Hernandez v. Sunnova Energy Corp. CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. 37-2020-00017926-CU-BT-CTL
- Trial judge
- Joel R. Wohlfeil
- Outcome
- affirmed — Affirmed.
- Area
- civil
- Panel
- Julia C. Kelety (author), Laurence D. Rubin, Michele M. Castillo
Analysis
The trial court granted the plaintiff's motion to enforce a settlement agreement and entered a judgment against both defendants, despite the absence of a filed opposition from the defendant Sunnova. The Court of Appeal affirmed the judgment, ruling that Sunnova forfeited its appellate arguments because it failed to demonstrate that it had raised specific objections to the judgment in the trial court prior to its entry.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Granting of motion to enforce settlement agreement and entry of judgment against Sunnova“Because the record does not reflect that Sunnova opposed entry of the judgment, Sunnova has forfeited its arguments on appeal. Accordingly, we affirm.” | unclear | correct | agree with court The appellate court correctly applied the forfeiture doctrine. Under California law, an appellant must demonstrate that the issue was raised in the trial court to preserve it for appeal. The opinion cites *People v. McDonough* and *Premier Medical Management Systems* to support the proposition that arguments not presented to the trial court are waived. The court found that the record lacked a written opposition or a transcript showing specific oral argument, and that the mere notation that the court 'heard from counsel' was insufficient to prove Sunnova raised the specific grounds now asserted on appeal. The court also correctly noted that the lack of a reporter's transcript precluded review of any potential trial court reasoning. The subsequent ex parte motion to amend was filed after the judgment was entered and did not cure the failure to object prior to entry. The reasoning is consistent with established California appellate procedure regarding preservation of error and the burden of proof on the appellant. |
Authorities
- relied: Hotels Nevada, LLC v. L.A. Pacific Center, Inc. (2012) 203 Cal.App.4th 336 — A judgment or order is presumed correct and the appellant has the burden of demonstrating prejudicial error.
- relied: Premier Medical Management Systems, Inc. v. California Ins. Guarantee Assn. (2008) 163 Cal.App.4th 550 — Appellate courts generally do not consider claims that could have been made but were not presented to the trial court; issues raised for the first time on appeal are waived.
- relied: People v. McDonough (2011) 196 Cal.App.4th 1472 — The failure to make a timely and specific objection on the ground asserted on appeal forfeits the issue on appeal.
- relied: Cabatit v. Sunnova Energy Corp. (2020) 60 Cal.App.5th 317 — An appellant forfeits an argument on appeal if it fails to argue the issue in the trial court, either in moving papers or at the hearing.
- relied: Hernandez v. California Hospital Medical Center (2000) 78 Cal.App.4th 498 — Failure to provide an adequate record on an issue requires that the issue be resolved against the appellant.
- relied: Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181 — Appellate courts refuse to reach the merits of an appellant's claims if no reporter's transcript of a pertinent proceeding or a suitable substitute was provided.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — A case is appropriate for resolution by memorandum opinion if it raises no substantial issues of law or fact.
The appellate opinion: sound — The opinion is procedurally sound as it correctly applies the forfeiture doctrine to the specific facts of the record. It accurately identifies that the burden is on the appellant to show the issue was raised below and that the lack of a transcript prevents review of the trial court's reasoning. The court properly distinguishes between post-judgment motions and pre-judgment objections, noting that the latter are required for preservation.
