People v. Le CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. ERC2462
- Trial judge
- Melinda J. Lasater
- Outcome
- dismissed — Appeal dismissed.
- Area
- criminal
- Panel
- Julia C. Kelety (author), Joan K. Irion, Michele M. Castillo
Analysis
The trial court extended Hai Van Le's civil commitment as a person found not guilty by reason of insanity (NGI) for two years based on a jury finding that he met the statutory criteria. The Court of Appeal dismissed the appeal without conducting an independent review of the record, holding that Anders/Wende procedures do not apply to NGI commitment extensions.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Order extending civil commitment under Penal Code section 1026.5“The court then ordered Le’s commitment extended for two years through May 11, 2026.” | unclear | not reached | agree with court The appellate court did not review the merits of the trial court's order because it dismissed the appeal procedurally, determining that no independent review was required under Anders/Wende or Ben C. for this type of proceeding. |
Dismissal of appeal without independent review“Accordingly, we dismiss this appeal without conducting an independent review of the record pursuant to Anders/Wende or otherwise.” | de novo | correct | agree with court The court applied the holding from People v. Martinez (2016) 246 Cal.App.4th 1226, which extended the logic of Conservatorship of Ben C. (2007) 40 Cal.4th 529 to NGI commitment extensions, concluding that existing procedural protections make independent review unnecessary. |
Authorities
- relied: People v. Martinez (2016) 246 Cal.App.4th 1226 — Due process does not require an appellate court to conduct an independent review of the appellate record for possible issues in an appeal from an extension of an NGI’s civil commitment.
- relied: Conservatorship of Ben C. (2007) 40 Cal.4th 529 — The Anders/Wende independent review procedures do not apply to civil commitments pursuant to the Lanterman-Petris-Short (LPS) Act.
- relied: Anders v. California (1967) 386 U.S. 738 — Established the procedure for appointed counsel who finds no arguable issues on appeal, requiring a brief and independent court review.
- relied: People v. Wende (1979) 25 Cal.3d 436 — California counterpart to Anders, requiring independent review of the record when appointed counsel finds no arguable issues.
The appellate opinion: sound — The opinion is sound because it correctly applies the specific holding of People v. Martinez, which directly addresses the procedural question of whether Anders/Wende review is required for NGI commitment extensions. The court accurately distinguishes this from general criminal appeals and relies on the Supreme Court's reasoning in Ben C. regarding the sufficiency of existing procedural protections in civil commitment contexts.
How this analysis was made · dispute it
unusual dispositionAfter a jury found that Hai Van Le still met the criteria under Penal Code section 1026.5, the trial court extended his not-guilty-by-reason-of-insanity civil commitment for two years through May 11, 2026. On appeal, appointed counsel and Le raised no arguable issues and asked for independent record review; the Court of Appeal, following People v. Martinez, held Anders/Wende review does not apply to NGI commitment extensions, declined to exercise Ben C. discretion to review the record, and dismissed the appeal.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Order extending Le's NGI civil commitment for two years under Penal Code section 1026.5 following a jury's true finding on the People's extension petition.“Accordingly, we dismiss this appeal without conducting an independent review of the record pursuant to Anders/Wende or otherwise.” | unclear | not reached | unsure The appellate court never reached the merits of the commitment order. Counsel identified only a generic sufficiency-of-the-evidence question without arguing it, and Le's letter brief raised no issues. The court followed Martinez, which extended Ben C.'s holding (no Anders/Wende review in LPS conservatorship appeals) to NGI extension appeals, and dismissed. That application is consistent with Ben C. and Martinez, and nothing in the opinion suggests a defect in the trial proceedings; the record described (three psychologists testified, Le represented by counsel, jury verdict) shows no obvious error, but without any merits review I cannot assess the underlying order. |
Authorities
- relied: People v. Martinez (2016) 246 Cal.App.4th 1226 — Due process does not require an appellate court to conduct independent Anders/Wende review of the record in an appeal from an order extending an NGI civil commitment under section 1026.5; where no arguable issues are raised, the appeal may be dismissed.
- relied: Conservatorship of Ben C. (2007) 40 Cal.4th 529 — Anders/Wende independent review procedures do not apply to LPS Act civil commitment appeals; counsel finding no arguable issues should file a brief setting out the facts and law, and the appellant must be given an opportunity to file a supplemental brief, after which the court may dismiss.
- relied: People v. Wende (1979) 25 Cal.3d 436 — In a criminal defendant's first appeal of right, when appointed counsel finds no arguable issues the appellate court must independently review the record for reversible error.
- relied: Anders v. California (1967) 386 U.S. 738 — Federal due process requires procedures protecting an indigent criminal defendant's right to effective appellate counsel in a first appeal of right when counsel finds the appeal frivolous.
- missed: People v. Delgadillo (2022) 14 Cal.5th 216 — Wende/Anders independent review is not constitutionally required outside a first appeal of right in a criminal case; when the defendant files a supplemental brief the court must evaluate the specific arguments raised, and retains discretion to independently review the record. Not addressed, though it would have supported the court's approach and framed its treatment of Le's letter brief.
The appellate opinion: sound — The memorandum opinion correctly applies Ben C. and Martinez, which hold that Anders/Wende independent review is not required in LPS and NGI civil commitment appeals, and it followed the Ben C. procedures by having counsel file a no-issues brief and allowing Le a supplemental brief. The court did not cite the Supreme Court's more recent Delgadillo decision on Wende review outside the first appeal of right, but that authority is consistent with the result and the omission does not affect the outcome.
