People v. Rivas CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD185232
- Trial judge
- Lisa R. Rodriguez
- Outcome
- reversed — Request for judicial notice is denied. Reversed and remanded with instructions.
- Area
- criminal
- Panel
- William S. Dato (author), O'Rourke, Buchanan
Analysis
The trial court denied Rivas's motion for resentencing under Penal Code section 1172.75, concluding that the statute did not apply to his prison prior enhancement because it had been stayed and did not result in additional time served. The Court of Appeal reversed, holding that section 1172.75 applies to enhancements that were imposed but stayed, and remanded for a full resentencing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion for resentencing under Penal Code section 1172.75“Relying on section 1172.75’s legislative history and the Rhodius decision (97 Cal.App.5th 38), the court concluded that Rivas was ineligible for relief because his prison prior did not result in him serving any additional prison time.” | de novo | error (statutory interpretation) | agree with court agree with court |
Authorities
- relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to prison prior enhancements that were imposed but stayed, not just those imposed and executed.
- relied: People v. Rhodius (2023) 97 Cal.App.5th 38 — Section 1172.75 does not apply to enhancements that were stayed because 'imposed' means imposed and executed.
- relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — The word 'imposed' in the context of firearm enhancement statutes means imposed and executed.
- relied: People v. Renteria (2023) 96 Cal.App.5th 1276 — Section 1172.75 applies to enhancements that were imposed but stayed.
- relied: People v. Saldana (2023) 97 Cal.App.5th 1270 — Section 1172.75 applies to enhancements that were imposed but stayed.
- relied: People v. Mayberry (2024) 102 Cal.App.5th 665 — Section 1172.75 applies to enhancements that were imposed but stayed.
- relied: People v. Espino (2024) 104 Cal.App.5th 188 — There is no good reason to reject the weight of authority interpreting section 1172.75 to include stayed enhancements.
- relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Courts of Appeal are normally loath to overrule prior decisions from the same division absent a compelling reason.
The appellate opinion: sound — The opinion correctly identifies the conflict in authority and relies on the weight of published appellate decisions, including its own prior decision in Christianson, to resolve the statutory ambiguity. It properly distinguishes Gonzalez based on the different legislative intent of the statutes involved.
How this analysis was made · dispute it
unusual dispositionThe San Diego Superior Court denied Heriberto Rivas's motion for resentencing under Penal Code section 1172.75, relying on People v. Rhodius and legislative history to conclude that his imposed-but-stayed section 667.5, subdivision (b) prison prior enhancement did not entitle him to relief because it added no actual prison time. The Court of Appeal, following its own prior decision in People v. Christianson and the weight of published authority, reversed and remanded with instructions to grant the motion, recall the sentence, and conduct a full resentencing under section 1172.75 and current law.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion for resentencing under Penal Code section 1172.75 on the ground that a stayed section 667.5, subdivision (b) prison prior enhancement was not 'imposed' within the meaning of the statute“Relying on section 1172.75’s legislative history and the Rhodius decision (97 Cal.App.5th 38), the court concluded that Rivas was ineligible for relief because his prison prior did not result in him serving any additional prison time.” | de novo | error (statutory interpretation) | unsure The opinion does not expressly state a standard of review, but it treats the question as one of pure statutory interpretation decided without deference. The appellate court's result follows directly from its own prior published decision in Christianson, which it was entitled to adhere to absent a compelling reason, and from the majority of published appellate authority (Renteria, Saldana, Mayberry, Espino). However, the opinion itself acknowledges that 'imposed' is 'at least somewhat ambiguous,' that Rhodius reached the opposite conclusion relying on the Supreme Court's reading of 'imposed' in Gonzalez, and that the issue is pending before the California Supreme Court. The trial court followed a published decision that was good law when it ruled, and the textual tension with subdivision (d)(1)'s 'lesser sentence' requirement and the Gonzalez definition are substantial counterarguments that this memorandum opinion addresses only by incorporating Christianson's reasoning. Because the correct reading was genuinely unsettled at the time, I cannot say the appellate court misapplied the law, but neither can I say its interpretation is clearly right. |
Authorities
- relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to inmates whose abstracts of judgment include section 667.5, subdivision (b) enhancements that were imposed but stayed; 'imposed' is not limited to imposed and executed enhancements, and Gonzalez is distinguishable because section 1172.75 is aimed at reducing sentences.
- relied: People v. Renteria (2023) 96 Cal.App.5th 1276 — 'Imposed' enhancements under section 1172.75, subdivision (a) include those imposed and stayed, not only those imposed and executed.
- relied: People v. Saldana (2023) 97 Cal.App.5th 1270 — Agreed with Renteria and Christianson that section 1172.75 reaches stayed prison prior enhancements and declined to follow Rhodius.
- relied: People v. Mayberry (2024) 102 Cal.App.5th 665 — Agreed with Renteria and Christianson that stayed section 667.5, subdivision (b) enhancements trigger section 1172.75 resentencing.
