People v. Arriola CA4/1
- Proceeding
- appeal from a judgment
- Trial court
- Superior Court of San Diego County · No. SCN388950
- Trial judge
- Kelly C. Mok
- Outcome
- reversed in part — Affirmed in part and remanded in part.
- Area
- criminal
- Panel
- Laurence D. Rubin (author), William S. Dato, Julia C. Kelety
Analysis
The trial court found the defendant competent to stand trial, upheld the jury's finding of the lying-in-wait special circumstance, and refused to dismiss the firearm enhancement under Penal Code section 1385, citing public safety risks. The Court of Appeal affirmed the competency and special circumstance rulings but reversed the sentencing decision, finding the trial court applied the wrong legal standard regarding the defendant's future dangerousness given his life-without-parole sentence.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
Competency to stand trial (First Determination)“Accordingly, because Arriola submitted on Dr. Badre’s report without any argument, Arriola forfeited his objections on appeal.” | unclear | error | agree with court agree with court |
Competency to stand trial (Second Determination)“Dr. Badre’s opinion is therefore substantial evidence in support of the trial court’s ruling, and that ruling was adequately stated on the record. We therefore affirm the trial court’s second competency determination.” | substantial evidence | not reached | agree with court agree with court |
Competency to stand trial (Third and Fourth Determinations)“We find, therefore, Arriola forfeited these arguments on appeal. (Kirvin, supra, 231 Cal.App.4th at p. 1514.)” | unclear | error | agree with court agree with court |
Lying-in-wait special circumstance“Based on the foregoing, sufficient evidence supported the jury’s true finding on the lying-in-wait special circumstance.” | substantial evidence | not reached | agree with court agree with court |
Dismissal of firearm enhancement under Penal Code section 1385“Consequently, the trial court applied the wrong legal standard and abused its discretion.” | abuse of discretion | error | agree with court agree with court |
Authorities
- relied: Rodriguez v. Superior Court (2023) 15 Cal.5th 472 — A criminal defendant cannot be tried while mentally incompetent.
- relied: People v. Turner (2004) 34 Cal.4th 406 — Defines substantial evidence as reasonable, credible, and of solid value.
- relied: People v. Mendoza (2016) 62 Cal.4th 856 — Appellate courts give due deference to the trier of fact and view the record in the light most favorable to the verdict.
- relied: People v. Helzer (2024) 15 Cal.5th 622 — A competency determination is upheld if supported by substantial evidence, even if contrary evidence exists.
- relied: People v. Kirvin (2014) 231 Cal.App.4th 1507 — Defendants may not attack the validity of expert reports to which they submit with arguments they did not present to the trial court.
- relied: People v. Blacksher (2011) 52 Cal.4th 769 — In competency proceedings, the defendant is presumed competent and assumes the burden of proof, distinguishing them from criminal guilt adjudications.
- relied: People v. Marks (1988) 45 Cal.3d 1335 — No 'magic words' are required for a competency finding, but the court should expressly state its determination and reasoning.
- relied: People v. Wright (2016) 4 Cal.App.5th 537 — The testimony of a single witness, including an expert, may be sufficient to constitute substantial evidence.
- relied: People v. Woodruff (2018) 5 Cal.5th 697 — Defines the elements of the lying-in-wait special circumstance: concealment of purpose, watching and waiting, and surprise attack.
- relied: People v. Ceja (1993) 4 Cal.4th 1134 — Concealment for lying-in-wait need not be physical; it suffices if purpose and intent are concealed by actions or conduct.
- relied: People v. Mendoza (2011) 52 Cal.4th 1056 — The watching and waiting period need not continue for a particular length of time, provided it shows a state of mind equivalent to premeditation or deliberation.
- relied: People v. Mataele (2022) 13 Cal.5th 372 — Establishes the standard of review for lying-in-wait special circumstance findings as sufficiency of the evidence.
- relied: People v. Cook (2021) 59 Cal.App.5th 586 — It is the jury, not the appellate court, that must be convinced of guilt beyond a reasonable doubt based on circumstantial evidence.
- relied: People v. Nelson (2016) 1 Cal.5th 513 — Held that insufficient evidence supported a lying-in-wait instruction where there was no evidence the defendant arrived before the victims or waited in ambush.
- relied: People v. Harrison (1963) 59 Cal.2d 622 — Jury could reasonably conclude lying-in-wait where defendant armed himself, was not observed prior to attack, and attacked immediately upon victim's emergence.
- relied: People v. Rosoto (1962) 58 Cal.2d 304 — Jury could reasonably infer lying-in-wait where no one saw the killer before the murder and his approach coincided with the victim's approach to the porch.
- relied: People v. Gonzalez (2024) 103 Cal.App.5th 215 — In determining if dismissal of an enhancement endangers public safety, a crucial part of the inquiry is how the dismissal will impact the length of the defendant's sentence.
The appellate opinion: sound — The opinion correctly applies the substantial evidence standard to the competency and special circumstance claims, relying on established California Supreme Court precedent. It correctly identifies that the trial court failed to apply the specific legal standard from People v. Gonzalez regarding the impact of the sentence length on the public safety analysis for the firearm enhancement.
