gno.law

People v. Stapleton CA4/1

California Court of Appeal · D084676 · 2024-09-26 · Unpublished

Proceeding
appeal from an order
Trial court
Superior Court of Riverside County · No. RIF152067
Trial judge
John D. Molloy
Outcome
reversed — Reversed and remanded with instructions.
Area
criminal
Panel
Buchanan (author), O'Rourke, Michele M. Castillo

Analysis

A model's reading — qwen3.8-27b, prompt v1, 2026-10-13T04:04Z · confidence high

The trial court denied Stapleton's motion for resentencing under Penal Code section 1172.75, ruling that stayed prior prison term enhancements were not 'imposed' within the meaning of the statute. The Court of Appeal reversed, holding that the statute applies to stayed enhancements as well, and remanded for full resentencing.

Ruling reviewedStandardThe courtThe model
Denial of motion for resentencing under Penal Code section 1172.75
“The court reasoned his prior prison term enhancements had been stayed, such that he was “not serving time for a prison prior in a manner contemplated by the statute.””
de novoerror (statutory interpretation)agree with court
agree with court
Constitutional violation for holding hearing in defendant's absence
“This moots the remaining argument raised by Stapleton regarding his personal presence at the previous hearing.”
unclearnot reachedagree with court
agree with court

Authorities

  • relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to prior prison term enhancements that were imposed but stayed.
  • relied: People v. Rhodius (2023) 97 Cal.App.5th 38 — Section 1172.75 does not apply to enhancements that were imposed but stayed (view rejected by this court).
  • relied: People v. Gonzalez (2008) 43 Cal.4th 1118 — The word 'imposed' in section 12022.53, subdivision (f) means imposed and executed (distinguished by this court).
  • relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Courts of Appeal are normally loath to overrule prior decisions from the same division absent a compelling reason.
  • relied: People v. Lewis (2021) 11 Cal.5th 952 — Standard of review for statutory interpretation is de novo.

The appellate opinion: sound — The opinion is sound because it correctly applies the law of the case doctrine to adhere to the division's prior decision in Christianson, which directly addresses the statutory ambiguity. It properly distinguishes the Supreme Court's holding in Gonzalez based on the different legislative intent of the statutes involved.

How this analysis was made · dispute it

unusual disposition

A model's reading — claude-fable-5-1, prompt v1, 2026-10-13T04:29Z · confidence low

The Riverside County Superior Court denied Richard Stapleton's Penal Code section 1172.75 resentencing motion, reasoning that his two section 667.5(b) prior prison term enhancements had been stayed rather than executed and so were not "imposed" within the meaning of the statute, relying on People v. Rhodius. The Court of Appeal, Fourth District, Division One, reviewing de novo and adhering to its own prior decision in People v. Christianson, held that section 1172.75 reaches imposed-but-stayed enhancements, reversed, and remanded with instructions to grant the motion and conduct a full resentencing, mooting Stapleton's claim that the hearing was improperly held in his absence.

Ruling reviewedStandardThe courtThe model
Denial of section 1172.75 resentencing on the ground that stayed section 667.5(b) prior prison term enhancements were not "imposed" and defendant was therefore ineligible for relief
“The court reasoned his prior prison term enhancements had been stayed, such that he was “not serving time for a prison prior in a manner contemplated by the statute.””
de novoerror (statutory interpretation)unsure
The panel applied de novo review (People v. Lewis) and followed its own published decision in Christianson, which had already considered and rejected Rhodius and distinguished Gonzalez as interpreting "imposed" in a sentence-lengthening statute rather than a sentence-reducing one. Adhering to a prior decision of the same division absent a compelling reason (Estate of Sapp) is a legitimate stare decisis practice, and the majority of appellate districts (Renteria, Saldana, Mayberry, Espino) agreed. However, the opinion itself acknowledges the statutory term is "at least somewhat ambiguous," that Rhodius reached the opposite result relying on Supreme Court authority in Gonzalez, and that the Supreme Court had granted review in Rhodius, Christianson, Saldana, and Mayberry to resolve the conflict. Given the acknowledged split and the pending Supreme Court resolution, the result is defensible but not clearly compelled by the text; I cannot say the trial court committed a specific error of law beyond disagreeing with the Christianson line.
Conducting the section 1172.75 hearing in defendant's absence without a valid waiver of personal presence
“This moots the remaining argument raised by Stapleton regarding his personal presence at the previous hearing.”
unclearnot reachedagree with court
Because the court ordered a full resentencing on remand at which Stapleton will have the opportunity to be present, the court reasonably declined to decide whether the prior hearing violated his constitutional or statutory right to presence. Treating the issue as moot is a proper exercise of judicial restraint given the disposition.

