People v. Faircloth CA4/1
- Proceeding
- appeal from an order
- Trial court
- Superior Court of San Diego County · No. SCD262107
- Trial judge
- Lisa R. Rodriguez
- Outcome
- reversed — Reversed and remanded with instructions.
- Area
- criminal
- Panel
- Buchanan (author), O'Rourke, Laurence D. Rubin
Analysis
The trial court denied Faircloth's motion for resentencing under Penal Code section 1172.75, ruling he was ineligible because his prison prior enhancements were stayed rather than executed. The Court of Appeal reversed, holding that section 1172.75 applies to stayed enhancements and remanding for full resentencing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of motion for resentencing under Penal Code section 1172.75“Because the trial court’s ruling was based on an erroneous interpretation of section 1172.75, we reverse and remand for full resentencing.” | de novo | error | agree with court The appellate court applied de novo review to the statutory interpretation issue, finding the trial court erred by limiting relief to executed enhancements. The court relied on its own precedent in Christianson and the weight of authority from other districts to conclude that 'imposed' includes stayed enhancements, thereby reversing the denial. |
Authorities
- relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to enhancements that were imposed but stayed, not just those executed.
- relied: People v. Rhodius (2023) 97 Cal.App.5th 38 — Section 1172.75 applies only to enhancements that were imposed and executed (rejected by the court).
- relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — Interpreted 'imposed' in section 12022.53(f) to mean imposed and executed; distinguished by the court as not controlling for section 1172.75.
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Established the de novo standard of review for statutory interpretation.
- relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Courts of Appeal are normally loath to overrule prior decisions from the same division absent a compelling reason.
- relied: People v. Espino (2024) 104 Cal.App.5th 188 — Agreed with Christianson that section 1172.75 applies to stayed enhancements.
- relied: People v. Renteria (2023) 96 Cal.App.5th 1276 — Held that 'imposed' includes enhancements that are imposed and then stayed.
- relied: People v. Saldana (2023) 97 Cal.App.5th 1270 — Concluded section 1172.75 affords relief regardless of whether execution was stayed.
- relied: People v. Mayberry (2024) 102 Cal.App.5th 665 — Agreed with Christianson that section 1172.75 applies to stayed enhancements.
The appellate opinion: sound — The opinion is sound because it correctly applies the de novo standard of review and adheres to the binding precedent of its own division (Christianson) while distinguishing the conflicting Rhodius decision. It resolves the statutory ambiguity by aligning with the majority of appellate decisions and the legislative intent to reduce sentences.
How this analysis was made · dispute it
unusual dispositionThe trial court denied Billy Ray Faircloth's motion for resentencing under Penal Code section 1172.75, concluding he was ineligible because his two section 667.5, subdivision (b) prison prior enhancements had been imposed but stayed and so added no prison time, relying on People v. Rhodius. The Court of Appeal, reviewing de novo and following its own prior decision in People v. Christianson, held that 'imposed' in section 1172.75 includes imposed-and-stayed enhancements, reversed the order, and remanded with instructions to recall the sentence and conduct a full resentencing.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Denial of section 1172.75 resentencing on the ground that an imposed-but-stayed section 667.5(b) prison prior enhancement does not qualify as an enhancement 'imposed' within the meaning of the statute“After holding a hearing, the court concluded that Faircloth was ineligible for relief because his prison prior did not result in him serving any additional prison time.” | de novo | error (statutory interpretation) | agree with court The appellate court applied de novo review to a pure question of statutory interpretation and followed Christianson, a decision of the same division, which reads 'imposed' in section 1172.75 to include stayed enhancements based on the CDCR identification mechanism in subdivision (b), the statute's sentence-reducing purpose, and the relief afforded by eliminating the possibility of lifting the stay. That reading is shared by Renteria, Saldana, Mayberry, and Espino, and the court reasonably distinguished Gonzalez as construing 'imposed' in a sentence-enhancing firearm statute. Although the Supreme Court has granted review in Rhodius and Christianson and the question remains open, the opinion's result is consistent with the weight of published authority and with horizontal stare decisis within the division. |
Conducting the section 1172.75 eligibility hearing in Faircloth's absence without a valid waiver of his presence“This moots Faircloth’s argument that he is also entitled to resentencing based on his absence from the resentencing hearing.” | unclear | not reached | agree with court Because the court ordered a full resentencing on the statutory ground, the claim that Faircloth was improperly absent from the prior hearing was moot; declining to reach it was appropriate since any new hearing will occur on remand. |
Authorities
- relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to cases in which the abstract of judgment includes section 667.5(b) enhancements that were imposed but stayed; 'imposed' is not limited to imposed and executed.