How this analysis was made · dispute it
unusual dispositionThe trial court four times found Arriola competent to stand trial, a jury convicted him of first degree murder with a lying-in-wait special circumstance and a section 12022.53(d) firearm enhancement, and at sentencing the court refused to dismiss the enhancement under section 1385(c)(2), imposing life without parole plus 25 years to life. The Court of Appeal affirmed the conviction, holding the first, third, and fourth competency challenges forfeited and the second competency finding and the special circumstance supported by substantial evidence, but vacated the sentence and remanded because the trial court applied the wrong legal standard in finding dismissal of the enhancement would endanger public safety without accounting for the LWOP term.
| Ruling reviewed | Standard | The court | The model |
|---|---|---|---|
First competency determination (January 2020) finding Arriola competent after defense submitted on Dr. Badre's report without argument“Accordingly, because Arriola submitted on Dr. Badre’s report without any argument, Arriola forfeited his objections on appeal.” | substantial evidence | not reached | agree with court The court declined to reach the merits, holding the challenge forfeited under Kirvin because defendant submitted on the report without argument, and relying on Blacksher for the point that the no-forfeiture rule for sufficiency claims does not apply where the defendant bears the burden and is presumed competent. Those authorities support the forfeiture holding, and even on the merits a single court-appointed expert's opinion of competence would be substantial evidence. |
Second competency determination (March 2021 bench trial) finding Arriola competent based on Dr. Badre's testimony, and adequacy of the court's statement of findings under rule 4.130“Dr. Badre’s opinion is therefore substantial evidence in support of the trial court’s ruling, and that ruling was adequately stated on the record.” | substantial evidence | correct | agree with court Under section 1369(f) the defendant bears the burden of proving incompetence by a preponderance, and a single expert's testimony may constitute substantial evidence (Wright). Dr. Badre interviewed Arriola twice, explained why he viewed the nonresponsiveness as volitional rather than symptomatic, and distinguished the 2016 military incompetency findings; the appellate court correctly refused to reweigh against Dr. DeFrancesco and the investigator. The court's oral summary of the evidence and express finding satisfies Marks, which requires no magic words. |
Third and fourth competency determinations (October 2021 and April 2022) finding Arriola competent on the reports of Drs. Naimark and Carroll“We find, therefore, Arriola forfeited these arguments on appeal.” | substantial evidence | not reached | agree with court Counsel stipulated to Dr. Naimark's report at the third hearing, so forfeiture under Kirvin is straightforward. At the fourth hearing counsel stated a general disagreement with Dr. Carroll's findings but offered no evidence or specific argument; the forfeiture conclusion there is somewhat thinner, but the result is defensible because the only evidence before the court was a qualified expert's report finding competence, which alone is substantial evidence under Wright and Kirvin. |
Jury's true finding on the lying-in-wait special circumstance (§ 190.2, subd. (a)(15))“These circumstances reasonably justify the jury’s determination that the encounter between Arriola and Rideout was not a coincidence, but rather the result of a planned surprise attack.” | substantial evidence | correct | agree with court The court correctly applied the Woodruff/Ceja/Mendoza elements and distinguished Nelson, where there was no evidence from which to infer waiting over a chance rear attack. Here the UPS driver saw no one in the area seconds before the shots, Arriola had been gone an hour on a pretextual grocery trip, armed himself, Rideout did not scream until after two shots and still held a dog biscuit, her name appeared on a list ending in 'R.I.P.,' and Arriola immediately invoked a trespasser self-defense narrative he had studied. As in Harrison and Rosoto, the jury could reasonably infer concealment and watchful waiting; the court properly declined to reverse merely because the circumstantial evidence could also be reconciled with a chance encounter (Cook). The wound-location argument fails because the medical examiner could not sequence four of the five shots. |
Denial of motion to dismiss the section 12022.53(d) firearm enhancement under section 1385, subdivision (c)(2) on the ground dismissal would endanger public safety“Consequently, the trial court applied the wrong legal standard and abused its discretion.” | abuse of discretion | error (law misapplied) | agree with court Section 1385(c)(2) defines 'endanger public safety' as a likelihood that dismissal of the enhancement would result in physical injury or serious danger to others, a forward-looking inquiry tied to how dismissal affects the sentence (Gonzalez). The trial court's finding was framed around the risk Arriola would reoffend 'if he is released,' but the LWOP term means dismissal of the consecutive 25-to-life enhancement could never result in release, so the court did not apply the statutory inquiry. Applying an incorrect legal standard is an abuse of discretion, and remand for the court to exercise informed discretion is the proper remedy. The opinion does not, however, address whether remand would be futile because the record clearly indicates the court would reach the same result (the Gutierrez standard), which is a gap but not an error in the result. |
Authorities
- relied: People v. Kirvin (2014) 231 Cal.App.4th 1507 — A defendant who submits on expert competency reports may not attack their validity on appeal with arguments not presented to the trial court; appellate courts do not reweigh expert credibility.
- relied: People v. Blacksher (2011) 52 Cal.4th 769 — Because a defendant is presumed competent and bears the burden of proof in competency proceedings, the rule that sufficiency-of-evidence claims are never forfeited does not apply.