How this analysis was made · dispute it
unusual dispositionThe trial court granted Hernandez's Code of Civil Procedure section 664.6 motion to enforce a written settlement and signed a proposed judgment awarding her $37,500 jointly and severally against Sunnova and Infinity, even though the Agreement recited that Infinity would pay that sum; Sunnova filed no written opposition, later sought ex parte amendment (denied without prejudice), and then appealed. The Court of Appeal affirmed in a memorandum opinion, holding Sunnova forfeited its challenge by failing to object before entry of judgment and by providing no reporter's transcript, and denied Sunnova's motion to augment the record with a post-appeal tentative ruling.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Order granting motion to enforce settlement under section 664.6 and entry of judgment for $37,500 against Sunnova and Infinity jointly and severally“after hearing from counsel, the court granted the motion and thereafter signed the [Proposed] Judgment (the Judgment).” | unclear | not reached | agree with court The appellate court did not reach the merits of whether a judgment imposing joint and several liability on Sunnova exceeded the terms of an Agreement that required only Infinity to pay. It applied the presumption of correctness and forfeiture doctrine: no written opposition, no reporter's transcript, and a minute order saying only that the court 'heard from counsel.' The cited authorities (Hotels Nevada, Premier Medical, Hernandez v. California Hospital, Foust) support resolving an inadequately documented issue against the appellant. The result is defensible, though the court did not discuss its discretion to reach a pure question of law apparent from the face of the record (the Agreement and Judgment were both before it), nor whether the ex parte motion to amend preserved anything. |
Denial without prejudice of Sunnova's ex parte motion to amend the Judgment, to be heard as a noticed motion“The court heard the motion the next day and denied it without prejudice and to be heard as a noticed motion on February 16, 2024.” | unclear | not reached | agree with court The appellate court treated the post-judgment ex parte application as a belated effort that could not cure the failure to object before entry of judgment, and noted that the notice of appeal stayed further trial court proceedings under section 916. The court did not review the denial itself, which was without prejudice and was not the order appealed from. The reasoning that a post-judgment request does not retroactively preserve an objection that could have been raised in opposition is consistent with the forfeiture cases cited. |
Appellate court's denial of Sunnova's motion to augment the record with the trial court's February 16, 2024 tentative ruling“Because the trial court’s proceedings were stayed after the notice of appeal had been filed on January 8, 2024, we deny the motion to augment.” | unclear | correct | agree with court This is the appellate court's own procedural ruling rather than a trial court ruling. Section 916, subdivision (a) stays trial court proceedings on the judgment appealed from, so a tentative ruling issued after the notice of appeal on a motion to amend that very judgment was arguably void or irrelevant, and in any event post-dated the judgment under review. Declining to augment with such material is consistent with the statute quoted in the opinion. |
Authorities
- relied: Hotels Nevada, LLC v. L.A. Pacific Center, Inc. (2012) 203 Cal.App.4th 336 — A judgment or order is presumed correct and the appellant bears the burden of demonstrating prejudicial error.
- relied: Premier Medical Management Systems, Inc. v. California Ins. Guarantee Assn. (2008) 163 Cal.App.4th 550 — Appellate courts ignore arguments, authority, and facts not presented and litigated in the trial court; issues raised for the first time on appeal are generally waived.
- relied: People v. McDonough (2011) 196 Cal.App.4th 1472 — Failure to make a timely and specific objection on the ground asserted on appeal forfeits the issue on appeal.
- relied: Cabatit v. Sunnova Energy Corp. (2020) 60 Cal.App.5th 317 — Sunnova forfeited an argument not raised in its moving papers or at the hearing in the trial court.
- relied: Hernandez v. California Hospital Medical Center (2000) 78 Cal.App.4th 498 — Failure to provide an adequate record on an issue requires that the issue be resolved against the appellant.
- relied: Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181 — Appellate courts refuse to reach the merits where no reporter's transcript of a pertinent proceeding or suitable substitute is provided.
- relied: People v. Garcia (2002) 97 Cal.App.4th 847 — Cases raising no substantial issues of law or fact may be resolved by memorandum opinion.
The appellate opinion: sound with gaps — The forfeiture and inadequate-record holdings are supported by the cited authorities, and the opinion correctly notes that the appeal stayed trial court proceedings on the judgment. It does not, however, address the apparent facial discrepancy between the Agreement (which obligated only Infinity to pay $37,500) and a judgment imposing joint and several liability on Sunnova, nor the appellate court's discretion to reach a pure question of law on an undisputed documentary record, leaving a gap in an otherwise defensible result.