- relied: People v. Renteria (2023) 96 Cal.App.5th 1276 — 'Imposed' in section 1172.75, subdivision (a) includes enhancements imposed and executed as well as those imposed and stayed.
- relied: People v. Saldana (2023) 97 Cal.App.5th 1270 — Section 1172.75 broadly affords relief to all defendants with a now-invalid section 667.5(b) enhancement regardless of whether execution was stayed.
- relied: People v. Mayberry (2024) 102 Cal.App.5th 665 — Agreeing with Christianson that stayed section 667.5(b) enhancements fall within section 1172.75.
- relied: People v. Espino (2024) 104 Cal.App.5th 188 — No good reason to reject the weight of authority interpreting section 1172.75 to reach stayed enhancements.
- relied: People v. Lewis (2021) 11 Cal.5th 952 — Questions of statutory interpretation are reviewed de novo.
- relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Absent a compelling reason, Courts of Appeal are loath to overrule prior decisions from another panel of the same district or the same division.
- relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — Interpreted 'imposed' in section 12022.53, subdivision (f) to mean imposed and executed; distinguished by the court as construing a sentence-enhancing statute rather than the sentence-reducing section 1172.75.
The appellate opinion: sound — The opinion identifies the controlling question, applies the correct de novo standard, candidly lays out the split among published decisions, and adheres to the division's own prior holding in Christianson with a principled stare decisis rationale while explaining why Gonzalez is distinguishable. It properly treats the presence-at-hearing argument as moot given the remand for full resentencing; the only caveat is that the underlying question is pending before the Supreme Court, which the court acknowledges.
Opinion
Filed 9/26/24 P. v. Faircloth CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D083519
Plaintiff and Respondent, v. (Super. Ct. No. SCD262107) BILLY RAY FAIRCLOTH, Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, Lisa R. Rodriguez, Judge. Reversed and remanded with instructions. Reed Webb, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Christopher P. Beesley, and Britton B. Lacy, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION Billy Ray Faircloth appeals the denial of his motion for resentencing under Penal Code1 section 1172.75. Because the trial court’s ruling was based on an erroneous interpretation of section 1172.75, we reverse and remand for full resentencing. In 2015, a jury convicted Faircloth of animal cruelty (§ 597, subd. (a)), and a separate jury convicted him of second degree robbery (§ 211). The trial court found true that Faircloth had two prison priors (§§ 667.5, subd. (b) & 668), three serious felony priors (§§ 667, subd. (a)(1) & 668), and three strike priors (§ 667, subds. (b)-(i)). At sentencing, the court imposed a prison term totaling 26 years and four months, and the court stayed execution of two terms for prison priors under section 667.5, subdivision (b). Effective January 1, 2022, section 1172.75 was added to the Penal Code by virtue of the passage of Senate Bill No. 483 (2021–2022 Reg. Sess.). (Stats. 2021, ch. 728, § 3.) With one exception not applicable here, section 1172.75 provides that prison prior enhancements “imposed prior to January 1, 2020” pursuant to section 667.5, subdivision (b) are “legally invalid.” (§ 1172.75, subd. (a).) It directs the Department of Corrections (CDCR) to identify those persons in custody “currently serving a term for a judgment that includes an enhancement described in subdivision (a) . . . to the sentencing court that imposed the enhancement.” (Id., subd. (b).) Upon receiving this information, “[i]f the court determines that the current judgment includes an enhancement described in subdivision (a), the court shall recall the sentence and resentence the defendant.” (Id., subd. (c).) “Resentencing pursuant to this section shall result in a lesser sentence than 1 Further undesignated statutory references are to the Penal Code.