- relied: People v. Turner (2004) 34 Cal.4th 406 — A competency determination is upheld if supported by substantial evidence that is reasonable, credible, and of solid value.
- relied: People v. Mendoza (2016) 62 Cal.4th 856 — Reviewing court views the record in the light most favorable to the competency verdict and does not reweigh the evidence.
- relied: People v. Helzer (2024) 15 Cal.5th 622 — A competency finding supported by substantial evidence is upheld even if substantial contrary evidence exists.
- relied: People v. Marks (1988) 45 Cal.3d 1335 — No magic words are required for a competency finding; the court should expressly state its determination and ideally identify the evidence and reasoning.
- relied: People v. Wright (2016) 4 Cal.App.5th 537 — Testimony of a single expert may constitute substantial evidence unless based on speculative, remote, or conjectural factors or unsupported assumptions.
- relied: People v. Woodruff (2018) 5 Cal.5th 697 — Lying-in-wait special circumstance requires concealment of purpose, a substantial period of watching and waiting, and a surprise attack on an unsuspecting victim from a position of advantage.
- relied: People v. Ceja (1993) 4 Cal.4th 1134 — Concealment for lying in wait need not be physical; concealment of purpose placing the defendant in a position of advantage suffices.
- relied: People v. Mendoza (2011) 52 Cal.4th 1056 — The watching-and-waiting period need not last any particular length so long as it shows a state of mind equivalent to premeditation and deliberation.
- relied: People v. Mataele (2022) 13 Cal.5th 372 — Lying-in-wait special circumstance findings are reviewed for sufficiency of the evidence.
- relied: People v. Cook (2021) 59 Cal.App.5th 586 — Where circumstances reasonably justify the jury's finding, the possibility of a contrary reasonable interpretation of circumstantial evidence does not warrant reversal.
- relied: People v. Nelson (2016) 1 Cal.5th 513 — Where there is no evidence the defendant arrived before the victims or waited in ambush, there is no factual basis to infer a lying-in-wait scenario over a mere surprise attack from behind.
- relied: People v. Harrison (1963) 59 Cal.2d 622 — Jury could infer watching and waiting in concealment from evidence the defendant armed himself, was not seen on the street beforehand, and attacked the victim immediately on her emergence.
- relied: People v. Rosoto (1962) 58 Cal.2d 304 — Jury could infer the killer was hiding and waiting where no one saw him before the murder and his approach coincided with the victim's approach to the front porch.
- relied: People v. Gonzalez (2024) 103 Cal.App.5th 215 — Under section 1385(c)(2), the public-safety inquiry is forward-looking and must account for how dismissal of the enhancement affects sentence length and the defendant's current and future dangerousness; applying an incorrect legal standard is an abuse of discretion.
- missed: People v. Gutierrez (2014) 58 Cal.4th 1354 — When a trial court misunderstands the scope of its sentencing discretion, remand is required unless the record clearly indicates the court would have reached the same conclusion even if it had been aware of its discretion; the opinion did not address whether the court's 'horrific and planned crime' finding made remand futile.
The appellate opinion: sound with gaps — The opinion correctly applies the deferential substantial-evidence standard to the competency and lying-in-wait findings, properly distinguishes Nelson and analogizes to Harrison and Rosoto, and correctly identifies that a public-safety finding premised on release cannot be squared with section 1385(c)(2) when the defendant is serving LWOP. It does not address whether remand is futile under the Gutierrez clear-indication standard given the trial court's independent findings about the planned, violent nature of the crime, and its forfeiture holding as to the fourth competency hearing, where counsel voiced disagreement, is thinly reasoned.
Opinion
Filed 9/17/24 P. v. Arriola CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D080780
Plaintiff and Respondent, v. (Super. Ct. No. SCN388950)
EDUARDO ARRIOLA,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Kelly C. Mok, Judge. Affirmed in part and remanded in part. Jill M. Klein, under appointment by the Court of Appeal, for Defendant and Appellant. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Kathryn A. Kirschbaum and Collette C. Cavalier, Deputy Attorneys General, for Plaintiff and Respondent. I. INTRODUCTION Eduardo Arriola appeals his first degree murder conviction, claiming he lacked competence to stand trial due to his schizophrenia diagnosis. Arriola also argues substantial evidence does not support the jury’s true finding on the lying-in-wait special circumstance. Finally, Arriola asserts the trial court abused its discretion when it declined to dismiss the firearm enhancement attached to his conviction because his life without parole sentence prevents him from endangering the public. We find substantial evidence supported the trial court’s competency determinations and the jury’s finding on the lying-in-wait special circumstance. However, the trial court applied the wrong standard when declining to dismiss the firearm enhancement. We therefore affirm the conviction, vacate the sentence, and remand for resentencing. II. FACTUAL AND PROCEDURAL BACKGROUND Arriola and the victim, Devon Rideout, lived in neighboring apartments. Rideout resided on the ground floor, and Arriola occupied the unit above hers, along with his brother and mother. Indeed, the stairs outside of Rideout’s front door led up to the apartment where Arriola lived. From Rideout’s apartment door and the stairs to Arriola’s apartment, a walkway led out between two small patches of lawn to the sidewalk. Arriola’s balcony and bedroom window overlooked this small yard/entry point into the complex and Rideout’s apartment. Every day, at about 4:00 p.m., Rideout walked her dog around the apartment development after returning home from work. She followed that routine on July 20, 2018, the day Arriola shot and killed her just outside her 2 apartment. An autopsy revealed that Rideout suffered five gunshot wounds, some of which had stippling.1 Apparently, Arriola left his apartment that afternoon, possibly at 3:00 p.m., telling his visiting sister that he was going to the grocery store. His sister did not see him again until after the shooting, at which point Arriola did not have any groceries. At about the same time as the shooting, UPS driver Jeremy Mitchell arrived at the complex to deliver packages. Going to his