How this analysis was made · dispute it
record incompleteOpinion
Filed 11/21/24 Hernandez v. Sunnova Energy Corp. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
SILVIA HERNANDEZ, D083558
Plaintiff and Respondent, v. (Super. Ct. No. 37-2020- SUNNOVA ENERGY CORP., 00017926-CU-BT-CTL)
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Joel R. Wohlfeil, Judge. Affirmed. ElGuindy, Meyer & Koegel, Benjamin D. Koegel and W. Patrick Cronican for Defendant and Appellant. Golden & Cardona-Loya and Octavio Cardona-Loya II for Plaintiff and Respondent.
MEMORANDUM OPINION1 Defendant Sunnova Energy Corp. (Sunnova) appeals a judgment granting Silvia Hernandez’s motion to enforce a settlement agreement with 1 This case is appropriate for resolution by memorandum opinion because it raises “no substantial issues of law or fact.” (Cal. Stds. Jud. Admin., § 8.1; see People v. Garcia (2002) 97 Cal.App.4th 847.) Sunnova and its codefendant Infinity Energy, Inc. (Infinity). Because the record does not reflect that Sunnova opposed entry of the judgment, Sunnova has forfeited its arguments on appeal. Accordingly, we affirm. In 2020, Hernandez filed a lawsuit against Sunnova and Infinity for events arising out of a dispute involving the installation and financing of a solar energy system at her home. In 2023, the parties entered into a written settlement agreement (the Agreement). The Agreement provided in relevant part that “Infinity shall remit to [Hernandez] the sum of thirty-seven thousand five-hundred dollars ($37,500.00).” It further provided that Sunnova could seek indemnity against Infinity, and that the trial court would retain jurisdiction to enforce the Agreement pursuant to Code of Civil Procedure section 664.6,2 and, upon motion, could “enter judgment pursuant to the terms of this settlement Agreement.” On November 6, 2023, Hernandez filed an ex parte application to enforce the Agreement and enter judgment against Sunnova and Infinity. The application included a “[Proposed] Judgment” awarding Hernandez $37,500 “as against Defendants Sunnova Energy Corp. and Infinity Energy, Inc., jointly and severally.” Neither defendant filed an opposition to the motion. The court’s minute order reflects that attorney W. Patrick Cronican appeared on behalf of both defendants, and that after hearing from counsel, the court granted the motion and thereafter signed the [Proposed] Judgment (the Judgment). Hernandez filed and served the Notice of Entry of the Judgment on November 8, 2023. On January 3, 2024, Sunnova filed an ex parte motion to amend the Judgment, arguing that the Judgment should not have included Sunnova in 2 Further unspecified statutory references are to the Code of Civil Procedure.
2 the joint and several award. The court heard the motion the next day and denied it without prejudice and to be heard as a noticed motion on February 16, 2024. However, Sunnova filed its notice of appeal of the Judgment on January 8, 2024, and the appeal precluded the trial court from conducting further proceedings as to the Judgment.3 (See §916, subd. (a) [“perfecting . . . an appeal stays proceedings in the trial court upon the judgment or order appealed from”].) It is a “well-established rule of appellate review that a judgment or order is presumed correct and the appellant has the burden of demonstrating prejudicial error.” (Hotels Nevada, LLC v. L.A. Pacific Center, Inc. (2012) 203 Cal.App.4th 336, 348.) On appeal, we generally do not consider claims that could have been made but were not presented to the trial court. (See Premier Medical Management Systems, Inc. v. California Ins. Guarantee Assn. (2008) 163 Cal.App.4th 550, 564 [“ ‘[W]e ignore arguments, authority, and facts not presented and litigated in the trial court. Generally, issues raised for the first time on appeal which were not litigated in the trial court are waived.’ ”].) “The failure to make a timely and specific objection on the ground asserted on appeal forfeits the issue on appeal.” (People v. McDonough (2011) 196 Cal.App.4th 1472, 1488.) For example, in Cabatit v. Sunnova Energy Corp. (2020) 60 Cal.App.5th 317 (Cabatit), the appellate court noted that Sunnova had failed to argue in the trial court that an arbitrator should decide whether an arbitration clause was enforceable, either in its moving papers or at the hearing on the motion, 3 Sunnova has filed a motion to augment the record to include a tentative ruling of the trial court dated February 16, 2024. Because the trial court’s proceedings were stayed after the notice of appeal had been filed on January 8, 2024, we deny the motion to augment.