- relied: People v. Espino (2024) 104 Cal.App.5th 188 — There is no good reason to reject the weight of authority interpreting section 1172.75 to include stayed enhancements.
- relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — Interpreted 'imposed' in section 12022.53, subdivision (f) to mean imposed and executed; the court discussed and distinguished it as arising under a statute intended to lengthen, not reduce, sentences.
- relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Absent a compelling reason, Courts of Appeal are loath to overrule prior decisions from another panel of the same district or the same division.
- relied: Salmon Protection & Watershed Network v. County of Marin (2012) 205 Cal.App.4th 195 — A request for judicial notice may be denied as unnecessary to the disposition of the appeal.
The appellate opinion: sound — The opinion candidly identifies the conflicting published authority and the pending Supreme Court review, explains why it adheres to its own prior decision in Christianson under ordinary principles of horizontal stare decisis, and addresses the People's reliance on Rhodius and Gonzalez by incorporating Christianson's reasoning. While the result rests on a contested statutory reading that the Supreme Court had not yet resolved, the court's approach of following its own published precedent and the majority view is a defensible and properly reasoned disposition for a memorandum opinion.
Opinion
Filed 10/16/24 P. v. Rivas CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D083391
Plaintiff and Respondent, v. (Super. Ct. No. SCD185232)
HERIBERTO RIVAS,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Lisa R. Rodriguez, Judge. Request for judicial notice is denied. Reversed and remanded with instructions. Ava R. Stralla, under the appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Robin Urbanski and Laura Baggett, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION This is yet another in a series of cases in which a defendant seeks a full resentencing under Penal Code1 section 1172.75 where the trial court previously imposed but stayed a prison prior enhancement pursuant to section 667.5, subdivision (b). Whether resentencing is required in such cases is presently pending review in the California Supreme Court.2 Following the weight of published appellate authority, and specifically this court’s prior opinion in Christianson, supra, 97 Cal.App.5th 300, we reverse with instructions to conduct a full resentencing.
A. Factual Summary In 2016, defendant Heriberto Rivas was found guilty of first degree murder. Among other things, Rivas admitted he had suffered a serious felony prior (§§ 667, subd. (a)(1), 668, 1192.7, subd. (c)) and a prison prior (§ 667.5, subd. (b)) arising from the same felony conviction. A five-year serious felony enhancement was imposed, and the prison prior enhancement was stayed. Effective January 1, 2022, former section 1171.1 (now section 1172.75) was added to the Penal Code by Senate Bill No. 483 (2021–2022 Reg. Sess.). (Stats. 2021, ch. 728, § 3.) With one exception not applicable here, section 1172.75 provides that prison prior enhancements “imposed prior to January 1 Further undesignated statutory references are to the Penal Code. 2 See People v. Rhodius (2023) 97 Cal.App.5th 38, review granted Feb. 21, 2024, S283169 (Rhodius); People v. Christianson (2023) 97 Cal.App.5th 300, review granted Feb. 21, 2024, S283189 (Christianson); People v. Saldana (2023) 97 Cal.App.5th 1270, review granted Mar. 12, 2024, S283547 (Saldana); People v. Mayberry (2024) 102 Cal.App.5th 665, review granted Aug. 14, 2024, S285853 (Mayberry). 2 1, 2020” pursuant to section 667.5, subdivision (b) are “legally invalid.” (§ 1172.75, subd. (a).) Pursuant to subdivision (b) of section 1172.75, the Department of Corrections and Rehabilitation (CDCR) identified Rivas as a person currently serving a prison term that included an enhancement imposed pursuant to section 667.5, subdivision (b). After the court appointed counsel to represent him, Rivas filed a motion to be resentenced. The court held a hearing but issued a written order denying the motion. Relying on section 1172.75’s legislative history and the Rhodius decision (97 Cal.App.5th 38), the court concluded that Rivas was ineligible for relief because his prison prior did not result in him serving any additional prison time.