first delivery, Mr. Mitchell walked past Rideout’s apartment but did not see anyone at her front door nor in that area. He then saw Rideout walking past him as she headed toward her apartment. Approximately five to seven seconds later, Mr. Mitchell heard two gunshots, followed by a scream and then two more gunshots. Prior to the shooting, Rideout was the only person Mr. Mitchell saw at the apartment complex. Following the shooting, Arriola called 911 “to report a trespasser,” stating, “[t]here has been used [sic] legal force.” Police officers soon arrived. Arriola admitted to them that he shot Rideout, claiming he “used lethal force because she was trespassing.” Inside Arriola’s apartment investigating officers discovered a copy of “California Firearms Laws Summary 2016” in Arriola’s bedroom. The document explains various gun laws, including those regarding self-defense and ejecting a trespasser. The officers also found the following list of words written on a plastic radiator reservoir under the hood of Arriola’s car: “Pi, 1 Stippling is an injury caused by a firearm’s discharge at close range, generally 9 to 12 inches away. The injury presents as small skin abrasions, which are caused by partially burned or unburned gun powder fragments striking skin near a projectile entrance wound.
3 Onesimus, Imran, Quran, Recitations, Westlake, Rideout, Bee, R.I.P.” From his time in the Marines, Arriola knew a fellow Marine by the name of Jessica Westlake, as well as one whose nickname was Bee. Rideout was also in the Navy, and her job duties included providing medical services to multiple Marine corps units. Officers arrested Arriola. After the People charged Arriola with Rideout’s murder, the court suspended proceedings against him four times to determine if he was competent to stand trial. Each time, consistent with the findings of court- appointed psychiatrists, the trial court found Arriola competent. On May 19, 2022, a jury found Arriola guilty of first degree murder (Pen. Code,2 §§ 187, subd. (a), 189, subd. (a)). It also found true that Arriola committed the offense by means of lying in wait (§ 190.2, subd. (a)(15)), and that he personally used a firearm (§ 12022.53, subd. (d)). At sentencing, Arriola sought dismissal or reduction of the firearm enhancement under section 1385, arguing it would otherwise add a sentence of 25 years to life to the life without parole first degree murder penalty in this case. The trial court found that potential mitigating circumstance inapplicable because the underlying crime already carried a sentence of over 20 years. After independently noting that Arriola’s mental illness was another potential mitigating circumstance, the court nonetheless declined to dismiss the enhancement because doing so would endanger public safety. The court then sentenced Arriola to life without the possibility of parole for the murder and lying-in-wait special circumstance, plus 25 years to life for the firearm enhancement. Arriola timely appealed.
2 All subsequent statutory references are to the Penal Code.
4 III. DISCUSSION Arriola challenges each of the trial court’s four competency determinations, claiming they lacked substantial evidence to support them. He also contends substantial evidence did not support the jury’s true finding on the lying-in-wait special circumstance. Finally, Arriola argues the trial court abused its discretion when it refused to dismiss the firearm enhancement. Finding no error in the trial court’s competency determinations or the jury’s special circumstance finding, we affirm the conviction. However, the trial court abused its discretion when considering whether to dismiss the firearm enhancement. We therefore vacate Arriola’s sentence and remand for resentencing. A. Competency to Stand Trial “A criminal defendant cannot be tried while mentally incompetent.” (Rodriguez v. Superior Court (2023) 15 Cal.5th 472, 486.) Mental incompetency exits when, “as a result of a mental health disorder or developmental disability, the defendant is unable to understand the nature of the criminal proceedings or to assist counsel in the conduct of a defense in a rational manner.” (§ 1367, subd. (a).) At a trial to determine competency, the defendant is presumed competent, and the defendant must prove incompetence by a preponderance of the evidence. (§ 1369, subd. (f).) We will uphold a competency determination when it is supported by substantial evidence— that is, evidence that is “ ‘ “reasonable, credible, and of solid value.” ’ ” (People v. Turner (2004) 34 Cal.4th 406, 425.) “ ‘[W]e give due deference to the trier of fact, and therefore view the record in the light most favorable to the verdict.’ ” (People v. Mendoza (2016) 62 Cal.4th 856, 871.) “[I]t is not our function to substitute our judgment for that of the [trier of fact] or to reweigh the evidence.” (Id. at 883.) As long as there is 5 substantial evidence supporting the determination, we will uphold it even though substantial evidence to the contrary also exists. (People v. Helzer (2024) 15 Cal.5th 622, 646.) 1. First Competency Determination On September 13, 2019, the trial court suspended proceedings against Arriola for the first time. This led to a competency evaluation by court- appointed psychiatrist Dr. Nicholas Badre on October 24, 2019. Dr. Badre determined Arriola was competent to stand trial. At a January 6, 2020 hearing, counsel for Arriola submitted on Dr. Badre’s report without argument The trial court found Arriola competent and reinstated the proceedings. On appeal, Arriola argues substantial evidence did not support this first competency finding because Dr. Badre’s report was conclusory and inconsistent. The People claim Arriola forfeited any challenge to Dr. Badre’s report because he submitted on it without argument. In response, Arriola maintains sufficiency of the evidence claims are never forfeited. We agree with the People. “[D]efendants may not attack the validity of expert reports to which they submit with arguments they did not present to the trial court.” (People v. Kirvin (2014) 231 Cal.App.4th 1507, 1514 (Kirvin).) Additionally, the general rule that the sufficiency of the evidence is never forfeited does not apply because “[u]nlike the adjudication of criminal guilt, which presumes a defendant’s innocence and places the burden of proof on the state,” in a competency proceeding, the “defendant is presumed competent” and “he assumes the burden of proof.” (People v. Blacksher (2011) 52 Cal.4th 769, 797.) Accordingly, because Arriola submitted on Dr. Badre’s report without any argument, Arriola forfeited his objections on appeal.