2 the one originally imposed as a result of the elimination of the repealed enhancement” unless the court finds a lesser sentence would endanger public safety. (Id., subd. (d).) In 2023, after noting it had received a request to vacate Faircloth’s prison prior under section 1172.75, the trial court issued an order tentatively denying resentencing and appointing counsel. After holding a hearing, the court concluded that Faircloth was ineligible for relief because his prison prior did not result in him serving any additional prison time. The court relied on section 1172.75’s legislative history and on People v. Rhodius (2023) 97 Cal.App.5th 38, review granted February 21, 2024, S283169 (Rhodius) in support of its interpretation of section 1172.75. The dispositive issue presented in Faircloth’s appeal is whether the trial court erred in its interpretation of section 1172.75. He contends it did, and that the statute affords relief to all defendants whose sentences include a prior prison term enhancement, whether it was imposed and executed or imposed and stayed. The People contend the court did not err, because section 1172.75 applies only to those defendants whose prior prison term enhancements were imposed and executed. On our de novo review of this issue (People v. Lewis (2021) 11 Cal.5th 952, 961), and consistent with this court’s prior decisions on the issue, we conclude Faircloth has the better argument. Accordingly, we will reverse the order and remand for full resentencing. The proper interpretation of section 1172.75 in this context has now been the subject of conflicting published appellate opinions, and our Supreme Court has granted review to resolve the conflict. (People v. Renteria (2023) 96 Cal.App.5th 1276, 1282–1283; Rhodius, supra, 97 Cal.App.5th at pp. 43- 48, review granted Feb. 21, 2024, S283169; People v. Christianson (2023)
3 97 Cal.App.5th 300, 311–316, review granted Feb. 21, 2024, S283189 (Christianson); People v. Saldana (2023) 97 Cal.App.5th 1270, 1276–1279, review granted Mar. 12, 2024, S283547 (Saldana); People v. Mayberry (2024) 102 Cal.App.5th 665 (Mayberry), review granted Aug. 14, 2024, S285853; People v. Espino (2024) 104 Cal.App.5th 188 (Espino).) In Renteria, the trial court declined to apply section 1172.75 to the defendant’s prior prison term enhancements on the ground that the word “imposed” as used in subdivision (a) of section 1172.75 did not include enhancements that were stayed. (Renteria, supra, 96 Cal.App.5th at p. 1282.) The Sixth Appellate District reversed, holding that “imposed” includes “enhancements that are imposed and then executed as well as those that are imposed and then stayed.” (Ibid. [cleaned up].) In Rhodius, a different division of our court reached the opposite conclusion, relying heavily on People v. Gonzalez (2008) 43 Cal.4th 1118, 1126 (Gonzalez), in which the California Supreme Court interpreted the word “imposed” as used in section 12022.53, subdivision (f), to mean imposed and executed. Examining section 1172.75 as a whole, the Rhodius court observed subdivision (d)(1) of section 1172.75 requires the trial court to impose a “lesser sentence than the one originally imposed,” and reasoned the only way the enhancement could affect the length of a sentence is if it had been imposed and executed. (Rhodius, supra, 97 Cal.App.5th at pp. 43–44, review granted.) It also found the legislative history of section 1172.75 demonstrates “a clear presupposition by the Legislature of an imposed and executed sentence,” including a legislative analysis that found sentencing enhancements “put significant financial burdens on taxpayers and families statewide.” (Rhodius, at pp. 46–47 [cleaned up].)