3 and therefore the court deemed that Sunnova had forfeited consideration of the argument on appeal. (Id. at p. 322.)4 Here, Sunnova has not shown that it raised any issues about the Judgment in the trial court prior to the entry of the Judgment from which it now appeals. The record does not include any written opposition to the motion to enforce the Agreement, nor does it include a reporter’s transcript showing that Sunnova had argued the issue at the hearing. In its reply brief, Sunnova asserts that it appeared at the hearing “and presented oral argument in opposition of the same,” but the only support for this assertion is the notation in the trial court’s minute order stating that the court “heard from counsel” prior to granting the motion and issuing the Judgment. This falls far short of demonstrating that Sunnova had opposed the motion on any ground, much less on the ground asserted in this appeal. (See Hernandez v. California Hospital Medical Center (2000) 78 Cal.App.4th 498, 502 [“Failure to provide an adequate record on an issue requires that the issue be resolved against [the appellant].”].) Moreover, the lack of reporter’s transcript also precludes this court from considering any reasoning the trial court may have given in response to any arguments Sunnova did in fact raise. (See, e.g., Foust v. San Jose Construction Co., Inc. (2011) 198 Cal.App.4th 181, 186 [“In numerous situations appellate courts have refused to reach the merits of an appellant’s claims because no reporter’s transcript of a pertinent proceeding or a suitable substitute was provided.”].)
4 Interestingly, the court in Cabatit stated that, “Like the parties, we treat Sunnova Energy Corporation and Infinity Energy, Inc., as the same entity for purposes of this opinion, and refer to them collectively as Sunnova.” (Cabatit, supra, 60 Cal.App.5th at p. 320, fn. 1.) In the instant case, the same counsel represented both defendants for much of the proceedings in the trial court.
4 Sunnova argues that after the Judgment had been entered, it “undertook significant efforts to have the trial court address its erroneous entry of judgment” by filing an ex parte application to amend the Judgment and a noticed motion, raising its objections.5 The ex parte request was filed and denied without prejudice just days before Sunnova filed its notice of appeal. These belated efforts do not cure Sunnova’s failure to demonstrate that it objected in the trial court before entry of the Judgment it now appeals from, either on the basis it now presents on appeal, or on any basis. Accordingly, Sunnova has forfeited the argument on appeal. DISPOSITION The Judgment is affirmed. Hernandez is awarded her costs on appeal.
KELETY, Acting P. J.
WE CONCUR:
CASTILLO, J.
RUBIN, J.
5 What Sunnova did not do was to file a timely motion for reconsideration, which would have extended its time to appeal. (See § 1008; California Rule of Court, rule 8.108(e).)
Cites, in this corpus
- Habash v. L.A Pacific Center, Inc. No. B224456 · 2012-02-07
- Foust v. San Jose Construction Co. No. H036190 · 2011-08-10
- People v. McDonough No. G042711 · 2011-06-07
- Premier Medical Management Systems, Inc. v. California Insurance Guarantee Ass'n B195889 · 2008-05-30
- People v. Garcia F034831 · 2002-04-17
- Hernandez v. California Hospital Medical Center B128311 · 2000-02-23