6 2. Second Competency Determination a. Background On October 8, 2020, the court suspended proceedings for a second time, resulting in a bench trial occurring on March 2 and 3, 2021. Clinical forensic psychologist Dr. David DeFrancesco testified on behalf of Arriola. He opined that despite knowing the nature and purpose of the criminal proceedings, as well as his status in the proceedings, Arriola was not competent to stand trial because he was unable to rationally assist with his defense due to his schizophrenia. Unable to personally diagnose Arriola due to his refusal to be interviewed, Dr. DeFrancesco’s opinion was based solely on Arriola’s records from the military, the Department of Veterans Affairs, and his time in custody after the murder. Those records showed that while in the Marines in 2014, Arriola was held for psychiatric treatment due to bizarre behavior and hyper-religiosity; after his release from treatment he went on a unauthorized absence for over a year; in 2016 a military court found him incompetent to stand trial in court martial proceedings; diagnosed him with schizophrenia, the Marines then discharged Arriola from the military; and since being in custody for the current charges he has resisted medication and continued to exhibit schizophrenia. The court received into evidence Arriola’s military and Department of Veterans Affairs records. Defense investigator Allison Marquez also testified at the hearing. She stated that though she met with Arriola numerous times, she could not discuss with him the case or how to proceed because Arriola exhibited scattered thinking, made irrational statements, and was uncooperative. The People then called Dr. Badre to testify. He described both his initial evaluation of Arriola as well as a second that occurred on October 26, 2020. He explained that Arriola was uncooperative in these meetings, and 7 the doctor believed Arriola showed deceit by refusing to answer even simple and absurd questions, like whether Rideout was killed by a piano. Although schizophrenics may present as being guarded and nonresponsive, Dr. Badre believed that Arriola’s failure to cooperate did not reflect mental illness. Rather, even though Arriola chose not to answer easy questions he still possessed the clarity of mind to say he wanted to go to a mental hospital instead of prison. The doctor also based his opinion on Arriola’s ability to change his answers when it suited him. For example, Arriola initially denied knowing the colors of the American flag, but then correctly provided them after Dr. Badre said Arriola’s answer sounded suspicious. Dr. Badre also reviewed Arriola’s records from the military, the Department of Veterans Affairs, and his time in custody. Dr. Badre distinguished his evaluations from those that led to the incompetency determinations in 2016. In those, Arriola credibly answered many questions correctly and reported delusions. In contrast, during Dr. Badre’s more recent examinations, Arriola did not report any delusions, and his failure to cooperate appeared volitional. Ultimately, Dr. Badre concluded that Arriola was competent to stand trial. After the matter was submitted to the trial court for ruling, it summarized the evidence it considered. The trial court reviewed the applicable law as stated in a standard jury instruction on competency (CALCRIM No. 3451), finding sufficient evidence that Arriola understood the proceedings and his role in them. The court also found that Arriola failed to carry his burden to overcome the competency presumption because the evidence did not show it more likely than not that Arriola’s mental disorder precluded him from assisting in the defense. The court therefore found Arriola competent to stand trial and reinstated criminal proceedings.