4 This court, in Christianson, rejected a narrow interpretation of section 1172.75 and held that section 1172.75 applies to cases in which the inmate’s abstract of judgment includes one or more section 667.5, subdivision (b) enhancements that were previously imposed but stayed. (Christianson, supra, 97 Cal.App.5th at p. 305, review granted.) Although we considered the word “imposed” in section 1172.75, subdivision (a) to be “at least somewhat ambiguous,” we concluded that in the context of the statutory scheme, stated legislative intent, and statutory history, “imposed” was not “limited to enhancements that were imposed and executed.” (Christianson, at p. 311.) We observed that subdivision (a) of section 1172.75 requires the CDCR to identify all inmates “ ‘currently serving a term for a judgment that includes an enhancement described in subdivision (a),’ ” and that a judgment “may include a sentence that has been imposed but suspended or stayed.” (Christianson, at p. 311.) We found it illogical that the Legislature would require the CDCR to identify a larger class of inmates based on the abstract of judgment, only to have the trial court “then look at the same abstracts of judgment available to the CDCR to determine whether” the enhancements had been stayed. (Id. at p. 312.) We also disagreed that if the statute were interpreted to encompass stayed enhancements, this would create a conflict with subdivision (d)(1) of section 1172.75. We explained that when a punishment is stayed, “the trial court retains the ability to lift the stay and impose the term under certain circumstance[s],” and that “removal of the stayed enhancement” therefore “provide[s] some relief to the defendant by eliminating that potential.” (Christianson, supra, 97 Cal.App.5th at p. 312, review granted.) And while in Gonzalez, supra, 43 Cal.4th at page 1126, the California Supreme Court interpreted the word “imposed” in section 12022.53, subdivision (f), to mean 5 imposed and executed, we did not find Gonzalez to be controlling. In our view, the high court had interpreted “imposed” in the context of a statute intended to ensure longer sentences for felons who use firearms, whereas section 1172.75 was “expressly aimed at reducing sentences[.]” (Christianson, at p. 314.) And we found the legislative history to be consistent with our reading of section 1172.75. (Christianson, at p. 316.) In Saldana, the Third Appellate District similarly concluded that section 1172.75 broadly affords relief to all defendants with a now-invalid section 667.5, subdivision (b) enhancement, regardless of whether execution of the enhancement was stayed. In doing so, it relied on reasoning from Christianson, and disagreed with the Rhodius court’s view that defendants whose sentences include stayed enhancements would not be subject to a lesser sentence if their enhancement was stricken. (Saldana, supra, 97 Cal.App.5th at pp. 1277, 1278, review granted.) The Fifth Appellate District in Mayberry and the Sixth Appellate District in Espino also agreed with Christianson. (Mayberry, supra, 102 Cal.App.5th at p. 675, review granted; Espino, supra, 104 Cal.App.5th at pp. 194–201.) Faircloth asks us to interpret section 1172.75 as we did in Christianson to include all cases in which the trial court imposed a prior prison term as a part of the original judgment. He also contends he is entitled to a new resentencing hearing because he was absent from the hearing without a valid waiver of his presence. In response, the People ask us to follow Rhodius rather than Christianson, and hold that section 1172.75 does not apply to an imposed and stayed section 667.5, subdivision (b) enhancement. The People also contend Faircloth had no right to be present when the trial court deemed him ineligible for relief.
6 We decline the People’s request to follow Rhodius. “We see no good reason to reject the weight of authority interpreting section 1172.75” including our own decision in Christianson. (Espino, supra, 104 Cal.App.5th at p. 196.) “Absent a compelling reason, the Courts of Appeal are normally loath to overrule prior decisions from another panel of the same undivided district or from the same division.” (Estate of Sapp (2019) 36 Cal.App.5th 86, 109, fn. 9.) Christianson is a decision of this appellate division, and the People have not provided us with a compelling reason for reconsidering it. Although they assert that Rhodius is the more “comprehensive and well- reasoned analysis,” we were aware of Rhodius when we decided Christianson and we expressly disagreed with the Rhodius court’s interpretation of section 1172.75. (See Christianson, supra, 97 Cal.App.5th at p. 316, fn. 8, review granted.) Accordingly, we adopt the reasoning and holding of Christianson and conclude that section 1172.75 affords relief to defendants like Faircloth whose abstracts of judgment include one or more section 667.5, subdivision (b) enhancements that were previously imposed but stayed. Faircloth is therefore entitled to a recall of his sentence and full resentencing upon remand, including the application of “any other changes in law that reduce sentences or provide for judicial discretion.” (§ 1172.75, subd. (d)(2).) This moots Faircloth’s argument that he is also entitled to resentencing based on his absence from the resentencing hearing.
7 DISPOSITION The order denying Faircloth’s motion for resentencing is reversed and the matter is remanded to the trial court with instructions to grant the motion, recall Faircloth’s sentence, and resentence him consistent with section 1172.75 and current law.
BUCHANAN, J.
WE CONCUR:
O’ROURKE, Acting P. J.
RUBIN, J.
Cites, in this corpus
- People v. Lewis S260598 · 2021-07-26
- People v. Gonzalez S149898 · 2008-06-02