Opinion
Filed 12/4/24 P. v. Le CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D084225
Plaintiff and Respondent, v. (Super. Ct. No. ERC2462)
HAI VAN LE,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Melinda J. Lasater, Judge. Appeal dismissed. John L. Staley, under appointment by the Court of Appeal, for Defendant and Appellant. No appearance by Plaintiff and Respondent. MEMORANDUM OPINION Hai Van Le appeals an order extending for two years his civil commitment under Penal Code1 section 1026.5 as a person who was previously found not guilty by reason of insanity (NGI). On appeal, Le’s appointed counsel raises no arguable issues but asks us to independently 1 All further undesignated statutory references are to the Penal Code. review the record for reversible error. However, we agree with the reasoning and holding in People v. Martinez (2016) 246 Cal.App.4th 1226 (Martinez) that the procedures set forth in Anders v. California (1967) 386 U.S. 738 (Anders) and People v. Wende (1979) 25 Cal.3d 436 (Wende) do not apply to an extension of an NGI civil commitment. Accordingly, we dismiss this appeal without conducting an independent review of the record pursuant to Anders/Wende or otherwise. I. In 1990, Le was found not guilty by reason of insanity on a charge of attempted murder (§§ 187, subd. (a), 664). He was committed to a state hospital pursuant to section 1026 until February 12, 2006. Thereafter, his NGI civil commitment was extended for two-year periods pursuant to section 1026.5 and, eventually, through May 11, 2024. In January 2024, the People filed a petition to extend Le’s NGI civil commitment for an additional two years pursuant to section 1026.5. The petition alleged Le was still suffering from a mental disease, defect, or disorder and by reason of such mental disease, defect, or disorder represented a substantial danger of physical harm to others. In support of the petition, the People attached an affidavit from the medical director of the state hospital, who opined that because of Le’s mental disease, defect, or disorder, he represented a substantial danger of physical harm to others. The trial court subsequently appointed two doctors to examine Le pursuant to section 1026.2. Le’s trial commenced on May 21, 2024, and Le was represented by counsel. At trial, the People presented testimony from three psychologists, including the two the court appointed. Le did not present any evidence. After considering the evidence and arguments of counsel, the jury found the 2 petition’s allegation that Le met the criteria for extension of his commitment under section 1026.5 to be true. The court then ordered Le’s commitment extended for two years through May 11, 2026. Le filed a timely appeal. II. We appointed counsel to represent Le on appeal. Counsel filed a brief summarizing the facts and proceedings below. He requests that we independently review the record on appeal under Conservatorship of Ben C. (2007) 40 Cal.4th 529 (Ben C.). Counsel does not identify an arguable issue on appeal but generally directs this court’s attention to “[w]hether the evidence was sufficient to support the jury verdict sustaining the petition to extend appellant’s commitment[.]” Le was provided a copy of counsel’s brief and informed of his right to file a supplemental brief. In his letter brief, Le raises no arguable issues and again requests that we exercise our discretion to independently review the record under Ben C. In Ben C., the Supreme Court held that the Anders/Wende independent review procedures do not apply to civil commitments pursuant to the Lanterman-Petris-Short (LPS) Act (Welf. & Inst. Code, § 5000 et seq.). (Ben C., supra, 40 Cal.4th at p. 539.) In Martinez, the court discussed Ben C. and other relevant cases and held that “due process does not require an appellate court to conduct an independent review of the appellate record for possible issues in an appeal from an extension of an NGI’s civil commitment.” (Martinez, supra, 246 Cal.App.4th at p. 1230.) Martinez reasoned: “Just as there are protections in place in conservatorship proceedings to guard against an erroneous conclusion ([Ben C., supra], 40 Cal.4th at p. 542), so too are there procedures in place to protect one committed to a state hospital pursuant to section 1026.5. Consequently, the risk that failure to adopt Anders’s 3 procedure in appeals from a civil judgment extending an NGI’s civil commitment will result in an erroneous resolution on appeal is negligible.” (Martinez, at p. 1239.) Accordingly, Martinez dismissed the appeal without conducting an independent review of the record. (Id. at p. 1240.) We agree with the reasoning of Martinez and apply it to this appeal. We thus decline to exercise our Ben C. discretion to conduct an independent review of the record in this case pursuant to Anders/Wende or otherwise. (Martinez, supra, 246 Cal.App.4th at p. 1240.) Appointed counsel followed the procedures outlined in Ben C. by filing a brief informing this court that he found no arguable issues and setting out the applicable facts and law. (Ben C., supra, 40 Cal.4th at p. 544.) Le was provided with a copy of the brief and informed of his right to file a supplemental brief. Le elected to do so, but his letter brief raises no arguable issues. Because no reasonably arguable issues have been raised by counsel or Le, we dismiss the appeal. (Martinez, supra, 246 Cal.App.4th at p. 1240.) III. The appeal is dismissed. KELETY, J.
WE CONCUR:
IRION, Acting P. J.
CASTILLO, J.
Cites, in this corpus
- People v. Martinez G052440 · 2016-04-26
- San Diego County Health & Human Services Agency v. Ben C. S126664 · 2007-02-05
- People v. Wende Crim. 20851 · 1979-10-12