8 b. Discussion Arriola claims the trial court erred because it failed to state its findings on the record as required by California Rules of Court, rule 4.130. He also asserts Dr. Badre’s opinion held little evidentiary value when weighed against Arriola’s medical records, Dr. DeFrancesco’s testimony, and Ms. Marquez’s statements. According to Arriola, this evidence established that he could not assist in his defense and was, therefore, incompetent. We find this a sufficient statement of the court’s findings. (See, e.g., People v. Marks (1988) 45 Cal.3d 1335, 1343 [stating “that no ‘magic words’ are required” for competency finding, the court should at a minimum expressly state its determination, and it would be helpful if the court identified the evidence considered and its reasoning].) Turning to his challenges to the evidence, Arriola’s reliance on the information favorable to him is misplaced. Dr. Badre found Arriola competent, and “ ‘the testimony of a single witness, including the testimony of an expert, may be sufficient to constitute substantial evidence.’ ” (People v. Wright (2016) 4 Cal.App.5th 537, 545.) “It is ‘not the role of this court to redetermine the credibility of experts or to reweigh the relative strength of their conclusions.’ ” (Kirvin, supra, 231 Cal.App.4th at p. 1514.) We focus on Arriola’s challenges to determine if Dr. Badre’s opinion meets the threshold for substantial evidence. To prevail, Arriola must show that Dr. Badre based his findings on “ ‘factors that are “speculative, remote or conjectural,” or on “assumptions . . . not supported by the record.” ’ ” (Wright, at p. 545.) Arriola disputes Dr. Badre’s opinion because people with schizophrenia can appear guarded and nonresponsive while Dr. Badre relied on that behavior to find deceit. However, both Dr. Badre and Dr. DeFrancesco testified though such behavior could be a symptom of schizophrenia, 9 every person is different, and it could also be evidence of malingering. Dr. DeFrancesco also testified that malingering is best determined by observation. Dr. Badre reached his opinion after interviewing Arriola, during which Arriola selectively answered both simple and absurd questions while never mentioning any delusions. This contrasted with Arriola’s prior evaluations where he put in more effort into interacting with the examining mental health professional, disclosing more challenges including his delusions. Arriola claims that Dr. Badre ignored Arriola’s delusional comments and that delusions are not a prerequisite for mental illness. The only delusional comment identified by Arriola is that he did not know if Rideout was killed by a piano, a response Dr. Badre found deceitful. Additionally, Dr. Badre never testified that delusions were required for a finding of incompetence. He merely used the absence of any reported delusions as one component of his analysis. Finally, Arriola argues Dr. Badre exhibited bias because he prepared a script for the prosecutor and improperly conducted a second evaluation. As a general rule, our role as an appellate court does not permit us to reweigh evidence or reassess a witness’s credibility. (Kirvin, supra, 231 Cal.App.4th at p. 1514.) In any event, Arriola fails to demonstrate that the issues he identifies would preclude a reasonable fact finder from finding that he was competent to stand trial. In sum, Arriola fails to show that Dr. Badre’s opinion was speculative or not supported by the record. Dr. Badre’s opinion is therefore substantial evidence in support of the trial court’s ruling, and that ruling was adequately stated on the record. We therefore affirm the trial court’s second competency determination.
10 3. Third and Fourth Competency Determinations After proceedings were suspended a third time to assess Arriola’s competency, court-appointed psychiatrist Dr. David Naimark authored a report finding Arriola competent. At an October 8, 2021 hearing, Arriola’s counsel did not make arguments or present evidence, instead stipulating to Dr. Naimark’s report. Consequently, the trial court reinstated criminal proceeding after finding Arriola competent to stand trial. At the fourth competency hearing, conducted on April 8, 2022, the only evidence before the court was a report from court-appointed psychiatrist Dr. Matthew Carroll, who found Arriola competent to stand trial. Arriola’s counsel stipulated to Dr. Carroll’s qualifications and the admission of his report, but stated she disagreed with his findings. The trial court found Arriola competent to stand trial. On appeal, Arriola claims substantial evidence did not support the third and fourth competency determinations. Arriola challenges Dr. Naimark’s opinion for being conclusory, not specifying the records reviewed, not examining Arriola, and that Arriola’s records showed he was incompetent. Arriola makes similar claims regarding Dr. Carroll’s opinion, arguing his report was conclusory and the evaluation was limited. However, Arriola did not raise these claims in the trial court. He did not file any briefing for either hearing, at the third hearing he made no argument, and at the fourth hearing his counsel merely stated she disagreed with Dr. Carroll’s findings but without specifying any flaws in his conclusions. We find, therefore, Arriola forfeited these arguments on appeal. (Kirvin, supra, 231 Cal.App.4th at p. 1514.)
11 B. Lying-in-wait Special Circumstance Arriola argues the jury needed to speculate in order to find the lying-in- wait special circumstance true. Arriola asserts jurors heard no evidence about his location prior to the shooting, so he could have been waiting for Rideout, or encountered her as he returned to his apartment. Arriola also contends the evidence shows Rideout saw him before he fired because she had entry wounds in the front and back of her body, indicating she saw him and attempted to run. He therefore claims there was no basis for the jury to infer that before he approached Rideout, he concealed his presence or intent to shoot her, or that he intended to kill by surprise. The lying-in-wait special circumstance requires proof of “ ‘ “ ‘ “an intentional murder, committed under circumstances which include (1) a concealment of purpose, (2) a substantial period of watching and waiting for an opportune time to act, and (3) . . . a surprise attack on an unsuspecting victim from a position of advantage.” ’ ” ’ ” (People v. Woodruff (2018) 5 Cal.5th 697, 774.) “The required concealment need not be physical. It suffices if the defendant’s purpose and intent are concealed by his actions or conduct, and the concealment of purpose puts the defendant in a position of advantage, from which the fact finder may infer that lying in wait was part of the defendant’s plan to take the victim by surprise.” (People v. Ceja (1993) 4 Cal.4th 1134, 1140.) “As for the watching and waiting element, the purpose of this requirement ‘is to distinguish those cases in which a defendant acts insidiously from those in which he acts out of rash impulse. [Citation.] This period need not continue for any particular length “ ‘of time provided that its duration is such as to show a state of mind equivalent to premeditation or deliberation.’ ” ’ ” (People v. Mendoza (2011) 52 Cal.4th 1056, 1073.)