Authorities

  • relied: People v. Christianson (2023) 97 Cal.App.5th 300 — Section 1172.75 applies to cases in which the abstract of judgment includes section 667.5(b) enhancements that were imposed but stayed; "imposed" is not limited to imposed and executed enhancements.
  • relied: People v. Lewis (2021) 11 Cal.5th 952 — Questions of statutory interpretation are reviewed de novo.
  • relied: People v. Renteria (2023) 96 Cal.App.5th 1276 — "Imposed" in section 1172.75, subdivision (a) includes enhancements that are imposed and executed as well as those imposed and then stayed.
  • relied: People v. Saldana (2023) 97 Cal.App.5th 1270 — Section 1172.75 affords relief to all defendants with a now-invalid section 667.5(b) enhancement regardless of whether execution was stayed.
  • relied: People v. Mayberry (2024) 102 Cal.App.5th 665 — Agreeing with Christianson that section 1172.75 reaches imposed-but-stayed section 667.5(b) enhancements.
  • relied: People v. Espino (2024) 104 Cal.App.5th 188 — Agreeing with Christianson that section 1172.75 reaches imposed-but-stayed section 667.5(b) enhancements.
  • relied: Estate of Sapp (2019) 36 Cal.App.5th 86 — Absent a compelling reason, Courts of Appeal are loath to overrule prior decisions from another panel of the same district or the same division.

The appellate opinion: sound — The memorandum opinion squarely addresses the dispositive statutory question, applies the correct de novo standard, candidly lays out the conflicting published authority including Rhodius and the Supreme Court's Gonzalez decision, and gives a principled reason (intra-division stare decisis under Estate of Sapp) for adhering to Christianson. It is sound on its own terms, though its result depends on an acknowledged statutory ambiguity then pending before the Supreme Court, and the opinion does not independently re-engage the Gonzalez textual argument beyond summarizing Christianson's distinction.

How this analysis was made · dispute it

Opinion

Filed 9/26/24 P. v. Stapleton CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

THE PEOPLE, D084676

Plaintiff and Respondent, v. (Super. Ct. No. RIF152067) RICHARD MALONE STAPLETON, JR., Defendant and Appellant.

APPEAL from an order of the Superior Court of Riverside County, John D. Molloy, Judge. Reversed and remanded with instructions. Cindy Brines, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Melissa Mandel, Stephanie Chow, and Tami Falkenstein Hennick, Deputy Attorneys General, for Plaintiff and Respondent. MEMORANDUM OPINION Richard Stapleton, Jr., appeals the denial of his motion for resentencing under Penal Code1 section 1172.75. Additionally, he contends the trial court violated his constitutional rights by holding his resentencing hearing in his absence without a valid waiver. Because the trial court’s ruling was based on an erroneous interpretation of section 1172.75, we reverse and remand for full resentencing.2 In April 2010, Stapleton pled guilty to one count of robbery (§ 211) and admitted he personally used a firearm (§ 12022.53, subd. (c)). He also admitted he suffered a prior felony conviction in 2002 that qualified as a strike prior (§§ 667, subd. (b)–(i) and 1170.12), and two prior prison term enhancements (§ 667.5, former subd. (b) (hereafter, section 667.5(b))). The trial court sentenced Stapleton to a total prison term of 20 years, consisting of the upper term of five years for the robbery, doubled for the strike prior, plus 10 years for the firearm enhancement, and two one-year punishments for each of the prior prison term enhancements. It stayed the one-year punishment for the two prior prison term enhancements under section 667.5(b). Effective January 1, 2022, section 1172.75 was added to the Penal Code by virtue of the passage of Senate Bill No. 483 (2021–2022 Reg. Sess.). (Stats. 2021, ch. 728, § 3.) Section 1172.75 provides that certain sentence enhancements “imposed prior to January 1, 2020” pursuant to section 667.5(b), are “legally invalid.” (§ 1172.75, subd. (a).) It directs the 1 Further undesignated statutory references are to the Penal Code.

