rhule v. WaveFront Technology, Inc. (2017) 8 Cal.App.5th 1223 — Where the written orders do not illuminate the trial court's reasoning, a reporter's transcript or settled statement of the hearing is indispensable to appellate review.
  • relied: Bond v. Pulsar Video Productions (1996) 50 Cal.App.4th 918 — Absent a record of the hearing, the trial court's findings are presumed supported by substantial evidence and are binding on appeal unless error appears on the face of the record.
  • relied: Estate of Fain (1999) 75 Cal.App.4th 973 — Where testimony is unreported, the reviewing court presumes the testimony would demonstrate the absence of error.
  • relied: In re Marriage of Blake & Langer (2022) 85 Cal.App.5th 300 — Section 271 is designed to punish a party who has unreasonably increased the cost of litigation.
  • missed: Menezes v. McDaniel (2019) 44 Cal.App.5th 340 — A section 271 sanction must be tethered to attorney fees and costs actually incurred; the court could have framed the 'tethering' argument against this published standard even while resolving it on record inadequacy.
  • missed: Lolley v. Campbell (2002) 28 Cal.4th 367 — Statutory attorney fees may be awarded to a prevailing party represented by counsel who charged no fee, because fee awards serve the statute's purpose regardless of whether the party personally incurred liability; this Supreme Court authority directly supports the court's pro bono holding.

The appellate opinion: sound with gaps — The opinion correctly applies settled record-adequacy and presumption-of-correctness rules and reaches a defensible result on each issue. It does not, however, engage the published section 271 'tethering' authority (Menezes) or cite Supreme Court authority on fee awards to pro bono counsel (Lolley), resting the pro bono holding instead on forfeiture and a single sentence about deterrent purpose.

How this analysis was made · dispute it

record incomplete

Opinion

Filed 12/6/24 Marriage of Arroyo and Arroyo Roldan CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

In re the Marriage of PATRICIA ARROYO and EDGARDO ARROYO ROLDAN. D083729 PATRICIA ARROYO, Respondent, (Super. Ct. No. 18FL002390S) v.

EDGARDO ARROYO ROLDAN,

Appellant.

APPEAL from an order of the Superior Court of San Diego County, Sherry M. Thompson-Taylor, Judge. Affirmed. Edgardo Arroyo Roldan, in pro. per., for Appellant. No appearance for Respondent. Neumann Family Law and Sara R. Neumann as Amicus Curiae on behalf of Respondent. Edgardo Arroyo Roldan and Patricia Arroyo divorced. After years of postjudgment litigation, the trial court sanctioned Edgardo for discovery noncompliance under Family Code section 271 by ordering him to pay attorney fees totaling $91,495. Edgardo appeals, arguing (1) he was not properly served with notice of the request for section 271 sanctions and (2) the court abused its discretion because it was “impossible to know” if the amounts requested “could be tethered to actual legal fees and costs.” Edgardo, however, has not provided us with a sufficient record to meaningfully review his claims. Edgardo also contends the court abused its discretion by awarding sanctions for pro bono attorney fees and costs, but to the extent this claim differs from his tethering argument, he offers no relevant authority that would persuade us to exclude pro bono fees and costs from section 271. Therefore, we affirm. I. Section 271 allows the court to award attorney fees and costs as a sanction based “on the extent to which the conduct of each party or attorney furthers or frustrates the policy of the law to promote settlement of litigation and, where possible, to reduce the cost of litigation by encouraging cooperation between the parties and attorneys.” (§ 271(a).) Such an award “shall be imposed only after notice . . . to the party against whom the sanction is proposed and opportunity for that party to be heard.” (§ 271(b).) Due process requires the notice to specify the (1) authority relied on and (2) grounds and conduct for which the sanctions are sought. (Parker v. Harbert (2012) 212 Cal.App.4th 1172, 1178.) We review an award of attorney fees under section 271 for abuse of discretion and review any findings of fact made in connection with the award for substantial evidence. (Parker, 212 Cal.App.4th at p. 1177.)