12 We review the lying-in-wait special circumstance finding using the sufficiency of the evidence standard previously discussed. (People v. Mataele (2022) 13 Cal.5th 372, 420–421.) As is pertinent here, “ ‘ “ ‘Although it is the jury’s duty to acquit a defendant if it finds the circumstantial evidence susceptible of two reasonable interpretations, one of which suggests guilt and the other innocence, it is the jury, not the appellate court that must be convinced of the defendant’s guilt beyond a reasonable doubt.’ ” ’ ” (People v. Cook (2021) 59 Cal.App.5th 586, 590.) “ ‘ “Where the circumstances reasonably justify the trier of fact’s findings, a reviewing court’s conclusion the circumstances might also reasonably be reconciled with a contrary finding does not warrant the judgment’s reversal.” ’ ” (Ibid.) Arriola compares his case to People v. Nelson (2016) 1 Cal.5th 513 (Nelson).3 In Nelson the defendant “rode his bicycle to the area near the Target parking lot, where he had reason to believe the victims would be waiting to go to work. He concealed his bicycle and came up behind his victims on foot to take them by surprise. He shot the two victims in quick succession. After ensuring his victims were dead by shooting a second time, he retrieved his bicycle and left.” (Nelson, at p. 551.) The California Supreme Court noted two potential scenarios within these facts, one in which the defendant waited for a time when the victims would be vulnerable to a surprise attack, and one in which he merely attacked them from behind without any distinct period of watching and waiting. (Ibid.) Because there 3 We observe that the murder in Nelson occurred in 1993, and our Supreme Court’s reasoning in that case relied on the 1993 version of the lying-in-wait law. Proposition 18 made a significant change to the lying-in- wait special circumstance, but that modification does not affect our analysis. (See Stats. 1998, ch. 629, § 2, p. 4163, enacted as Prop. 18, approved by voters, Primary Elec. (Mar. 7, 2000) eff. Mar 8, 2000.)
13 was no evidence that the defendant arrived before the victims or waited in ambush for their arrival, there was no factual basis to infer the surprise attack scenario over the other, so insufficient evidence supported instructing the jury on lying-in-wait. (Id. at pp. 549, 551.) The People distinguish Nelson, arguing that Arriola left his apartment at 3:00 p.m., armed himself, and approached Rideout as she walked to her front door while others were out of sight.4 They also rely on People v. Harrison (1963) 59 Cal.2d 622 (Harrison) and People v. Rosoto (1962) 58 Cal.2d 304 (Rosoto), abrogated on another ground in People v. Green (1980) 27 Cal.3d 1. In Harrison, the California Supreme Court held, “From the evidence that defendant had armed himself with a butcher knife, that he was not observed on the street prior to the attack, and that he attacked [the victim] immediately upon her emergence from the apartment house, the jury could reasonably conclude that he was waiting for her with the intention of killing or inflicting injury upon her, and that the killing was accomplished by the means of his watching and waiting in concealment.” (Harrison, supra, 59 Cal.2d at p. 631.) Similarly, in Rosoto, a witness testified that as the victim started up the sidewalk to the front porch of his house, a man ran up from the side of the house and opened fire. (Rosoto, supra, 58 Cal.2d at p. 355.) Our Supreme Court determined that the “jury could reasonably have inferred the killer was in hiding and was waiting for the [victim], since no one saw him before the 4 The People also argue that Nelson is inapplicable because it addressed the element of watching and waiting, while Arriola only challenged the surprise attack element. However, we find under the circumstances that by comparing his case to Nelson, Arriola also challenged the existence of watchful waiting.