2 Stapleton’s request for judicial notice filed August 2, 2024 is granted as to Exhibit C and denied as to Exhibits A and B. 2 Department of Corrections (CDCR) to identify those persons in custody “currently serving a term for a judgment that includes an enhancement described in subdivision (a) . . . to the sentencing court that imposed the enhancement.” (Id., subd. (b).) Upon receiving this information, “[i]f the court determines that the current judgment includes an enhancement described in subdivision (a), the court shall recall the sentence and resentence the defendant.” (Id., subd. (c).) “Resentencing pursuant to this section shall result in a lesser sentence than the one originally imposed as a result of the elimination of the repealed enhancement” unless the court finds a lesser sentence would endanger public safety. (Id., subd. (d).) The CDCR identified Stapleton as a person currently serving a prison term that included an enhancement imposed pursuant to section 667.5(b). The People opposed the request for recall and full resentencing hearing under section 1172.75. Following a hearing in December 2023, at which Stapleton was not present, the trial court issued an order finding him ineligible for any relief. The court reasoned his prior prison term enhancements had been stayed, such that he was “not serving time for a prison prior in a manner contemplated by the statute.” In the court’s view, the enhancement therefore had not been “imposed” within the meaning of section 1172.75, subdivision (a). The court relied on People v. Rhodius (2023) 97 Cal.App.5th 38, review granted February 21, 2024, S283169 (Rhodius) in support of its interpretation of section 1172.75. The dispositive issue presented in Stapleton’s appeal is whether the trial court erred in its interpretation of section 1172.75. He contends it did, and that the statute affords relief to all defendants whose sentences include a prior prison term enhancement, whether it was imposed and executed or 3 imposed and stayed. The People contend the court did not err, because section 1172.75 applies only to those defendants whose prior prison term enhancements were imposed and executed. On our de novo review of this issue (People v. Lewis (2021) 11 Cal.5th 952, 961), and consistent with this court’s prior decisions on the issue, we conclude Stapleton has the better argument. Accordingly, we will reverse the order and remand for full resentencing. The proper interpretation of section 1172.75 in this context has now been the subject of conflicting published appellate opinions, and our Supreme Court has granted review to resolve the conflict. (People v. Renteria (2023) 96 Cal.App.5th 1276, 1282–1283; Rhodius, supra, 97 Cal.App.5th at pp. 43– 48, review granted Feb. 21, 2024, S283169; People v. Christianson (2023) 97 Cal.App.5th 300, 311–316, review granted Feb. 21, 2024, S283189 (Christianson); People v. Saldana (2023) 97 Cal.App.5th 1270, 1276–1279, review granted Mar. 12, 2024, S283547 (Saldana); People v. Mayberry (2024) 102 Cal.App.5th 665 (Mayberry), review granted Aug. 14, 2024, S285853; People v. Espino (2024) 104 Cal.App.5th 188 (Espino).) In Renteria, the trial court declined to apply section 1172.75 to the defendant’s prior prison term enhancements on the ground “imposed” as used in subdivision (a) of section 1172.75 did not include enhancements that were stayed. (Renteria, at p. 1282.) The Sixth Appellate District reversed, holding “imposed” includes “enhancements that are imposed and then executed as well as those that are imposed and then stayed.” (Ibid. [cleaned up].) In Rhodius, the Court of Appeal reached the opposite conclusion, relying heavily on People v. Gonzalez (2008) 43 Cal.4th 1118, 1126 (Gonzalez), in which the California Supreme Court interpreted the word “imposed” in section 12022.53, subdivision (f), to mean imposed and executed. Examining 4 section 1172.75 as a whole, the Rhodius court observed subdivision (d)(1) of section 1172.75 requires the trial court to impose a “lesser sentence than the one originally imposed,” and reasoned the only way the enhancement could affect the length of a sentence is if it had been imposed and executed. (Rhodius, supra, 97 Cal.App.5th at pp. 43–44, review granted.) It also found the legislative history of section 1172.75 demonstrates “a clear presupposition by the Legislature of an imposed and executed sentence,” including a legislative analysis that found sentencing enhancements “put significant financial burdens on taxpayers and families statewide.” (Rhodius, at pp. 46– 47 [cleaned up].) This court, in Christianson, rejected a narrow interpretation of section 1172.75 and held section 1172.75 applies to cases in which the inmate’s abstract of judgment includes one or more section 667.5(b) enhancements that were previously imposed but stayed. (Christianson, supra, 97 Cal.App.5th at p. 305, review granted.) Although we