2 A. The incomplete appellate record prevents us from meaningfully reviewing Edgardo’s claims of error related to (1) service and notice and (2) whether the amount awarded is tethered to attorney fees and costs. As a “fundamental principle of appellate procedure,” we presume the trial court’s order is correct. (Jameson v. Desta (2018) 5 Cal.5th 594, 608- 609.) Because of this presumption, “the burden is on an appellant to demonstrate, on the basis of the record presented to the appellate court, that the trial court committed an error that justifies reversal of the judgment.” (Id. at p. 609.) “A necessary corollary to this rule is that if the record is inadequate for meaningful review,” we should affirm the order. (Ibid. [cleaned up].) Such is the case here. Edgardo represents himself on this appeal, and we are mindful that the technical requirements of the appellate process may be difficult for those without legal training to navigate. A self-represented party, however, “is to be treated like any other party and is entitled to the same, but no greater, consideration than other litigants having attorneys.” (Elena S. v. Kroutik (2016) 247 Cal.App.4th 570, 574.) As a result, Edgardo needed to comply with the rules for preparing an adequate appellate record. Here, Edgardo claims his due process rights were violated because he was not served with notice of the section 271 sanctions request at “his official mailing address in Tijuana, Mexico.” The court, however, found valid service. To evaluate Edgardo’s claim to the contrary, we would need to know “the basis of the trial court’s reasoning.” (Rhule v. WaveFront Technology, Inc. (2017) 8 Cal.App.5th 1223, 1229.) We do not on this record. Neither the minute order nor the findings and order after hearing “sufficiently illuminate the factual and legal predicate for the trial court’s orders,” so “a reliable 3 record of what transpired at the hearing[ ] is indispensable for our review.” (Id. at p. 1229, fn. 5.) But the parties neither requested a court reporter nor submitted an agreed or settled statement of the hearing. (See Cal. Rules of Court, rule 8.137.) Without a record of the relevant hearing, “[t]he trial court’s findings of fact and conclusions of law are presumed to be supported by substantial evidence and are binding on the appellate court, unless reversible error appears on the record.” (Bond v. Pulsar Video Productions (1996) 50 Cal.App.4th 918, 924.) Reversible error does not appear on this record. Although Edgardo notes he changed his address for service to the Tijuana location nearly a year before the relevant hearing and attaches it as an exhibit to his opening brief, he never moved to augment the record with it. (Rule 8.155.) Nor would that document be dispositive, as the record lacks (1) the proof of service for Patricia’s supplemental brief requesting sanctions under section 271 and (2) any of the earlier sanctions briefing submitted by the parties, which may or may not have identified the authority and grounds for sanctions, and the related proofs of service. Thus, we are not in a position to disturb the court’s finding of valid service.1 The incomplete state of the record is similarly fatal to Edgardo’s claim the section 271 sanctions were not adequately tethered to attorney fees and costs, as we do not have all the evidence and testimony the court considered. Edgardo analyzes Patricia’s counsel’s supplemental declaration—in which 1 Besides, the record contradicts Edgardo’s unsupported assertion he “only learned about the hearing” the same day it was held. Edgardo was present on December 7, 2023, when the court continued the hearing on Patricia’s request for discovery sanctions to February 14, 2024, and ordered any supplemental briefing to be filed no later than February 7. He thus had two months’ notice of the hearing and knew Patricia could submit supplemental briefing a week beforehand. 4 she identifies her billing rate, the hours her firm worked, and total costs and fees incurred over certain periods—to argue it is “riddled with inconsistencies.” Yet that declaration was not the only evidence before the court. For example, Patricia’s supplemental briefing identifies 18 exhibits in support of sanctions, not all of which are included in the appellate record. And as mentioned before, we lack any record of the testimony presented at the hearing. As a result, we must presume the unreported testimony would show “the absence of error.” (Estate of Fain (1999) 75 Cal.App.4th 973, 992.) Given the incomplete appellate record and the resulting presumptions, Edgardo has not convinced us the court erred.

5 B. Lastly, Edgardo contends the court erred in awarding section 271 sanctions for pro bono attorney fees and costs because they were purportedly “not validated” by Patricia or the court. Many of Edgardo’s arguments under this section involve the same “tethering” point addressed above. As Edgardo offers no relevant authority to support his “opinion that [these sanctions] should only be used in non-Pro Bono cases,” this contention is thus forfeited. (Parker, 212 Cal.App.4th at p. 1179.) It is also unpersuasive given the statute’s purpose. Section 271 “is designed to punish a party who has unreasonably increased the cost of litigation.” (In re Marriage of Blake & Langer (2022) 85 Cal.App.5th 300, 310 [cleaned up].) To exclude pro bono attorney fees and costs from a section 271 sanction would hobble its deterrent effect. III. We affirm.

CASTILLO, J.

WE CONCUR:

McCONNELL, P. J.

HUFFMAN, J.

Cites, in this corpus