14 murder, and his approach to [the victim] coincided with the latter’s approach to the front porch.” (Ibid.) Turning to the facts of this case, we know Arriola was not in his apartment during the hour leading up to the shooting. He purportedly went to the grocery store, but he did not return with any groceries. The evidence also shows that Arriola was not seen in the area of the murder when Mr. Mitchell walked by shortly before. That area was outside Rideout’s front door and at the foot of the stairs leading to Arriola’s apartment. Finally, the facts suggest that the attacker surprised Rideout: She did not scream until after two shots were fired, and she did not even drop the dog biscuit later found in her hand. We compare these circumstances to those found in Nelson, Harrison, and Rosoto. As in Nelson, here two potential scenarios exist. First, evidence could support finding a chance encounter between Rideout and Arriola because Arriola’s location in the hour before the murder is unknown, and the stairs leading to his apartment are just outside Rideout’s door, meaning Rideout and Arriola could accidentally encounter each other. However, a second interpretation of the evidence supports Arriola ambushed Rideout. Both Rideout’s apparent surprise, and the location of the shooting, demonstrate that an armed Arriola murdered Rideout as she approached her front door. From these facts a jury could infer waiting and concealment as in Harrison and Rosoto. And unlike in Nelson, there was a factual basis for the jury to infer the surprise attack scenario over one not involving lying in wait. Arriola’s purported trip to the grocery store was contradicted by both his lack of groceries and his decision to arm himself. Additionally, the evidence indicated Arriola planned to kill Rideout under the guise of self-defense. Not 15 only was her name found in Arriola’s car written on a list that ended in “R.I.P.,” but Arriola also studied how one legally ejects a trespasser from property. Further, Arriola immediately reported to 911 operators and responding officers that he used legal, lethal force on a trespasser. To employ such a plan, Arriola would have watched and waited for an opportune time to act, and then consistent with that plan, murdered Rideout during her routine dog walk. These circumstances reasonably justify the jury’s determination that the encounter between Arriola and Rideout was not a coincidence, but rather the result of a planned surprise attack. As for Arriola’s reliance on the location of Rideout’s entry wounds, we find that claim unpersuasive. The medical examiner testified that one of the five shots entered the left side of Rideout’s face and went through her vocal cords, indicating this shot occurred after she screamed. As for the four other shots, one entered slightly to the rear and left side of the head, one entered between the back and side of the right arm, one entered through the abdomen, and one went through the right scapula and second rib. However, the examiner was not able to determine the order in which these four shots occurred. As such, while the shot that entered through Rideout’s face was likely one of the later ones, there is no evidence indicating the order of the remaining rounds, so the positioning of Rideout during the shooting is unclear. Based on the foregoing, sufficient evidence supported the jury’s true finding on the lying-in-wait special circumstance. C. Firearm Enhancement Arriola objects to the court’s refusal to dismiss the firearm enhancement, pursuant to section 1385, subdivision (c)(2). He claims his mental illness weighed greatly in favor of dismissal, and in finding danger to 16 the public, the trial court failed to consider that he would spend the rest of his life in prison even if the enhancement was dismissed. We agree. Certain mitigating circumstances, including when an offense is connected to mental illness, weigh greatly in favor of dismissing an enhancement, unless doing so “would endanger public safety.” (§ 1385, subd. (c)(2) & (c)(2)(D).) “ ‘Endanger public safety’ means there is a likelihood that the dismissal of the enhancement would result in physical injury or other serious danger to others.” (Id., subd. (c)(2).) In making this forward- looking determination, “a crucial part of the inquiry is how the dismissal of the enhancement will impact the length of the defendant’s sentence.” (People v. Gonzalez (2024) 103 Cal.App.5th 215, 228.) We review the trial court’s ruling on this issue for abuse of discretion, which is established if the trial court applied an incorrect legal standard. (Id. at p. 225.) While acknowledging Arriola’s mental illness, the trial court declined to dismiss the firearm enhancement, stating, “[t]his was a horrific and planned crime that involved great violence. And the court finds that there is an unreasonable risk that he will commit a new [super] strike if he is released and finds that the dismissal would endanger public safety.” However, the trial court did not appear to consider Arriola’s future dangerousness if it dismissed the firearm enhancement given that Arriola would never be released due to his life without parole sentence for the special circumstance. (See People v. Gonzalez, supra 103 Cal.App.5th at pp. 230–231 [court must consider future as well as current dangerousness to others].) Consequently, 17 the trial court applied the wrong legal standard and abused its discretion.5 We therefore vacate Arriola’s sentence.
IV. DISPOSITION Arriola’s conviction is affirmed, but his sentence is vacated. This matter is remanded to the trial court to conduct a resentencing hearing. In considering dismissal of the firearm enhancement, the trial court shall, among other factors it considers, also include how it assesses Arriola’s current and future dangerousness, and the “likelihood that the dismissal of the enhancement would result in physical injury or other serious danger to others” in the light of his life without parole sentence. (§ 1385, subd. (c)(2).)
RUBIN, J.
WE CONCUR:
DATO, Acting P. J.
KELETY, J.
5 This is a rapidly evolving area of law. Indeed, on August 15, 2024, our Supreme Court decided People v. Walker (Aug. 15, 2024, S278309) ___ Cal.5th ___ [2024 Cal. LEXIS 4426] [discussing whether giving factors in § 1385, subd. (c)(2) great weight meant there was a rebuttable presumption for dismissing an enhancement.] Gonzalez was also decided in 2024, two years after the trial court made its sentencing determination in this matter.
Cites, in this corpus
- People v. Mataele S138052 · 2022-07-21
- People v. Woodruff S115378 · 2018-07-19
- People v. Wright B269705 · 2016-10-24
- People v. Nelson S048763 · 2016-08-15
- People v. Mendoza S143743 · 2016-02-11
- People v. Kirvin B246329 · 2014-12-04
- People v. Mendoza S065467 · 2011-11-10
- People v. Blacksher S076582 · 2011-08-25
- People v. Turner S009038 · 2004-11-01
- People v. Ceja S026136 · 1993-03-18
- People v. Marks S004443. Crim. No. 22553 · 1988-07-14
- People v. Green Crim. No. 20555; Crim. No. 21068 · 1980-04-24
- People v. Harrison Crim. 7221 · 1963-05-21
- People v. Rosoto Crim. 6862 · 1962-08-02