considered the word “imposed” in section 1172.75, subdivision (a), to be “at least somewhat ambiguous,” we concluded that in the context of the statutory scheme, stated legislative intent, and statutory history, “imposed” was not “limited to enhancements that were imposed and executed.” (Christianson, at p. 311.) We observed subdivision (a) of section 1172.75 requires the CDCR to identify all inmates “ ‘currently serving a term for a judgment that includes an enhancement described in subdivision (a),’ ” and that a judgment “may include a sentence that has been imposed but suspended or stayed.” (Christianson, at p. 311.) We found it illogical that the Legislature would require the CDCR to identify a larger class of inmates based on the abstract of judgment, only to have the trial court “then look at the same abstracts of 5 judgment available to the CDCR to determine whether” the enhancements had been stayed. (Id. at p. 312.) We also disagreed that if the statute were interpreted to encompass stayed enhancements, this would create a conflict with subdivision (d)(1) of section 1172.75. We explained that when a punishment is stayed, “the trial court retains the ability to lift the stay and impose the term under certain circumstance[s],” and that “removal of the stayed enhancement” therefore “provide[s] some relief to the defendant by eliminating that potential.” (Christianson, supra, 97 Cal.App.5th at p. 312, review granted.) And while in Gonzalez, supra, 43 Cal.4th at page 1126, the California Supreme Court interpreted the word “imposed” in section 12022.53, subdivision (f), to mean imposed and executed, we did not find Gonzalez to be controlling. In our view, the high court had interpreted “imposed” in the context of a statute intended to ensure longer sentences for felons who use firearms, whereas section 1172.75 was “expressly aimed at reducing sentences[.]” (Christianson, at p. 314.) And we found the legislative history to be consistent with our reading of section 1172.75. (Christianson, at p. 316.) In Saldana, the Third Appellate District concluded that section 1172.75 broadly affords relief to all defendants with a now-invalid section 667.5(b) enhancement, regardless of whether execution of the enhancement was stayed. In doing so, it relied on reasoning from Christianson, and disagreed with the Rhodius court’s view that defendants whose sentences include stayed enhancements would not be subject to a lesser sentence if their enhancement was stricken. (Saldana, supra, 97 Cal.App.5th at pp. 1277, 1278, review granted.) The Fifth District in Mayberry and the Sixth District in Espino also reached the same result as we did in Christianson. (Mayberry, 6 supra, 102 Cal.App.5th at p. 675, review granted; Espino, supra, 104 Cal.App.5th at pp. 194–201.) Unsurprisingly, Stapleton asks us to interpret section 1172.75 as we did in Christianson to include all cases in which the trial court imposed a prior prison term as a part of the original judgment. He observes this outcome is consistent with the outcomes in Renteria and Saldana. In response, the People ask us to follow Rhodius rather than Christianson, hold that section 1172.75 does not apply to an imposed and stayed section 667.5(b) enhancement, and strike the stayed enhancement on the ground it resulted in an unauthorized sentence. We decline the People’s request. “Absent a compelling reason, the Courts of Appeal are normally loath to overrule prior decisions from another panel of the same undivided district or from the same division.” (Estate of Sapp (2019) 36 Cal.App.5th 86, 109, fn. 9.) Christianson is a decision of this appellate division, and the People have not provided us with a compelling reason for reconsidering it. Although they assert that Rhodius is “undergirded by a comprehensive and well-reasoned analysis,” we were aware of Rhodius when we decided Christianson and we expressly disagreed with the Rhodius court’s interpretation of section 1172.75. (See Christianson, supra, 97 Cal.App.5th at p. 316, fn. 8, review granted.) Accordingly, we adhere to the reasoning and holding of Christianson and conclude section 1172.75 affords relief to defendants like Stapleton whose abstracts of judgment include one or more section 667.5(b) enhancements that were previously imposed but stayed. Stapleton is therefore entitled to a full resentencing upon remand, including the application of “any other changes in law that reduce sentences or provide for judicial discretion.” (§ 1172.75, subd. (d)(2).) This moots the remaining 7 argument raised by Stapleton regarding his personal presence at the previous hearing. DISPOSITION The order denying Stapleton’s motion for resentencing pursuant to section 1172.75 is reversed and the matter is remanded with instructions to the court to issue a new order granting Stapleton’s motion.

BUCHANAN, J.

WE CONCUR:

O’ROURKE, Acting P. J.

CASTILLO, J.

Cites, in this corpus