B. Analysis The proper interpretation of section 1172.75 in this context has now been the subject of numerous conflicting published appellate opinions, and the Supreme Court has now granted review in several cases to resolve the conflict. In People v. Renteria (2023) 96 Cal.App.5th 1276, the trial court declined to apply section 1172.75 to the defendant’s prior prison term enhancements on the ground that the word “imposed” as used in subdivision (a) of section 1172.75 did not include enhancements that were stayed. (Renteria, at p. 1282.) The Sixth Appellate District reversed, holding that “imposed” enhancements include not only those imposed and executed, but also those that are imposed and stayed. (Ibid., quoting People v. Gonzalez (2008) 43 Cal.4th 1118, 1125 (Gonzalez).) In Rhodius, a different division of our court reached the opposite conclusion, relying heavily on Gonzalez, supra, 43 Cal.4th 1118, in which the Supreme Court interpreted the word “imposed” as used in section 12022.53, subdivision (f), to mean imposed and executed. Examining section 1172.75 3 as a whole, the Rhodius court observed that subdivision (d)(1) of section 1172.75 requires the trial court to impose a “lesser sentence than the one originally imposed,” and reasoned the only way the enhancement could affect the length of a sentence is if it had been imposed and executed. (Rhodius, supra, 97 Cal.App.5th at pp. 43–44, review granted.) It also found the legislative history of section 1172.75 demonstrates “a clear presupposition by the Legislature of an imposed and executed sentence,” including a legislative analysis that found sentencing enhancements create a significant financial burden for state taxpayers. (Rhodius, at pp. 46–47.) Decided only four days after Rhodius, this court’s opinion in Christianson rejected a narrow interpretation of section 1172.75 and held that the statute applies to cases in which the inmate’s abstract of judgment includes one or more section 667.5, subdivision (b) enhancements that were previously imposed but stayed. (Christianson, supra, 97 Cal.App.5th at p. 305, review granted.) Although we considered the word “imposed” in section 1172.75, subdivision (a) to be “at least somewhat ambiguous,” we concluded that in the context of the statutory scheme, stated legislative intent, and statutory history, “imposed” was not “limited to enhancements that were imposed and executed.” (Christianson, at p. 311.) We observed that subdivision (a) of section 1172.75 requires the CDCR to identify all inmates “ ‘currently serving a term for a judgment that includes an enhancement described in subdivision (a),’ ” and that a judgment “may include a sentence that has been imposed but suspended or stayed.” (Christianson, at p. 311.) We found it illogical that the Legislature would require the CDCR to identify a larger class of inmates based on the abstract of judgment, only to have the trial court “then look at the same abstracts of 4 judgment available to the CDCR to determine whether” the enhancements had been stayed. (Id. at p. 312.) We also disagreed that if the statute were interpreted as applying to stayed enhancements, this would create a conflict with subdivision (d)(1) of section 1172.75. We explained that when a punishment is stayed, “the trial court retains the ability to lift the stay and impose the term under certain circumstance[s],” and that “removal of the stayed enhancement” therefore “provide[s] some relief to the defendant by eliminating that potential.” (Christianson, supra, 97 Cal.App.5th at p. 312, review granted.) And while in Gonzalez, supra, 43 Cal.4th at page 1126, the Supreme Court interpreted the word “imposed” in section 12022.53, subdivision (f), to mean imposed and executed, we did not find Gonzalez to be controlling. In our view, the high court had interpreted “imposed” in the context of a statute intended to ensure longer sentences for felons who use firearms, whereas section 1172.75 was “expressly aimed at reducing sentences.” (Christianson, at p. 314.) And we found the legislative history to be consistent with our reading of section 1172.75.3 (Christianson, at p. 316.) Since the filing of our opinion in Christianson, several other courts have filed published opinions agreeing with Renteria and Christianson, but declining to follow Rhodius. (See Saldana, supra, 97 Cal.App.5th at pp. 1276–1279, review granted; Mayberry, supra, 102 Cal.App.5th 665, review granted; People v. Espino (2024) 104 Cal.App.5th 188, 195–198.) “We see no good reason to reject the weight of authority interpreting section 1172.75” including our own decision in Christianson. (Espino, at p. 196.)
3 We deny Rivas’s request for judicial notice of certain legislative history materials as unnecessary to the disposition of this appeal. (See Salmon Protection & Watershed Network v. County of Marin (2012) 205 Cal.App.4th 195, 209, fn. 13.) 5 “Absent a compelling reason, the Courts of Appeal are normally loath to overrule prior decisions from another panel of the same undivided district or from the same division.” (Estate of Sapp (2019) 36 Cal.App.5th 86, 109, fn. 9.) Christianson is a decision of this court, and the People have not provided us with a compelling reason to reconsider it. We were aware of Rhodius when we decided Christianson, and we expressly disagreed with the Rhodius court’s interpretation of section 1172.75. (See Christianson, supra, 97 Cal.App.5th at p. 316, fn. 8, review granted.) Accordingly, we adopt the reasoning and holding of Christianson and conclude that section 1172.75 affords relief to defendants like Rivas whose abstracts of judgment include one or more section 667.5, subdivision (b) enhancements that were previously imposed but stayed. Rivas is therefore entitled to a recall of his sentence and full resentencing upon remand, including the application of “any other changes in law that reduce sentences or provide for judicial discretion.” (§ 1172.75, subd. (d)(2).)
DISPOSITION
The order denying Rivas’s motion for resentencing is reversed and the matter is remanded to the trial court with instructions to grant the motion, recall Rivas’s sentence, and resentence him consistent with section 1172.75 and current law. DATO, J.
WE CONCUR:
O’ROURKE, Acting P. J.
BUCHANAN, J.
Cites, in this corpus
- Salmon Protection & Watershed Network v. County of Marin No. A133109 · 2012-04-20
- People v. Gonzalez S149898 · 2008-06-02